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7/16/24 16:15
7/16/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "Exp7P.m32712.6102626D
7/12/24 19:38
7/3/24
ABIOArca Biopharma, Inc.Y9FinancInvAdvInvestment AdviceJanus Henderson Group PlcX0T1P.m1,4273.490409281,891I
7/1/24 10:22
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceQuinif Jo AnnOHOP of DHC1P56139.2400222D
7/1/24 10:19
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceBrilliant Heather EOHDOCEO2P.m125143.3401247D
6/25/24 19:21
6/21/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee Rema3P.m3828.6704479100D
6/24/24 12:48
6/21/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Charles BCAT2P6,78822.630300092,787D
6/17/24 18:17
6/13/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceCharles K. Huebner TrustTXHSee Rema1P997.950133252D
6/10/24 16:21
6/6/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi HoldingsNYT3P.m4514.93091117,985I
6/5/24 14:12
6/3/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceTiedemann MichaelNYDOCEO3P.dm9734.62021151623D
6/4/24 09:24
6/3/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceCooley Richard ScottOHD2P154154.0001148D
5/31/24 17:52
5/30/24
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceHoffmeister David FNYD1P99744.290239646D
5/16/24 21:34
5/14/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceKeaney Timothy FNYDOP,Asset 1P.m3844.5608464297D
5/13/24 17:04
5/9/24
RPTXRepare Therapeutics Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCAT6P.dm29,1913.7207,8381,688D
5/8/24 17:23
5/6/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYD5P.m163105.3502443M
5/3/24 17:01
4/30/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceLong Path Smaller Companies Fund, LPCTT2P15415.050101941D
4/4/24 19:50
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceFurlong Mark FNYD1P1365.4302525D
3/28/24 18:23
3/27/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceJensen Richard J.TXOEVP,Head1P4598.3505555D
3/14/24 16:30
3/13/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceGray John AllenNYOMD1P5015.84031721D
3/12/24 21:57
3/5/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceBlatherwick Nell M.TXHSee Rema1P.d1007.980133430D
2/21/24 17:05
2/21/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBrown Reginald JNYD2P506119.38043317D
2/12/24 18:23
2/8/24
JSPRJasper Therapeutics, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCHFormer 11P2,46112.950190221,066I
12/26/23 16:12
12/18/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEO9P.m2426.8003622,099I
12/19/23 17:00
12/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /AdvCAOCo-CEO3P1,21631.1003941,037I
12/12/23 18:52
8/10/21
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Brian ACAD1P.m3910.06041288I
12/12/23 18:49
3/7/17
HNNAHennessy Advisors IncFinancInvAdvInvestment AdvicePomilia Susan WeberCAD1P4218.29022117I
11/22/23 14:09
11/21/23
OAK.POaktree Capital Group, LLCDEFinancInvAdvInvestment AdvicePerry Mansco IIICAD1P2120.70011D
11/20/23 18:57
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceGusky Adam SamuelFLD1P.m746.1101211623D
11/20/23 18:15
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceMcNealy SeanFLDOTCo-Found1P26.1700012,594D
11/17/23 11:34
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceD Agostino Robert PCAD1P10621.23053161D
11/17/23 11:33
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECAD5P1,21634.7403512319D
11/17/23 11:31
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CE11P14,14443.04032957,173D
11/16/23 09:43
11/14/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CAT18P.dm9,1213.5202,592555,859I
11/13/23 15:07
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECAD1P.m2022.6301167D
11/13/23 08:00
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceAntin Robert LCAD2P.m1,18827.6204310470D
11/13/23 08:00
11/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceBrandt Tamara SueCAD1P5030.6402366D
11/7/23 16:30
11/3/23
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceKrongard A BNYD1P8785.95010441D
10/20/23 18:27
10/18/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCAT15P.m75,29120.3103,7081138,913I
9/25/23 19:59
9/21/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGcm Grosvenor Inc.ILHSee Expl1P.d1,80030.0006019,005I
9/21/23 21:21
9/19/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGrosvenor Capital Management, L.P.ILHSee Expl1P19030.00060I
9/14/23 16:05
9/12/23
CCIFCarlyle Credit Income FundDEFinancInvAdvInvestment AdviceCg Subsidiary Holdings L.L.C.DCT2P.d40,0008.3604,7864,786D
8/24/23 16:04
8/23/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceSchulte Mary BethFLD1P1017.7301313I
8/17/23 20:27
8/15/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBhutani AshishCAD1P98198.0801057712D
7/27/23 17:00
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. R3P71647.750154385D
7/25/23 16:28
7/21/23
TGANTransphorm, Inc.E9FinancInvAdvInvestment AdviceKkr Phorm Investors L.P.NYT1P5,7293.3001,736824,412I
6/16/23 16:26
6/14/23
AMPSAltus Power, Inc.DEFinancInvAdvInvestment AdviceGso Altus Holdings LPNYT3P.m1,8615.460341221,116I
6/5/23 18:27
6/1/23
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceMcCabe Michael INYDOHHead of 2P.m3,93222.47017553,775D
5/16/23 20:46
5/12/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBush Antoinette CookCAD1P10181.6901718D
5/2/23 18:53
4/28/23
FBSPXFranklin Bsp Private Credit FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCATHAffiliat1P25,00010.1402,465994,965I
4/4/23 17:35
3/31/23
CQPCheniere Energy Partners, L.P.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYT4P.dm24,3482.20011,0705227,751I
3/17/23 13:06
3/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceYoung Kenneth MCAOP1P7831.46021274I
3/17/23 07:58
3/16/23
AMGAffiliated Managers Group, Inc.DEFinancInvAdvInvestment AdviceJeffery Reuben IIIFLD1P501137.21041332D
3/10/23 17:20
3/9/23
JHGJanus Henderson Group PlcY9FinancInvAdvInvestment AdviceSheehan AnneCOD1P927.11000D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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