Royce Charles M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	6	1	55	1	0	2	6	12	2	4
P	%wins				87	71	80	84	91	43	76

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/3/20 16:38	9/2/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	7,131	14.28	0	499	125	898	I
4/30/20 16:29	4/29/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	153	10.19	0	15	4	398	I
4/29/20 16:28	4/28/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P	244	9.76	0	25	7	383	I
4/24/20 17:14	4/24/20	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	P.m	234	9.36	0	25	8	343	I
12/11/18 12:18	12/11/18	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P.m	1,023	9.21	0	111	53	319	I
7/10/18 15:58	7/9/18	RVT	Royce Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	408	15.33	0	27	10	297	M
8/9/16 16:03	8/9/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	80	8.00	0	10	5	213	D	-9	2	24	6	11	3	1	1	0	1	2	-4	9
8/5/16 16:09	8/5/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	79	7.92	0	10	5	203	D	-11	0	17	5	0	2	1	0	0	2	3	-3	10
8/2/16 16:08	8/2/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	198	7.91	0	25	15	193	D	-12	1	18	3	2	1	2	1	0	1	2	-1	8
7/29/16 15:04	7/29/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	80	7.95	0	10	6	168	D	-13	0	21	4	4	3	2	2	1	0	3	0	7
7/28/16 15:12	7/27/16	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	D		P	79	7.85	0	10	7	158	D	-13	-1	22	3	4	5	1	1	1	0	3	1	8
6/21/16 16:43	6/17/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	187	5.45	2	34	4	973	D	-20	-5	-3	20	13	1	-1	0	1	-3	8	14	39
6/16/16 17:50	6/14/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	310	5.39	2	57	7	939	D	-20	-5	1	19	14	2	0	-1	1	-2	4	14	38
6/8/16 14:38	6/6/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	41	5.74	2	7	1	882	D	-20	-4	-8	10	9	5	1	1	1	-1	1	16	36
6/3/16 12:21	6/1/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	492	5.64	2	87	11	874	D	-20	-6	-11	10	11	5	2	0	1	2	1	20	33
5/31/16 15:23	5/26/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	212	5.65	1	38	5	787	D	-20	-4	-9	13	13	11	4	-1	0	1	-2	21	30
5/25/16 17:59	5/23/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	199	5.55	1	36	5	750	D	-19	-4	-7	20	13	13	5	10	1	0	-1	18	23
5/20/16 16:44	5/18/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	161	5.33	1	30	4	714	D	-25	-12	-14	9	9	-1	-1	-5	4	7	8	21	26
5/17/16 17:18	5/13/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	146	5.41	1	27	4	683	D	-20	-6	-8	17	14	3	8	3	0	2	5	18	22
5/12/16 17:58	5/10/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	130	5.21	1	25	4	657	D	-22	-9	-10	15	9	4	3	5	1	1	8	19	23
5/9/16 17:10	5/5/16	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P.m	106	5.02	1	21	3	632	D	-27	-8	-14	4	8	1	-4	-2	3	6	13	19	30
9/1/15 11:27	8/31/15	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DH	CEO - In	P	37	7.42	0	5	4	148	I		-18	-10	-14	-8	-6	-4	2	-2	-2	-6	0	-6	10
8/28/15 10:53	8/27/15	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	37	7.43	0	5	4	143	I		-19	-10	-12	-10	-6	-6	3	0	-1	-5	1	-8	11
11/14/14 15:20	11/14/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	8	8.42	0	1	1	138	I		0	-7	-8	-2	0	0	0	0	0	-4	-2	5	-13
11/13/14 16:17	11/13/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	29	8.44	0	3	3	135	I		0	-5	-7	-2	2	-1	1	0	0	-3	-2	6	-12
11/12/14 09:48	11/11/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	48	8.45	0	6	5	131	I		-1	-6	-7	-3	3	-2	1	0	0	-2	-3	5	-11
2/28/14 16:07	2/27/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	2	8.60	0	0	0	128	I				0	-2	4	1	1	0	1	3	5	7	-4
2/24/14 16:14	2/21/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	7	8.60	0	1	1	128	I				0	-1	-1	2	0	0	1	1	5	6	-5
2/19/14 16:22	2/19/14	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	15	8.60	0	2	1	127	I				2	-2	-2	3	1	0	0	2	5	6	-5
12/23/13 16:19	12/20/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	6	8.59	1	1	1	126	I					1	-1	0	1	0	2	2	1	6	-7
12/19/13 16:29	12/19/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	136	8.60	1	16	15	124	I					1	-1	0	0	0	1	4	2	8	-6
12/17/13 16:20	12/17/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	69	8.58	1	8	8	105	I					0	-1	-1	0	1	2	4	3	8	-7
12/13/13 16:11	12/13/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	30	8.60	1	3	4	101	I					-1	-1	0	0	0	0	2	2	7	-6
12/12/13 16:17	12/12/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	78	8.60	1	9	11	91	I					-1	0	-1	-1	0	0	2	0	6	-4
12/6/13 16:07	12/5/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	23	8.57	1	3	3	88	I					-1	2	0	-1	0	-1	2	1	6	-4
12/4/13 16:05	12/4/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	43	8.60	1	5	7	81	I					-5	2	-1	-1	1	1	3	2	8	-1
12/2/13 16:13	12/2/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	105	8.74	1	12	19	74	I					-2	3	1	1	-1	-1	2	0	5	-5
12/2/13 16:09	11/29/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	10	7.59	0	1	0	1,274	I	37	20	8	8	2	1	-1	0	-1	0	3	8	10	5
11/27/13 16:13	11/27/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	73	8.72	1	8	14	66	I					1	2	2	1	0	-2	1	0	5	-3
11/27/13 16:10	11/27/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P.m	21	7.57	0	3	0	1,273	I	39	22	7	8	4	0	0	0	1	-1	3	7	10	8
11/26/13 14:30	11/25/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	4	8.61	1	0	1	60	I					2	2	3	1	0	-1	0	0	6	-2
11/26/13 14:28	11/25/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	1	7.55	0	0	0	1,270	I	36	20	8	7	5	0	0	0	0	-2	3	6	9	8
11/25/13 14:45	11/22/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	28	8.60	1	3	6	60	I					1	1	2	0	1	1	1	1	5	-2
11/25/13 14:41	11/22/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	15	7.59	0	2	0	1,270	I	35	21	7	5	4	1	0	-1	1	0	4	6	10	8
11/22/13 13:00	11/21/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	22	8.66	1	3	5	56	I					1	2	2	1	0	1	0	0	5	-2
11/21/13 13:02	11/20/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	29	7.60	0	4	0	1,268	I	31	22	8	5	5	-1	0	-1	0	0	2	6	10	7
11/20/13 15:48	11/19/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	73	8.49	1	9	19	54	D					1	-1	2	2	0	1	-1	0	5	-2
11/19/13 15:54	11/18/13	RGT	Royce Global Value Trust, Inc.		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	98	8.53	1	11	34	45	D						-2	1	2	1	1	0	1	5	-2
11/19/13 15:52	11/18/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	55	7.60	0	7	1	1,264	I	27	27	8	7	6	-1	1	0	1	0	1	4	9	8
11/18/13 16:14	11/15/13	FUND	Royce Focus Trust Inc	MD	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	21	7.60	0	3	0	1,257	I	27	29	8	8	6	0	1	1	1	0	0	4	9	7
12/23/11 14:06	12/21/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	17	8.45	2	2	1	377	D	79	-12	-4	10	7	0	0	6	1	-1	10	17	14	29
12/21/11 17:45	12/19/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	212	8.48	2	25	7	375	D	86	-10	-6	7	-2	0	-3	2	2	2	13	18	15	31
12/1/11 16:15	11/29/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	96	8.45	2	11	3	350	D	90	-6	-7	-4	5	4	-1	7	3	5	2	13	14	28
8/15/11 13:29	8/11/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	1	8.30	3	0	0	339	D	113	11	-27	-11	-7	-6	1	2	3	-5	1	-4	15	22
8/11/11 13:28	8/10/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	199	8.28	3	24	8	338	D	96	3	-33	-20	-11	-16	-9	-4	10	13	8	13	28	34
8/10/11 15:55	8/9/11	TICC	Ticc Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	D		P	445	8.40	3	53	20	314	D	105	6	-28	-15	-6	-9	-1	1	-7	4	1	2	17	24
1/25/11 16:32	1/25/11	OXLC	Oxford Lane Capital Corp.		Fund	CEF	Closed-End Funds	Royce Charles M	CT	H	Former 1	P	3,200	20.00	0	160	999%	161	D									1	1	-3	-3	-6	-18
6/30/10 11:23	6/29/10	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	215	10.75	3	20	7	287	D	-23	27	-2	-10	-8	1	-8	-3	-1	0	6	13	38	41
6/24/10 10:20	6/23/10	RVT	Royce Value Trust Inc		Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	P	334	11.12	3	30	13	267	D	-24	39	4	-7	-9	-2	0	-4	-1	-5	3	7	31	34
2/13/08 15:31	2/11/08	GLA	Global Logistics Acquisition Corp	DE	Financ	AcqCo	Blank Checks	Royce Charles M	NY	T		P	29	7.32	1	4	1	454	D	-41	-41	-17	29	20	7	-8	-1	3	-2	-12	3	-16	-63
2/5/08 15:57	2/1/08	GLA	Global Logistics Acquisition Corp	DE	Financ	AcqCo	Blank Checks	Royce Charles M	NY	T		P	600	8.00	1	75	20	450	D	-38	-37	-9	27	25	22	18	11	-2	-7	-21	-12	-30	-64

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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