10/21/20 13:48 | 10/19/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -5,993 | 14.10 | 0 | -425 | -14 | 2,519 | D | | | | | | | | | | | | | | |
10/19/20 14:12 | 10/15/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -868 | 14.00 | 0 | -62 | -2 | 3,369 | D | | | | | | | | | | | | | | |
10/15/20 13:03 | 10/13/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -1,781 | 14.25 | 0 | -125 | -3 | 3,493 | D | | | | | | | | | | | | | | |
10/13/20 10:24 | 10/8/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -2,168 | 14.45 | 0 | -150 | -2 | 7,707 | D | | | | | | | | | | | | | | |
6/15/20 13:33 | 6/11/20 | UONE | Urban One, Inc. | DE | Media | Radio | Radio Broadcasting Stations | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -3,001 | 0.7620 | 0 | -3,938 | -100 | 0 | D | | | | | | | | | | | | | | |
5/12/20 13:22 | 5/8/20 | UONE | Urban One, Inc. | DE | Media | Radio | Radio Broadcasting Stations | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -4 | 0.8065 | 0 | -5 | 0 | 3,938 | D | | | | | | | | | | | | | | |
1/23/20 16:31 | 1/21/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -2,613 | 15.17 | 0 | -172 | -4 | 4,043 | M | | | | | | | | | | | | | | |
1/21/20 14:51 | 1/16/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -1,397 | 14.17 | 0 | -99 | -2 | 4,331 | M | | | | | | | | | | | | | | |
1/16/20 13:23 | 1/14/20 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -1,401 | 14.10 | 0 | -99 | -2 | 4,500 | M | | | | | | | | | | | | | | |
11/14/19 15:36 | 11/12/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -303 | 12.13 | 0 | -25 | -1 | 4,680 | D | | | | | | | | | | | | | | |
11/8/19 14:02 | 11/6/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -1,090 | 12.83 | 0 | -85 | -2 | 4,730 | D | | | | | | | | | | | | | | |
11/6/19 15:46 | 11/4/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -972 | 12.96 | 0 | -75 | -2 | 4,900 | D | | | | | | | | | | | | | | |
11/4/19 15:18 | 10/31/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -2,560 | 12.80 | 0 | -200 | -4 | 5,050 | D | | | | | | | | | | | | | | |
10/31/19 14:42 | 10/29/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -1,715 | 13.04 | 0 | -132 | -2 | 5,450 | M | | | | | | | | | | | | | | |
10/29/19 19:54 | 10/25/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -3,891 | 13.23 | 0 | -294 | -5 | 5,711 | M | | | | | | | | | | | | | | |
10/25/19 13:14 | 10/23/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -1,326 | 12.39 | 0 | -107 | -2 | 6,293 | M | | | | | | | | | | | | | | |
10/24/19 15:52 | 12/13/18 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 3,501 | 7.00 | 0 | 500 | 17 | 3,456 | D | | | | | | | | | | | | | | |
10/23/19 16:33 | 10/21/19 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -3,688 | 12.29 | 0 | -300 | -4 | 6,506 | M | | | | | | | | | | | | | | |
1/31/18 20:37 | 1/24/18 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -1,926 | 12.93 | 0 | -149 | -5 | 2,981 | D | | | | | | | | | | | | | | |
1/30/18 18:34 | 1/26/18 | MX | Magnachip Semiconductor Corp | DE | Tech | Semicn | Semiconductors & Related Devi | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -322 | 12.75 | 0 | -25 | -1 | 2,956 | D | | | | | | | | | | | | | | |
12/13/17 17:01 | 12/11/17 | ASCMA | Ascent Capital Group, Inc. | DE | BizSv | BizSv | Miscellaneous Business Servic | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -9,460 | 11.00 | 0 | -860 | -49 | 903 | I | | | | | | | | | | | | | | |
8/18/16 14:14 | 8/16/16 | BONT | Bon Ton Stores Inc | PA | Retail | DeptSt | Department Stores | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 76 | 1.56 | 0 | 49 | 3 | 1,603 | D | -81 | -59 | 3 | -4 | 11 | 12 | 16 | 13 | 8 | 2 | -5 | 13 | -32 | |
8/15/16 17:22 | 8/11/16 | BONT | Bon Ton Stores Inc | PA | Retail | DeptSt | Department Stores | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 147 | 1.45 | 0 | 101 | 7 | 1,554 | D | -83 | -61 | -6 | -26 | -2 | -7 | 4 | 6 | 3 | 19 | 9 | 8 | -25 | |
12/4/15 16:57 | 12/2/15 | BONT | Bon Ton Stores Inc | PA | Retail | DeptSt | Department Stores | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | -866 | 2.61 | 2 | -332 | -19 | 1,453 | I | -87 | -70 | -59 | -45 | -31 | -15 | 76 | -18 | -9 | -6 | 2 | 35 | -18 | -23 |
4/24/15 17:29 | 2/27/15 | PTY | Pimco Corporate & Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.a | 0 | 0.00 | 3 | -2 | -100 | 0 | D | -1 | -3 | -3 | -3 | -1 | -1 | 1 | 0 | 0 | 1 | -3 | -6 | -7 | -2 |
11/12/14 10:36 | 10/31/14 | PFL | Pimco Income Strategy Fund II | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 1 | -2 | -100 | 0 | D | 18 | 18 | 8 | 5 | 5 | 4 | 2 | 1 | 0 | -3 | -3 | -3 | -4 | -9 |
11/12/14 10:34 | 10/31/14 | PFL | Pimco Income Strategy Fund | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 1 | -1 | -100 | 0 | D | 18 | 18 | 8 | 5 | 5 | 4 | 2 | 1 | 0 | -3 | -3 | -3 | -4 | -9 |
2/14/13 11:44 | 1/10/12 | VPV | Invesco Pennsylvania Value Municipal Income Trust | PA | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 1 | -1 | -66 | 0 | D | 41 | 13 | 3 | -3 | 0 | -3 | 1 | -1 | -1 | -1 | -8 | -6 | -20 | -11 |
2/14/13 11:34 | 1/9/12 | BFK | Blackrock Municipal Income Trust | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 1 | 0 | -30 | 1 | D | 50 | 13 | 6 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | -6 | -2 | -20 | -11 |
2/14/13 11:29 | 4/13/12 | BNJ | Blackrock New Jersey Municipal Income Trust | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 0 | -1 | -100 | 0 | D | 44 | 7 | 3 | -3 | 0 | -6 | -2 | -2 | 0 | -1 | -5 | -2 | -21 | -16 |
2/14/13 11:27 | 2/2/12 | IMC | Invesco Value Municipal Bond Trust | MA | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
2/14/13 11:25 | 1/25/12 | IQI | Invesco Quality Municipal Income Trust | MA | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 1 | -1 | -100 | 0 | D | 36 | 7 | 0 | -2 | 2 | -2 | 0 | -1 | 0 | -1 | -7 | -4 | -19 | -10 |
2/14/13 11:22 | 2/1/12 | IMT | Invesco Value Municipal Trust | MA | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
2/14/13 11:20 | 2/6/12 | IIM | Invesco Value Municipal Income Trust | MA | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 2 | 0 | -100 | 0 | D | 41 | 1 | 2 | 0 | -4 | -3 | -1 | 0 | 0 | 0 | -7 | -2 | -16 | -8 |
7/22/11 16:24 | 7/21/11 | MUJ | Blackrock Muniholdings New Jersey Quality Fund, Inc. | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 0 | 0 | -100 | 0 | D | 21 | -1 | 10 | 6 | 2 | 1 | -1 | 1 | -1 | -1 | 1 | 3 | 16 | 22 |
7/20/11 16:49 | 7/18/11 | MUJ | Blackrock Muniholdings New Jersey Quality Fund, Inc. | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.m | 0 | 0.00 | 0 | -1 | -64 | 0 | D | 19 | -2 | 9 | 6 | 1 | 1 | -1 | 0 | 0 | 0 | 3 | 4 | 18 | 22 |
7/6/11 16:48 | 12/17/09 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.a | 0 | 0.00 | 2 | 1 | | 1 | D | 55 | 14 | 6 | 5 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | -8 | 1 | 14 |
7/6/11 16:48 | 1/5/11 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.am | 0 | 0.00 | 2 | -2 | -76 | 1 | D | 55 | 14 | 6 | 5 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | -8 | 1 | 14 |
6/30/11 16:35 | 6/22/11 | PTY | Pimco Corporate Opportunity Fund | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 0 | 0.00 | 7 | 0 | 17 | 2 | D | 136 | 34 | 27 | 0 | 3 | 4 | 2 | 1 | 0 | 1 | -6 | -18 | -12 | -2 |
3/10/11 16:35 | 12/17/09 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.a | 0 | 0.00 | 3 | 1 | New | 1 | D | 177 | 8 | -6 | -2 | 1 | 1 | -1 | 0 | 0 | 0 | 1 | 6 | 4 | 17 |
3/10/11 16:35 | 1/5/11 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S.a | 0 | 0.00 | 3 | -1 | -51 | 1 | D | 177 | 8 | -6 | -2 | 1 | 1 | -1 | 0 | 0 | 0 | 1 | 6 | 4 | 17 |
3/10/11 16:29 | 2/23/10 | MUJ | Blackrock Muniholdings New Jersey Quality Fund, Inc. | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.a | 0 | 0.00 | 0 | 0 | 10 | 1 | D | 36 | -2 | -12 | -2 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 4 | 11 | 28 |
3/10/11 16:23 | 10/19/10 | PFN | Pimco Income Strategy Fund II | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.am | 0 | 0.00 | 3 | 1 | 98 | 2 | D | 300 | 20 | 13 | 11 | 6 | 2 | 1 | 1 | 0 | -1 | -1 | 4 | -6 | 3 |
3/10/11 16:17 | 10/19/10 | PFL | Pimco Income Strategy Fund | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.a | 0 | 0.00 | 1 | 1 | 142 | 1 | D | 323 | 17 | 15 | 13 | 4 | 2 | 2 | 2 | 0 | -2 | -5 | 1 | -7 | -1 |
1/28/11 16:44 | 2/23/10 | MUJ | Blackrock Muniholdings New Jersey Quality Fund, Inc. | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 8 | 87.00 | 1 | 0 | | 0 | D | 30 | 1 | -8 | -11 | 0 | 0 | 3 | 0 | -1 | -1 | 0 | 2 | 6 | 25 |
1/28/11 16:37 | 10/19/10 | PFN | Pimco Income Strategy Fund II | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.m | 71 | 88.00 | 2 | 1 | 98 | 2 | D | 105 | 10 | 8 | 1 | 8 | 4 | 3 | 1 | 1 | 1 | 4 | 4 | 4 | 4 |
1/28/11 16:19 | 12/17/09 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 102 | 86.00 | 3 | 1 | New | 1 | D | 73 | 13 | 1 | -6 | 4 | 1 | 1 | 0 | 0 | 0 | 2 | 4 | 6 | 15 |
1/28/11 16:19 | 1/5/11 | BTZ | Blackrock Credit Allocation Income Trust IV | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -124 | 100.00 | 3 | -1 | -51 | 1 | D | 73 | 13 | 1 | -6 | 4 | 1 | 1 | 0 | 0 | 0 | 2 | 4 | 6 | 15 |
1/28/11 15:59 | 10/19/10 | PFL | Pimco Income Strategy Fund | | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P | 54 | 88.00 | 1 | 1 | 142 | 1 | D | 86 | 7 | 13 | 5 | 13 | 6 | 4 | 1 | 1 | 0 | 3 | 2 | 5 | 0 |
10/15/10 17:03 | 9/1/10 | VSTNQ | Visteon Corp | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | -500 | 0.5104 | 0 | -980 | -15 | 5,720 | M | | | | | | | | | | | | | | |