Jolson Joseph A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	99	0	1	0	5	23	31	10
P	%wins				65	64	56	64	82	79	68

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/14/20 17:14	9/10/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	478	2.39	0	200	3	6,766	I
9/14/20 17:14	9/10/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	S	-478	2.39	0	-200	-3	6,766	I
8/10/20 15:15	8/7/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	11	3.95	0	3	0	930	I
8/6/20 09:48	8/4/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	1	4.00	0	0	0	927	I
8/4/20 19:30	8/3/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	88	2.64	0	33	0	6,766	I
7/29/20 17:31	7/28/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	17	3.96	0	4	0	927	I
7/24/20 16:21	7/23/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	13	4.00	0	3	0	923	I
7/22/20 16:26	7/20/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	57	3.99	0	14	2	920	I
7/17/20 16:41	7/16/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	7	4.00	0	2	0	905	I
7/10/20 16:34	7/8/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	50	4.00	0	12	1	903	I
7/1/20 13:04	6/26/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	4	2.60	0	1	0	6,732	I
6/16/20 17:28	6/15/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	186	2.77	0	67	1	6,731	I
5/29/20 16:19	5/28/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	8	3.98	0	2	0	891	I
5/15/20 17:50	5/14/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	17	3.96	0	4	0	889	I
5/14/20 19:35	5/13/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	88	2.64	0	33	1	6,663	I
5/13/20 17:22	5/12/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	7	4.06	0	2	0	885	I
5/8/20 16:59	5/7/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	7	3.97	0	2	0	883	I
5/8/20 16:07	5/6/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	18	2.55	0	7	0	6,630	I
5/6/20 16:36	5/4/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	24	3.98	0	6	1	881	I
5/5/20 16:35	5/1/20	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	15	2.45	0	6	0	6,623	I
5/1/20 16:37	4/29/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	25	3.99	0	6	1	875	I
4/8/20 16:47	4/6/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	31	3.97	0	8	1	869	I
4/3/20 16:34	4/2/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	32	3.96	0	8	1	861	I
4/1/20 16:43	3/30/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	70	4.75	0	15	2	853	I
3/27/20 16:18	3/25/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	39	4.78	0	8	1	838	I
3/24/20 16:39	3/23/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	22	4.10	0	5	1	830	I
3/20/20 16:23	3/19/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	58	4.42	0	13	2	825	I
3/19/20 12:09	3/17/20	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	72	3.90	0	19	2	811	I
11/12/19 16:42	11/12/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	S	-90	8.95	0	-10	-1	793	M
11/12/19 16:42	11/12/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	90	8.95	0	10	1	793	M
10/8/19 11:25	10/7/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	67	9.80	0	7	1	793	I
9/12/19 16:34	9/10/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	1	9.72	0	0	0	786	I
9/6/19 16:29	9/4/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	148	9.77	0	15	2	786	I
9/3/19 16:19	9/3/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	60	9.85	0	6	1	771	I
8/30/19 16:16	8/29/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	22	9.85	0	2	0	765	I
8/28/19 16:28	8/27/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	63	9.85	0	6	1	763	I
8/27/19 10:46	8/23/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	17	9.81	0	2	0	756	I
8/23/19 09:20	8/21/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	21	9.79	0	2	0	755	I
4/24/19 16:49	4/22/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	4	3.98	0	1	0	6,617	I
4/18/19 19:28	4/16/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	65	3.99	0	16	0	6,616	I
4/10/19 18:07	4/8/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	4	3.95	0	1	0	6,600	I
4/10/19 17:56	3/12/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.a	13	4.05	0	3	0	4,961	I
4/1/19 17:14	3/28/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	211	3.89	0	54	1	6,599	I
3/27/19 17:00	3/25/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	126	3.99	0	31	0	6,545	I
3/22/19 17:07	3/20/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	102	4.01	0	25	0	6,514	I
3/21/19 21:21	12/27/17	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.a	0	0.00	0	0	0	4,918	I
3/19/19 16:56	3/15/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	276	3.88	0	71	1	6,497	I
3/12/19 16:49	3/8/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	52	4.01	0	13	0	6,426	I
3/7/19 16:35	3/5/19	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	184	4.03	0	46	1	7,726	I
3/6/19 17:42	12/27/17	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	51	5.50	0	9	0	6,367	I
2/21/19 17:07	2/20/19	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	134	9.84	0	14	2	752	I
2/14/19 19:49	11/15/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	64	4.80	0	13	0	6,358	I
1/3/19 16:07	12/31/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	18	4.01	0	5	0	6,345	I
12/31/18 16:37	12/28/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	3	9.58	0	0	0	739	I
12/27/18 16:28	12/24/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	189	9.63	0	20	3	738	I
12/26/18 16:28	12/21/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	11	4.08	0	3	0	6,340	I
12/21/18 16:34	12/19/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	180	9.52	0	19	3	719	I
12/19/18 11:50	12/17/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	66	9.59	0	7	1	700	I
12/14/18 13:28	12/4/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	440	4.55	0	97	2	6,338	I
11/26/18 16:28	11/21/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	33	4.94	0	7	0	6,241	I
11/20/18 17:49	11/16/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	21	4.91	0	4	0	6,234	I
11/14/18 16:42	11/12/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	61	4.92	0	12	0	6,230	I
11/9/18 12:36	11/7/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	6	10.50	0	1	0	693	I
11/7/18 17:07	11/5/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	70	4.99	0	14	0	6,218	I
11/7/18 10:57	11/5/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	78	10.50	0	7	1	692	I
11/2/18 16:21	10/31/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	14	4.94	0	3	0	6,204	I
10/30/18 17:28	10/26/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	183	5.02	0	36	1	6,201	I
10/29/18 16:31	10/26/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	65	10.50	0	6	1	685	I
10/25/18 18:07	10/23/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	442	5.05	0	88	1	6,165	I
10/24/18 16:37	10/23/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	5	10.50	0	1	0	679	I
10/23/18 17:14	10/19/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	73	5.05	0	15	0	6,077	I
10/19/18 15:18	10/17/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	136	10.50	0	13	2	678	I
10/18/18 18:14	10/16/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	4	5.05	0	1	0	6,062	I
10/15/18 16:56	10/11/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	155	5.05	0	31	1	6,062	I
10/15/18 14:10	10/11/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	25	10.46	0	2	0	665	I
10/10/18 17:14	10/8/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	101	5.04	0	20	0	6,031	I
6/29/18 09:32	6/27/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	32	10.50	0	3	0	663	I
6/26/18 16:37	6/22/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	486	10.45	0	47	8	660	I
6/21/18 16:41	6/19/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	13	10.45	0	1	0	613	I
6/15/18 19:14	6/13/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	83	5.05	0	17	0	6,011	I
6/14/18 16:36	6/12/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	66	10.48	0	6	1	612	I
6/11/18 16:49	6/8/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	42	10.44	0	4	1	606	I
6/8/18 16:14	6/6/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	27	5.05	0	5	0	5,995	I
6/8/18 14:24	6/6/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	137	10.37	0	13	2	602	I
6/5/18 16:57	6/1/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	87	10.25	0	9	1	589	I
6/1/18 11:01	5/30/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	127	10.20	0	12	2	580	I
5/29/18 20:47	5/25/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	93	10.18	0	9	2	568	I
5/25/18 13:09	5/23/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	126	10.13	0	12	2	558	I
5/22/18 16:51	5/18/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	206	10.16	0	20	4	546	I
5/17/18 17:54	5/15/18	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	114	10.10	0	11	2	526	I
5/16/18 18:21	5/14/18	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	176	5.05	0	35	1	5,989	I
12/5/17 16:49	12/1/17	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	50	1.47	0	34	1	5,954	D
12/5/16 18:42	12/1/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	44	1	5,933	D	-1	10	19	12	9	4	3	0	0	0	-1	2
11/14/16 06:00	11/9/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	518	5.50	0	94	2	5,907	I	-11	4	17	5	9	6	3	8	-1	1	5	9
11/8/16 16:56	11/4/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	9	5.50	0	2	0	5,995	I	-19	-4	10	4	2	2	-3	-3	0	7	13	18	-1
10/19/16 16:35	10/17/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	13	5.50	0	2	0	5,993	I	-3	-8	4	0	-1	0	0	0	0	0	6	7	9
10/13/16 16:42	10/11/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	26	5.50	0	5	0	5,991	I	1	-6	11	-1	1	1	1	0	-1	2	7	10	8
10/11/16 06:00	10/6/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	9	5.50	0	2	0	5,986	I	1	-7	11	-3	-2	0	0	-1	0	0	1	12	11
10/5/16 16:56	10/3/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	2	5.50	0	0	0	5,985	I	1	-11	12	0	-4	0	1	0	-1	-1	5	13	10
9/30/16 16:21	9/28/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	60	5.49	0	11	0	5,984	I	0	-4	11	3	-4	-1	0	0	0	0	4	11	13
9/27/16 17:42	9/23/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	84	5.50	0	15	0	5,973	I	-2	-5	12	3	-4	-2	0	0	0	0	3	13	14
9/20/16 17:07	9/16/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	22	5.50	0	4	0	5,958	I	-5	-11	13	2	2	-2	-2	1	0	0	1	13	15
9/16/16 13:13	9/14/16	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	242	12.39	0	20	4	514	I	11	14	15	-2	-2	0	-1	0	0	-1	-2	10	22
9/14/16 16:28	9/12/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	209	5.49	0	38	1	5,954	I	-7	-10	13	3	5	-5	-2	-3	0	0	1	15	14
9/7/16 16:28	9/2/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	11	5.50	0	2	0	5,916	I	-4	-10	16	9	5	0	-2	2	1	-3	-1	13	15
9/1/16 16:56	8/31/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	10	5.50	0	2	0	5,914	I	-8	-16	12	3	-1	0	-4	-3	0	1	-1	13	17
8/12/16 16:42	8/10/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	57	5.48	0	10	0	5,912	I	-7	-18	12	9	3	0	5	1	-2	-2	-5	-5	15
8/9/16 16:42	8/5/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	264	5.46	0	48	1	5,902	I	-7	-18	14	9	2	-2	3	2	-1	5	3	2	22
8/4/16 16:42	8/2/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	241	5.35	0	45	1	5,854	I	-11	-21	7	9	-2	-5	-1	-1	3	3	6	10	27
6/13/16 16:14	6/9/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	2,608	5.33	0	489	9	5,808	I	-9	-23	1	8	6	3	-1	3	-1	2	7	4	18
6/7/16 16:21	6/3/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	45	5.25	0	9	0	5,319	I	-10	-23	-8	5	5	3	2	-1	1	3	6	8	21
6/2/16 16:21	5/31/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	27	5.40	0	5	0	5,311	I	-5	-21	-8	8	0	6	3	2	-3	-2	0	5	17
5/27/16 17:14	5/25/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	139	5.32	0	26	0	5,306	I	-8	-23	-10	8	4	6	2	2	0	-2	1	8	15
5/17/16 16:28	5/13/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	3	5.04	0	1	0	5,280	I	-12	-26	-12	5	4	1	4	2	1	0	4	11	17
5/10/16 17:07	5/6/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	503	5.03	0	100	2	5,279	I	-12	-29	-14	4	2	-1	-2	2	-2	-1	2	6	8
5/5/16 18:14	5/3/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	34	5.04	0	7	0	5,179	I	-18	-29	-17	-2	2	-3	-3	-3	1	2	5	9	19
4/11/16 16:21	4/7/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	61	5.05	0	12	0	5,172	I	-15	-32	-19	-2	0	0	-3	-1	2	3	2	12	13	28
4/6/16 16:21	4/4/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	62	5.05	0	12	0	5,160	I	-20	-33	-20	-6	0	1	1	-3	-1	1	-1	12	12	27
3/31/16 17:14	3/29/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	48	5.04	0	10	0	5,148	I	-15	-33	-13	-1	3	2	3	3	-2	-3	1	5	9	24
3/28/16 16:21	3/24/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	132	5.01	0	26	1	5,138	I	-22	-34	-16	-6	-1	-1	0	-2	0	2	3	13	13	29
3/23/16 17:42	3/21/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	57	5.04	0	11	0	5,112	I	-23	-34	-18	-5	3	0	0	0	1	4	9	12	14	29
3/18/16 18:00	3/16/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	219	5.05	0	43	1	5,101	I	-27	-31	-19	-2	-2	2	2	2	2	0	4	13	13	31
3/16/16 16:35	3/14/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	347	5.05	0	69	1	5,057	I	-25	-29	-20	-6	-3	0	-1	-2	2	2	4	9	13	29
3/11/16 17:14	3/9/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	324	5.10	0	63	1	4,989	I	-21	-23	-18	-9	-7	-1	1	-1	-2	0	-1	7	14	29
3/2/16 16:35	2/29/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	122	5.06	0	24	0	4,925	I	-22	-27	-26	-16	-4	3	-2	1	0	-2	3	7	14	34
2/26/16 16:28	2/24/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	55	5.04	0	11	0	4,901	I	-20	-26	-27	-17	-6	-4	0	-3	-1	1	0	6	18	44
2/18/16 16:35	2/16/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	1	5.05	0	0	0	4,890	I	-19	-28	-28	-15	-2	-11	0	-1	2	-2	1	4	15	41
1/19/16 16:21	1/14/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	468	5.35	1	88	2	4,890	I	-20	-24	-22	-14	-10	-1	5	-1	-1	4	-5	-2	4	19
1/13/16 17:31	1/12/16	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	184	11.32	0	16	3	495	I	-8	6	-15	-6	-3	2	-3	-3	2	-5	-8	19	21	40
1/13/16 16:14	1/11/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	262	5.48	1	48	1	4,802	I	-16	-26	-20	-13	-11	-1	0	4	2	-1	-5	-3	8	19
1/12/16 16:16	1/11/16	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	28	11.50	0	2	1	479	I	-6	9	-12	-3	0	6	1	-2	-2	-3	-10	16	21	40
1/8/16 16:14	1/6/16	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	455	5.33	0	85	2	4,754	I	-21	-28	-24	-18	-15	-6	-1	-4	2	4	-6	-4	7	21
1/5/16 16:57	12/31/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	892	5.43	0	164	4	4,669	I	-19	-26	-23	-15	-11	1	0	5	-2	4	0	-2	11	26
12/30/15 17:42	12/29/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	373	5.33	0	70	2	4,505	I	-22	-31	-30	-15	-16	-10	-5	-5	0	-6	2	-2	3	21
12/29/15 16:57	12/24/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	122	11.50	0	11	2	476	I	-7	11	-14	-2	-2	-3	-1	2	0	2	-7	7	15	32
12/28/15 16:49	12/24/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	132	5.46	0	24	1	4,435	I	-19	-28	-30	-10	-11	-8	2	-1	-2	3	7	-3	6	23
12/23/15 16:42	11/2/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.a	30	11.49	0	3	1	375	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:42	12/15/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.am	200	11.36	0	18	5	349	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:41	12/21/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	235	11.32	0	21	5	466	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/21/15 15:54	12/17/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	364	11.25	0	32	8	445	I	-9	6	-17	-8	-4	-6	-7	-4	1	4	-5	11	25	36
12/17/15 17:28	12/15/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	111	5.43	0	20	0	4,410	I	-12	-19	-24	-13	-8	-9	-1	3	0	0	-2	-7	4	19
12/17/15 14:06	12/15/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	200	11.36	0	18	4	413	I	-5	13	-13	-3	0	-2	-2	-3	-2	-1	-4	2	19	31
12/11/15 13:00	12/11/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	50	12.12	0	4	1	395	D	-1	17	-9	2	4	3	2	2	-1	-6	-6	-10	15	23
12/10/15 17:09	12/8/15	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	192	12.07	0	16	4	391	D	-1	11	-10	1	1	2	1	1	-1	-4	-3	-12	14	21
12/4/15 17:14	12/2/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	306	6.09	0	50	1	4,390	I	-1	-9	-16	-12	-7	-1	-2	-1	-4	-4	-11	-10	-5	12
12/3/15 15:56	12/1/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	102	2	4,340	D	1	-9	-16	-10	-4	-3	-1	-1	-1	-8	-10	-15	-10	9
11/2/15 17:42	10/29/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	37	6.14	0	6	0	4,291	I	3	-6	-17	-16	-5	-3	-5	1	-1	0	-1	-16	-17	-3
10/28/15 17:35	10/26/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	87	6.14	0	14	0	4,285	I	-2	-4	-19	-16	-7	-6	-4	-7	-1	1	1	-8	-12	1
9/29/15 18:14	9/25/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	495	6.18	0	80	2	4,271	I	7	4	-23	-18	-15	-8	-6	0	-1	6	-2	-13	-14	-6
3/16/15 16:28	3/13/15	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	1,377	7.25	1	190	5	4,191	I	17	1	11	0	-4	2	-2	1	2	16	3	3	-12	-30
1/5/15 19:42	12/31/14	JMP	Jmp Group LLC		Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	1	181	5	4,001	D	29	9	8	29	10	7	-2	-3	-6	-4	-7	0	-9	-31
12/9/14 12:14	12/8/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	1,833	7.25	0	253	7	3,896	I	45	2	8	10	8	2	-1	2	1	1	11	0	8	-15
11/28/14 13:02	11/25/14	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	34	12.25	0	3	1	423	I		-9	-10	-10	3	-4	1	-1	2	0	-5	7	19	7
11/24/14 16:53	11/20/14	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	92	12.25	0	8	2	421	I		-8	-10	-9	1	-3	6	-1	-1	-2	-4	5	19	6
11/19/14 19:31	11/17/14	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	178	12.10	0	15	4	413	I		-8	-6	-9	-1	-3	-2	5	3	1	-3	5	23	8
10/29/14 16:56	10/27/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	3,685	6.47	1	570	19	3,643	I	37	1	-1	-2	1	10	3	2	2	19	9	15	16	-3
8/18/14 17:21	8/14/14	HCAP	Harvest Capital Credit Corp		Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	71	14.16	0	5	1	398	I		4	-4	2	-5	-4	-2	0	0	-1	1	-13	-7	-2
6/9/14 16:35	6/5/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	1	6.50	0	0	0	3,073	I	25	6	3	-7	7	2	4	7	0	-2	2	-2	7	15
6/4/14 16:56	6/2/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	377	6.48	0	58	2	3,073	I	15	-6	-1	-12	1	-8	-1	-2	4	5	11	5	12	23
5/2/14 16:28	4/30/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	138	6.92	0	20	1	3,015	I	-6	13	5	-9	-9	9	7	5	0	-5	-6	-2	0	16
4/28/14 16:42	4/24/14	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	222	6.48	0	34	1	2,995	M	-6	2	4	-17	-14	-6	2	1	3	7	4	6	3	27
1/9/14 16:49	12/31/13	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	12	0	2,961	D	2	14	3	13	8	2	-4	-2	0	4	-6	-7	-3	16
12/4/13 17:14	12/2/13	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	1,387	6.61	0	210	8	2,954	I	-1	29	0	4	6	5	2	2	5	10	8	11	2	9
3/14/12 16:55	3/12/12	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	141	5	2,744	D	-11	-7	12	0	-2	-2	3	2	-1	-1	-1	-18	-27	-9
5/12/11 16:30	5/10/11	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	17	1	3,320	D	31	14	14	1	-7	1	-1	-1	-3	-4	-19	-19	-9	-15
3/9/11 14:25	3/7/11	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	53	20	312	D	107	4	43	26	15	1	1	-1	-2	-9	-1	-21	-25	-17
5/13/10 17:10	5/10/10	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	1	15	0	3,282	D	6	14	-27	-10	-17	-14	-9	1	-2	-1	2	-6	0	14
3/12/10 16:58	11/12/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P.a	54	6.50	0	8	0	2,498	D	45	109	-18	-13	9	2	3	3	1	5	-4	-13	-26	0
5/11/09 17:49	5/11/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	M.d	0	0.00	0	11	0	3,182	D		-6	34	28	39	43	26	2	1	4	12	62	47	16
3/13/09 16:33	3/11/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	30	3.90	0	8	0	3,175	B									-4	3	4	65	160	102
3/2/09 17:13	2/26/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	137	4.90	0	28	1	3,167	B									-4	-13	-4	40	105	56
2/25/09 16:38	2/23/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	127	4.61	0	28	1	3,139	B									-3	-4	-3	48	127	73
2/20/09 16:39	2/18/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	71	4.73	0	15	0	3,111	B									13	16	9	71	141	93
2/17/09 17:17	2/12/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	90	4.77	0	19	1	3,096	B									0	-8	-18	32	111	73
2/11/09 16:33	2/9/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	137	4.95	0	28	1	3,078	B									0	1	-15	28	107	61
2/3/09 17:13	1/30/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	5	5.00	0	1	0	3,050	B									3	3	-5	21	79	64
1/28/09 10:25	1/23/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	12	4.97	0	3	0	3,049	B									1	-5	-9	1	78	57
1/22/09 16:47	1/20/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	70	4.93	0	14	0	3,046	B									0	4	-23	-7	78	66
1/16/09 16:31	1/14/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	109	4.93	0	22	1	3,032	B									-4	1	-1	-9	69	83
1/13/09 17:12	1/12/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	59	4.99	0	12	0	3,010	B									-7	-6	-5	-11	60	84
1/7/09 16:34	1/5/09	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	71	4.87	0	15	0	2,998	B									2	-3	-5	-12	46	87
12/30/08 16:16	12/26/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P	3	5.00	0	1	0	2,984	I		-31	-11	16	59	39	35	19	-3	-15	-9	-15	35	73
12/23/08 16:37	12/19/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	71	4.67	0	15	1	2,837	I		-40	-25	-11	10	24	7	15	2	18	5	-2	45	107
12/18/08 17:32	12/16/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	28	4.29	0	7	0	2,822	I		-46	-36	-26	-12	17	3	-4	3	13	11	0	70	107
12/15/08 16:43	12/11/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	63	4.47	0	14	1	2,815	I		-45	-37	-25	-12	26	11	1	1	4	9	-6	62	126
12/10/08 17:52	12/8/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CEO	P.m	23	4.30	0	5	0	2,801	I		-50	-36	-26	15	30	19	13	-2	-8	8	-14	49	116
12/5/08 17:39	12/5/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	9	3.94	0	2	0	2,796	I		-55	-46	-34	-2	1	5	1	4	16	23	8	74	147
11/20/08 16:45	11/20/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	340	3.40	0	100	4	2,793	I		-53	-46	-43	-18	-14	-20	-2	0	4	27	29	90	165
11/10/08 16:25	11/10/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	240	4.45	0	54	2	2,693	I		-29	-35	-35	-11	10	9	-11	-4	-19	-1	12	41	122
11/7/08 16:44	11/7/08	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	223	4.45	0	50	2	2,639	I		-29	-35	-29	-21	10	17	-10	1	-12	-6	14	39	117
12/14/07 18:37	12/14/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	168	8.39	1	20	1	2,589	I			-19	-4	28	-5	-3	-7	-6	-4	-16	-28	-15	-47
12/13/07 17:48	12/13/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	42	8.32	1	5	0	2,569	I			-20	-1	24	3	6	-9	1	-2	-14	-25	-14	-42
12/12/07 19:04	12/12/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	36	8.44	1	4	0	2,564	I			-15	3	22	16	13	-5	-2	-4	-17	-24	-15	-42
12/3/07 18:56	12/3/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	39	7.90	1	5	0	2,560	I			-28	-11	8	28	3	8	6	16	0	-15	-5	-52
11/30/07 18:16	11/30/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	161	8.05	1	20	1	2,555	I			-29	-9	0	25	10	0	2	19	6	-14	-9	-52
11/29/07 18:49	11/29/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	7	7.80	1	1	0	2,535	I			-30	-7	-4	22	7	-10	0	12	8	-12	-8	-53
11/27/07 17:29	11/27/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	77	7.72	1	10	0	2,534	I			-28	-12	-7	14	15	3	8	10	13	-2	-8	-44
11/26/07 19:35	11/26/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	14	7.98	1	2	0	2,524	I			-21	-1	3	21	22	22	-8	0	3	-7	-13	-49
11/20/07 19:02	11/20/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	38	7.60	1	5	0	2,523	I			-36	-12	-15	-1	13	5	8	-5	7	-8	-14	-58
11/19/07 17:43	11/19/07	JMP	Jmp Group Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jolson Joseph A	CA	DOT	CB,CEO	P	11	7.23	1	2	0	2,518	I			-35	-8	-11	2	14	3	6	10	13	-1	-7	-48

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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+w

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avg

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T Date

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Inc

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Ind

Industry

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oSt

Rel

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T

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L

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oc

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r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y