9/2/26 21:04 | 9/1/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Hathi Neesha | TX | O | MD,Head | 2 | S.d | -690 | 108.58 | 0 | -6 | | 6 | M | | | | | | | | | | | | | | |
8/31/26 19:39 | 8/28/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Bettinger Walter W | TX | DO | Co-CB | 7 | S.dm | -126,071 | 102.76 | 0 | -1,227 | | 778 | I | | | | | | | | | | | | | | |
8/27/26 18:00 | 8/26/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 13 | S.d | -27,280 | 98.36 | 0 | -277 | | 2,020 | I | | | | | | | | | | | | | | |
8/26/26 20:15 | 8/24/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 20 | S.dm | -240,620 | 99.23 | 0 | -2,425 | | 97,031 | I | | | | | | | | | | | | | | |
8/18/26 17:55 | 8/17/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 10 | S.dm | -2,991 | 98.42 | 0 | -30 | | 60 | I | | | | | | | | | | | | | | |
8/17/26 18:22 | 8/14/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 7 | S.d | -18,054 | 97.97 | 0 | -184 | -100 | 0 | M | | | | | | | | | | | | | | |
8/17/26 17:43 | 8/13/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Howard Dennis | TX | O | MD,Chief | 4 | S.d | -6,790 | 99.54 | 0 | -68 | | 10 | D | | | | | | | | | | | | | | |
8/10/26 20:05 | 8/6/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Murtagh Nigel J | TX | O | Chief Ri | 8 | S.dm | -17,970 | 98.66 | 0 | -182 | | 61 | D | | | | | | | | | | | | | | |
8/10/26 19:05 | 8/7/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Sneed Paula A | TX | D | | 2 | S.d | -1,325 | 95.29 | 0 | -14 | | 114 | I | | | | | | | | | | | | | | |
7/27/26 18:05 | 7/23/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Morgan Peter J. III | TX | O | GC | 4 | S.d | -7,243 | 96.91 | 0 | -75 | | 1 | D | | | | | | | | | | | | | | |
5/14/26 20:54 | 5/13/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Sarin Arun | TX | D | | 1 | S.d | -228 | 91.16 | 0 | -3 | | 35 | M | | | | | | | | | | | | | | |
4/29/26 19:39 | 4/28/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Herringer Frank C | TX | D | | 1 | S.d | -228 | 90.60 | 0 | -3 | | 239 | M | | | | | | | | | | | | | | |
4/16/26 19:43 | 4/14/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 8 | S.dm | -6,083 | 94.59 | 0 | -64 | | 83 | M | | | | | | | | | | | | | | |
3/3/26 17:44 | 2/26/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Ellis Stephen A | TX | D | | 1 | S | -1,036 | 96.57 | 0 | -11 | | 88 | I | | | | | | | | | | | | | | |
2/10/26 19:32 | 2/6/26 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Dodds Christopher V | TX | D | | 1 | S.d | -1,236 | 104.55 | 0 | -12 | | 453 | I | | | | | | | | | | | | | | |
7/31/25 17:13 | 7/29/25 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Wurster Richard A | TX | DO | P,CEO | 2 | S | -3,323 | 92.71 | 0 | -36 | | 182 | D | | | | | | | | | | | | | | |
5/22/25 20:53 | 5/21/25 | SCHW | Financ | FinTrd | Security Brokers, Dealers & F | Ruffel Charles A. | TX | D | | 1 | S | -487 | 87.65 | 0 | -6 | | 30 | D | | | | | | | | | | | | | | |