PFL - Pimco Income Strategy Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	5	22	0	3	4	6	9	8	5
P	%wins				91	91	77	86	73	68	81
S	%ret	1	4	9	-0	0	-0	1	-5	2	-0
S	%wins				100	33	56	22	67	44	54

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/13/23 18:32	12/11/23	PFL	Fund	CEF	Closed-End Funds	Vandecruze Grace	CA	D		P	100	8.12	0	12	New	12	I
1/28/15 19:06	1/27/15	PFL	Fund	CEF	Closed-End Funds	Gallagher Bradford K	CA	D		P	51	11.93	1	4	New	4	D	10	14	3	1	2	2	3	2	-1	-3	-1	-2	-9	-16
11/12/14 10:34	10/31/14	PFL	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		S	0	0.00	1	-1	-100	0	D	18	18	8	5	5	4	2	1	0	-3	-3	-3	-4	-9
7/9/14 17:08	5/14/13	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-108	12.53	1	-9	-100	0	I	25	21	11	7	1	1	-1	1	0	0	-1	1	2	-2
7/9/14 17:08	12/20/13	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	54	11.73	1	5		0	I	25	21	11	7	1	1	-1	1	0	0	-1	1	2	-2
7/26/13 16:13	7/25/13	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	S	-119	11.70	2	-10	-1	774	I	11	7	-7	-11	-2	6	3	-2	0	-4	-6	1	3	12
7/8/13 17:43	7/5/13	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	S	-173	11.16	2	-16	-2	784	I	3	4	-10	-15	-15	-9	-2	-7	-1	2	5	8	8	20
6/20/13 16:51	6/18/13	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	S.m	-730	12.27	2	-60	-7	800	I	14	15	0	-8	-11	-5	-1	-2	-1	1	2	3	0	14
5/3/11 15:43	3/29/11	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	11	12.41	1	1		0	I	151	23	8	2	0	3	1	1	0	1	3	5	-9	1
5/3/11 15:43	3/29/11	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-11	12.19	1	-1	-100	0	I	151	23	8	2	0	3	1	1	0	1	3	5	-9	1
5/3/11 15:41	2/28/11	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	2	12.26	1	0		0	I	151	23	8	2	0	3	1	1	0	1	3	5	-9	1
5/3/11 15:41	2/28/11	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-2	12.48	1	0	-100	0	I	151	23	8	2	0	3	1	1	0	1	3	5	-9	1
3/21/11 11:22	12/11/09	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	94	10.95	1	9		0	I	234	14	10	12	2	-1	-2	-1	0	1	-2	6	-11	-2
3/21/11 11:22	12/11/09	PFL	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-94	10.88	1	-9	-100	0	I	234	14	10	12	2	-1	-2	-1	0	1	-2	6	-11	-2
3/10/11 16:17	10/19/10	PFL	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		P.a	0	0.00	1	1	142	1	D	323	17	15	13	4	2	2	2	0	-2	-5	1	-7	-1
1/28/11 15:59	10/19/10	PFL	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		P	54	88.00	1	1	142	1	D	86	7	13	5	13	6	4	1	1	0	3	2	5	0
12/15/10 15:34	12/14/10	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	554	11.09	2	50	6	859	D	167	13	5	-3	-8	-8	-6	-2	1	4	10	16	24	2
12/14/10 19:18	12/13/10	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,243	10.86	2	114	16	809	D	171	11	4	-3	-9	-9	-6	-5	1	6	10	18	25	1
9/21/10 13:13	9/7/10	PFL	Fund	CEF	Closed-End Funds	Rappaport Alan	NY	D		P	17	11.58	1	2	New	2	D	57	26	8	11	3	4	1	2	0	1	1	3	11	-3
5/26/10 15:47	5/25/10	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	56	10.25	3	5	1	530	D	-10	63	5	-14	-6	-2	-2	3	0	2	4	13	20	33
5/21/10 14:45	5/20/10	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,023	10.23	3	100	24	524	D	-11	59	-1	-18	-9	-6	-8	-5	3	5	9	17	20	36
5/7/10 13:46	5/6/10	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,114	10.57	3	200	89	425	D	-6	83	6	-13	-8	-6	-7	-7	3	6	5	16	24	32
12/31/08 06:30	12/14/07	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	131	15.45	1	8	12	78	D	-52	-46	-43	-21	10	43	20	5	-3	21	19	-24	22	92
12/17/07 13:36	12/13/07	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.m	631	15.63	2	40	107	78	D	4	-14	-24	-10	-8	-1	-3	-3	1	2	11	-8	6	-63
10/26/07 16:37	10/22/07	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	49	17.44	1	3	8	38	D	13	-5	-14	-1	-4	-6	-4	-2	0	1	-6	0	-6	-45
5/29/07 14:07	5/23/07	PFL	Financ	InvAdv	Investment Advice	Allianz Global Investors of America L P	CA	H	Affiliat	S	-139	21.26	1	-7	-100	0	D	38	20	12	4	2	2	1	0	0	1	-4	-15	-22	-13
12/20/05 16:49	12/20/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	13	18.06	2	1	2	35	D	6	-4	2	-2	1	1	0	0	0	1	4	9	14	19
12/20/05 11:13	12/19/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	36	18.05	2	2	6	34	D	6	-4	2	-2	1	1	0	0	1	2	4	10	15	20
12/20/05 10:18	12/16/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.a	441	18.01	2	25	314	32	D	6	-4	2	-2	1	1	0	0	1	2	4	10	15	20
12/19/05 10:38	12/16/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	441	18.01	2	25	314	32	D	5	-5	0	-2	1	1	-1	0	0	3	4	10	16	20
12/13/05 12:15	12/12/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	91	18.20	2	5	179	8	D	5	-5	1	-3	1	0	1	-1	0	0	4	11	15	20
11/30/05 09:27	11/28/05	PFL	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	51	18.10	1	3	New	3	D	2	-7	0	-2	0	0	-1	0	0	1	3	9	12	20

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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