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1/3/17 16:30 | 12/29/16 | ACAS | Fund | CEF | Closed-End Funds | Puryear Alvin N | MD | D | S | -681 | 17.73 | 33 | -38 | -100 | 0 | D | 23 | 30 | 12 | 6 | 4 | 1 | 2 | 1 | |||||||
11/29/16 15:36 | 11/28/16 | ACAS | Fund | CEF | Closed-End Funds | Lindsey Mark Wayne | MD | O | SVP,Chie | S | -47 | 17.31 | 29 | -3 | -8 | 30 | D | 16 | 11 | 8 | 3 | 3 | 2 | 1 | 1 | 0 | 1 | 2 | |||
7/29/16 16:23 | 7/28/16 | ACAS | Fund | CEF | Closed-End Funds | Lindsey Mark Wayne | MD | O | SVP,Chie | S | -10 | 16.43 | 14 | -1 | -2 | 32 | D | 6 | 24 | 19 | 5 | 3 | 3 | 2 | 0 | 0 | 1 | 1 | 4 | ||
5/11/16 16:07 | 5/11/16 | ACAS | Fund | CEF | Closed-End Funds | McHale Thomas | MD | O | EVP,Seni | S | -153 | 15.92 | 22 | -10 | -5 | 179 | D | 4 | 10 | 13 | 25 | 5 | 1 | 1 | 0 | 1 | 1 | 2 | 5 | 7 | |
5/11/16 16:06 | 5/11/16 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -22 | 16.01 | 22 | -1 | -2 | 67 | D | 4 | 10 | 13 | 25 | 5 | 1 | 1 | 0 | 1 | 1 | 2 | 5 | 7 | |
4/26/16 16:13 | 4/26/16 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -20 | 15.73 | 24 | -1 | -1 | 203 | D | 6 | 3 | 25 | 14 | 10 | 3 | 0 | -1 | 1 | 1 | 2 | 5 | 8 | |
4/26/16 16:09 | 4/26/16 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -21 | 15.73 | 24 | -1 | 0 | 718 | D | 6 | 3 | 25 | 14 | 10 | 3 | 0 | -1 | 1 | 1 | 2 | 5 | 8 | |
4/26/16 16:08 | 4/26/16 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -20 | 15.72 | 24 | -1 | -2 | 69 | D | 6 | 3 | 25 | 14 | 10 | 3 | 0 | -1 | 1 | 1 | 2 | 5 | 8 | |
4/12/16 16:21 | 4/12/16 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -855 | 15.54 | 27 | -55 | -7 | 720 | D | 3 | 3 | 22 | 9 | 13 | 3 | 2 | 1 | 1 | 1 | 2 | 2 | 9 | |
4/12/16 16:20 | 4/12/16 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -21 | 15.59 | 27 | -1 | -2 | 70 | D | 3 | 3 | 22 | 9 | 13 | 3 | 2 | 1 | 1 | 1 | 2 | 2 | 9 | |
3/18/16 16:07 | 3/16/16 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -80 | 14.44 | 26 | -6 | -3 | 204 | D | -1 | -2 | 12 | 5 | 5 | 8 | 3 | 3 | 1 | 1 | 6 | 7 | 13 | |
3/15/16 16:15 | 3/11/16 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.m | -843 | 14.26 | 27 | -59 | -22 | 210 | D | -5 | -4 | 7 | 1 | 1 | 7 | 3 | -1 | 0 | 3 | 9 | 10 | 16 | |
3/2/16 16:22 | 3/2/16 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -89 | 13.90 | 27 | -6 | -1 | 775 | D | -11 | -5 | -1 | -11 | 1 | 9 | 7 | 3 | 0 | 2 | 9 | 15 | 20 | |
1/21/16 16:00 | 1/19/16 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -18 | 13.62 | 33 | -1 | -2 | 71 | D | -15 | -5 | 0 | 8 | -8 | -3 | -5 | 1 | 1 | 1 | -6 | 15 | 18 | |
1/12/16 16:25 | 1/12/16 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -331 | 14.15 | 33 | -23 | -8 | 269 | D | -12 | -6 | 3 | 10 | -10 | 1 | 2 | -1 | -4 | -2 | -8 | 11 | 14 | |
1/5/16 16:30 | 1/5/16 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -58 | 14.12 | 33 | -4 | -1 | 292 | D | -8 | -2 | 8 | 14 | -1 | 4 | 2 | 2 | 0 | -1 | -2 | 7 | 12 | 26 |
1/5/16 16:29 | 1/5/16 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -382 | 14.09 | 33 | -27 | -3 | 781 | D | -8 | -2 | 8 | 14 | -1 | 4 | 2 | 2 | 0 | -1 | -2 | 7 | 12 | 26 |
12/16/15 16:51 | 12/16/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -22 | 14.04 | 33 | -2 | -2 | 73 | D | -5 | -1 | 0 | 6 | 9 | 1 | -8 | -1 | 1 | 0 | -5 | 4 | 14 | 24 |
12/4/15 16:10 | 12/3/15 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -1,072 | 15.31 | 33 | -70 | -7 | 944 | D | 0 | 1 | 7 | 11 | 20 | 5 | 8 | -3 | -3 | -7 | -7 | -8 | 5 | 14 | |
12/1/15 16:12 | 11/30/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -21 | 15.61 | 33 | -1 | -2 | 74 | D | 2 | 4 | 10 | 13 | 25 | 11 | 9 | 13 | -2 | -5 | -11 | -10 | 3 | 11 |
11/12/15 16:29 | 11/11/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 14.25 | 33 | -1 | 0 | 363 | D | 1 | -8 | -1 | 1 | 14 | 14 | 12 | 2 | -1 | 0 | -5 | -12 | 10 | 19 |
10/27/15 16:40 | 10/27/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 12.65 | 33 | 0 | 0 | 364 | D | -10 | -11 | -16 | -3 | -2 | 5 | 2 | 2 | 3 | 3 | 11 | 12 | 26 | 36 |
10/16/15 16:53 | 10/16/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -1 | 12.53 | 33 | 0 | 0 | 75 | D | -8 | -10 | -18 | -8 | -9 | -2 | 3 | -1 | 1 | 1 | 15 | 8 | 27 | 36 |
10/15/15 16:11 | 10/13/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -17 | 12.52 | 33 | -1 | -2 | 76 | D | -8 | -9 | -17 | -8 | -7 | -1 | 2 | -2 | 0 | 0 | 15 | 7 | 26 | 35 |
10/14/15 16:08 | 10/13/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -27 | 12.52 | 33 | -2 | -1 | 364 | D | -8 | -8 | -16 | -8 | -6 | -1 | 1 | -1 | -1 | -1 | 14 | 7 | 24 | 35 |
9/29/15 16:23 | 9/29/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 12.33 | 24 | 0 | 0 | 367 | D | -8 | -15 | -17 | -9 | -14 | -12 | -5 | -3 | 1 | 2 | 3 | 16 | 25 | 41 |
9/11/15 16:21 | 9/10/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S.m | -122 | 13.64 | 26 | -9 | -10 | 77 | D | 1 | -11 | -8 | -4 | 3 | -3 | -3 | -1 | -1 | -3 | -4 | 3 | 7 | 25 |
9/11/15 16:20 | 9/11/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 13.51 | 26 | -1 | 0 | 367 | D | 1 | -11 | -8 | -4 | 3 | -3 | -3 | -1 | -1 | -3 | -4 | 3 | 7 | 25 |
9/2/15 16:03 | 9/1/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -21 | 13.64 | 30 | -2 | -2 | 86 | D | 8 | -13 | -9 | -6 | 0 | -4 | -2 | -2 | 1 | 1 | -7 | 15 | 3 | 25 |
8/31/15 16:22 | 8/27/15 | ACAS | Fund | CEF | Closed-End Funds | Peterson Kenneth D Jr | MD | D | S.d | -517 | 13.70 | 29 | -38 | -8 | 464 | D | 11 | -10 | -5 | -2 | 3 | 0 | -2 | 7 | -3 | -2 | -13 | 12 | 0 | 20 | |
8/27/15 16:19 | 8/27/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 13.54 | 28 | 0 | 0 | 368 | D | 4 | -14 | -9 | -6 | -3 | -2 | -7 | -2 | 2 | -1 | -7 | 2 | -1 | 22 |
8/21/15 17:02 | 8/21/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -11 | 13.89 | 24 | -1 | 0 | 368 | D | 10 | -10 | -5 | -2 | 3 | 7 | 0 | -2 | -4 | 0 | -6 | 5 | -2 | 20 |
8/11/15 16:29 | 8/10/15 | ACAS | Fund | CEF | Closed-End Funds | Baskin Mary C | MD | D | S.d | -362 | 13.91 | 20 | -26 | -37 | 44 | D | 3 | -8 | -4 | -4 | 3 | 3 | 6 | 7 | 0 | 3 | -1 | 1 | -9 | 18 | |
7/28/15 17:12 | 7/28/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -37 | 12.98 | 16 | -3 | -1 | 369 | D | -5 | -17 | -10 | -14 | -7 | -2 | -5 | -3 | 1 | -1 | 0 | -3 | 7 | 25 |
7/13/15 17:08 | 7/13/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 13.64 | 20 | -1 | 0 | 372 | D | 6 | -13 | -9 | -10 | -4 | -2 | 0 | 2 | 1 | 0 | 2 | -7 | 4 | 17 |
6/29/15 16:44 | 6/29/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -71 | 13.60 | 19 | -5 | -6 | 87 | D | 13 | -9 | -9 | -9 | -5 | -3 | -2 | -3 | 0 | -2 | -3 | -6 | 6 | 15 |
6/29/15 16:43 | 6/29/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 13.62 | 19 | 0 | 0 | 373 | D | 13 | -9 | -9 | -9 | -5 | -3 | -2 | -3 | 0 | -2 | -3 | -6 | 6 | 15 |
5/29/15 16:06 | 5/28/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.34 | 26 | 0 | 0 | 373 | D | 3 | -2 | -4 | -3 | -6 | -1 | -2 | 0 | 0 | 0 | -4 | -6 | -2 | 13 |
5/12/15 16:27 | 5/12/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -19 | 13.91 | 21 | -1 | 0 | 374 | D | 2 | -5 | -7 | 0 | -3 | -4 | -4 | -3 | 0 | 1 | -3 | -3 | -2 | 10 |
4/29/15 16:25 | 4/28/15 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -19 | 15.10 | 17 | -1 | 0 | 296 | D | 6 | 4 | 6 | 5 | 3 | 1 | 0 | 0 | -1 | -3 | -6 | -14 | -16 | 4 |
4/29/15 16:24 | 4/28/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -19 | 15.10 | 17 | -1 | -1 | 93 | D | 6 | 4 | 6 | 5 | 3 | 1 | 0 | 0 | -1 | -3 | -6 | -14 | -16 | 4 |
4/29/15 16:23 | 4/28/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.10 | 17 | 0 | 0 | 375 | D | 6 | 4 | 6 | 5 | 3 | 1 | 0 | 0 | -1 | -3 | -6 | -14 | -16 | 4 |
4/29/15 16:22 | 4/28/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -20 | 15.10 | 17 | -1 | 0 | 808 | D | 6 | 4 | 6 | 5 | 3 | 1 | 0 | 0 | -1 | -3 | -6 | -14 | -16 | 4 |
4/22/15 16:56 | 4/20/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.d | -3,050 | 15.25 | 19 | -200 | -35 | 375 | D | 10 | 3 | 8 | 6 | 3 | 2 | 1 | 0 | 0 | 0 | -6 | -11 | -17 | 4 |
4/13/15 16:14 | 4/10/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.m | -128 | 15.02 | 18 | -9 | -2 | 375 | D | 5 | 0 | 6 | 1 | 3 | 1 | 2 | 0 | 0 | 0 | -4 | -10 | -16 | 2 |
4/13/15 16:13 | 4/13/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -292 | 14.96 | 18 | -20 | -2 | 808 | D | 5 | 0 | 6 | 1 | 3 | 1 | 2 | 0 | 0 | 0 | -4 | -10 | -16 | 2 |
3/30/15 16:23 | 3/30/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.09 | 23 | 0 | 0 | 384 | D | 2 | 5 | 4 | 0 | 2 | 0 | 0 | -1 | -1 | 1 | 2 | -8 | -14 | 1 |
3/16/15 16:16 | 3/13/15 | ACAS | Fund | CEF | Closed-End Funds | Baskin Mary C | MD | D | S.d | -202 | 14.68 | 28 | -14 | -25 | 40 | D | -1 | -1 | -4 | 1 | 6 | 0 | 0 | 1 | -1 | 0 | 1 | -5 | -11 | -5 | |
3/13/15 17:16 | 3/12/15 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -577 | 14.65 | 28 | -39 | -4 | 1,014 | D | -1 | -3 | -4 | -1 | 3 | -1 | -2 | -2 | 1 | 0 | 2 | -5 | -9 | -3 | |
3/12/15 16:52 | 3/10/15 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.d | -1,479 | 14.79 | 30 | -100 | -25 | 298 | D | -2 | -4 | -4 | -2 | 3 | 0 | 0 | -1 | 1 | 2 | 3 | -5 | -6 | -4 |
3/12/15 16:50 | 3/10/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.dm | -3,051 | 14.72 | 30 | -207 | -35 | 384 | D | -2 | -4 | -4 | -2 | 3 | 0 | 0 | -1 | 1 | 2 | 3 | -5 | -6 | -4 |
3/11/15 16:41 | 3/10/15 | ACAS | Fund | CEF | Closed-End Funds | Peterson Kenneth D Jr | MD | D | S.d | -305 | 14.80 | 30 | -21 | -5 | 408 | D | 1 | -5 | -4 | -2 | 2 | 1 | 1 | -2 | 0 | 1 | 3 | -5 | -5 | -2 | |
3/9/15 17:11 | 3/5/15 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.d | -2,135 | 14.84 | 29 | -144 | -48 | 155 | D | 3 | -6 | -4 | -1 | 2 | 1 | 0 | -1 | -1 | 0 | 1 | -5 | -8 | -6 |
3/5/15 16:02 | 3/4/15 | ACAS | Fund | CEF | Closed-End Funds | Hahl Neil M | MD | D | S | -74 | 14.82 | 26 | -5 | -20 | 20 | D | 6 | -4 | -4 | 0 | 4 | 3 | 0 | 2 | -2 | -3 | 0 | -5 | -11 | -8 | |
3/2/15 16:52 | 3/2/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -20 | 14.57 | 29 | -1 | -1 | 94 | D | 5 | -5 | -6 | -3 | 4 | 1 | 0 | -2 | 2 | 1 | 2 | -3 | -7 | -7 |
3/2/15 16:51 | 3/2/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.56 | 29 | 0 | 0 | 385 | D | 5 | -5 | -6 | -3 | 4 | 1 | 0 | -2 | 2 | 1 | 2 | -3 | -7 | -7 |
2/18/15 16:38 | 2/18/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -16 | 14.62 | 23 | -1 | -1 | 95 | D | 6 | -1 | -5 | -4 | 0 | 1 | 1 | 2 | 1 | 2 | 2 | 0 | -1 | -11 |
2/3/15 16:19 | 2/3/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -11 | 14.31 | 27 | -1 | 0 | 386 | D | 5 | -10 | -8 | -1 | -5 | -4 | -4 | -2 | 0 | 1 | 4 | 4 | -9 | -4 |
1/28/15 16:26 | 1/28/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -3 | 14.52 | 24 | 0 | 0 | 386 | D | 11 | -8 | -7 | 1 | 1 | 1 | 3 | -1 | 0 | 1 | 3 | 7 | -8 | -2 |
1/27/15 16:22 | 1/26/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -208 | 14.41 | 24 | -14 | -2 | 829 | D | 11 | -8 | -8 | 1 | 0 | -1 | 2 | 1 | -2 | -3 | 2 | 5 | -10 | -3 |
1/26/15 16:08 | 1/22/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.dm | -749 | 14.42 | 24 | -52 | -6 | 815 | D | 11 | -10 | -7 | 1 | -1 | -1 | 0 | 1 | 0 | -3 | 3 | 5 | -9 | -5 |
1/23/15 16:06 | 1/21/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.dm | -674 | 14.37 | 24 | -47 | -6 | 801 | D | 11 | -11 | -4 | 0 | -2 | 0 | -1 | 2 | 0 | -2 | 3 | 5 | -8 | -4 |
1/21/15 17:31 | 1/20/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -608 | 14.25 | 25 | -43 | -5 | 793 | D | 8 | -10 | -5 | 2 | -5 | -3 | -4 | 1 | 1 | 1 | 2 | 6 | -6 | -6 |
1/21/15 16:16 | 1/16/15 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | P,Privat | S | -1 | 14.10 | 25 | 0 | 0 | 96 | D | 8 | -10 | -5 | 2 | -5 | -3 | -4 | 1 | 1 | 1 | 2 | 6 | -6 | -6 |
1/16/15 17:09 | 1/15/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -950 | 14.14 | 26 | -67 | -8 | 773 | D | 5 | -13 | -7 | 1 | -6 | -6 | -2 | -4 | 0 | 1 | 2 | 6 | -5 | -7 |
1/14/15 17:32 | 1/13/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -718 | 14.67 | 26 | -49 | -6 | 754 | D | 9 | -8 | -6 | 6 | -3 | -1 | -1 | -3 | -1 | 1 | 2 | 6 | -4 | -5 |
1/13/15 16:14 | 1/13/15 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -33 | 14.77 | 26 | -2 | -1 | 387 | D | 11 | -9 | -6 | 6 | -2 | 0 | 0 | 0 | -2 | -1 | -1 | 4 | -5 | -3 |
1/13/15 16:09 | 1/12/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -342 | 14.71 | 26 | -23 | -3 | 754 | D | 11 | -9 | -6 | 6 | -2 | 0 | 0 | 0 | -2 | -1 | -1 | 4 | -5 | -3 |
1/9/15 18:46 | 1/8/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -1,236 | 14.84 | 25 | -83 | -10 | 731 | D | 16 | -5 | -4 | 6 | -1 | 6 | 1 | 2 | -2 | -6 | -3 | 1 | -9 | -5 |
1/8/15 18:12 | 1/6/15 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S.d | -918 | 14.40 | 25 | -64 | -8 | 709 | D | 13 | -6 | -6 | 5 | -2 | 5 | 0 | 0 | 0 | -5 | -3 | 1 | -10 | -7 |
12/29/14 16:17 | 12/29/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.62 | 22 | 0 | 0 | 389 | D | 22 | -5 | -3 | 2 | -3 | -3 | 5 | 0 | 0 | -1 | -4 | 1 | -8 | -5 |
12/17/14 16:03 | 12/16/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -22 | 14.05 | 25 | -2 | -2 | 96 | D | 15 | -5 | -6 | -7 | -3 | -7 | -7 | -4 | 4 | 5 | 2 | 5 | -1 | 0 |
12/15/14 16:40 | 12/11/14 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -642 | 14.72 | 27 | -44 | -4 | 1,053 | D | 18 | -3 | -3 | -6 | -4 | -4 | -5 | -4 | -1 | 4 | 1 | 5 | 0 | -6 | |
12/12/14 15:57 | 12/11/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -52 | 14.62 | 27 | -4 | -4 | 98 | D | 20 | -2 | -2 | -6 | 2 | -3 | -3 | -3 | -1 | 1 | 0 | 3 | -3 | -6 |
12/1/14 16:38 | 12/1/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.93 | 33 | 0 | 0 | 389 | D | 26 | -2 | 1 | -3 | 7 | -5 | 1 | 0 | 0 | 1 | -1 | 1 | -4 | 5 |
11/24/14 16:37 | 11/21/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -12 | 15.06 | 33 | -1 | 0 | 389 | D | 27 | 0 | 1 | -4 | 9 | 2 | -3 | 0 | 1 | 0 | -1 | -1 | -5 | -6 |
11/13/14 16:14 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -52 | 15.40 | 33 | -3 | -3 | 97 | D | 32 | 9 | 3 | 0 | 10 | 7 | 4 | -3 | -1 | -2 | -6 | -4 | -5 | -6 |
11/13/14 16:12 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -111 | 15.40 | 33 | -7 | -2 | 322 | D | 32 | 9 | 3 | 0 | 10 | 7 | 4 | -3 | -1 | -2 | -6 | -4 | -5 | -6 |
11/13/14 16:11 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.ad | -297 | 15.40 | 33 | -19 | -6 | 289 | D | 32 | 9 | 3 | 0 | 10 | 7 | 4 | -3 | -1 | -2 | -6 | -4 | -5 | -6 |
11/12/14 17:58 | 11/7/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -3,147 | 15.65 | 33 | -201 | -40 | 298 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 17:18 | 11/11/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.a | -16 | 15.55 | 33 | -1 | 0 | 388 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 17:05 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -81 | 15.43 | 33 | -5 | -2 | 329 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 16:21 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -107 | 15.42 | 33 | -7 | -6 | 100 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 16:19 | 11/7/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S.dm | -889 | 15.76 | 33 | -56 | -36 | 102 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 16:16 | 11/12/14 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -126 | 15.37 | 33 | -8 | -1 | 709 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/12/14 16:15 | 11/11/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.m | -123 | 15.36 | 33 | -8 | -2 | 390 | D | 36 | 9 | 2 | 2 | 11 | 9 | 5 | 0 | 0 | -3 | -5 | -5 | -5 | -6 |
11/7/14 16:15 | 11/6/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -119 | 16.10 | 33 | -7 | -6 | 108 | D | 30 | 11 | 2 | 2 | 8 | 11 | 9 | 6 | -2 | -3 | -5 | -8 | -8 | -11 |
10/29/14 16:05 | 10/28/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -6 | 14.22 | 33 | 0 | 0 | 398 | D | 21 | 0 | -5 | -8 | -6 | 0 | 2 | -1 | 0 | 2 | 6 | 1 | 7 | -10 |
10/22/14 16:03 | 10/21/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -28 | 14.35 | 33 | -2 | -2 | 115 | D | 23 | 3 | -1 | -4 | -4 | 4 | 6 | 4 | 0 | 0 | 4 | 2 | 6 | -12 |
10/14/14 16:08 | 10/13/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -30 | 13.82 | 33 | -2 | -1 | 399 | D | 17 | -1 | -5 | -12 | -12 | -6 | -2 | -4 | 1 | 3 | 12 | 5 | 9 | -9 |
9/30/14 16:17 | 9/30/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.31 | 29 | 0 | 0 | 401 | D | 24 | 4 | -10 | -7 | -8 | -6 | -5 | -2 | -1 | 0 | 0 | 4 | 4 | -15 |
9/30/14 16:16 | 9/29/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -75 | 14.30 | 29 | -5 | -4 | 117 | D | 24 | 4 | -10 | -7 | -8 | -6 | -5 | -2 | -1 | 0 | 0 | 4 | 4 | -15 |
9/11/14 16:30 | 9/11/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -15 | 15.24 | 27 | -1 | 0 | 401 | D | 36 | 14 | 0 | 1 | -2 | -2 | -2 | -1 | 0 | -2 | -8 | -3 | -5 | -12 |
9/8/14 16:40 | 9/8/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -471 | 15.43 | 27 | -30 | -9 | 305 | D | 40 | 20 | -1 | 3 | -2 | 0 | -1 | -1 | -1 | 0 | -8 | -2 | -3 | -11 |
9/4/14 15:59 | 9/3/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -49 | 15.51 | 30 | -3 | -2 | 122 | D | 39 | 22 | -1 | 5 | 2 | 2 | 1 | 0 | 0 | -1 | -10 | -3 | -3 | -12 |
8/27/14 16:21 | 8/27/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.56 | 33 | 0 | 0 | 402 | D | 39 | 21 | 0 | 7 | 2 | 2 | 1 | 1 | 0 | 0 | -7 | -4 | -5 | -14 |
8/21/14 16:59 | 8/21/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -13 | 15.53 | 33 | -1 | 0 | 402 | D | 39 | 22 | -2 | 5 | -1 | 2 | 2 | 1 | 0 | 0 | -4 | -4 | -4 | -9 |
7/29/14 16:13 | 7/29/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -44 | 15.62 | 33 | -3 | -1 | 403 | D | 62 | 15 | -1 | 7 | 6 | 1 | 3 | 3 | 0 | -1 | 1 | -7 | -6 | -15 |
7/11/14 16:25 | 7/11/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -50 | 15.52 | 33 | -3 | -1 | 406 | D | 55 | 21 | -1 | 4 | 5 | 5 | 2 | 1 | 1 | -2 | -2 | -8 | -3 | -12 |
7/11/14 16:07 | 7/10/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -169 | 15.47 | 33 | -11 | -8 | 126 | D | 55 | 21 | -1 | 4 | 5 | 5 | 2 | 1 | 1 | -2 | -2 | -8 | -3 | -12 |
6/30/14 16:15 | 6/27/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.87 | 33 | 0 | 0 | 409 | D | 61 | 21 | -2 | 7 | 4 | 1 | 2 | 2 | 1 | 1 | 1 | -6 | -4 | -12 |
6/9/14 16:28 | 6/5/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -935 | 14.91 | 33 | -63 | -17 | 305 | D | 69 | 13 | 0 | -3 | 2 | 2 | 3 | 2 | 0 | -2 | 2 | 2 | 0 | -7 |
5/29/14 16:06 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -29 | 14.67 | 33 | -2 | -2 | 107 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | -1 | -1 | 1 | 5 | 1 | -4 |
5/29/14 16:03 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -20 | 14.67 | 33 | -1 | 0 | 312 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | -1 | -1 | 1 | 5 | 1 | -4 |
5/29/14 16:02 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -35 | 14.67 | 33 | -2 | -2 | 137 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | -1 | -1 | 1 | 5 | 1 | -4 |
5/29/14 16:01 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -23 | 14.67 | 33 | -2 | 0 | 717 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | -1 | -1 | 1 | 5 | 1 | -4 |
5/29/14 16:00 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -15 | 14.67 | 33 | -1 | 0 | 334 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | -1 | -1 | 1 | 5 | 1 | -4 |
5/29/14 15:58 | 5/28/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.67 | 33 | 0 | 0 | 410 | D | 60 | 5 | -4 | -6 | 1 | -9 | -1 | -1 | 2 | 1 | 3 | 7 | 3 | -2 |
5/21/14 16:14 | 5/21/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -12 | 14.80 | 33 | -1 | 0 | 410 | D | 58 | 1 | 0 | -5 | -3 | -2 | -4 | -2 | 0 | -1 | 1 | 6 | 2 | -3 |
5/13/14 16:08 | 5/13/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -21 | 15.41 | 33 | -1 | 0 | 411 | D | 60 | 9 | 12 | -3 | -2 | 5 | 3 | -3 | -2 | -5 | -3 | -1 | 2 | -7 |
5/1/14 16:31 | 4/29/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -20 | 14.58 | 33 | -1 | -1 | 139 | D | 58 | -1 | 6 | -5 | 2 | 0 | 2 | 2 | 0 | 6 | -2 | 3 | -5 | 0 |
4/29/14 16:14 | 4/29/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -20 | 14.58 | 33 | -1 | -1 | 140 | D | 61 | 1 | 3 | -7 | -2 | -3 | 0 | -1 | 1 | 0 | -2 | 5 | -4 | 2 |
4/29/14 16:12 | 4/29/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.58 | 33 | 0 | 0 | 412 | D | 61 | 1 | 3 | -7 | -2 | -3 | 0 | -1 | 1 | 0 | -2 | 5 | -4 | 2 |
4/11/14 16:28 | 4/10/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.m | -127 | 14.91 | 33 | -9 | -2 | 412 | D | 71 | 0 | 9 | -9 | -6 | -1 | -7 | -3 | -1 | 1 | 6 | 6 | -3 | 4 |
3/28/14 16:06 | 3/28/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.25 | 33 | 0 | 0 | 421 | D | 60 | -2 | 7 | -8 | -4 | -8 | -3 | -2 | 11 | 8 | 3 | 5 | 1 | 5 |
3/19/14 18:11 | 3/18/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -3 | 14.88 | 33 | 0 | 0 | 142 | D | 65 | -1 | 12 | 1 | -3 | -5 | -5 | -2 | 0 | -1 | -1 | 0 | 2 | 1 |
3/11/14 16:19 | 3/10/14 | ACAS | Fund | CEF | Closed-End Funds | Baskin Mary C | MD | D | S.d | -154 | 15.44 | 33 | -10 | -20 | 40 | D | 81 | 6 | 19 | 4 | -1 | 3 | 1 | -1 | 0 | -2 | -1 | -1 | 1 | -3 | |
3/11/14 16:17 | 3/11/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -16 | 15.45 | 33 | -1 | 0 | 421 | D | 81 | 6 | 19 | 4 | -1 | 3 | 1 | -1 | 0 | -2 | -1 | -1 | 1 | -3 |
3/10/14 16:15 | 3/7/14 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -1,861 | 15.51 | 33 | -120 | -10 | 1,097 | D | 77 | 7 | 20 | 3 | -1 | 5 | 0 | 0 | -2 | -4 | -3 | -3 | 0 | -4 | |
2/27/14 16:24 | 2/27/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.49 | 33 | 0 | 0 | 422 | D | 74 | 12 | 20 | 3 | -3 | 1 | 5 | -2 | 1 | 2 | -7 | -5 | 1 | -4 |
2/25/14 16:45 | 2/25/14 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -915 | 15.25 | 33 | -60 | -5 | 1,217 | D | 79 | 11 | 20 | 5 | -3 | 1 | 5 | 1 | 1 | 0 | -5 | -4 | 1 | -2 | |
2/24/14 17:47 | 2/21/14 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S.d | -2,643 | 16.11 | 33 | -164 | -33 | 335 | D | 77 | 14 | 24 | 9 | -2 | 1 | 6 | 5 | -2 | 0 | -6 | -5 | -1 | -4 |
2/24/14 17:45 | 2/21/14 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.d | -1,317 | 16.07 | 33 | -82 | -21 | 313 | D | 77 | 14 | 24 | 9 | -2 | 1 | 6 | 5 | -2 | 0 | -6 | -5 | -1 | -4 |
2/24/14 17:44 | 2/21/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 15.79 | 33 | -1 | 0 | 423 | D | 77 | 14 | 24 | 9 | -2 | 1 | 6 | 5 | -2 | 0 | -6 | -5 | -1 | -4 |
2/21/14 16:20 | 2/20/14 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -1,875 | 15.63 | 33 | -120 | -9 | 1,277 | D | 77 | 12 | 24 | 8 | 0 | -1 | -1 | 7 | -2 | -2 | -6 | -7 | -2 | -6 | |
2/20/14 16:12 | 2/18/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S.m | -47 | 15.05 | 33 | -3 | -2 | 142 | D | 73 | 10 | 22 | 5 | -2 | -2 | -3 | 3 | 0 | -2 | -7 | -8 | -1 | -7 |
2/12/14 17:18 | 2/11/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -106 | 14.55 | 33 | -7 | -5 | 145 | D | 75 | 12 | 13 | 7 | -4 | -8 | -4 | -4 | 1 | 4 | 2 | 4 | 3 | -2 |
2/4/14 16:26 | 2/4/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -13 | 15.40 | 33 | -1 | 0 | 424 | D | 87 | 15 | 14 | 10 | 5 | -3 | -5 | -2 | 0 | 5 | 3 | -2 | 1 | -6 |
1/28/14 17:52 | 1/28/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 15.71 | 32 | 0 | 0 | 424 | D | 94 | 20 | 16 | 10 | 6 | 1 | -3 | -4 | -1 | -4 | -3 | -8 | -2 | -9 |
1/14/14 16:02 | 1/13/14 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -36 | 15.94 | 33 | -2 | -1 | 425 | D | 117 | 19 | 18 | 15 | 4 | 4 | 3 | 0 | 1 | 1 | -8 | -10 | -3 | -9 |
1/14/14 15:59 | 1/13/14 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -42 | 15.94 | 33 | -3 | -2 | 152 | D | 117 | 19 | 18 | 15 | 4 | 4 | 3 | 0 | 1 | 2 | -7 | -9 | -3 | -8 |
12/30/13 15:29 | 12/27/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.47 | 33 | 0 | 0 | 427 | D | 116 | 29 | 22 | 13 | 8 | 3 | 6 | 1 | 0 | 1 | 1 | 2 | -1 | -5 |
12/18/13 16:53 | 12/17/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -46 | 14.65 | 30 | -3 | -2 | 155 | D | 125 | 18 | 13 | 8 | 2 | -4 | -3 | -1 | -2 | 4 | 7 | -1 | -1 | -6 |
12/16/13 16:26 | 12/12/13 | ACAS | Fund | CEF | Closed-End Funds | Harper Philip R | MD | D | S | -221 | 14.76 | 30 | -15 | -1 | 1,397 | D | 118 | 20 | 11 | 12 | 4 | -3 | -2 | -3 | 0 | 4 | 10 | 1 | 1 | -4 | |
12/12/13 16:12 | 12/11/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -20 | 15.03 | 29 | -1 | -1 | 158 | D | 117 | 23 | 11 | 14 | 5 | 1 | -3 | -2 | -1 | 1 | 7 | 1 | 0 | -2 |
12/11/13 16:19 | 12/9/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S.dm | -1,543 | 15.13 | 29 | -102 | -39 | 159 | D | 112 | 25 | 15 | 13 | 7 | 4 | -2 | 1 | 0 | -2 | 8 | 1 | 1 | -1 |
12/3/13 16:27 | 12/3/13 | ACAS | Fund | CEF | Closed-End Funds | Hahl Neil M | MD | D | S | -92 | 15.28 | 33 | -6 | -19 | 25 | D | 136 | 28 | 18 | 21 | 8 | 8 | 4 | 1 | 0 | 1 | 2 | 4 | -3 | -1 | |
12/2/13 16:42 | 11/27/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -30 | 15.17 | 33 | -2 | -1 | 161 | D | 133 | 28 | 17 | 23 | 8 | 10 | 5 | 2 | -2 | -2 | 2 | 2 | -5 | -3 |
12/2/13 16:30 | 11/29/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 15.30 | 33 | 0 | 0 | 427 | D | 133 | 28 | 17 | 23 | 8 | 10 | 5 | 2 | -2 | -2 | 2 | 2 | -5 | -3 |
11/26/13 16:59 | 11/22/13 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -1,511 | 15.11 | 33 | -100 | -24 | 313 | D | 126 | 27 | 12 | 19 | 11 | 5 | 5 | 2 | 1 | -1 | 2 | 1 | -2 | 0 |
11/22/13 16:32 | 11/21/13 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -118 | 15.00 | 32 | -8 | -2 | 349 | D | 108 | 28 | 8 | 14 | 9 | 6 | 6 | 3 | 0 | 1 | 2 | 1 | -3 | -1 |
11/21/13 16:37 | 11/21/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -12 | 14.73 | 30 | -1 | 0 | 428 | D | 104 | 26 | 5 | 14 | 8 | 5 | 4 | 1 | 1 | 2 | 2 | 4 | -1 | 0 |
11/20/13 16:12 | 11/18/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.d | -2,493 | 14.65 | 29 | -170 | -61 | 109 | D | 100 | 25 | 2 | 14 | 8 | 3 | 4 | 1 | 1 | 3 | -1 | 7 | 0 | 1 |
11/13/13 16:21 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -73 | 14.01 | 28 | -5 | -1 | 357 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
11/13/13 16:20 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -145 | 14.01 | 28 | -10 | -12 | 79 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
11/13/13 16:15 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -112 | 14.01 | 28 | -8 | -2 | 428 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
11/13/13 16:14 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -98 | 14.01 | 28 | -7 | -2 | 313 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
11/13/13 16:11 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -211 | 14.01 | 28 | -15 | -8 | 163 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
11/13/13 16:08 | 11/12/13 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -115 | 14.01 | 28 | -8 | -1 | 719 | D | 93 | 21 | 0 | 8 | 3 | -1 | 0 | 3 | 1 | 2 | 4 | 5 | 5 | 8 |
10/29/13 16:39 | 10/29/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -6 | 14.13 | 24 | 0 | 0 | 436 | D | 101 | 20 | -6 | 5 | 7 | 5 | 2 | 0 | 0 | 3 | 8 | 12 | 7 | 1 |
10/21/13 16:47 | 10/18/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -175 | 14.00 | 29 | -13 | -7 | 178 | D | 109 | 22 | 2 | 5 | 8 | 3 | 6 | 5 | 1 | 0 | 2 | 14 | 4 | 0 |
10/11/13 16:26 | 10/11/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -30 | 13.56 | 29 | -2 | 0 | 437 | D | 109 | 15 | -6 | 1 | 8 | 3 | -2 | 0 | 0 | 1 | 1 | 17 | 6 | 1 |
9/30/13 16:57 | 9/30/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 13.67 | 27 | 0 | 0 | 439 | D | 78 | 19 | -5 | 9 | 7 | 5 | 2 | 3 | 1 | 0 | 3 | 13 | 15 | 4 |
9/16/13 17:26 | 9/13/13 | ACAS | Fund | CEF | Closed-End Funds | Baskin Mary C | MD | D | S.d | -263 | 13.14 | 28 | -20 | -33 | 40 | D | 59 | 15 | -12 | -2 | -2 | 1 | 3 | -1 | 1 | 1 | 5 | 12 | 13 | 15 | |
9/13/13 17:13 | 9/11/13 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -981 | 13.29 | 29 | -74 | -19 | 320 | D | 61 | 14 | -14 | -2 | -3 | 1 | 3 | 0 | 0 | 2 | 4 | 13 | 13 | 17 |
9/11/13 17:21 | 9/11/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 13.34 | 29 | -1 | 0 | 439 | D | 58 | 19 | -10 | 2 | -1 | 5 | 6 | 4 | -2 | -1 | 1 | 14 | 14 | 15 |
9/3/13 16:22 | 9/3/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -19 | 12.60 | 33 | -2 | -1 | 190 | D | 43 | 12 | -11 | -5 | -8 | -6 | -2 | -1 | 1 | 4 | 10 | 21 | 23 | 23 |
8/27/13 16:13 | 8/27/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 12.74 | 33 | 0 | 0 | 440 | D | 62 | 15 | -7 | -7 | -2 | -1 | 0 | 1 | 0 | 1 | 6 | 19 | 22 | 23 |
8/21/13 17:44 | 8/21/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -10 | 12.70 | 33 | -1 | 0 | 441 | D | 48 | 14 | -9 | -12 | -1 | -7 | -6 | -1 | 2 | -1 | 6 | 14 | 24 | 22 |
7/30/13 16:09 | 7/30/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -37 | 13.22 | 30 | -3 | -1 | 441 | D | 31 | 36 | 1 | -12 | 0 | 2 | -2 | -4 | 2 | -3 | -7 | 6 | 18 | 15 |
7/30/13 16:08 | 7/29/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -70 | 13.34 | 30 | -5 | -3 | 192 | D | 31 | 36 | 1 | -12 | 0 | 2 | -2 | -4 | 2 | -3 | -7 | 6 | 18 | 15 |
7/25/13 16:26 | 7/25/13 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S | -6 | 13.52 | 33 | 0 | 0 | 362 | D | 36 | 38 | 5 | -4 | 5 | 7 | 2 | 3 | -1 | 0 | -5 | 5 | 18 | 13 |
7/11/13 16:15 | 7/11/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -42 | 13.00 | 33 | -3 | -1 | 444 | D | 25 | 28 | 0 | -10 | -4 | 0 | 2 | 1 | 0 | 0 | 1 | 0 | 19 | 17 |
6/27/13 16:06 | 6/27/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 12.30 | 33 | 0 | 0 | 447 | D | 31 | 28 | -1 | -17 | -14 | -8 | -8 | -1 | 1 | 1 | 8 | 7 | 24 | 19 |
6/11/13 16:10 | 6/11/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -72 | 13.29 | 33 | -5 | -3 | 197 | D | 51 | 50 | 16 | -10 | -10 | -6 | -1 | 6 | -1 | 0 | -2 | 0 | 14 | 14 |
6/5/13 16:02 | 6/4/13 | ACAS | Fund | CEF | Closed-End Funds | Lundine Stan | MD | D | S.d | -1,167 | 13.15 | 33 | -89 | -51 | 85 | D | 38 | 40 | 9 | -8 | -8 | -9 | -7 | -4 | 4 | 3 | 0 | -1 | 19 | 15 | |
5/29/13 16:21 | 5/29/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 13.56 | 33 | 0 | 0 | 448 | D | 46 | 51 | 17 | 0 | -3 | -5 | -2 | -3 | 1 | -3 | -9 | -4 | 12 | 8 |
5/21/13 16:13 | 5/21/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -12 | 14.39 | 33 | -1 | 0 | 448 | D | 50 | 56 | 27 | 3 | 2 | -4 | 1 | 2 | -1 | -4 | -11 | -13 | 1 | 1 |
5/13/13 19:37 | 5/9/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.d | -2,238 | 14.34 | 33 | -156 | -64 | 90 | D | 36 | 46 | 21 | 6 | -3 | 1 | 0 | -3 | 2 | 2 | -6 | -3 | -2 | 10 |
5/13/13 16:11 | 5/13/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -19 | 14.00 | 33 | -1 | 0 | 449 | D | 36 | 46 | 21 | 6 | -3 | 1 | 0 | -3 | 2 | 2 | -6 | -3 | -2 | 10 |
5/13/13 16:07 | 5/9/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.d | -589 | 14.34 | 33 | -41 | -42 | 57 | D | 36 | 46 | 21 | 6 | -3 | 1 | 0 | -3 | 2 | 2 | -6 | -3 | -2 | 10 |
5/8/13 16:47 | 5/6/13 | ACAS | Fund | CEF | Closed-End Funds | Puryear Alvin N | MD | D | S.dm | -1,351 | 14.41 | 33 | -94 | -71 | 38 | D | 37 | 49 | 23 | 10 | -2 | 4 | 0 | 0 | -2 | -2 | -9 | -10 | -1 | 10 | |
5/8/13 16:34 | 5/6/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | 0 | 14.38 | 33 | 0 | 0 | 202 | D | 37 | 49 | 23 | 10 | -2 | 4 | 0 | 0 | -2 | -2 | -9 | -10 | -1 | 10 |
4/29/13 17:46 | 4/29/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S.d | -5 | 14.67 | 33 | 0 | 0 | 450 | D | 44 | 59 | 22 | 10 | -4 | 1 | 4 | 2 | 1 | -4 | -8 | -10 | -6 | -3 |
4/11/13 16:01 | 4/11/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -32 | 14.61 | 33 | -2 | 0 | 437 | D | 41 | 67 | 23 | 11 | 3 | -3 | -1 | 1 | -1 | -5 | -3 | -12 | -8 | 3 |
4/8/13 16:19 | 4/5/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -27 | 14.05 | 33 | -2 | -1 | 190 | D | 40 | 62 | 23 | 13 | 2 | -5 | -4 | -2 | 0 | 2 | 1 | -11 | -5 | 8 |
3/28/13 16:06 | 3/28/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -5 | 14.60 | 33 | 0 | 0 | 439 | D | 58 | 63 | 24 | 19 | 6 | 0 | -2 | -1 | -1 | -3 | -1 | -17 | -8 | -2 |
3/25/13 16:05 | 3/25/13 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -154 | 14.76 | 33 | -10 | -1 | 711 | D | 63 | 61 | 26 | 20 | 11 | 5 | -2 | 0 | 0 | -2 | -5 | -17 | -10 | -1 |
3/15/13 16:01 | 3/13/13 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S.dm | -1,115 | 15.10 | 33 | -74 | -19 | 307 | D | 69 | 70 | 32 | 25 | 13 | 8 | 6 | 1 | -1 | -2 | -7 | -11 | -13 | -1 |
3/13/13 16:10 | 3/11/13 | ACAS | Fund | CEF | Closed-End Funds | Peterson Kenneth D Jr | MD | D | S | -219 | 14.96 | 33 | -15 | -4 | 335 | D | 62 | 65 | 32 | 25 | 14 | 6 | 6 | 2 | 1 | -2 | -3 | -13 | -11 | 1 | |
3/12/13 17:06 | 3/12/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -15 | 14.95 | 33 | -1 | 0 | 440 | D | 62 | 71 | 33 | 28 | 15 | 7 | 7 | 4 | 1 | 0 | -4 | -9 | -12 | 2 |
3/8/13 16:32 | 3/7/13 | ACAS | Fund | CEF | Closed-End Funds | Winn Darin | TX | O | SVP | S.d | -1,181 | 14.55 | 33 | -81 | -19 | 356 | D | 58 | 66 | 32 | 23 | 12 | 5 | 5 | 3 | 3 | 4 | -2 | -9 | -11 | 6 |
3/7/13 16:01 | 3/6/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S.d | -1,609 | 14.26 | 33 | -113 | -37 | 192 | D | 54 | 61 | 30 | 21 | 10 | 5 | 5 | 2 | 0 | 3 | -2 | -12 | -12 | 8 |
3/7/13 16:00 | 3/5/13 | ACAS | Fund | CEF | Closed-End Funds | Obrien Gordon | MD | O | P,Specia | S | -149 | 14.25 | 33 | -10 | -3 | 307 | M | 54 | 61 | 30 | 21 | 10 | 5 | 5 | 2 | 0 | 3 | -2 | -12 | -12 | 8 |
2/28/13 16:09 | 2/27/13 | ACAS | Fund | CEF | Closed-End Funds | Erickson John R | MD | O | CFO,P,St | S | -74 | 13.78 | 33 | -5 | -1 | 722 | D | 52 | 58 | 24 | 17 | 4 | 6 | 0 | 0 | 0 | 3 | 4 | -4 | -10 | 10 |
2/27/13 16:11 | 2/27/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -4 | 13.78 | 33 | 0 | 0 | 441 | D | 51 | 55 | 23 | 17 | 4 | 5 | 0 | 0 | 1 | 2 | 5 | -1 | -7 | 12 |
2/21/13 14:36 | 2/20/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -44 | 14.00 | 33 | -3 | -2 | 192 | D | 49 | 57 | 26 | 22 | 9 | 8 | 5 | 1 | -2 | -1 | 4 | 3 | -9 | 12 |
2/21/13 14:32 | 2/21/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -11 | 14.06 | 33 | -1 | 0 | 441 | D | 49 | 57 | 26 | 22 | 9 | 8 | 5 | 1 | -2 | -1 | 4 | 3 | -9 | 12 |
2/14/13 16:06 | 2/13/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.d | -2,000 | 13.68 | 33 | -146 | -77 | 43 | D | 60 | 58 | 25 | 18 | 11 | 6 | 5 | 3 | 0 | 0 | 8 | 2 | -6 | 7 |
2/13/13 17:46 | 6/25/12 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S.a | -144 | 9.34 | 33 | -15 | -7 | 213 | D | 60 | 60 | 26 | 20 | 14 | 4 | 3 | 5 | 1 | 2 | 10 | 4 | -4 | 8 |
2/13/13 17:20 | 2/12/13 | ACAS | Fund | CEF | Closed-End Funds | Cline Roland | MD | O | SVP | S.d | -1,867 | 13.66 | 33 | -137 | -95 | 7 | D | 60 | 60 | 26 | 20 | 14 | 4 | 3 | 5 | 1 | 2 | 10 | 4 | -4 | 8 |
2/5/13 17:24 | 2/4/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -17 | 13.22 | 33 | -1 | -1 | 206 | D | 55 | 59 | 28 | 11 | 6 | -1 | 1 | 1 | 0 | 1 | 9 | 10 | 0 | 16 |
2/5/13 17:23 | 2/4/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -17 | 13.22 | 33 | -1 | -2 | 59 | D | 55 | 59 | 28 | 11 | 6 | -1 | 1 | 1 | 0 | 1 | 9 | 10 | 0 | 16 |
2/4/13 17:22 | 2/1/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S.m | -14 | 13.25 | 33 | -1 | -1 | 208 | D | 63 | 62 | 34 | 13 | 8 | 0 | 2 | 2 | 0 | 2 | 8 | 10 | 3 | 17 |
2/4/13 15:51 | 2/4/13 | ACAS | Fund | CEF | Closed-End Funds | Cline Roland | MD | O | SVP | S | -8 | 13.22 | 33 | -1 | -2 | 26 | D | 63 | 62 | 34 | 13 | 8 | 0 | 2 | 2 | -1 | 0 | 7 | 9 | 1 | 15 |
2/4/13 15:49 | 2/4/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -14 | 13.22 | 33 | -1 | 0 | 442 | D | 63 | 62 | 34 | 13 | 8 | 0 | 2 | 2 | -1 | 0 | 7 | 9 | 1 | 15 |
2/4/13 15:48 | 2/4/13 | ACAS | Fund | CEF | Closed-End Funds | Wagner IRA | MD | O | P,Europe | S | -18 | 13.22 | 33 | -1 | -2 | 61 | D | 63 | 62 | 34 | 13 | 8 | 0 | 2 | 2 | -1 | 0 | 7 | 9 | 1 | 15 |
1/30/13 16:01 | 1/29/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -36 | 13.00 | 33 | -3 | -1 | 209 | D | 59 | 60 | 34 | 11 | 7 | 2 | -1 | 1 | 3 | 1 | 8 | 16 | 4 | 21 |
1/30/13 16:00 | 1/29/13 | ACAS | Fund | CEF | Closed-End Funds | Flax Samuel Allan | MD | O | EVP,GC,S | S | -3 | 13.00 | 33 | 0 | 0 | 443 | D | 59 | 60 | 34 | 11 | 7 | 2 | -1 | 1 | 3 | 1 | 8 | 16 | 4 | 21 |
1/17/13 15:59 | 1/16/13 | ACAS | Fund | CEF | Closed-End Funds | Graff Brian | MD | O | SVP | S | -52 | 13.28 | 33 | -4 | -2 | 211 | D | 57 | 79 | 33 | 14 | 11 | 10 | 2 | -1 | 0 | -2 | 5 | 3 | 2 | 22 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |