Gross William H - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	16	1	200	1	2	3	5	8	9	4
P	%wins				89	89	74	77	78	76	80

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/25/14 17:55	8/22/14	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	122	18.57	3	7	0	3,387	I	24	31	4	2	1	3	2	0	0	1	1	0	-5	-19
8/25/14 17:54	8/22/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	594	16.76	2	35	3	1,163	I	15	21	2	0	1	5	2	1	0	0	-1	-2	-4	-16
8/22/14 17:57	8/21/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	316	16.78	2	19	2	1,128	I	16	23	3	0	0	5	3	1	0	0	-1	-2	-3	-13
8/22/14 17:55	8/21/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	735	32.77	8	22	1	1,628	I	52	34	11	0	1	5	2	0	-1	0	0	0	1	-1
8/21/14 17:20	8/20/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	787	16.74	2	47	4	1,109	I	17	25	3	0	0	5	2	0	0	0	0	-2	-3	-12
8/21/14 17:16	8/20/14	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	593	18.55	3	32	1	3,381	I	23	32	5	2	1	4	1	1	0	1	1	-1	-4	-15
8/21/14 17:14	8/20/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,061	32.99	8	62	4	1,605	I	54	34	12	2	1	5	3	0	-1	-1	1	-1	0	0
8/20/14 17:19	8/19/14	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	6	18.47	3	0	0	3,349	I	25	30	5	2	1	1	1	1	0	0	1	-1	-3	-14
8/20/14 17:18	8/19/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	810	32.96	8	25	2	1,543	I	54	36	13	2	1	3	4	1	-1	-2	-1	-1	-2	0
8/20/14 17:17	8/19/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	211	16.65	2	13	1	1,062	I	17	26	3	0	0	2	2	0	0	0	0	-2	-4	-13
8/18/14 19:06	8/15/14	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	187	18.36	3	10	0	3,348	I	24	26	3	1	1	0	3	1	1	1	1	1	-3	-13
8/18/14 19:04	8/15/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	625	32.79	8	19	1	1,518	I	53	34	12	1	2	2	4	2	0	-1	0	0	-2	0
8/18/14 19:02	8/15/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	214	16.63	2	13	1	1,049	I	16	21	4	0	0	2	5	2	1	1	0	0	-3	-12
8/15/14 19:09	8/14/14	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	467	18.37	3	25	1	3,338	I	22	25	3	1	1	0	2	0	0	1	0	0	-3	-13
8/15/14 19:07	8/14/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	620	32.58	7	19	1	1,499	I	53	33	12	1	2	1	4	2	0	0	0	0	-1	1
8/15/14 19:05	8/14/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	519	16.56	2	31	3	1,036	I	15	19	3	0	1	1	5	2	-1	0	0	-1	-3	-12
8/14/14 17:15	8/13/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	259	16.38	2	16	2	1,005	I	13	16	2	-1	0	0	2	1	0	1	0	0	-3	-11
8/13/14 18:25	8/12/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	78	16.27	2	5	0	989	I	15	17	1	-1	-3	-1	2	2	1	2	2	2	-1	-10
8/12/14 18:15	8/11/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	67	31.97	7	2	0	1,480	I	52	30	9	0	-5	-1	2	2	1	2	3	1	2	3
8/12/14 18:13	8/11/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	781	16.36	2	48	5	984	I	15	16	1	-1	-2	0	3	3	0	1	3	2	-1	-9
8/11/14 19:44	8/8/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	745	14.47	1	51	12	494	I	6	20	9	3	2	2	2	2	0	0	2	3	14	7
8/11/14 19:42	8/8/14	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	365	11.75	1	31	4	739	I	1	14	5	0	-1	0	1	1	0	0	1	3	9	8
8/11/14 19:40	8/8/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	535	31.61	7	17	1	1,478	I	50	29	8	-2	-5	-3	-1	1	0	2	4	1	2	4
8/11/14 19:38	8/8/14	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	527	16.24	2	32	4	936	I	13	15	1	-2	-3	0	0	2	0	2	3	2	-1	-9
7/25/14 17:02	7/24/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,415	32.55	7	74	5	1,461	D	55	33	12	3	-1	1	-1	0	0	-3	0	-1	4	2
7/24/14 16:58	7/23/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,302	32.60	7	71	5	1,387	D	56	30	12	3	-1	-1	0	0	0	-1	1	-1	4	3
7/24/14 16:57	7/23/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	692	23.44	12	30	1	3,066	D		16	8	3	-1	0	0	0	0	-1	-1	-2	-5	-5
7/21/14 19:39	7/18/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	681	32.64	7	21	2	1,316	D	57	29	15	3	1	-3	0	0	0	0	1	-2	1	2
7/21/14 19:37	7/18/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,175	23.52	12	92	3	3,036	D		17	9	4	0	-1	0	0	0	1	0	-3	-6	-5
7/18/14 17:14	7/17/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,661	32.67	8	51	4	1,296	D	57	29	15	4	1	-3	-1	0	0	-1	1	-2	1	3
7/18/14 17:12	7/17/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,351	23.48	12	100	4	2,944	D		17	9	4	1	-1	-1	-1	-1	-1	-1	-4	-7	-5
7/15/14 18:20	7/14/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,470	32.68	9	76	6	1,245	D	59	28	16	6	1	-3	-1	0	0	0	-1	-1	1	2
7/15/14 18:17	7/14/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,347	23.58	12	100	4	2,844	D		18	9	5	0	0	0	0	0	-1	-2	-5	-6	-5
7/11/14 17:30	7/10/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	49	32.74	9	2	0	1,169	D	59	34	17	7	2	-2	-3	1	0	0	-3	1	0	2
7/11/14 17:28	7/10/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,485	23.61	13	148	6	2,744	D		21	9	4	0	0	0	1	0	-1	-3	-3	-7	-5
7/9/14 16:29	7/8/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	75	32.85	8	2	0	1,168	D	60	34	17	8	1	-1	-2	0	0	0	-3	0	0	1
7/9/14 16:26	7/8/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,401	23.67	13	101	4	2,597	D		23	9	6	2	0	0	1	0	0	-4	-2	-7	-5
7/9/14 16:24	7/8/14	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	756	11.79	2	64	10	708	D	3	13	12	3	-3	-1	-2	1	0	1	0	1	6	8
6/26/14 16:51	6/25/14	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	228	11.99	1	19	3	643	D	7	14	14	5	0	0	-1	1	0	-2	-1	0	2	4
6/26/14 16:49	6/25/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,356	33.53	7	40	4	1,165	D	61	31	20	13	2	3	1	-1	0	-2	-3	-3	-2	-1
6/26/14 16:48	6/25/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,047	23.85	13	170	7	2,495	D		22	13	9	3	2	0	0	0	-1	-1	-4	-8	-4
6/19/14 17:15	6/18/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	335	33.52	7	10	1	1,125	D	61	29	23	13	4	4	2	2	1	0	-2	-1	-5	-1
6/16/14 17:25	6/13/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,386	23.86	14	100	4	2,325	D		15	15	7	4	2	2	0	0	-1	-1	-3	-8	-4
6/16/14 17:22	6/13/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	110	14.25	1	8	1	530	D	8	13	23	7	5	1	1	2	-1	0	-1	0	4	6
6/16/14 17:20	6/13/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,206	33.05	6	37	3	1,115	D	59	29	22	8	3	0	2	0	1	2	-1	-1	-1	1
6/13/14 16:28	6/12/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	330	32.98	6	10	1	1,079	I	59	33	22	9	3	0	1	0	1	2	-1	1	-1	1
6/12/14 16:38	6/11/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	147	32.95	7	4	0	1,069	D	60	31	23	8	3	0	2	1	0	2	0	2	1	2
6/11/14 18:50	6/10/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,389	23.76	14	58	3	2,225	D		17	15	7	4	2	0	1	0	0	-1	-2	-6	-4
6/11/14 18:48	6/10/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	88	32.91	7	3	0	1,064	I	60	30	24	8	3	1	2	2	0	2	0	2	1	2
6/10/14 17:25	6/9/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,073	23.79	15	87	4	2,167	D		13	15	6	3	2	0	1	1	1	0	0	-5	-4
6/10/14 17:24	6/9/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	87	32.89	7	3	0	1,061	D	61	26	24	7	3	0	2	1	0	1	0	2	1	1
6/10/14 17:22	6/9/14	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	99	12.12	1	8	1	624	D	9	5	22	6	2	0	-1	0	0	0	-3	-1	1	2
6/10/14 17:19	6/9/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	110	14.47	1	8	2	443	D	14	3	17	6	2	0	-1	1	0	-2	-1	3	8	7
6/10/14 17:17	6/9/14	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	30	11.05	1	3	1	303	D	4	2	15	3	3	1	-1	1	0	1	-1	1	3	4
6/9/14 16:55	6/6/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	482	14.15	1	34	7	522	D	6	4	21	8	4	-1	-2	0	0	1	0	2	5	5
6/9/14 16:54	6/6/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	86	32.80	7	3	0	1,059	D	57	24	23	7	3	0	2	0	0	1	0	2	3	2
6/9/14 16:53	6/6/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,686	23.75	14	71	4	2,080	D		12	15	6	4	2	0	1	0	1	0	0	-4	-3
5/23/14 16:55	5/22/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	965	33.20	7	29	3	1,056	D		19	24	11	7	3	1	1	-1	-2	3	0	0	2
5/23/14 16:52	5/22/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,380	23.52	12	186	10	2,009	D		5	14	5	4	2	1	1	0	1	1	0	-4	-1
5/22/14 17:54	5/20/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	442	14.40	1	31	7	488	D	10	-3	18	9	6	5	2	0	1	2	1	2	4	10
5/22/14 17:52	5/14/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	270	14.10	1	19	5	433	D	10	-3	18	9	6	5	2	0	1	2	1	2	4	10
5/21/14 19:10	5/20/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,138	32.90	7	35	3	1,027	D		17	23	11	7	3	0	0	0	-2	2	2	0	3
5/19/14 16:44	5/16/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,175	32.93	7	66	7	992	D		17	23	10	8	3	1	0	0	1	2	1	1	3
5/19/14 16:42	5/16/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	137	14.26	1	10	2	458	D	8	-3	17	10	8	5	2	2	1	0	-1	0	3	10
5/19/14 16:39	5/16/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,346	23.46	11	100	6	1,823	D		4	13	5	5	2	1	0	0	1	3	1	-2	0
5/16/14 19:04	5/15/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,512	33.02	8	46	5	926	D		16	23	11	8	4	2	1	0	1	1	1	1	3
5/16/14 19:02	5/15/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	209	14.16	1	15	3	448	D	5	-3	15	9	8	4	2	2	0	-1	0	0	3	12
5/16/14 18:58	5/15/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,207	23.46	11	94	6	1,723	D		4	13	6	5	2	2	1	0	0	3	1	-2	0
5/16/14 18:55	5/15/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	376	14.68	1	26	6	435	D	11	3	16	6	8	4	1	2	0	1	-2	1	4	12
5/15/14 17:09	5/14/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,251	32.89	8	38	5	881	D		14	23	9	8	3	2	0	0	0	1	0	1	3
5/15/14 17:06	5/14/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,343	23.43	11	100	7	1,629	D		4	12	6	5	2	1	0	0	0	2	0	-2	0
5/15/14 17:02	5/14/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	269	14.10	1	19	5	433	D	5	-5	13	9	7	4	3	-1	1	0	1	1	4	11
5/15/14 17:00	5/14/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	324	14.60	1	22	6	410	D	11	1	15	7	6	3	1	2	-1	0	-2	-1	3	10
5/14/14 17:40	5/13/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	335	32.78	8	10	1	843	D		15	23	9	9	3	2	0	0	0	1	0	1	3
5/14/14 17:38	5/13/14	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	102	10.47	1	10	4	283	D	8	3	15	8	8	5	0	1	1	1	2	2	3	9
5/14/14 17:36	5/13/14	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	736	11.93	1	62	11	616	D	10	-1	14	5	4	2	2	1	0	1	2	-1	2	9
5/14/14 17:33	5/13/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	69	14.48	1	5	1	388	D	9	1	13	6	6	3	1	0	1	0	-1	0	4	11
5/14/14 17:31	5/13/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	236	13.99	1	17	4	414	D	4	-6	11	8	6	4	3	-1	1	2	2	2	4	11
5/14/14 17:29	5/13/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,614	23.35	11	112	8	1,529	D		4	13	6	5	2	1	0	0	0	3	0	-1	-1
5/9/14 16:36	5/8/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	7,489	23.30	11	321	29	1,417	I		3	12	7	6	2	1	1	-1	0	2	-2	-2	0
5/9/14 16:34	5/8/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	930	14.21	1	65	20	397	I	6	-5	12	10	6	6	5	3	-2	0	0	1	4	13
5/9/14 16:32	5/8/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,827	32.75	8	117	16	832	I		14	21	10	10	2	2	1	-1	0	0	-2	1	3
5/8/14 17:38	5/7/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	330	14.61	1	23	6	383	D	11	1	14	8	6	4	2	2	-1	1	-1	0	3	12
5/8/14 17:34	5/7/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	671	14.04	1	48	17	332	D	5	-6	11	8	6	4	3	3	0	0	0	1	3	11
5/8/14 17:33	5/7/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,096	32.72	8	34	5	715	D		16	21	10	10	3	2	1	0	0	0	-2	1	3
5/7/14 18:25	5/6/14	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	556	14.53	0	38	12	360	D	10	1	13	7	6	4	2	1	0	-1	-1	-1	3	13
5/7/14 18:23	5/6/14	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,147	13.95	1	82	41	284	D	4	-7	11	8	5	4	2	2	1	0	1	2	4	14
5/7/14 18:20	5/6/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,319	23.19	11	100	10	1,095	D		2	10	5	5	1	0	0	1	1	2	-1	-1	2
5/7/14 18:19	5/6/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,002	32.63	7	31	5	682	D		17	20	10	10	3	2	1	0	1	0	-2	2	4
4/23/14 16:48	4/22/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,309	32.18	8	72	12	651	I		20	19	10	4	6	3	1	-1	0	3	3	1	5
4/23/14 16:45	4/22/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,628	23.05	12	201	25	995	I		3	10	4	2	3	1	0	0	0	2	3	1	1
4/17/14 16:26	4/16/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	200	31.89	8	6	1	580	I		18	22	11	3	7	3	1	0	0	3	3	1	5
4/16/14 17:09	4/15/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	421	31.77	8	13	2	573	D		18	20	10	2	6	3	1	1	1	4	4	2	6
4/15/14 17:06	4/14/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	386	31.40	8	12	2	560	D		17	20	10	2	7	3	2	1	1	4	5	3	6
4/14/14 18:33	4/11/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,466	22.96	12	64	9	794	D		2	12	4	1	3	3	1	0	0	3	5	0	1
4/14/14 18:31	4/11/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,004	31.45	8	64	13	548	D		15	19	10	1	5	3	1	0	2	5	5	4	6
4/11/14 18:45	4/10/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,305	23.05	12	100	16	731	D		2	12	4	0	3	2	0	0	0	2	5	1	1
4/11/14 18:42	4/10/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,755	31.36	8	88	22	484	D		15	20	10	1	4	3	1	1	2	5	6	5	7
4/10/14 17:11	4/9/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,046	31.14	8	34	9	396	D		14	20	9	1	4	4	1	0	2	6	7	7	7
4/10/14 17:09	4/9/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,301	23.01	12	100	19	631	D		3	13	4	1	4	3	2	0	1	3	5	2	1
4/7/14 17:08	4/4/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,081	31.06	8	131	57	363	I		14	16	8	2	0	3	1	0	2	6	7	7	8
4/7/14 17:07	4/4/14	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,149	22.62	10	139	36	531	I		1	7	2	0	0	1	0	0	1	2	5	2	1
3/27/14 17:06	3/26/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	935	30.04	8	31	16	231	D		11	13	6	-1	-4	-3	-1	1	2	7	13	11	9
2/10/14 18:34	2/7/14	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,067	30.67	8	100	100	200	D		12	19	10	4	4	1	1	0	-1	2	9	7	11
10/24/13 17:23	10/23/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	29	22.37	10	1	0	391	D			-5	6	7	1	3	0	0	1	-1	5	10	10
10/23/13 17:40	10/22/13	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	520	13.31	1	39	14	322	D	19	-7	-10	1	8	2	5	3	0	2	-1	4	10	15
10/23/13 17:38	10/22/13	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	626	12.52	2	50	33	202	D	7	-17	-19	3	7	2	3	1	1	3	-2	5	11	19
10/23/13 17:37	10/22/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,121	22.41	10	50	15	390	D			-5	5	7	0	3	1	0	2	-2	5	10	10
10/22/13 18:31	10/21/13	PDI	Pimco Dynamic Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,931	29.31	5	100	New	100	D		14	0	5	6	2	2	1	1	2	-1	9	19	21
10/22/13 18:30	10/21/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,242	22.42	10	100	42	340	D			-6	2	7	0	3	3	0	1	-2	5	10	11
10/22/13 18:29	10/21/13	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	513	13.20	1	39	16	283	D	19	-7	-10	1	7	2	4	5	0	2	-1	4	10	15
10/22/13 18:27	10/21/13	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	184	12.50	2	15	11	152	D	6	-17	-19	1	7	1	3	2	1	3	0	6	12	20
9/26/13 17:21	9/25/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,237	22.37	11	100	71	240	D			-6	1	3	4	4	0	0	1	2	3	7	12
9/25/13 16:52	9/24/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	276	22.34	11	12	10	140	D			-6	6	3	5	6	2	0	1	2	4	7	12
9/20/13 19:17	9/20/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	66	21.99	11	3	2	128	D			-8	0	1	4	4	3	1	1	2	3	8	14
9/19/13 18:26	9/18/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	2,728	22.04	10	124	999%	125	D			-7	0	3	6	4	5	0	1	2	3	8	14
9/18/13 16:30	9/17/13	PCI	Pimco Dynamic Credit Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	19	21.32	10	1	New	1	D			-10	-5	1	2	2	2	-1	1	-1	2	8	15
9/11/13 16:19	9/10/13	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	538	16.10	2	33	4	904	D	19	-3	-9	-3	-3	5	1	1	0	1	3	1	14	18
9/11/13 16:17	9/10/13	PCM	Pcm Fund, Inc.	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	121	11.35	0	11	32	44	D	27	3	-9	-2	2	4	2	3	0	0	-1	0	12	12
9/10/13 17:38	9/9/13	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,020	16.06	2	64	8	871	D	22	-5	-11	-2	-4	6	1	-1	1	2	5	2	14	20
9/10/13 17:37	9/9/13	PCM	Pcm Fund, Inc.	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	129	11.29	0	11	51	34	D	27	0	-10	-4	1	2	1	1	0	1	0	0	12	11
8/15/13 16:32	8/13/13	PCM	Pcm Fund, Inc.	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	213	11.41	0	19	519	22	I	27	5	-6	-13	-2	1	1	0	0	-1	3	5	11	13
6/13/13 20:24	6/12/13	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,407	16.75	4	144	22	807	M	17	12	-4	-7	-9	-7	3	-1	1	-2	-5	-5	-4	14
6/12/13 18:22	6/10/13	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	1,932	16.73	4	115	21	663	M	17	14	-2	-7	-7	-6	3	-1	3	3	-1	-2	0	17
11/19/12 19:53	11/15/12	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	354	17.02	3	21	4	548	D	44	31	20	2	-3	-3	-2	-1	0	2	-1	6	4	-3
11/19/12 19:53	11/15/12	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	3,213	18.94	5	170	5	3,392	D	45	25	20	1	-2	-2	-3	-1	-1	1	0	11	5	0
11/16/12 17:42	11/15/12	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,213	18.94	5	170	5	3,392	D	32	17	12	-2	-6	-7	-7	-6	1	2	0	12	9	1
11/16/12 17:40	11/15/12	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	354	17.02	2	21	4	548	D	34	26	12	-1	-7	-8	-6	-6	1	1	-1	6	6	-2
10/16/12 16:08	10/15/12	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	511	18.13	3	28	6	527	D	42	37	20	7	1	0	-3	5	1	3	-5	5	5	2
10/16/12 16:07	10/15/12	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	538	20.30	5	27	1	3,222	D	43	29	17	7	3	3	1	5	1	1	-7	3	11	-3
10/12/12 19:06	10/11/12	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,116	19.88	4	56	2	3,196	D	36	27	16	6	0	1	-1	-3	0	1	-1	3	11	-5
10/11/12 20:06	10/10/12	PTY	Pimco Corporate & Income Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	7,570	19.33	4	392	14	3,139	D	35	26	13	3	-2	-1	-3	-4	2	4	1	5	13	-2
10/11/12 20:04	10/10/12	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	4,382	17.53	2	250	100	499	D	33	35	16	4	-4	-4	-6	-9	2	2	2	5	6	1
8/20/12 20:12	8/17/12	PCN	Pimco Corporate & Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	278	13.91	2	20	9	249	D	40	27	12	17	6	3	2	2	0	1	1	2	8	-6
12/29/10 14:16	12/28/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,720	17.20	10	100	4	2,744	I	107	25	5	1	0	2	2	3	2	3	15	31	29	20
12/28/10 18:25	12/27/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,245	16.96	9	132	5	2,644	I	119	24	4	0	-2	0	6	3	2	4	14	30	28	20
12/15/10 15:36	12/14/10	PCN	Pimco Corporate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	683	14.62	4	47	26	229	D	143	17	2	-5	-8	-7	-6	-3	2	4	11	20	22	15
12/15/10 15:34	12/14/10	PFL	Pimco Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	554	11.09	2	50	6	859	D	167	13	5	-3	-8	-8	-6	-2	1	4	10	16	24	2
12/15/10 15:34	12/14/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	482	9.64	3	50	5	973	D	170	12	4	-3	-8	-5	-4	-2	1	3	8	14	18	3
12/15/10 15:32	12/14/10	PHK	Pimco High Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	605	12.09	11	50	32	207	D	376	20	7	-6	-9	-7	-8	-6	2	2	9	16	15	13
12/15/10 15:31	12/14/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	258	15.87	9	16	1	2,512	D	157	24	-1	-6	-10	-7	-6	-4	2	4	13	33	38	19
12/14/10 19:22	12/13/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,824	15.76	8	243	11	2,496	M	144	24	-1	-6	-9	-7	-6	-6	1	4	13	35	40	19
12/14/10 19:20	12/13/10	PCN	Pimco Corporate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,348	14.58	3	161	760	182	D	137	17	1	-5	-8	-8	-5	-4	2	4	11	22	24	15
12/14/10 19:19	12/13/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,199	9.37	3	128	16	923	D	167	11	6	-4	-8	-6	-5	-4	1	4	7	16	20	2
12/14/10 19:18	12/13/10	PFL	Pimco Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,243	10.86	2	114	16	809	D	171	11	4	-3	-9	-9	-6	-5	1	6	10	18	25	1
12/14/10 19:16	12/13/10	PHK	Pimco High Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,815	12.13	11	150	999%	157	D	373	23	12	-2	-7	-5	-5	-4	2	4	8	18	17	13
12/14/10 11:41	12/13/10	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	223	9.47	2	24	8	301	D	103	-1	-8	-16	-11	-5	-3	-1	4	6	4	11	12	23
12/14/10 11:38	12/13/10	PCK	Pimco California Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	117	8.07	1	15	5	307	D	111	5	-7	-17	-13	-6	-4	0	2	3	4	9	14	25
12/14/10 11:35	12/13/10	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	56	8.47	1	7	2	273	D	115	0	-9	-13	-15	-6	-3	-1	2	4	2	6	8	20
12/14/10 11:32	12/13/10	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	173	11.95	2	14	12	137	D	96	2	-11	-17	-14	-7	-4	0	2	5	1	11	14	26
12/14/10 11:29	12/13/10	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	579	11.59	1	50	26	244	D	91	-2	-9	-15	-15	-6	-4	1	0	2	1	3	8	20
12/13/10 14:28	12/9/10	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	1,356	9.81	2	138	99	277	D	98	0	-9	-16	-11	-3	-4	0	0	10	5	11	12	23
12/13/10 14:27	12/9/10	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	536	8.61	1	62	31	265	D	110	0	-9	-13	-14	-4	-4	-2	0	8	2	6	8	19
12/13/10 14:19	12/9/10	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	666	12.04	2	55	82	123	D	86	2	-11	-17	-14	-3	-5	1	-1	8	1	10	12	26
12/13/10 14:17	12/9/10	PCK	Pimco California Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	810	8.19	1	99	51	293	D	110	3	-8	-15	-13	-3	-6	-2	1	7	7	11	15	26
12/13/10 14:15	12/9/10	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.m	642	11.59	1	55	40	194	D	69	-3	-8	-15	-15	-4	-6	0	0	6	2	3	8	19
12/9/10 18:10	12/8/10	PCK	Pimco California Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	158	8.27	2	19	11	194	D	100	4	-8	-15	-13	-4	-5	-4	0	4	6	11	17	26
12/9/10 18:06	12/8/10	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	115	11.65	1	10	8	139	D	64	-3	-10	-16	-16	-5	-7	-4	0	3	2	3	12	20
12/9/10 18:02	12/8/10	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	118	9.75	2	12	10	139	D	86	1	-8	-15	-10	-5	-4	-3	-1	4	6	10	12	22
5/26/10 15:56	5/25/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	206	8.77	5	24	3	795	D	-15	58	2	-8	-5	-1	0	2	-1	0	11	17	19	33
5/26/10 15:52	5/25/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	598	15.02	6	40	2	2,161	D	32	69	17	-5	-7	-4	-2	3	2	4	11	17	19	50
5/26/10 15:47	5/25/10	PFL	Pimco Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	56	10.25	3	5	1	530	D	-10	63	5	-14	-6	-2	-2	3	0	2	4	13	20	33
5/21/10 15:30	5/17/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	72	15.01	6	5	999%	5	D	30	63	14	-8	-9	-10	-7	-4	5	7	16	21	21	54
5/21/10 14:47	5/20/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	883	8.83	5	100	15	771	D	-16	61	1	-10	-8	-5	-3	-4	4	2	14	21	20	35
5/21/10 14:45	5/20/10	PFL	Pimco Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,023	10.23	3	100	24	524	D	-11	59	-1	-18	-9	-6	-8	-5	3	5	9	17	20	36
5/21/10 14:39	5/20/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,462	14.62	6	100	5	2,121	D	30	63	14	-8	-9	-10	-7	-4	5	7	16	21	21	54
5/18/10 15:29	5/17/10	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	72	15.01	5	5	0	2,021	D	36	81	21	0	-6	-5	4	-4	-1	-1	10	17	19	48
5/11/10 20:12	5/11/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	68	8.95	5	8	1	671	D	-14	74	9	-5	-4	-3	-5	0	0	1	-1	18	23	32
5/10/10 20:33	5/10/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	658	9.00	5	73	12	664	D	-16	76	7	-8	-6	-6	-7	-5	0	0	-1	18	24	32
5/7/10 19:44	5/7/10	PFN	Pimco Income Strategy Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	959	8.75	5	110	23	590	D	-16	76	6	-11	-7	-6	-8	-6	3	3	1	20	26	34
5/7/10 13:46	5/6/10	PFL	Pimco Income Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,114	10.57	3	200	89	425	D	-6	83	6	-13	-8	-6	-7	-7	3	6	5	16	24	32
12/31/08 06:42	2/24/05	PCQ	Pimco California Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	64	14.25	1	5	4	129	D	-46	-42	-43	-40	-23	2	4	1	3	16	17	37	32	59
12/31/08 06:33	3/11/05	PMF	Pimco Municipal Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	261	16.34	1	16	7	241	D	-48	-42	-48	-41	-27	-2	5	-4	-3	24	37	41	51	71
12/31/08 06:31	12/14/07	PFN	Pimco Floating Rate Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	1,075	14.75	2	73	76	169	D	-59	-54	-49	-31	3	30	9	3	1	23	10	-18	30	97
12/31/08 06:30	12/14/07	PFL	Pimco Floating Rate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	131	15.45	1	8	12	78	D	-52	-46	-43	-21	10	43	20	5	-3	21	19	-24	22	92
12/31/08 06:29	10/22/07	PCN	Pimco Corporate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	27	13.70	2	2	10	21	I	-18	-5	-16	22	36	47	24	9	4	1	4	-27	6	46
12/31/08 06:20	12/27/07	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	262	13.05	1	20	11	204	D	-64	-55	-55	-45	-36	12	8	-1	8	20	30	43	46	77
12/31/08 06:19	9/21/04	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	89	17.19	4	5	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:17	11/8/04	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	8	16.95	4	1	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:15	7/25/07	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	68	13.80	4	5	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:14	8/17/07	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	5	13.30	4	0	0	2,016	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:13	3/22/05	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	46	14.30	2	3	1	545	D	-55	-52	-53	-42	-33	4	7	-1	1	16	31	44	62	78
12/31/08 06:12	3/14/05	PMX	Pimco Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	143	14.31	2	10	2	535	D	-55	-52	-53	-42	-33	4	7	-1	1	16	31	44	62	78
12/31/08 06:10	3/14/05	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	70	14.55	3	5	1	427	D	-54	-49	-49	-41	-28	12	13	6	2	11	21	33	51	73
2/19/08 16:38	2/15/08	PGP	Pimco Global Stocksplus & Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Affiliat	P	57	21.22	1	3	New	3	D	9	-13	10	-3	-4	-2	-6	-4	0	4	-1	10	-10	-30
12/27/07 20:03	12/27/07	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	262	13.05	1	20	20	121	D	-5	-22	-13	-5	-3	-6	-1	-1	1	6	12	7	3	-53
12/27/07 19:57	12/27/07	PML	Pimco Municipal Income Fund II	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	1,364	13.64	3	100	199	150	D	-4	-9	-4	-6	0	-3	-3	0	4	11	14	7	3	-49
12/27/07 10:54	12/24/07	PYN	Pimco New York Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	9	12.51	0	1	1	59	D	-13	-17	-14	-5	2	1	3	2	1	4	7	1	2	-50
12/27/07 10:37	12/26/07	PZC	Pimco California Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	270	13.04	1	21	26	101	D	-5	-22	-13	-5	-3	-6	-1	-1	0	6	12	7	3	-54
12/26/07 12:21	12/20/07	PYN	Pimco New York Municipal Income Fund III	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	96	12.25	0	8	16	58	D	-14	-19	-15	-6	1	0	1	1	1	2	8	2	3	-50
12/17/07 13:36	12/13/07	PFL	Pimco Floating Rate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.m	631	15.63	2	40	107	78	D	4	-14	-24	-10	-8	-1	-3	-3	1	2	11	-8	6	-63
12/17/07 13:27	12/14/07	PFN	Pimco Floating Rate Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	1,075	14.75	3	73	76	169	D	1	-14	-21	-9	-10	-4	-4	-3	1	1	7	-15	1	-65
10/26/07 16:48	10/22/07	PCN	Pimco Corporate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	27	13.70	1	2	New	2	D	11	-3	-10	3	0	-4	-1	1	2	1	-4	12	10	-29
10/26/07 16:40	10/22/07	PFN	Pimco Floating Rate Strategy Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	344	16.56	2	21	28	96	D	11	-4	-11	0	-2	-5	-5	-1	0	1	-6	-6	-11	-50
10/26/07 16:37	10/22/07	PFL	Pimco Floating Rate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	49	17.44	1	3	8	38	D	13	-5	-14	-1	-4	-6	-4	-2	0	1	-6	0	-6	-45
8/17/07 16:25	8/16/07	PCN	Pimco Corporate Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	226	11.77	2	19	New	19	D	-3	-14	-18	-21	-14	-9	-9	-8	4	7	6	6	16	17
8/17/07 16:21	8/16/07	PHK	Pimco High Income Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	79	11.29	8	7	New	7	D	3	-8	-16	-19	-16	-7	-7	-5	0	4	9	0	5	5
8/17/07 16:11	8/17/07	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	5	13.30	5	0	0	2,007	D	-7	-17	-17	-18	-10	-9	-9	-8	1	3	4	2	11	7
7/27/07 16:42	7/25/07	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	1,388	13.88	5	100	5	2,006	D	-4	-11	-12	-14	-6	-5	1	1	-2	0	-2	0	9	-3
7/26/07 17:02	7/25/07	PTY	Pimco Corporate Opportunity Fund	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	68	13.80	4	5	0	1,906	D	-6	-13	-14	-16	-8	-7	-2	-1	4	2	2	4	12	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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