CIK: 1398113 - Address: 600 Montgomery Street, Suite 1100, San Francisco, CA 94111
2 results

TC

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Filing Date

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Ticker

Issuer

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Sector

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Industry

Owner

oSt

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TVal

Price

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Qty

oc

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9/14/20 17:14
9/10/20
JMPJmp Group LLCFinancFinTrdSecurity Brokers, Dealers & FJolson Joseph ACADOTCEOS-4782.390-200-36,766I
11/12/19 16:42
11/12/19
HCAPHarvest Capital Credit CorpFundCEFClosed-End FundsJolson Joseph ANYDOTCEOS-908.950-10-1793M

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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