SF - Stifel Financial Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	21	133	-0	-0	-0	1	-4	-3	-1
S	%wins				76	68	47	36	60	50	56

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/20/24 16:39	11/18/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-1,195	113.82	0	-11	-4	266	I
11/14/24 17:10	11/12/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-2,905	116.18	0	-25	-14	160	D
5/3/24 16:40	5/2/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,039	79.90	0	-13	-41	19	I
3/15/24 16:49	3/13/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	0	-21	-10	185	D
3/12/24 17:00	3/11/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	0	-25	-22	90	D
2/23/24 17:03	2/21/24	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-2,713	75.37	0	-36	-11	285	I
12/13/23 16:50	12/13/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S	-524	64.75	0	-8	-17	40	D
8/21/23 16:52	8/18/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	S	-1,560	62.39	0	-25	-37	42	M
5/18/23 17:21	5/16/23	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.m	-3,457	58.55	0	-59	-37	100	D
3/1/22 16:31	3/1/22	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-717	71.74	0	-10	-4	267	D
12/1/21 16:48	12/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-732	73.19	0	-10	-4	264	D
9/2/21 16:26	9/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-685	68.53	0	-10	-4	274	D
6/3/21 17:35	6/2/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-1,373	68.64	0	-20	-80	5	D
6/2/21 16:41	6/1/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-699	69.94	0	-10	-3	284	D
3/19/21 16:40	3/18/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S	-369	68.20	0	-5	-12	40	D
3/16/21 16:24	3/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S	-559	67.11	0	-8	-15	46	D
3/16/21 16:20	3/12/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S	-2,920	66.80	0	-44	-27	121	D
3/10/21 17:05	3/8/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S.d	-725	64.42	0	-11	-4	294	D
3/1/21 16:30	2/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	S	-617	61.65	0	-10	-16	53	D
3/1/21 16:19	2/26/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S.d	-614	61.40	0	-10	-22	35	D
2/24/21 16:40	2/22/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-1,219	60.96	0	-20	-11	155	D
2/24/21 16:37	2/22/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-606	60.63	0	-10	-78	3	D
2/18/21 17:10	2/16/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	S.m	-6,024	58.48	0	-103	-8	1,164	D
2/18/21 17:09	2/16/21	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.m	-5,850	58.50	0	-100	-8	1,217	D
12/8/20 16:53	12/7/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-555	74.02	0	-8	-4	169	D
11/20/20 18:55	11/20/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-68	67.50	0	-1	-1	177	M
11/10/20 16:54	11/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-613	68.14	0	-9	-67	4	D
9/11/20 16:41	9/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S.m	-426	51.47	0	-8	-100	0	D
6/4/20 16:42	6/3/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-124	51.55	0	-2	-13	16	D
5/26/20 16:54	5/21/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.m	-329	46.98	0	-7	-27	19	D
5/11/20 16:29	5/8/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-569	44.55	0	-13	-44	16	D
3/11/20 16:26	3/9/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S	-217	43.39	0	-5	-44	6	D
2/4/20 16:41	1/31/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.m	-1,804	65.39	0	-28	-40	42	D
1/22/20 16:27	1/17/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-244	65.06	0	-4	-2	178	D
1/22/20 16:25	1/17/20	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	S	-651	65.07	0	-10	-10	95	D
12/30/19 17:10	12/26/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	S	-204	61.65	0	-3	0	840	I
12/23/19 16:39	12/20/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-620	61.99	0	-10	-51	9	D
12/17/19 16:23	12/16/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-117	62.22	0	-2	-1	180	D
12/12/19 16:14	12/11/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S	-245	61.35	0	-4	-35	7	D
11/8/19 16:19	11/7/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	SVP	S	-608	60.75	0	-10	-9	104	D
11/6/19 16:25	11/4/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S	-60	59.63	0	-1	-3	31	D
11/6/19 16:23	11/4/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S.m	-113	60.00	0	-2	-1	182	D
9/13/19 16:25	9/13/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S	-593	59.33	0	-10	-29	25	D
9/11/19 16:19	9/10/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-122	56.79	0	-2	-8	25	D
9/9/19 16:26	9/9/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	O	Vice CB,	S	-502	55.73	0	-9	-8	98	D
9/5/19 16:53	9/5/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-82	54.71	0	-2	-5	27	D
9/3/19 16:15	8/30/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	MO	D		S	-134	53.45	0	-3	-18	11	D
7/11/19 16:46	7/10/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-85	60.12	0	-1	-1	184	D
7/3/19 13:57	7/1/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-215	60.00	0	-4	-2	185	D
6/21/19 16:38	6/19/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S	-115	57.25	0	-2	-3	58	D
5/15/19 16:25	5/15/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-70	56.04	0	-1	-1	189	D
5/10/19 16:28	5/9/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	MO	D		S	-1,172	58.61	0	-20	-53	17	D
2/21/19 16:28	2/21/19	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-138	55.03	0	-3	-1	186	D
9/19/18 16:13	9/17/18	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	H	Director	S	-544	54.42	0	-10	-20	40	D
8/17/18 16:32	8/16/18	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-69	55.02	0	-1	-1	191	D
5/9/18 16:51	5/8/18	SF	Financ	FinTrd	Security Brokers, Dealers & F	Grady Robert Edward	WY	D		S	-301	60.15	0	-5	-46	6	D
3/5/18 15:08	3/5/18	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	O	Vice CB,	S	-570	63.30	0	-9	-8	102	D
11/28/17 17:30	11/28/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	O	Vice CB,	S	-1,074	53.70	0	-20	-17	96	D
11/20/17 16:00	11/17/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	S	-262	52.30	0	-5	-19	21	D
11/15/17 15:52	11/15/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S	-156	51.96	0	-3	-9	30	D
11/14/17 15:39	11/10/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	O	Dir	S	-1,572	52.41	0	-30	-22	104	D
11/14/17 15:39	11/10/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	DO	Dir	S	-1,305	52.44	0	-25	-21	94	D
11/14/17 15:38	11/10/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S	-1,286	52.40	0	-25	-29	61	D
11/14/17 15:38	11/10/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S	-92	52.27	0	-2	-6	29	D
8/21/17 15:56	8/18/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Westbrook Kelvin R	MO	D		S	-250	48.08	0	-5	-44	7	D
8/7/17 16:20	8/4/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S	-200	50.00	0	-4	-11	33	D
8/3/17 16:20	8/1/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	DO	Dir	S.m	-1,271	50.86	0	-25	-17	119	D
2/16/17 15:08	2/15/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	DO	Vice CB	S	-392	55.40	22	-7	-6	116	D	6	74	49	16	8	9	3	4	0	-1	-4
2/10/17 16:24	2/9/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S	-1,604	53.47	22	-30	-21	110	D	5	76	47	40	6	9	6	0	1	4	1	-11
2/10/17 16:20	2/9/17	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S	-1,868	53.38	22	-35	-21	134	D	5	76	47	40	6	9	6	0	1	4	1	-11
1/4/17 17:33	11/21/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.a	-181	45.15	20	-4	-15	22	D	-1	20	71	30	-1	-2	-4	-1	-2	-1	1	-4
1/4/17 17:15	6/2/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S.dm	-658	38.13	20	-17	-52	16	D	-1	20	71	30	-1	-2	-4	-1	-2	-1	1	-4
12/27/16 16:32	12/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.dm	-3,111	51.41	22	-61	-7	853	D	0	19	71	38	14	3	0	-1	-2	-3	-2	-5
12/20/16 16:26	12/16/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Minnick David M	MO	O	GC,SVP	S.dm	-175	51.41	23	-3	-88	0	D	-3	21	44	31	31	2	-5	-3	-1	-1	-7	-8
12/9/16 15:07	12/8/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-439	51.62	26	-9	-37	14	D	3	24	48	38	32	5	7	4	-1	-2	-4	2
12/5/16 16:30	12/5/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-252	50.42	26	-5	-16	27	D	-1	12	30	27	29	9	-2	1	1	4	2	5
12/1/16 17:13	11/29/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.d	-1,480	49.32	27	-30	-31	68	D	2	9	31	27	28	21	-2	-1	-3	3	-2	7
11/23/16 14:10	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-251	50.20	28	-5	-18	23	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:10	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-251	50.20	28	-5	-17	24	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:09	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-251	50.20	28	-5	-13	34	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:09	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S.d	-251	50.20	28	-5	-12	35	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:09	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S.d	-110	50.20	28	-2	-6	33	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:08	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Minnick David M	MO	O	GC,SVP	S.d	-502	50.20	28	-10	-70	4	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:08	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	Dir Stra	S.d	-753	50.20	28	-15	-15	87	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:07	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	D		S.d	-631	50.20	28	-13	-13	88	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:07	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.d	-1,004	50.20	28	-20	-17	101	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:05	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	DO	Vice CB	S.d	-753	50.20	28	-15	-11	123	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:05	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,004	50.20	28	-20	-10	177	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:04	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	DO	Dir	S.d	-1,255	50.20	28	-25	-15	143	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:04	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,255	50.20	28	-25	-14	150	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:04	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	DO	CHIEF FI	S.d	-753	50.20	28	-15	-2	728	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/23/16 14:03	11/22/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.d	-5,020	50.20	28	-100	-10	913	D	9	14	36	34	30	32	11	2	0	-2	1	6
11/15/16 18:20	3/24/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.dm	-2,826	52.94	23	-53	-33	107	M	-1	8	41	28	22	24	27	15	0	3	7	15
11/15/16 18:20	3/24/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.a	-172	56.90	23	-3	-27	8	D	-1	8	41	28	22	24	27	15	0	3	7	15
11/15/16 18:20	11/22/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.a	-4,550	45.63	23	-100	-38	161	M	-1	8	41	28	22	24	27	15	0	3	7	15
11/15/16 18:19	8/13/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.a	-6,021	40.14	23	-150	-96	7	I	-1	8	41	28	22	24	27	15	0	3	7	15
8/18/16 11:02	8/16/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S.d	-101	36.94	21	-3	-7	35	D	-20	-29	20	4	25	7	0	3	0	1	1	30	48
6/9/16 11:27	6/8/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Westbrook Kelvin R	MO	D		S.d	-169	37.50	29	-5	-35	9	D	-21	-35	-15	23	10	5	-1	2	-2	-9	-19	2	35
5/25/16 16:31	5/24/16	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	NY	DO	Vice CB	S.d	-560	36.69	31	-15	-10	138	D	-20	-30	-19	37	19	16	9	5	0	2	-2	1	35
12/14/15 16:11	12/11/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-11	42.00	20	0	-1	33	D	-6	-16	-29	-7	-5	-7	-7	-3	4	-1	-15	-27	-18	23
12/4/15 14:06	12/3/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S.d	-153	45.32	21	-3	-8	37	D	-1	-11	-22	-4	5	0	-1	-2	2	-2	-7	-28	-14	12
11/23/15 14:21	11/19/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S.d	-64	45.51	25	-1	-3	40	D	2	-3	-14	-1	5	-1	-1	0	-1	1	-5	-41	-19	11
11/10/15 14:21	11/9/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S.d	-100	46.89	26	-2	-7	28	D	15	0	-12	-12	12	11	3	2	-2	-4	-10	-35	-28	-19
6/22/15 15:55	6/18/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,473	58.91	28	-25	-14	153	D	62	25	15	2	9	7	-1	-1	2	1	-3	-24	-27	-40
6/15/15 15:29	6/12/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,772	59.05	26	-30	-13	194	D	69	30	19	6	11	10	4	2	0	-1	-3	-23	-26	-41
6/11/15 15:27	6/9/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Estep Stephen Chad	MO	O	SVP	S.d	-43	58.17	26	-1	-45	1	D	65	27	17	8	9	10	8	4	0	-1	-5	-23	-27	-38
3/26/15 16:27	3/12/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.a	-299	55.92	22	-5	-20	22	D	64	13	16	8	9	3	-1	-3	-1	0	-2	6	-20	-47
3/25/15 15:57	3/24/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.d	-172	56.90	22	-3	-2	183	I	65	14	17	10	11	5	2	1	-2	-2	-4	5	-22	-48
3/16/15 15:24	3/13/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	D		S.d	-1,446	55.43	23	-26	-17	128	D	53	17	16	12	18	7	3	3	1	3	-3	6	-18	-44
3/13/15 15:29	3/12/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-299	55.92	23	-5	-11	43	D	57	17	19	10	17	9	3	3	-1	0	-4	6	-18	-43
3/13/15 15:28	3/12/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-84	55.89	23	-2	-4	33	D	57	17	19	10	17	9	3	3	-1	0	-4	6	-18	-43
3/9/15 14:37	3/6/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,380	55.20	22	-25	-12	178	D	59	15	17	10	12	6	-1	0	0	2	0	4	-16	-41
3/3/15 15:30	3/2/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,375	55.00	22	-25	-10	224	D	59	15	16	14	17	10	8	0	-1	-1	1	0	-15	-45
2/26/15 15:42	2/25/15	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-996	55.51	20	-18	-11	138	D	47	16	15	19	15	12	7	7	1	-2	0	-3	-18	-48
12/9/14 11:02	12/8/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-256	51.17	16	-5	-18	23	D	67	11	8	8	13	9	5	2	0	-2	-3	8	17	-15
12/5/14 12:10	12/3/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.dm	-100	49.95	16	-2	-6	32	D	64	11	7	6	11	3	6	2	2	0	-4	10	16	-9
12/5/14 12:10	12/4/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,244	49.75	16	-25	-9	247	D	64	11	7	6	11	3	6	2	2	0	-4	10	16	-9
11/14/14 16:55	11/13/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-337	48.24	12	-7	-20	28	D	60	10	7	4	3	7	2	1	-2	-2	4	9	13	-8
9/25/14 16:44	9/24/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	D		S.d	-725	48.35	13	-15	-8	177	D	40	15	-1	3	4	4	2	-1	1	-4	-6	9	16	-7
9/23/14 14:52	9/22/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-1,071	48.63	14	-22	-10	193	D	37	14	-2	2	4	2	2	0	-1	-2	-7	6	17	-9
9/19/14 15:28	9/18/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-306	49.34	12	-6	-15	35	D	36	16	-3	6	8	4	5	4	-1	-4	-11	3	16	-10
6/18/14 16:28	6/17/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Estep Stephen Chad	MO	O	SVP	S.d	-65	47.00	13	-1	-60	1	D	57	31	5	-4	4	3	1	4	-2	-2	-6	0	4	23
5/13/14 14:42	5/12/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	O	Controll	S.d	-80	48.24	22	-2	-6	28	D	34	47	19	8	-2	3	4	4	-3	-5	-5	-4	-4	9
3/11/14 15:24	3/10/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-723	48.18	19	-15	-7	215	D	37	34	17	7	6	-1	-1	1	-1	0	-5	-2	-1	12
3/10/14 12:17	3/7/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,200	48.00	19	-25	-8	272	D	33	38	18	8	2	2	-2	-1	0	-1	-5	-3	-2	14
3/5/14 16:49	3/4/14	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-534	48.53	20	-11	-7	148	D	29	43	21	8	-3	5	1	0	0	-1	5	-6	0	12
12/11/13 15:38	12/10/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Hanser Frederick O	MO	D		S.d	-224	44.73	13	-5	-14	31	D	40	49	28	5	6	2	0	-1	0	0	9	6	2	11
12/9/13 14:23	12/6/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-229	45.75	15	-5	-12	37	D	44	50	27	8	9	4	1	2	-1	-2	7	4	3	11
12/6/13 14:28	12/5/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Brautigam Allen	MO	H	Director	S.d	-100	44.53	16	-2	-9	23	D	45	45	27	10	8	3	-1	0	1	-1	7	7	5	13
12/3/13 11:42	12/2/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-906	45.29	17	-20	-8	218	D	46	48	27	13	10	5	2	0	-1	0	4	6	1	10
11/27/13 15:37	11/26/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-270	44.95	19	-6	-16	30	D	55	47	24	13	13	8	4	0	0	-1	4	6	0	7
11/27/13 15:37	11/26/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	CT	DO	Dir	S.d	-1,360	45.32	19	-30	-19	124	D	55	47	24	13	13	8	4	0	0	-1	4	6	0	7
11/26/13 16:55	11/25/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	Dir Stra	S.d	-688	45.85	19	-15	-16	77	D	51	47	25	16	15	9	5	4	0	-2	4	7	0	6
11/26/13 16:49	11/25/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.d	-2,304	46.08	19	-50	-5	1,000	D	51	47	25	16	15	9	5	4	0	-2	4	7	0	6
11/25/13 16:48	11/22/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.dm	-4,591	45.63	19	-101	-36	179	M	49	47	26	13	14	11	5	4	-1	-1	3	7	0	3
11/25/13 16:34	11/21/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-181	45.15	19	-4	-12	30	D	49	47	26	13	14	11	5	4	-1	-1	3	7	0	3
9/18/13 15:32	9/17/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-340	42.51	18	-8	-17	39	D	47	20	18	19	12	9	4	2	-1	-2	-6	6	15	13
9/12/13 17:04	9/10/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-730	42.92	20	-17	-7	238	D	51	23	17	22	13	7	6	3	0	1	-7	6	13	13
9/11/13 11:26	9/9/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-421	42.07	20	-10	-6	149	D	46	25	20	21	14	8	6	5	-1	0	-10	6	12	10
9/9/13 16:43	9/5/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	O	Controll	S.dm	-203	41.02	20	-5	-15	28	D	49	24	14	15	10	5	4	3	2	0	-7	7	15	14
9/4/13 16:06	9/3/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Himelfarb Richard J	MD	DO	Dir	S.d	-1,200	39.99	20	-30	-9	293	D	32	21	17	13	6	-1	0	0	0	6	-1	11	18	17
8/30/13 15:38	8/28/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-1,010	40.41	21	-25	-9	255	D	40	26	18	13	9	4	2	1	-1	1	2	11	16	18
8/30/13 15:38	8/29/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	O	Controll	S.d	-82	40.78	21	-2	-6	33	D	40	26	18	13	9	4	2	1	-1	1	2	11	16	18
8/15/13 15:55	8/13/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.d	-6,021	40.14	17	-150	-32	319	D	38	32	3	17	13	6	3	2	-2	-1	5	7	19	16
8/14/13 17:46	8/12/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-986	39.42	18	-25	-14	159	D	56	31	3	19	13	8	3	5	-2	-1	5	8	16	17
8/14/13 17:45	8/13/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	O	Controll	S.d	-80	40.09	18	-2	-5	35	D	56	31	3	19	13	8	3	5	-2	-1	5	8	16	17
8/14/13 17:30	8/13/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-120	40.00	18	-3	-10	26	D	56	31	3	19	13	8	3	5	-2	-1	5	8	16	17
8/14/13 17:29	8/13/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-260	40.05	18	-7	-14	42	D	56	31	3	19	13	8	3	5	-2	-1	5	8	16	17
5/31/13 08:43	5/29/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	O	Controll	S.d	-72	36.24	18	-2	-5	37	D	-6	14	18	6	17	7	3	6	-1	-4	-2	9	24	24
3/19/13 16:27	3/18/13	SF	Financ	FinTrd	Security Brokers, Dealers & F	Estep Stephen Chad	MO	O	SVP	S.d	-99	36.00	22	-3	-75	1	D	-23	-3	3	20	-4	2	3	-1	0	-6	-12	-1	18	36
12/19/12 16:09	12/17/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		S.dm	-1,257	31.85	11	-39	-7	527	D	-19	11	5	-9	0	7	8	8	0	-1	7	7	8	43
9/19/12 17:14	9/18/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dill Charles A	MO	D		S.d	-865	36.02	9	-24	-36	43	D	7	27	-7	12	17	9	3	-1	-1	-3	-4	-8	-2	21
6/21/12 16:16	6/20/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ford Richard F	MO	D		S.d	-242	31.53	11	-8	-20	31	D	5	-14	8	-17	-13	-1	2	0	2	1	1	16	7	14
2/29/12 16:10	2/28/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-230	38.28	16	-6	-12	44	D	3	-21	31	30	14	0	-4	-1	0	-6	3	-13	-14	-8
2/22/12 16:47	2/21/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-754	38.80	17	-19	-28	51	D	6	-21	44	24	17	8	4	8	1	-1	-1	-17	-17	0
2/21/12 16:51	2/17/12	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-905	39.37	17	-23	-12	169	D	5	-21	41	27	17	7	4	6	-2	-1	-2	-20	-19	-3
12/2/11 16:30	12/1/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ford Richard F	MO	D		S.d	-83	31.00	17	-3	-9	28	D	-16	-18	-15	8	7	4	2	2	2	-2	8	17	-4	-2
5/20/11 10:07	5/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-401	40.10	17	-10	-13	66	D	45	18	16	-18	-16	-12	-6	1	-1	-4	-12	-32	-24	-23
3/4/11 14:46	3/3/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	H	Controll	S.d	-184	73.75	33	-3	-10	24	D	125	33	63	36	17	12	2	2	-1	-3	-2	-23	-39	-26
3/1/11 10:28	2/25/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-720	72.00	33	-10	-6	160	D	118	30	56	35	14	8	-2	2	-2	2	-1	-18	-39	-21
2/24/11 16:48	2/22/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-754	71.11	33	-11	-6	170	D	99	27	55	31	11	6	6	-5	3	2	2	-17	-40	-18
2/23/11 16:28	2/22/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-1,083	72.21	33	-15	-12	106	D	124	32	58	35	14	10	9	-2	0	1	2	-16	-41	-18
2/23/11 16:28	2/22/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-1,442	72.12	33	-20	-8	246	D	124	32	58	35	14	10	9	-2	0	1	2	-16	-41	-18
2/22/11 14:40	2/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.d	-7,773	73.75	33	-105	-17	514	M	118	34	62	39	18	15	13	3	-3	-3	-3	-19	-45	-21
2/22/11 14:39	2/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	Dir Stra	S.d	-1,468	73.40	33	-20	-31	45	D	118	34	62	39	18	15	13	3	-3	-3	-3	-19	-45	-21
2/22/11 14:39	2/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	DO	CHIEF FI	S.d	-63	73.84	33	-1	0	394	I	118	34	62	39	18	15	13	3	-3	-3	-3	-19	-45	-21
2/22/11 14:38	2/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-430	73.93	33	-6	-10	53	D	118	34	62	39	18	15	13	3	-3	-3	-3	-19	-45	-21
2/22/11 14:38	2/18/11	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-440	73.31	33	-6	-16	31	D	118	34	62	39	18	15	13	3	-3	-3	-3	-19	-45	-21
12/23/10 14:04	12/22/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	H	Controll	S.d	-62	62.10	24	-1	-4	24	D	36	7	34	32	13	9	5	1	0	0	3	16	-12	-25
12/16/10 17:27	12/15/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-106	59.99	22	-2	-1	168	D	43	6	32	22	23	11	3	0	2	4	5	17	-11	-27
12/14/10 15:53	12/10/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.dm	-137	59.26	22	-2	-1	170	D	44	10	31	21	26	11	4	2	1	4	9	18	-6	-23
12/6/10 15:50	12/3/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-197	56.71	25	-3	-23	12	D	39	4	22	20	22	7	9	10	1	4	7	28	-2	-19
12/1/10 14:44	11/30/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-155	51.82	21	-3	-2	172	D	21	-4	5	20	12	-4	-3	-3	4	13	20	38	11	-11
11/23/10 15:39	11/16/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-1,061	53.07	18	-20	-7	255	D	70	-3	7	18	19	11	-3	2	-2	-3	16	31	9	-14
11/15/10 16:44	11/12/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ford Richard F	MO	D		S.d	-96	53.80	18	-2	-10	15	D	25	-2	-2	19	18	15	11	0	0	0	12	24	12	-12
9/22/10 15:24	9/21/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-995	49.75	14	-20	-7	275	M	-3	-11	-11	10	11	14	4	1	-3	-3	-6	24	46	-17
9/21/10 10:22	9/20/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-248	49.65	14	-5	-3	175	D	9	-11	-10	11	6	12	5	1	0	-4	-7	23	45	-16
8/30/10 15:37	8/27/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-501	45.54	19	-11	-16	57	D	16	-16	-17	-9	3	-2	0	2	-4	4	5	16	56	-5
5/7/10 16:23	5/6/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-1,115	55.76	33	-20	-6	295	D	73	9	5	11	1	2	0	-6	5	5	-11	-10	-8	21
3/26/10 11:56	3/24/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.dm	-546	55.28	15	-10	-23	33	D	75	28	-1	-6	1	-2	-1	-1	-2	-1	-1	-15	-14	31
3/19/10 09:35	3/17/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		S.d	-550	54.97	17	-10	-13	68	D	86	46	1	-1	12	2	0	1	0	-2	-2	-19	-12	26
3/12/10 11:25	3/11/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	H	Controll	S.d	-56	55.88	19	-1	-4	25	D	97	65	-1	4	7	0	1	1	-1	-1	-6	-19	-15	28
3/12/10 11:24	3/10/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Minnick David M	MO	O	GC,SVP	S.d	-26	55.52	19	0	-7	6	D	97	65	-1	4	7	0	1	1	-1	-1	-6	-19	-15	28
3/11/10 17:05	3/9/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.dm	-5,568	55.68	24	-100	-15	565	D	124	69	-3	2	4	1	1	0	-1	-1	-6	-18	-16	31
2/22/10 11:24	2/19/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	H	Controll	S.d	-56	55.75	24	-1	-4	26	D	71	65	6	-2	-2	7	10	1	-1	-2	0	-8	-19	33
2/17/10 15:05	2/16/10	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-1,092	54.60	24	-20	-7	259	D	75	51	3	0	-7	5	10	2	-1	-1	1	0	-18	20
12/21/09 16:00	12/18/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Plotkin Ben A	FL	DO	Vice CB	S.d	-847	56.48	19	-15	-13	102	D	75	30	31	2	11	6	6	2	1	2	-8	-4	-22	7
12/17/09 16:49	12/16/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-257	57.19	18	-5	-2	176	D	87	26	28	2	13	5	5	6	-1	2	-6	-3	-22	4
12/15/09 15:58	12/11/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Burkemper Bernard N	MO	H	Controll	S.dm	-71	55.08	17	-1	-5	27	D	74	33	27	2	6	0	2	4	0	3	-2	0	-19	6
12/15/09 15:57	12/14/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-147	54.37	17	-3	-1	180	D	74	33	27	2	6	0	2	4	0	3	-2	0	-19	6
12/11/09 10:58	12/10/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-270	54.08	16	-5	-15	29	D	68	27	17	-4	0	-4	-3	-2	1	7	2	3	-16	11
12/10/09 16:25	12/9/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Mulroy Thomas P	MD	DO	Dir	S.d	-124	54.04	16	-2	-1	183	D	60	32	22	-4	4	-4	1	-3	1	7	3	3	-15	10
12/10/09 16:25	12/9/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-1,343	53.70	16	-25	-8	271	D	60	32	22	-4	4	-4	1	-3	1	7	3	3	-15	10
12/10/09 16:24	12/9/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Ford Richard F	MO	D		S.d	-97	53.67	16	-2	-13	13	D	60	32	22	-4	4	-4	1	-3	1	7	3	3	-15	10
8/26/09 13:27	8/25/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-550	55.00	22	-10	-3	287	D	50	43	60	32	11	9	3	5	-2	1	-3	1	-2	-18
8/24/09 15:09	8/21/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	S.d	-1,329	53.15	21	-25	-4	635	D	42	37	66	26	10	6	-4	2	1	5	5	5	3	-14
8/24/09 15:08	8/21/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Minnick David M	MO	O	GC,SVP	S.d	-97	53.03	21	-2	-27	5	D	42	37	66	26	10	6	-4	2	1	5	5	5	3	-14
8/17/09 17:04	8/14/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	McCuaig Scott B	MO	DO	P RETAIL	S.d	-534	53.38	22	-10	-3	299	D	47	32	47	28	16	7	6	-3	1	3	6	6	6	-12
8/17/09 17:03	8/14/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Beda Bruce A	IL	D		S.d	-110	54.84	22	-2	-6	32	D	47	32	47	28	16	7	6	-3	1	3	6	6	6	-12
8/17/09 17:03	8/14/09	SF	Financ	FinTrd	Security Brokers, Dealers & F	Dubinsky John P	MO	D		S.d	-469	54.00	22	-9	-53	8	D	47	32	47	28	16	7	6	-3	1	3	6	6	6	-12

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y