11/16/23 17:56 | 11/14/23 | PMX | Pimco Municipal Income Fund III | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 28 | 7.04 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
11/16/23 17:51 | 11/14/23 | PDO | Pimco Dynamic Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 29 | 11.66 | 0 | 3 | 100 | 5 | D | | | | | | | | | | | | | | |
11/16/23 17:48 | 11/14/23 | PAXS | Pimco Access Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 14 | 13.77 | 0 | 1 | 40 | 4 | D | | | | | | | | | | | | | | |
2/1/22 16:16 | 1/31/22 | PAXS | Pimco Access Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 50 | 20.00 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
1/19/22 20:05 | 1/18/22 | PDO | Pimco Dynamic Income Opportunities Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 48 | 19.20 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
4/28/21 16:54 | 4/27/21 | NCV | Virtus Allianzgi Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CT | D | | P | 6 | 5.86 | 0 | 1 | 100 | 2 | D | | | | | | | | | | | | | | |
4/28/21 16:52 | 4/27/21 | CBH | Virtus Allianzgi Convertible & Income 2024 Target Term Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CT | D | | P | 10 | 10.37 | 0 | 1 | 100 | 2 | D | | | | | | | | | | | | | | |
4/28/21 16:43 | 4/27/21 | NCZ | Virtus Allianzgi Convertible & Income Fund II | | Fund | CEF | Closed-End Funds | Rappaport Alan | CT | D | | P | 5 | 5.15 | 0 | 1 | 100 | 2 | D | | | | | | | | | | | | | | |
4/28/21 16:37 | 4/27/21 | AIO | Virtus Allianzgi Artificial Intelligence & Technology Opportunities Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CT | D | | P | 42 | 27.76 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/26/19 16:50 | 4/24/19 | NRGX | Pimco Energy & Tactical Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 21 | 21.03 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
2/22/19 17:45 | 2/21/19 | PCM | Pcm Fund, Inc. | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 11 | 10.69 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
2/22/19 17:42 | 2/21/19 | PKO | Pimco Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 26 | 26.19 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
5/17/18 19:59 | 5/15/18 | VCTR | Victory Capital Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Rappaport Alan | OH | D | | P.m | 102 | 10.18 | 0 | 10 | New | 10 | I | | | | | | | | | | | | | | |
8/17/17 17:25 | 8/15/17 | CBH | Allianzgi Convertible & Income 2024 Target Term Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 10 | 10.01 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/10/17 17:37 | 7/7/17 | NFJ | Allianzgi Nfj Dividend, Interest & Premium Strategy Fund | MA | Financ | Loan | Loan Brokers | Rappaport Alan | NY | D | | P | 13 | 13.10 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/10/17 17:36 | 7/7/17 | NCZ | Allianzgi Convertible & Income Fund II | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 6 | 6.26 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/10/17 17:35 | 7/7/17 | ACV | Allianzgi Diversified Income & Convertible Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 21 | 21.29 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/10/17 17:35 | 7/7/17 | NIE | Allianzgi Equity & Convertible Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 20 | 19.75 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
6/9/15 16:23 | 6/8/15 | PCI | Pimco Dynamic Credit Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 21 | 20.54 | 7 | 1 | 40 | 4 | D | 9 | -3 | 1 | 1 | -1 | -1 | -1 | -1 | 0 | 0 | -2 | -5 | -6 | 3 |
5/12/15 17:05 | 5/11/15 | PCI | Pimco Dynamic Credit Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | CA | D | | P | 52 | 20.89 | 9 | 3 | New | 3 | D | 3 | 0 | 2 | 5 | 4 | 1 | -1 | -1 | 0 | 0 | -2 | -5 | -6 | -3 |
9/21/10 13:13 | 9/7/10 | PFL | Pimco Income Strategy Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 17 | 11.58 | 1 | 2 | New | 2 | D | 57 | 26 | 8 | 11 | 3 | 4 | 1 | 2 | 0 | 1 | 1 | 3 | 11 | -3 |
9/21/10 13:04 | 9/7/10 | PML | Pimco Municipal Income Fund II | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 18 | 11.80 | 1 | 2 | New | 2 | D | 13 | 11 | 9 | 6 | 2 | 1 | 0 | 2 | 0 | -1 | 0 | -11 | -10 | -1 |
9/21/10 13:00 | 9/7/10 | PCN | Pimco Corporate Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 16 | 15.82 | 1 | 1 | New | 1 | D | 75 | 33 | 11 | 7 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 2 | 16 | 5 |
9/21/10 12:55 | 9/7/10 | NCV | Agic Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Rappaport Alan | NY | D | | P | 10 | 9.69 | 2 | 1 | New | 1 | D | 63 | 32 | 9 | 10 | 1 | 9 | 3 | 3 | -1 | -2 | 1 | 2 | 16 | -1 |