8/6/26 16:23 | 4/23/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | 3 | S.dm | -5,504 | 96.56 | 0 | -57 | | 65 | D | | | | | | | | | | | | | | |
8/4/26 16:24 | 5/4/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 3 | S.d | -2,803 | 93.42 | 0 | -30 | | 78 | D | | | | | | | | | | | | | | |
7/30/26 16:06 | 4/28/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Warner Mark Andrew | PA | O | See Rema | 4 | S.d | -2,671 | 95.38 | 0 | -28 | | 1 | D | | | | | | | | | | | | | | |
7/30/26 16:06 | 4/23/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 7 | S.d | -10,877 | 88.79 | 0 | -123 | | 21 | D | | | | | | | | | | | | | | |
7/30/26 16:05 | 9/23/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 2 | S.d | -1,896 | 94.80 | 0 | -20 | | 18 | D | | | | | | | | | | | | | | |
7/28/26 16:08 | 4/23/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Sharma Sanjay | PA | O | See Rema | 3 | S.d | -5,908 | 90.89 | 0 | -65 | | 42 | D | | | | | | | | | | | | | | |
6/29/26 13:55 | 6/26/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | H | Chairman | 4 | S.dm | -24,016 | 84.07 | 0 | -286 | | 6,943 | D | | | | | | | | | | | | | | |
6/11/26 10:23 | 6/9/26 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Doran William | PA | D | | 2 | S | -1,039 | 86.62 | 0 | -12 | | 624 | D | | | | | | | | | | | | | | |
2/2/26 11:52 | 8/19/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Hicke Ryan | PA | DO | CEO | 3 | S.d | -11,830 | 86.99 | 0 | -136 | | 212 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -420 | 84.01 | 0 | -5 | 0 | 1,574 | D | | | | | | | | | | | | | | |