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7/11/24 15:23
7/10/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "ExpP112.5300021D
7/9/24 16:10
7/8/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "ExpP.m10912.53097420D
7/5/24 16:32
7/5/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "ExpP4812.51044812D
7/3/24 12:35
7/3/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "ExpP1312.5401158D
7/2/24 15:56
7/1/24
BXSYBexil Investment TrustDEFinancInvAdvInvestment AdviceWinmill & Co. IncNYHSee "ExpP8712.5207New7D
7/1/24 10:22
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceQuinif Jo AnnOHOP of DHCP56139.2400222D
7/1/24 10:19
6/27/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceBrilliant Heather EOHDOCEOP.m77139.7201147D
6/25/24 19:21
6/21/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee RemaP1648.2102025100D
6/24/24 12:48
6/21/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Charles BCATP4,55922.800200092,787D
6/20/24 07:43
6/18/24
BENFranklin Resources IncDEFinancInvAdvInvestment AdviceJohnson Charles BCATP2,22922.290100092,587D
6/17/24 18:17
6/13/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceCharles K. Huebner TrustTXHSee RemaP997.950133252D
6/10/24 16:21
6/6/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi HoldingsNYTP944.72020017,985I
6/6/24 18:27
6/4/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi HoldingsNYTP.m1534.90031017,965I
6/5/24 14:12
6/3/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceTiedemann MichaelNYDOCEOP.d2304.860478623D
6/4/24 09:24
6/3/24
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceCooley Richard ScottOHDP75150.000168D
5/31/24 17:52
5/30/24
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceHoffmeister David FNYDP99744.290239646D
5/23/24 19:32
5/21/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceTiedemann MichaelNYDOCEOP.m2814.4406312596D
5/20/24 20:22
5/16/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceTiedemann MichaelNYDOCEOP.m4614.61010023532D
5/16/24 21:34
5/14/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceKeaney Timothy FNYDOP,Asset P.m3844.5608464297D
5/13/24 17:04
5/9/24
ELDNEledon Pharmaceuticals, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCATP.d00.0001,928220D
5/8/24 17:23
5/6/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP33119.5800143M
5/3/24 17:01
4/30/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceLong Path Smaller Companies Fund, LPCTTP.a7715.05051941D
5/2/24 19:27
4/30/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceLong Path Smaller Companies Fund, LPCTTP7715.05051941D
4/4/24 19:50
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceFurlong Mark FNYDP1365.43025New25D
4/4/24 16:15
4/2/24
ALTIAlti Global, Inc.DEFinancInvAdvInvestment AdviceIlwaddi Cayman HoldingsNYTP.m2035.07040017,933I
3/28/24 18:23
3/27/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceJensen Richard J.TXOEVP,HeadP4598.35055New55D
3/27/24 15:46
3/25/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXHSee RemaP818.120101480D
3/14/24 16:30
3/13/24
SAMGSilvercrest Asset Management Group Inc.DEFinancInvAdvInvestment AdviceGray John AllenNYOMDP5015.84031721D
3/12/24 21:57
3/5/24
PXP10, Inc.DEFinancInvAdvInvestment AdviceBlatherwick Nell M.TXHSee RemaP.d1007.980133430D
2/21/24 17:05
2/21/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBrown Reginald JNYDP302125.63021617D
2/14/24 16:53
2/12/24
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP37127.0100143M
2/12/24 18:23
2/8/24
JSPRJasper Therapeutics, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCHFormer 1P2,46112.950190221,066I
12/26/23 16:12
12/18/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP46.500102,079I
12/20/23 16:04
12/19/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP16.500002,049I
12/19/23 17:00
12/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /AdvCAOCo-CEOP40420.2202021,037I
12/18/23 17:23
12/15/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP.m106.500202,099I
12/13/23 18:06
12/12/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP476.500702,097I
12/12/23 18:52
8/10/21
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Brian ACADP.m3910.06041288I
12/12/23 18:49
3/7/17
HNNAHennessy Advisors IncFinancInvAdvInvestment AdvicePomilia Susan WeberCADP4218.29022117I
11/28/23 17:10
11/14/23
PXP10, Inc.DEFinancInvAdvInvestment AdviceMcCoy David M.TXDTHSee RemaP.m1369.730145539D
11/22/23 14:09
11/21/23
OAK.POaktree Capital Group, LLCDEFinancInvAdvInvestment AdvicePerry Mansco IIICADP2120.7001New1D
11/20/23 18:57
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceGusky Adam SamuelFLDP.m746.1001211623D
11/20/23 18:15
11/16/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceMcNealy SeanFLDOTCo-FoundP26.1700012,594D
11/17/23 16:54
11/15/23
RPTXRepare Therapeutics Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCATP.m6,2505.0901,227549D
11/17/23 11:34
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceD Agostino Robert PCADP10621.23053161D
11/17/23 11:33
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP21221.230103319D
11/17/23 11:31
11/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP63721.2303007,173D
11/16/23 09:43
11/14/23
SNCRSynchronoss Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP330.4500074113,648I
11/16/23 09:23
11/14/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP1831.160158128,177I
11/14/23 12:19
11/10/23
SNCRSynchronoss Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m2540.44600570413,574I
11/13/23 15:07
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECADP.m2022.6301167D
11/13/23 08:00
11/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceAntin Robert LCADP64425.750256470D
11/13/23 08:00
11/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceBrandt Tamara SueCADP5030.6402366D
11/7/23 17:09
11/6/23
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP31100.5900142M
11/7/23 16:30
11/3/23
APOApollo Global Management, Inc.DEFinancInvAdvInvestment AdviceKrongard A BNYDP8785.95010441D
11/6/23 18:07
11/2/23
KYMRKymera Therapeutics, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/IlCADHSee RemaP.dm5,30112.800414295D
11/3/23 17:37
11/2/23
RPTXRepare Therapeutics Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCATP2,8213.600784485D
11/3/23 15:25
11/2/23
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceBrilliant Heather EOHDOCEOP49149.4800142D
10/20/23 18:27
10/18/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP2,83918.930150038,913I
10/4/23 16:28
10/2/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP2,21914.800150038,763I
9/25/23 19:59
9/21/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGcm Grosvenor Inc.ILHSee ExplP.d1,80030.0006019,005I
9/22/23 19:00
9/21/23
BXBlackstone Inc.DEFinancInvAdvInvestment AdviceBrown Reginald JNYDP205111.24021415D
9/21/23 21:21
9/19/23
CARTMaplebear Inc.DEFinancInvAdvInvestment AdviceGrosvenor Capital Management, L.P.ILHSee ExplP19030.00060I
9/19/23 16:24
9/15/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP1,47914.790100038,613I
9/14/23 16:25
9/12/23
OLMAOlema Pharmaceuticals, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCADTP.d14,8189.8401,506624M
9/14/23 16:05
9/12/23
CCIFCarlyle Credit Income FundDEFinancInvAdvInvestment AdviceCg Subsidiary Holdings L.L.C.DCTP10,8168.5201,270364,786D
9/13/23 16:03
9/11/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP2,17714.520150038,513I
8/30/23 21:52
8/28/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP11114.9407038,363I
8/30/23 17:33
8/28/23
CCIFCarlyle Credit Income FundDEFinancInvAdvInvestment AdviceCg Subsidiary Holdings L.L.C.DCTP.d29,1848.3003,516New3,516M
8/28/23 16:04
8/24/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP57415.27038038,355I
8/24/23 19:05
8/22/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m3,22315.170212138,318I
8/24/23 16:04
8/23/23
ABLAbacus Life, Inc.DEFinancInvAdvInvestment AdviceSchulte Mary BethFLDP1017.73013New13I
8/22/23 09:30
8/21/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP1,18347.3102507,141D
8/17/23 20:27
8/15/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBhutani AshishCADP98198.0801057712D
8/9/23 17:47
8/7/23
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP.m31103.5100142M
7/27/23 17:00
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP.a4,00055.0007316,724D
7/27/23 17:00
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP.a27555.00052309D
7/27/23 17:00
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. RP.a27555.00051380D
7/27/23 08:55
7/26/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /AdvCAOCo-CEOP50055.00091983M
7/26/23 12:04
7/25/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP4,00055.0007317,116D
7/26/23 12:01
7/25/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP27555.00052309D
7/26/23 11:58
7/25/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. RP27555.00051380D
7/25/23 16:28
7/21/23
TGANTransphorm, Inc.E9FinancInvAdvInvestment AdviceKkr Phorm Investors L.P.NYTP5,7293.3001,736824,412I
6/27/23 12:09
6/26/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m5785.780100028,019D
6/23/23 21:30
6/21/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.dm8883.62024537,265M
6/23/23 17:58
6/22/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP.m137.090202,078D
6/21/23 17:26
6/20/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP.m137.100202,076D
6/20/23 21:30
6/15/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.dm833.5002407,020I
6/16/23 16:26
6/14/23
AMPSAltus Power, Inc.DEFinancInvAdvInvestment AdviceGso Altus Holdings LPNYTP2465.47045021,116I
6/15/23 09:00
6/13/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP23537.910607,043D
6/12/23 18:04
6/8/23
AMPSAltus Power, Inc.DEFinancInvAdvInvestment AdviceGso Altus Holdings LPNYTP2995.25057021,071I
6/8/23 18:18
6/6/23
AMPSAltus Power, Inc.DEFinancInvAdvInvestment AdviceGso Altus Holdings LPNYTP.m1,3155.500239121,014I
6/7/23 09:00
6/6/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP2215.51040027,919M
6/5/23 18:27
6/1/23
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceMcCabe Michael INYDOHHead of P.m2,21423.3109533,775D
6/2/23 12:05
6/2/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP865.05017027,879M
5/31/23 21:30
5/26/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d703.4502006,997D
5/31/23 18:46
5/30/23
STEPStepstone Group Inc.FinancInvAdvInvestment AdviceMcCabe Michael INYDOHHead of P.m1,71821.4708023,680D
5/30/23 16:04
5/25/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOCEOP.m216.890302,075D
5/24/23 21:30
5/22/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d93.450306,976D
5/24/23 18:04
5/23/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP.m516.850802,072D
5/23/23 11:19
5/19/23
HNNAHennessy Advisors IncFinancInvAdvInvestment AdviceHennessy Neil JCADOTCEOP.m836.9001212,064D
5/19/23 21:30
5/17/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.dm293.450806,974D
5/17/23 20:18
5/16/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP.a65932.9502006,666D
5/17/23 10:56
5/16/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d1793.5705016,965D
5/16/23 20:46
5/12/23
ARESAres Management CorpDEFinancInvAdvInvestment AdviceBush Antoinette CookCADP10181.6901718D
5/16/23 15:20
5/16/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP65932.9502007,030D
5/16/23 09:00
5/12/23
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m5785.440106027,862M
5/10/23 16:53
5/8/23
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP3082.7400139M
5/9/23 20:25
5/5/23
ELDNEledon Pharmaceuticals, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCATP.d00.0001,979145D
5/8/23 16:02
5/4/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m7,57921.000361138,105I
5/8/23 12:50
5/8/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP86634.6602507,010D
5/2/23 18:53
4/28/23
FBSPXFranklin Bsp Private Credit FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCATHAffiliatP25,00010.1402,465994,965I
4/27/23 16:02
4/25/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP5,38921.560250137,745I
4/24/23 16:08
4/20/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP4,16920.850200137,495I
4/18/23 18:29
4/14/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP4,28821.440200137,295I
4/17/23 13:41
4/13/23
ALTGAlta Equipment Group Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m1,15613.7608416,769I
4/13/23 11:55
4/11/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d763.9301906,915D
4/6/23 21:30
4/5/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d333.480906,896D
4/6/23 21:30
4/4/23
ALTGAlta Equipment Group Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m75213.6705516,685I
4/4/23 17:35
3/31/23
FOAFinance of America Companies Inc.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYTP.d15,0001.38010,8708024,387I
4/4/23 17:03
3/31/23
CQPCheniere Energy Partners, L.P.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYTP.m1,31147.320280203,365I
3/31/23 18:14
3/29/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP2,94321.090140037,095I
3/31/23 16:30
3/29/23
CQPCheniere Energy Partners, L.P.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYTP.m4,54747.130960203,357I
3/31/23 09:19
3/31/23
ARENArena Group Holdings, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.d3,9153.8801,009176,887M
3/29/23 19:37
3/27/23
CQPCheniere Energy Partners, L.P.DEFinancInvAdvInvestment AdviceBlackstone Holdings III L.P.NYTP.m3,49046.070760203,330I
3/29/23 16:05
3/27/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m26,40721.1301,250436,955I
3/20/23 08:59
3/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP29929.900103302D
3/20/23 08:55
3/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP74729.9002507,007D
3/20/23 08:36
3/16/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceAntin Robert LCADP.m54430.220184443D
3/17/23 16:23
3/15/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m7,88223.800331135,705I
3/17/23 13:06
3/17/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceYoung Kenneth MCAOPP7831.46021274I
3/17/23 11:05
3/16/23
DHILDiamond Hill Investment Group IncOHFinancInvAdvInvestment AdviceCooley Richard ScottOHDP79158.000186D
3/17/23 07:58
3/16/23
AMGAffiliated Managers Group, Inc.DEFinancInvAdvInvestment AdviceJeffery Reuben IIIFLDP501137.21041332D
3/16/23 10:30
3/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP38729.8701306,982D
3/16/23 10:30
3/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceKelleher Thomas J /advCAOCo-CEOP31131.130101996I
3/16/23 10:30
3/15/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP15530.93052292D
3/15/23 18:03
3/13/23
FYBRFrontier Communications Parent, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m4,01223.770169035,374I
3/14/23 13:34
3/10/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. RP16633.25051385D
3/10/23 17:20
3/9/23
JHGJanus Henderson Group PlcY9FinancInvAdvInvestment AdviceSheehan AnneCODP927.1100New0D
3/7/23 13:58
3/7/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP77040.5301906,969M
2/27/23 17:32
2/23/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP36836.850104287D
2/27/23 17:31
2/24/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. RP36836.780103355D
2/15/23 17:34
2/13/23
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP3392.4300139M
2/9/23 15:31
2/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECADP1039.970074D
2/9/23 13:06
2/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceD Agostino Robert PCADP50740.590139154D
2/9/23 10:19
2/8/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP5,46140.18013626,750D
2/8/23 14:36
2/8/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceMoore AndrewCAOCEO B. RP77538.750208281D
2/2/23 09:28
1/30/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP8971.790500155,829I
1/31/23 17:24
1/27/23
JSPRJasper Therapeutics, Inc.DEFinancInvAdvInvestment AdviceCarlyle Group Inc.DCTP4,7001.5003,133568,762I
1/30/23 20:11
1/26/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m1,9821.7601,123255,329I
1/26/23 21:30
1/20/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDTP.a25010.0002506,414I
1/26/23 18:16
1/24/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m2,5531.6001,596354,206I
1/24/23 19:24
1/20/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m1,9271.5701,230253,632I
1/23/23 20:30
1/23/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDTP2389.5002506,437I
1/20/23 16:29
1/18/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP.m1,3571.3601,000252,402I
1/19/23 20:02
1/17/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP5441.360400151,402I
1/18/23 17:51
1/13/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDTP27010.0002706,770I
1/17/23 18:33
1/13/23
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP4601.390330151,002I
1/13/23 17:08
1/11/23
KYMRKymera Therapeutics, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/IlCADHSee RemaP.dm1,25130.5104122,146D
1/12/23 21:00
1/10/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDTP.m1,4479.48015326,782I
1/9/23 20:20
1/9/23
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP74437.220208277D
1/9/23 19:40
1/5/23
ALTIAlvarium Tiedemann Holdings, Inc.DEFinancInvAdvInvestment AdviceYu PeterNYDTP.m5338.5906216,606I
1/9/23 17:44
1/5/23
XOMAXoma CorpDEFinancInvAdvInvestment AdviceBvf Partners L P/ilCADTHSee RemaP.dm42118.9102212,056D
12/30/22 06:10
12/28/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP.m88333.2402706,614D
12/30/22 06:08
12/28/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceBrandt Tamara SueCADP2032.0101323D
12/29/22 20:00
12/27/22
GLBLCartesian Growth CorpE9FinancInvAdvInvestment AdvicePangaea Three-B, LPNYTP.m4010.0304497D
12/23/22 20:00
12/21/22
GLBLCartesian Growth CorpE9FinancInvAdvInvestment AdvicePangaea Three-B, LPNYTP.m2610.0303393D
12/22/22 18:49
12/20/22
THRDThird Harmonic Bio, Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/ilCATP8794.110214786241D
12/20/22 21:00
12/19/22
GLBLCartesian Growth CorpE9FinancInvAdvInvestment AdvicePangaea Three-B, LPNYTP.dm4610.0205591D
12/20/22 06:07
12/16/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceSheldon Michael JosephCADP40039.860102255D
12/20/22 06:02
12/16/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceLabran Renee ECADP1040.400083D
12/19/22 20:53
12/15/22
VCTRVictory Capital Holdings, Inc.DEFinancInvAdvInvestment AdviceBrown David CraigTXOCB,CEOP.m1,61826.9706032,228D
12/19/22 06:19
12/16/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP4,81640.13012026,588D
12/15/22 14:51
12/14/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP.m2,62441.3106416,468D
12/5/22 21:05
12/2/22
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP1,67183.5502010839I
12/5/22 15:59
12/2/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdviceRiley Bryant RCADOTCB,Co-CEP.m2,26343.9305216,404D
12/1/22 09:00
11/30/22
RILYB. Riley Financial, Inc.DEFinancInvAdvInvestment AdvicePaulson Randall ECADP11142.84031257D
11/30/22 09:00
11/29/22
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP2,2294.460500227,756I
11/21/22 21:00
11/17/22
GLBLCartesian Growth CorpE9FinancInvAdvInvestment AdvicePangaea Three-B, LPNYTP.dm86710.06086New86D
11/15/22 21:30
11/11/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP1285.1502521,113I
11/14/22 06:01
11/9/22
BWBabcock & Wilcox Enterprises, Inc.DEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP54.1001027,256I
11/10/22 21:30
11/8/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m54.000101,088I
11/10/22 18:31
11/8/22
RAINRain Therapeutics Inc.DEFinancInvAdvInvestment AdviceBvf Partners L P/IlCADTHSee ExplP.d9,9715.8301,710893,630D
11/10/22 09:34
11/8/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP434.21010010,148D
11/8/22 17:03
11/7/22
BXBlackstone Inc.DEFinancInvAdvInvestment AdvicePorat RuthNYDP1492.3800119D
11/8/22 09:02
11/4/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m3594.21085110,137D
11/7/22 21:30
11/3/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m494.0001211,087I
11/4/22 09:30
11/2/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m4414.150106110,052D
11/2/22 21:30
10/31/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP323.950811,074I
11/2/22 16:50
6/3/21
ERESUEast Resources Acquisition CoDEFinancInvAdvInvestment AdviceGusky Adam SamuelFLOChief InP69.9501233I
11/2/22 09:29
10/31/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m5604.28013119,946D
10/31/22 09:02
10/27/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m5074.23012019,815D
10/28/22 21:30
10/26/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m223.980511,066I
10/27/22 11:01
10/25/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m5974.22014219,695D
10/25/22 21:30
10/21/22
TACTTransact Technologies IncDEFinancInvAdvInvestment AdviceB. Riley Financial, Inc.CATP.m973.6502731,061I
10/25/22 12:12
10/21/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m3734.0709119,554D
10/21/22 09:15
10/19/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m5224.07012819,462D
10/19/22 09:08
10/17/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m4594.12011119,334D
10/18/22 17:35
10/14/22
CCOClear Channel Outdoor Holdings, Inc.DEFinancInvAdvInvestment AdviceAres Management LLCCATP2951.470200050,672I
10/17/22 09:15
10/13/22
GIMTempleton Global Income FundDEFinancInvAdvInvestment AdviceFranklin Resources IncCAHAffiliatP.m4924.12011919,223D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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