Alpert Bruce N - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	5	1	13	-2	-4	-8	-8	-4	5	-4
S	%wins				69	69	77	69	62	46	65

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/28/20 15:50	1/24/20	GLU.B	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-47	51.70	0	-1	-100	0	D
9/5/19 10:32	9/3/19	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-23	25.32	0	-1	-8	10	D
8/19/19 10:50	8/15/19	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-3	25.25	0	0	-1	11	D
8/19/19 10:38	8/15/19	GAB.G	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-60	25.15	0	-2	-32	5	I
7/12/19 10:19	7/10/19	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-10	25.03	0	0	-3	11	I
5/8/19 16:10	5/7/19	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-14	24.70	0	-1	-5	11	I
11/8/17 12:10	11/6/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-5	25.20	0	0	-2	12	I
7/21/17 11:34	7/19/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-115	24.99	0	-5	-28	12	M
7/20/17 11:29	7/18/17	GAB.G	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-9	24.94	0	0	-5	7	I
7/18/17 12:16	7/14/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-9	24.98	0	0	-2	17	I
7/13/17 10:53	7/11/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-42	24.98	0	-2	-9	17	D
7/13/17 10:43	7/11/17	GAB.G	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-32	24.95	0	-1	-14	8	I
6/29/17 10:56	6/27/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-12	25.01	0	0	-3	19	D
6/21/17 11:36	6/19/17	GAB.G	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-21	24.97	0	-1	-9	9	I
6/19/17 14:52	6/15/17	GAB.H	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-45	24.95	0	-2	-9	19	I
6/19/17 14:46	6/15/17	GAB.G	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-27	24.90	0	-1	-10	10	M
8/11/14 15:14	8/7/14	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-8	50.38	0	0	-100	0	D
7/31/14 10:23	7/29/14	GLU.A	Gabelli Global Utility & Income Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-102	50.41	0	-2	-93	0	D
8/6/13 11:28	8/2/13	GNT	Gamco Natural Resources, Gold & Income Trust by Gabelli		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-12	11.51	1	-1	-100	0	D	-21	-14	-17	-10	11	3	-2	-1	-3	3	7	2	-7	10
6/18/13 11:39	6/14/13	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-96	50.60	0	-2	-100	0	D
6/4/13 11:09	5/31/13	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-25	50.70	0	-1	-21	2	D
5/23/13 17:12	5/23/13	GDL.B	Gdl Fund		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-10	50.76	0	0	-8	2	D
12/14/11 10:05	12/12/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-41	27.97	0	-1	-100	0	I
12/9/11 12:33	12/7/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-62	27.85	0	-2	-60	1	I
10/28/11 10:44	10/27/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-14	27.90	0	-1	-12	4	I
10/19/11 11:11	10/18/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-21	27.45	0	-1	-15	4	I
10/17/11 14:28	10/14/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-29	27.38	0	-1	-18	5	I
10/14/11 13:51	10/13/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-73	27.30	0	-3	-31	6	D
9/27/11 14:26	9/26/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-54	27.15	0	-2	-19	9	D
9/23/11 14:34	9/21/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-3	27.07	0	0	-1	11	D
9/15/11 12:09	9/13/11	GRX.A	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	Secretar	S	-3	27.25	0	0	-1	11	D
1/3/11 11:45	12/31/10	GBL	Gamco Investors, Inc. Et Al	NY	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S	-14	48.25	1	0	-2	14	D	89	2	39	24	15	-6	-3	-3	3	-2	-2	-2	-2	-7
1/3/11 10:29	12/31/10	GDL	Gabelli Global Deal Fund		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-13	13.40	1	-1	-100	0	D	22	2	5	-2	-1	-2	0	1	0	0	0	4	6	-2
11/25/09 11:29	11/24/09	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-5	12.70	3	0	-80	0	D	-23	53	30	10	0	6	1	0	1	1	5	5	3	24
11/25/09 09:15	11/24/09	GDL	Gabelli Global Deal Fund		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-7	14.30	1	-1	-33	1	D	6	26	12	-1	-3	1	0	1	0	1	4	2	0	7
5/21/09 14:39	5/19/09	GBL	Gamco Investors, Inc. Et Al	NY	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.d	-11	55.25	7	0	-2	12	D	7	0	98	68	37	-1	-7	-4	2	6	0	-10	3	-12
5/14/09 16:45	5/12/09	GBL	Gamco Investors, Inc. Et Al	NY	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.dm	-191	50.31	6	-4	-24	12	D	5	-2	58	41	40	17	-7	-9	2	-2	-1	-10	-5	-5
5/11/09 16:20	5/7/09	GBL	Gamco Investors, Inc. Et Al	NY	Financ	FinTrd	Security Brokers, Dealers & F	Alpert Bruce N	NY	O	SVP	S.dm	-903	51.57	6	-18	-53	16	D	18	14	59	50	56	32	9	3	-3	-3	0	-14	-15	-13
2/18/09 11:18	2/17/09	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-11	7.30	0	-2	-100	0	D	-10	-10	-16	24	21	9	4	4	-14	-27	-30	-14	-3	14
2/6/09 09:15	2/4/09	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-6	7.00	0	-1	-37	2	D	-13	-17	-19	-3	22	12	4	10	-3	0	-39	-14	5	14
12/22/08 09:56	12/19/08	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-20	10.10	4	-2	-80	1	I	-43	-45	-41	-29	-6	17	7	5	-4	-5	-8	-14	3	39
11/3/08 10:59	10/30/08	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-9	8.08	1	-1	-31	2	D	-8	-11	-14	-16	-19	23	2	9	-3	-16	-20	-7	-14	5
9/25/08 11:14	9/23/08	GUT	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-2	9.51	0	0	-5	4	D	20	8	6	3	2	1	-1	0	-1	-4	-24	-35	-32	-12
12/5/07 16:19	12/4/07	GAB.D	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-26	23.50	0	-1	-30	3	I
12/4/07 11:24	11/30/07	GAB.D	Gabelli Equity Trust Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S	-7	23.35	0	0	-7	4	I
11/27/07 16:20	11/26/07	GUT.A	Gabelli Utility Trust		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	O	P	S.m	-88	21.98	0	-4	-80	1	I
7/15/05 15:05	7/14/05	GCV.B	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	OH	P	S	-20	25.60	0	-1	-100	0	I
7/15/05 14:12	7/13/05	GCV.B	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	Alpert Bruce N	NY	H	Spouse	S	-5	25.40	0	0	-20	1	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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