8/30/24 16:10 | 8/29/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 6 | P.m | 180 | 5.12 | 0 | 35 | 690 | 40 | D | | | | | | | | | | | | | | |
8/30/24 13:28 | 8/29/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | 2 | 5 | P | 9,418 | 21.82 | 0 | 432 | 0 | 99,169 | D | | | | | | | | | | | | | | |
8/28/24 15:53 | 8/28/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | 1 | 21 | P.m | 2,008 | 12.97 | 0 | 155 | | 155 | D | | | | | | | | | | | | | | |
8/23/24 11:23 | 6/3/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | 4 | 10 | P.dm | 2,391 | 4.55 | 0 | 525 | 3 | 18,844 | D | | | | | | | | | | | | | | |
8/20/24 14:23 | 8/16/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | 1 | 3 | P.m | 2,144 | 3.38 | 0 | 635 | 43 | 2,117 | I | | | | | | | | | | | | | | |
8/7/24 16:28 | 8/6/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P | 333 | 99.22 | 0 | 3 | 1 | 527 | D | | | | | | | | | | | | | | |
8/7/24 16:17 | 8/5/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 8 | P.m | 704 | 116.26 | 0 | 6 | 11 | 62 | M | | | | | | | | | | | | | | |
7/1/24 10:22 | 6/27/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | 3 | 4 | P.m | 256 | 144.29 | 0 | 2 | 2 | 77 | D | | | | | | | | | | | | | | |
6/25/24 19:21 | 6/21/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 4 | 6 | P.dm | 1,040 | 8.39 | 0 | 124 | 24 | 637 | D | | | | | | | | | | | | | | |
5/31/24 17:52 | 5/30/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | 2 | 3 | P.m | 4,929 | 24.96 | 0 | 198 | 5 | 3,821 | D | | | | | | | | | | | | | | |
5/13/24 17:04 | 5/9/24 | ELDN | Eledon Pharmaceuticals, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.d | 0 | 0.00 | 0 | 3,907 | | 220 | D | | | | | | | | | | | | | | |
5/3/24 17:01 | 3/13/24 | SAMG | Silvercrest Asset Management Group Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 3 | P | 204 | 15.24 | 0 | 13 | 1 | 962 | D | | | | | | | | | | | | | | |
2/12/24 18:23 | 2/8/24 | JSPR | Jasper Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 2,461 | 12.95 | 0 | 190 | 22 | 1,066 | I | | | | | | | | | | | | | | |
12/26/23 16:12 | 12/18/23 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | 3 | 11 | P.m | 323 | 7.73 | 0 | 42 | 2 | 2,503 | I | | | | | | | | | | | | | | |
12/19/23 17:00 | 12/15/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | 8 | 19 | P.m | 15,276 | 42.05 | 0 | 363 | 4 | 9,553 | I | | | | | | | | | | | | | | |
11/22/23 14:09 | 11/21/23 | OAK.P | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 21 | 20.70 | 0 | 1 | | 1 | D | | | | | | | | | | | | | | |
11/20/23 18:57 | 11/16/23 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | 3 | 3 | P.m | 177 | 6.93 | 0 | 26 | 0 | 12,629 | D | | | | | | | | | | | | | | |
11/17/23 16:54 | 11/15/23 | RPTX | Repare Therapeutics Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 9,071 | 4.51 | 0 | 2,011 | | 549 | D | | | | | | | | | | | | | | |
11/16/23 09:43 | 11/14/23 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.m | 288 | 0.4464 | 0 | 644 | 5 | 13,648 | I | | | | | | | | | | | | | | |
11/16/23 09:23 | 11/14/23 | BW | Babcock & Wilcox Enterprises, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 5 | P.m | 1,645 | 3.91 | 0 | 421 | 2 | 28,177 | I | | | | | | | | | | | | | | |
11/6/23 18:07 | 11/2/23 | KYMR | Kymera Therapeutics, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.dm | 5,301 | 12.80 | 0 | 414 | | 295 | D | | | | | | | | | | | | | | |
10/20/23 18:27 | 10/18/23 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 10 | P.m | 29,759 | 18.39 | 0 | 1,618 | 4 | 38,913 | I | | | | | | | | | | | | | | |
9/25/23 19:59 | 9/19/23 | CART | Maplebear Inc. | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P.d | 1,990 | 30.00 | 0 | 66 | 1 | 9,005 | I | | | | | | | | | | | | | | |
9/14/23 16:25 | 9/12/23 | OLMA | Olema Pharmaceuticals, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P.d | 14,818 | 9.84 | 0 | 1,506 | | 624 | M | | | | | | | | | | | | | | |
9/14/23 16:05 | 9/12/23 | CCIF | Carlyle Credit Income Fund | DE | Financ | InvAdv | Investment Advice | 1 | 2 | P.d | 40,000 | 8.36 | 0 | 4,786 | | 4,786 | D | | | | | | | | | | | | | | |
8/17/23 20:27 | 8/15/23 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | 2 | 2 | P | 1,082 | 96.28 | 0 | 11 | 60 | 30 | D | | | | | | | | | | | | | | |
7/25/23 16:28 | 7/21/23 | TGAN | Transphorm, Inc. | E9 | Financ | InvAdv | Investment Advice | 1 | 1 | P | 5,729 | 3.30 | 0 | 1,736 | 8 | 24,412 | I | | | | | | | | | | | | | | |
6/23/23 21:30 | 6/21/23 | AREN | Arena Group Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 6 | P.dm | 1,257 | 3.59 | 0 | 350 | 5 | 7,265 | M | | | | | | | | | | | | | | |
6/16/23 16:26 | 6/14/23 | AMPS | Altus Power, Inc. | DE | Financ | InvAdv | Investment Advice | 1 | 3 | P.m | 1,861 | 5.46 | 0 | 341 | 2 | 21,116 | I | | | | | | | | | | | | | | |
5/2/23 18:53 | 4/28/23 | FBSPX | Franklin Bsp Private Credit Fund | DE | Financ | InvAdv | Investment Advice | 1 | 1 | P | 25,000 | 10.14 | 0 | 2,465 | 99 | 4,965 | I | | | | | | | | | | | | | | |