PTY - Pimco Corporate & Income Opportunity Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	5	45	1	3	2	4	8	13	5
P	%wins				89	93	71	80	62	53	75
S	%ret	1	6	29	0	1	-2	-2	-5	1	-1
S	%wins				72	59	72	69	79	72	71

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/27/23 18:59	11/22/23	PTY	Fund	CEF	Closed-End Funds	Vandecruze Grace	CA	D		P	102	13.61	0	8	New	8	I
3/17/20 15:26	3/13/20	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	15.21	0	0		0	I
12/18/19 20:05	12/16/19	PTY	Fund	CEF	Closed-End Funds	Dawson Craig A	CA	D		S	0	18.51	0	0	-1	0	D
4/24/15 17:29	2/27/15	PTY	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		S.a	0	0.00	3	-2	-100	0	D	-1	-3	-3	-3	-1	-1	1	0	0	1	-3	-6	-7	-2
2/20/15 16:55	1/29/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-430	16.75	3	-26	-1	3,310	D	5	1	-3	-3	1	0	-1	0	-1	-3	-6	-6	-11	-15
2/18/15 18:47	1/30/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-832	16.63	3	-50	-2	3,260	D	6	-1	-4	-4	2	-2	-2	-2	1	0	-5	-5	-10	-13
2/12/15 18:22	1/16/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,138	16.20	4	-70	-2	3,335	I	5	1	-1	-1	2	2	0	0	0	0	-2	-5	-11	-18
2/12/15 17:59	1/15/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,118	15.91	4	-70	-2	3,405	I	5	1	-1	-1	2	2	0	0	0	0	-2	-5	-11	-18
2/6/15 17:41	1/14/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,125	16.02	4	-70	-2	3,476	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:49	1/13/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,135	16.16	4	-70	-2	3,546	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:37	1/12/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,142	16.26	4	-70	-2	3,616	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:22	2/4/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-112	16.75	4	-7	0	3,196	D	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/5/15 19:20	2/3/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-838	16.76	4	-50	-2	3,203	D	8	3	0	0	-5	4	0	-1	0	0	-2	-3	-12	-13
2/4/15 20:22	2/2/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-111	16.78	4	-7	0	3,253	D	11	5	0	2	-5	4	1	0	1	1	-1	-2	-9	-12
8/25/14 17:55	8/22/14	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	122	18.57	3	7	0	3,387	I	24	31	4	2	1	3	2	0	0	1	1	0	-5	-19
8/21/14 17:16	8/20/14	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	593	18.55	3	32	1	3,381	I	23	32	5	2	1	4	1	1	0	1	1	-1	-4	-15
8/20/14 17:19	8/19/14	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	6	18.47	3	0	0	3,349	I	25	30	5	2	1	1	1	1	0	0	1	-1	-3	-14
8/18/14 19:06	8/15/14	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	187	18.36	3	10	0	3,348	I	24	26	3	1	1	0	3	1	1	1	1	1	-3	-13
8/15/14 19:09	8/14/14	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	467	18.37	3	25	1	3,338	I	22	25	3	1	1	0	2	0	0	1	0	0	-3	-13
2/26/14 21:21	2/25/14	PTY	Financ	NtBnk	National Commercial Banks	Ubs AG	V8	T		P	0	0.00	5	0	0	3	I	30	4	25	18	4	3	1	2	1	1	-5	3	4	-2
7/10/13 15:03	7/8/13	PTY	Fund	CEF	Closed-End Funds	Maney John C	NY	D		S	-26	18.25	11	-1	-100	0	D	4	4	-5	-13	-4	-9	-8	-3	-1	1	-1	0	13	24
5/21/13 16:54	5/17/13	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	S	-1,656	20.96	5	-79	-2	3,313	I	19	27	13	-3	-3	-6	-7	-6	1	-4	-1	-12	-5	12
11/19/12 19:53	11/15/12	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	3,213	18.94	5	170	5	3,392	D	45	25	20	1	-2	-2	-3	-1	-1	1	0	11	5	0
11/16/12 17:42	11/15/12	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,213	18.94	5	170	5	3,392	D	32	17	12	-2	-6	-7	-7	-6	1	2	0	12	9	1
10/16/12 16:07	10/15/12	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	538	20.30	5	27	1	3,222	D	43	29	17	7	3	3	1	5	1	1	-7	3	11	-3
10/12/12 19:06	10/11/12	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,116	19.88	4	56	2	3,196	D	36	27	16	6	0	1	-1	-3	0	1	-1	3	11	-5
10/11/12 20:06	10/10/12	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	7,570	19.33	4	392	14	3,139	D	35	26	13	3	-2	-1	-3	-4	2	4	1	5	13	-2
1/3/12 11:10	12/8/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	9	17.18	4	1		0	I	47	10	-13	7	5	-1	-1	-6	-1	2	10	10	13	25
1/3/12 11:10	12/8/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-9	17.17	4	-1	-100	0	I	47	10	-13	7	5	-1	-1	-6	-1	2	10	10	13	25
10/28/11 15:25	10/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	0	17.29	5	0		0	I	60	10	-11	-9	1	4	1	1	3	5	-5	10	9	28
10/28/11 15:25	10/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	17.16	5	0	-100	0	I	60	10	-11	-9	1	4	1	1	3	5	-5	10	9	28
7/11/11 17:34	5/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	62	20.03	7	3		0	I	136	36	29	8	5	3	2	1	-1	-3	-13	-20	-11	1
7/11/11 17:34	5/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-62	20.01	7	-3	-100	0	I	136	36	29	8	5	3	2	1	-1	-3	-13	-20	-11	1
6/30/11 16:35	6/22/11	PTY	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		P	0	0.00	7	0	17	2	D	136	34	27	0	3	4	2	1	0	1	-6	-18	-12	-2
5/13/11 12:55	4/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	24	20.01	4	1		0	I	171	43	21	9	-2	3	1	1	0	-1	0	-5	-8	-3
5/13/11 12:55	4/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-24	19.91	4	-1	-100	0	I	171	43	21	9	-2	3	1	1	0	-1	0	-5	-8	-3
5/3/11 16:17	3/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	48	21.07	8	2		0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:17	3/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-48	20.96	8	-2	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:14	3/10/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	190	20.37	8	9		0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:14	3/10/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-189	20.31	8	-9	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:12	1/28/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	329	20.05	8	16		9	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:12	1/28/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-146	19.19	8	-8	-46	9	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:09	1/6/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	231	17.49	8	13		0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:09	1/6/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-234	17.69	8	-13	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
3/21/11 12:22	12/23/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	126	14.79	7	8		0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:22	12/23/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-126	14.82	7	-8	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:19	12/15/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	14	16.08	7	1		0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:19	12/15/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-14	16.02	7	-1	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:16	3/3/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	329	16.06	7	20		0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:16	3/3/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-327	15.95	7	-20	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:13	2/8/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	299	16.33	7	18		0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:13	2/8/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-295	16.15	7	-18	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
12/29/10 14:16	12/28/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,720	17.20	10	100	4	2,744	I	107	25	5	1	0	2	2	3	2	3	15	31	29	20
12/28/10 18:25	12/27/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	2,245	16.96	9	132	5	2,644	I	119	24	4	0	-2	0	6	3	2	4	14	30	28	20
12/15/10 15:31	12/14/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	258	15.87	9	16	1	2,512	D	157	24	-1	-6	-10	-7	-6	-4	2	4	13	33	38	19
12/14/10 19:22	12/13/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	3,824	15.76	8	243	11	2,496	M	144	24	-1	-6	-9	-7	-6	-6	1	4	13	35	40	19
5/26/10 15:52	5/25/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	598	15.02	6	40	2	2,161	D	32	69	17	-5	-7	-4	-2	3	2	4	11	17	19	50
5/21/10 15:30	5/17/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P.a	72	15.01	6	5	999%	5	D	30	63	14	-8	-9	-10	-7	-4	5	7	16	21	21	54
5/21/10 14:39	5/20/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	1,462	14.62	6	100	5	2,121	D	30	63	14	-8	-9	-10	-7	-4	5	7	16	21	21	54
5/18/10 15:29	5/17/10	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	P	72	15.01	5	5	0	2,021	D	36	81	21	0	-6	-5	4	-4	-1	-1	10	17	19	48
2/12/10 15:06	2/11/10	PTY	Fund	CEF	Closed-End Funds	Hodge Douglas M	CA	H	Executiv	S	-112	16.04	6	-7	-100	0	D	39	66	32	23	12	9	1	0	-2	2	3	2	13	33
2/11/10 19:31	2/10/10	PTY	Fund	CEF	Closed-End Funds	Hodge Douglas M	CA	H	Executiv	S	-49	16.17	6	-3	-30	7	D	42	74	34	24	11	9	6	2	-2	1	4	2	14	34
9/2/09 11:42	8/27/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	259	12.95	3	20		0	I	12	8	92	19	10	-2	-1	0	0	2	9	12	41	53
9/2/09 11:42	8/27/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-255	12.77	3	-20	-100	0	I	12	8	92	19	10	-2	-1	0	0	2	9	12	41	53
12/31/08 06:19	9/21/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	89	17.19	4	5	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:17	11/8/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	8	16.95	4	1	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:15	7/25/07	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	68	13.80	4	5	0	1,916	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
12/31/08 06:14	8/17/07	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	EXECUTIV	P.a	5	13.30	4	0	0	2,016	D	-26	-14	-20	6	25	33	8	5	1	10	5	-19	19	64
1/24/08 15:58	1/22/08	PTY	Fund	CEF	Closed-End Funds	Maney John C	NY	D		P	21	14.87	5	1	New	1	D	4	-3	14	6	10	9	5	1	1	3	-4	0	-6	-20
8/17/07 16:11	8/17/07	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	5	13.30	5	0	0	2,007	D	-7	-17	-17	-18	-10	-9	-9	-8	1	3	4	2	11	7
7/27/07 16:42	7/25/07	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	1,388	13.88	5	100	5	2,006	D	-4	-11	-12	-14	-6	-5	1	1	-2	0	-2	0	9	-3
7/26/07 17:02	7/25/07	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	68	13.80	4	5	0	1,906	D	-6	-13	-14	-16	-8	-7	-2	-1	4	2	2	4	12	2
5/29/07 12:25	5/22/07	PTY	Financ	InvAdv	Investment Advice	Allianz Global Investors of America L P	CA	H	Affiliat	S	-1	16.53	2	0	-100	0	D	20	5	2	0	-1	-3	-2	-1	0	0	-9	-11	-12	0
11/9/04 17:19	11/8/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	51	16.94	4	3	0	1,901	D		16	22	4	-1	-3	-1	-4	0	0	2	9	2	13
9/21/04 17:54	9/20/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P.m	1,001	17.22	3	58	3	1,898	D		18	7	12	4	2	0	2	0	1	4	4	0	13
7/1/04 17:50	6/30/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	321	16.07	4	20	1	1,916	D		9	-1	-3	8	3	2	0	1	1	3	9	18	21
4/19/04 08:31	4/16/04	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	Executiv	P	867	15.56	5	56	3	1,896	I		12	3	-9	-7	-8	-4	-5	1	2	-3	10	18	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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