Kaplan Stephen A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	6	-3	1	9	13	25	29	12
P	%wins				83	83	100	100	100	100	94
S	%ret	1	1	2	0	1	5	14	22	12	11
S	%wins				50	50	0	0	0	0	17

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/13/18 07:17	11/8/18	TSQ	Townsquare Media, Inc.	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CT	D		P	64	6.40	0	10	82	22	D
8/28/17 13:27	8/25/17	RGC	Regal Entertainment Group	DE	PerSv	Entert	Motion Picture Theaters	Kaplan Stephen A	TN	D		P	149	14.87	0	10	7	156	D
11/18/16 20:35	11/16/16	OAK	Oaktree Capital Group, LLC	DE	Financ	InvAdv	Investment Advice	Kaplan Stephen A	CA	DO	Principa	M.d	0	0.00	12	25	33	100	D	-2	-14	-6	-5	1	-2	3	3	0	1	-4	13
11/23/15 16:17	11/19/15	OAK	Oaktree Capital Group, LLC	DE	Financ	InvAdv	Investment Advice	Kaplan Stephen A	CA	DO	Principa	M.d	0	0.00	8	15	18	100	D	2	10	-7	-7	2	-5	-4	-3	0	0	-3	-8	-5	-13
11/18/15 21:00	11/16/15	OAK	Oaktree Capital Group, LLC	DE	Financ	InvAdv	Investment Advice	Kaplan Stephen A	CA	DO	Principa	M.d	0	0.00	7	100	999%	100	D	0	15	-4	-7	3	3	-1	1	-2	-3	-5	-9	-9	-14
8/13/14 21:56	8/11/14	TSQ	Townsquare Media, Inc.	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CA	DT		P	1,112	10.90	8	102	1	12,352	I							0	0	0	4	6	15	13	16
8/4/14 21:55	7/31/14	TSQ	Townsquare Media, Inc.	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CA	DT		P	4,675	10.85	13	431	4	12,250	I								2	0	0	4	14	13	17
7/30/14 21:43	7/28/14	TSQ	Townsquare Media, Inc.	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CA	DT		P.m	9,956	10.71	19	930	9	11,819	I								4	1	1	4	14	14	20
7/29/14 21:58	7/25/14	TSQ	Townsquare Media, Inc.	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CA	DT		P.d	1,385	10.46	25	132	1	10,889	I									1	2	6	17	18	21
11/22/13 10:26	11/20/13	OAK	Oaktree Capital Group, LLC	DE	Financ	InvAdv	Investment Advice	Kaplan Stephen A	CA	DO	Principa	M.d	0	0.00	11	10		0	D		43	3	1	-3	-4	-2	-3	3	5	7	13	-1	-7
4/30/10 16:41	4/27/10	RGCI	Regent Communications Inc	DE	Media	Radio	Radio Broadcasting Stations	Kaplan Stephen A	CA	DT		S	0	0.00	0	-1	-50	1	I
11/20/08 12:37	11/19/08	RGC	Regal Entertainment Group	DE	PerSv	Entert	Motion Picture Theaters	Kaplan Stephen A	CA	D		P	225	9.00	22	25	42	84	D	-49	-52	-49	-45	-33	-32	-12	-9	-17	5	21	11	50	67
11/7/08 15:17	11/6/08	RGC	Regal Entertainment Group	DE	PerSv	Entert	Motion Picture Theaters	Kaplan Stephen A	CA	D		P.m	492	9.85	24	50	554	59	D	-39	-50	-46	-42	-35	-27	-14	-17	0	-4	11	8	41	35
5/30/08 13:35	5/28/08	GNK	Genco Shipping & Trading Ltd		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	-75,470	75.47	0	-1,000	-40	1,513	I
10/9/07 12:56	10/5/07	GNK	Genco Shipping & Trading Ltd		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	T		S	-15,426	67.00	0	-230	-7	2,956	I
10/3/07 13:56	10/2/07	GNK	Genco Shipping & Trading Ltd		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	T		S	-56,685	67.00	0	-846	-21	3,186	I
3/12/07 19:46	3/9/07	RGC	Regal Entertainment Group	DE	PerSv	Entert	Motion Picture Theaters	Kaplan Stephen A	CA	D		S	0	20.80	23	0		0	I	20	21	14	5	-2	0	1	2	-1	0	9	20	17	4
2/21/07 13:28	2/20/07	GSTL	Genco Shipping & Trading Ltd		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	T		S	-148,426	30.73	0	-4,830	-54	4,032	I
11/13/06 19:54	11/10/06	RGC	Regal Entertainment Group	DE	PerSv	Entert	Motion Picture Theaters	Kaplan Stephen A	CA	D		S.d	-6,048	20.16	13	-300	-100	0	I	10	15	4	11	5	1	1	1	1	2	1	7	26	19
4/18/06 19:12	4/14/06	GSTL	Genco Shipping & Trading Ltd		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	DT		S	0	0.00	0	-1,050	-8	12,450	S
1/6/06 17:03	1/4/06	GMR	General Maritime Corp/		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	0	0.00	0	0		0	S
11/5/04 15:37	11/3/04	GMR	General Maritime Corp/		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	0	0.00	0	0		0	I
10/5/04 17:24	10/1/04	CIDI	Chart Industries Inc	DE	Metal	MtlFb	Fabricated Plate Work (Boiler	Kaplan Stephen A	CA	D		P	0	38.00	0	0		0	I
8/4/04 20:43	8/2/04	GMR	General Maritime Corp/		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	0	0.00	0	0		0	I
8/3/04 16:54	7/30/04	GMR	General Maritime Corp/		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	0	0.00	0	0		0	I
6/10/04 20:48	6/8/04	CIDI	Chart Industries Inc	DE	Metal	MtlFb	Fabricated Plate Work (Boiler	Kaplan Stephen A	CA	D		P	0	32.00	0	0		0	I
2/19/04 16:21	2/17/04	GMR	General Maritime Corp/		Trans	ShipTr	Deep Sea Foreign Transportati	Kaplan Stephen A	CA	D		S	0	21.36	0	0		0	I
10/7/03 20:18	10/3/03	CGPI	Collagenex Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Kaplan Stephen A	CA	D		S	-3,140	9.81	0	-320	-15	1,865	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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