Schwartz Harvey M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	4	0	0	2	-2	-9	-6	-3
S	%wins				75	75	50	50	67	67	64

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/23/24 18:06	5/21/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		M.d	0	0.00	0	26	8	361	D
12/19/23 17:01	12/15/23	CG	Carlyle Group Inc.	DE	Financ	InvAdv	Investment Advice	Schwartz Harvey M	DC	DO	CEO	S	-12,328	41.74	0	-295	-4	6,768	D
6/16/23 18:10	6/14/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		M.d	0	0.00	0	36	12	335	D
6/16/22 17:47	6/14/22	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		M.d	0	0.00	0	16	6	299	D
6/13/22 17:01	6/13/22	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		P	299	5.59	0	54	23	283	D
5/17/22 12:23	5/13/22	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		P	98	6.50	0	15	7	230	D
3/18/22 16:05	3/17/22	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Schwartz Harvey M	CA	D		P	513	8.84	0	58	37	215	D
12/29/17 06:06	12/28/17	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	P,Co-COO	M.d	0	0.00	0	27	10	294	D
10/24/17 14:00	10/20/17	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	P,Co-COO	S	-6,125	245.00	0	-25	-8	282	D
1/26/17 14:16	1/24/17	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	P,Co-COO	M.d	0	0.00	33	54	22	307	D	35	56	48	36	0	-2	-3	2	1	-3	4	-4
1/20/17 14:16	1/19/17	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	P,Co-COO	S	-5,850	233.99	33	-25	-8	281	D	36	53	44	34	0	-4	-5	-5	0	4	8	-6
1/28/16 14:58	1/26/16	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	0	0.00	33	77	34	306	D	-4	-12	-25	-18	-13	-9	-1	-2	2	-1	-2	9	6	58
7/21/15 14:04	7/17/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	9,479	78.78	33	120	80	270	D	33	25	21	8	1	2	4	0	0	-3	-5	-13	-26	-23
7/21/15 14:04	7/17/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	S.d	-7,037	211.17	33	-33	-11	270	D	33	25	21	8	1	2	4	0	0	-3	-5	-13	-26	-23
4/21/15 16:15	4/17/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	7,191	78.78	33	91	51	270	D	47	27	16	12	5	4	2	-1	1	0	4	8	-5	-16
4/21/15 16:15	4/17/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	S.d	-17,988	197.05	33	-91	-25	270	D	47	27	16	12	5	4	2	-1	1	0	4	8	-5	-16
1/29/15 16:34	1/27/15	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	0	0.00	33	78	40	270	D	23	5	-1	-6	-7	-8	-2	-4	-2	2	8	13	19	-10
7/24/14 17:04	7/22/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	S.dm	-5,652	176.02	33	-32	-12	234	D	92	8	3	11	7	6	6	3	0	0	-1	3	4	21
7/24/14 17:04	7/23/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	7,191	78.78	33	91	64	234	D	92	8	3	11	7	6	6	3	0	0	-1	3	4	21
1/29/14 16:42	1/27/14	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwartz Harvey M	NY	O	EVP - CF	M.d	0	0.00	33	83	52	244	D	58	17	3	3	-1	-7	-5	-3	1	-1	1	-3	8	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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