Finance Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/17/24 16:53	5/16/24	PGY	Pagaya Technologies Ltd.	L3	Financ	Loan	Finance Services	Bower Scott	NY	O	Deputy C	1	S.d	-38	11.90	-3		7	D
5/17/24 16:22	5/15/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Hsieh Anthony Li	CA	DT		1	S.m	-917	2.17	-424		3,865	I
5/17/24 16:21	4/18/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Rajaram Gokul	DE	D		14	S.d	-2,719	118.75	-23		24	D
5/16/24 19:56	5/15/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Gu Paul	CA	DO	Chief Te	18	S.d	-13,488	29.52	-457		894	D
5/15/24 21:47	5/13/24	EXOD	Exodus Movement, Inc.	DE	Financ	Loan	Finance Services	Gernetzke James	NE	O	CFO	1	S	-16	19.50	-1	0	399	D
5/15/24 20:04	5/13/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Correia Richard	NY	O	P,CFO,Tr	5	S.dm	-8,672	55.14	-157		262	D
5/15/24 16:24	5/14/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Choi Emilie	DE	O	P,COO	16	S.dm	-57,298	216.63	-265		330	D
5/15/24 16:22	5/14/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Ehrsam Frederick Ernest III	DE	DT		28	S.dm	-268,326	158.87	-1,689		5,573	I
5/15/24 16:16	5/13/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Armstrong Brian	DE	DOT	CB,CEO	39	S.dm	-243,103	145.60	-1,670	-100	1	I
5/15/24 16:08	5/15/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Haas Alesia J	DE	O	CFO	8	S.d	-26,007	139.86	-186		301	D
5/15/24 16:02	5/13/24	CORZ	Core Scientific, Inc./Tx	DE	Financ	Loan	Finance Services	Sterling Denise Marie Brucia	DE	O	CFO	1	S	-16	3.66	-4		131	D
5/14/24 17:30	5/10/24	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Section 32 Fund 1, LP	CA	T		3	S	-29,092	33.92	-858		2,588	D
5/13/24 21:54	5/13/24	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Logan Michele	NJ	DT		1	S.d	-19,292	6.50	-2,968		2,989	M
5/13/24 21:53	5/13/24	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Llr Equity Partners Iv, L.P.	NJ	T		1	S.d	-30,889	6.50	-4,752	-100	0	D
5/13/24 16:00	5/10/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Skyler Jennifer	NY	O	Chief Co	1	S.d	-3,578	241.73	-15		16	D
5/10/24 18:08	12/22/23	HUT	Hut 8 Corp.	DE	Financ	Loan	Finance Services	Visram Shenif	FL	O	CFO	2	S	-399	11.14	-36		31	D
5/9/24 20:12	5/7/24	COOP	Mr. Cooper Group Inc.	DE	Financ	Loan	Finance Services	Rawls Michael R	TX	O	EVP,CEO-	2	S	-4,171	69.52	-60		82	D
5/8/24 20:45	5/6/24	BTM	Bitcoin Depot Inc.		Financ	Loan	Finance Services	Buchanan Christopher Scott	GA	DO	COO	4	S.m	-263	2.02	-130		353	D
5/8/24 20:40	5/6/24	BTM	Bitcoin Depot Inc.		Financ	Loan	Finance Services	Mintz Brandon Taylor	GA	DO	See Rema	5	S.m	-5,413	1.73	-3,123		44,922	D
5/8/24 16:41	5/8/24	LMFA	Lm Funding America, Inc.	DE	Financ	Loan	Finance Services	Duran Ryan H	FL	O	VP of Op	11	S.dm	-20	0.7875	-25		155	D
5/8/24 16:30	5/6/24	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Pryor Paula A.	MD	O	EVP,CHRO	4	S.m	-1,713	91.28	-19		9	D
5/7/24 18:01	5/3/24	SDIG	Stronghold Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Smith Matthew J.	NY	DO	CFO	8	S	-138	4.92	-28		183	D
5/7/24 17:46	5/6/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Lieberman Quinn Jessica	NY	O	EVP - Co	2	S.d	-1,724	196.03	-9		1	D
5/7/24 16:03	5/3/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Marrs Anna	NY	O	Group P,	3	S.d	-16,394	196.26	-84		20	D
5/6/24 17:25	5/2/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Buckminster Douglas E.	NY	O	Vice CB	2	S.d	-29,069	225.95	-129		140	D
5/6/24 16:33	5/2/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Howse Curtis	CT	O	See rema	2	S	-1,685	44.64	-38		153	D
5/2/24 17:41	5/1/24	SDIG	Stronghold Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Shaffer Richard J.	NY	O	SVP	4	S	-9	3.97	-2		29	D
4/30/24 16:18	4/29/24	COOP	Mr. Cooper Group Inc.	DE	Financ	Loan	Finance Services	Bray Jesse K	TX	DO	CEO	15	S.dm	-21,470	58.34	-368		1,403	I
4/29/24 16:58	4/25/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Grewal Paul	DE	O	GC	19	S.dm	-35,948	161.65	-222		167	D
4/25/24 15:57	4/23/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Squeri Stephen J	NY	DO	CB,CEO	2	S	-24,051	222.22	-108		237	D
4/24/24 18:43	2/6/23	BKKT	Bakkt Holdings, Inc.	DE	Financ	Loan	Finance Services	D'Annunzio Marc	GA	O	GC,Secre	8	S.d	-367	1.24	-297		755	D
4/17/24 19:33	4/15/24	SDIG	Stronghold Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Beard Gregory A	NY	DOT	CEO	4	S	-613	6.21	-99		424	D
4/8/24 16:05	4/4/24	GRYP	Gryphon Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Gutterman Steven D.	NV	D		1	S	-18	1.26	-14		70	D
4/4/24 16:26	4/2/24	SNFC	Security National Financial Corp	UT	Financ	Loan	Finance Services	Fuller Gilbert A	UT	D		8	S.d	-49	8.30	-6		17	D
4/3/24 18:15	4/1/24	CRGY	Crescent Energy Co	DE	Financ	Loan	Finance Services	Independence Energy Aggregator L.P.	TX	T		3	S.d	-233,346	10.23	-22,800		51,807	I
4/1/24 06:08	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Reyes Jonathan	CA	O	Chief Co	8	S	-6	22.15	0		1	D
4/1/24 06:08	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Miller Ronald David	CA	DT		8	S	-262	22.28	-12	0	3,744	I
4/1/24 06:07	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Miller Lee	CA	T		8	S	-262	22.28	-12	0	3,744	I
4/1/24 06:04	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Marks Howard Edward	CA	DO	CEO	8	S	-666	22.27	-30	0	10,002	I
4/1/24 06:02	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Cronin Johanna	CA	O	CMO	8	S	-76	22.29	-3		21	D
4/1/24 06:01	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Chernick Aubrey	CA	T		8	S	-585	22.28	-26		174	I
4/1/24 06:00	3/28/24	STGC	Startengine Crowdfunding, Inc.	DE	Financ	Loan	Finance Services	Amster Joshua Daniel	CA	O	VP,Fundr	8	S	-30	22.28	-1		7	D
3/28/24 18:36	3/26/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Andreessen Marc L	CA	D		2	S	-7,424	182.26	-41		3,338	I
3/27/24 17:20	3/27/24	CLSK	Cleanspark, Inc.	NV	Financ	Loan	Finance Services	Schultz S. Matthew	NV	DO	Exec CB	2	S.d	-15,221	22.08	-689		3,720	D
3/21/24 21:40	3/21/24	CLSK	Cleanspark, Inc.	NV	Financ	Loan	Finance Services	Bradford Zachary	NV	DO	CEO,P	1	S	-8,997	20.31	-443		3,632	D
3/21/24 18:37	3/19/24	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Rishel Jeremy	CA	O	CTO	5	S	-3,032	6.78	-447		391	D
3/21/24 17:16	3/20/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Binowitz Dan	CA	O	MD	33	S.dm	-1,139	1.98	-575		852	D
3/19/24 21:04	3/15/24	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Werner Ryan D.	CO	O	SVP,CAO	2	S	-656	11.45	-57		463	D
3/19/24 20:00	3/15/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Gary Jeff	NY	D		1	S	-58	61.10	-1		8	D
3/19/24 17:22	3/15/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Schaller Bart	CT	O	See rema	3	S.dm	-3,628	40.96	-89		72	D
3/15/24 20:52	9/7/23	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Beilman Kyle	CA	O	CFO,Secr	4	S	-183	16.85	-11		196	D
3/15/24 20:43	9/7/23	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Wilk Jason	CA	DO	CEO	4	S	-103	16.79	-6		159	D
3/13/24 20:04	3/11/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Choubey Diwakar	NY	DO	CEO,Dir	3	S.m	-2,614	54.63	-48		921	D
3/13/24 20:04	3/12/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Hong Timmie	NY	O	Chief Pr	2	S.d	-1,772	60.61	-29		132	D
3/13/24 20:02	3/11/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Derella Matthew	NY	D		1	S.m	-446	65.41	-7		7	D
3/13/24 20:01	3/11/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Torossian Mark	NY	O	Chief Ac	1	S	-135	67.59	-2		24	D
3/13/24 20:01	3/11/24	ML	Moneylion Inc.	DE	Financ	Loan	Finance Services	Vanwagner Adam	NY	O	CLO,Secr	2	S	-501	50.36	-10		127	D
3/13/24 17:56	3/11/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Datta Sanjay	CA	O	CFO	49	S.dm	-4,538	23.36	-194		463	D
3/12/24 17:00	3/8/24	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Smith Howard W III	MD	D		8	S.d	-13,709	85.60	-160		508	D
3/12/24 16:33	3/8/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Haun Kathryn	DE	D		6	S.m	-7,464	172.16	-43		166	M
3/12/24 16:29	3/8/24	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Brock Lawrence J	DE	O	CHIEF PE	8	S.d	-55,382	176.07	-315		15	D
3/11/24 16:01	3/7/24	BTCS	Btcs Inc.	NV	Financ	Loan	Finance Services	Handerhan Michal	MD	DOT	COO	2	S.m	-230	1.53	-150		1,711	D
3/8/24 21:05	3/6/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Starboard Principal Co LP	NY	H	See Foot	1	S.dm	-2,298	8.33	-276		5,018	I
3/8/24 21:04	3/6/24	GDOT	Green Dot Corp	DE	Financ	Loan	Finance Services	Starboard Value LP	NY	H	See Foot	1	S.dm	-2,298	8.33	-276		5,018	I
3/7/24 17:13	3/5/24	DAVE	Dave Inc./De		Financ	Loan	Finance Services	Preston Dan	CA	D		1	S.d	-384	32.02	-12		33	D
3/6/24 16:50	3/4/24	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Walsh Jeff Alexander	CA	O	P,LDI Mo	25	S.dm	-2,554	2.43	-1,050		4,424	D
3/5/24 19:30	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Doubles Brian D	CT	DO	See rema	2	S.d	-6,820	39.81	-171		660	D
3/5/24 19:30	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Mothner Jonathan S	CT	O	See Rema	2	S	-1,990	39.02	-51		145	D
3/5/24 19:29	3/4/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Melito David P	CT	O	See Rema	3	S	-938	36.88	-25		16	D
3/5/24 19:29	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Nalluswami Maran	CT	O	See rema	3	S.d	-1,208	38.07	-32		34	D
3/5/24 19:29	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Juel Carol	CT	O	See rema	5	S.dm	-4,464	38.98	-115		79	D
3/5/24 19:28	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Casellas Alberto	CT	O	See rema	2	S.d	-3,394	38.60	-88		70	D
3/5/24 19:28	3/5/24	SYF	Synchrony Financial	NY	Financ	Loan	Finance Services	Wenzel Brian J. Sr.	CT	O	See rema	2	S.d	-2,956	36.17	-82		142	D
3/4/24 18:10	3/1/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Mirgorodskaya Natalia	CA	O	Corporat	12	S.dm	-707	29.73	-24		41	D
3/4/24 16:05	2/29/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Marquez Rafael	NY	O	P,Intern	1	S	-1,731	219.08	-8		14	D
3/1/24 20:59	2/28/24	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Cho Hannah	CO	D		2	S	-433	14.93	-29		85	D
3/1/24 14:36	2/28/24	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Irwin Dale	CT	O	P	1	S	-24	4.18	-6		105	D
2/28/24 17:30	2/27/24	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Florkowski Gregory	MD	O	EVP,CFO	1	S	-386	96.45	-4		12	D
2/28/24 16:27	6/27/23	COIN	Coinbase Global, Inc.	DE	Financ	Loan	Finance Services	Jones Jennifer N.	DE	O	CHIEF AC	10	S.dm	-13,690	101.38	-135		35	D
2/27/24 16:55	2/27/24	CLSK	Cleanspark, Inc.	NV	Financ	Loan	Finance Services	Vecchiarelli Gary Anthony	NV	O	CFO	1	S.d	-549	20.93	-26		554	D
2/22/24 16:19	2/20/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Girouard Dave	CA	DOT	CEO	5	S	-484	25.16	-19	0	10,768	D
2/22/24 16:11	2/20/24	UPST	Upstart Holdings, Inc.	DE	Financ	Loan	Finance Services	Darling Scott	CA	O	GC	17	S.dm	-1,422	31.06	-46		193	D
2/22/24 16:04	2/20/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Joabar Raymond	NY	O	Grp. P,G	2	S	-3,207	197.69	-16		16	D
2/21/24 17:00	2/20/24	BTCS	Btcs Inc.	NV	Financ	Loan	Finance Services	Allen Charles W	MD	DOT	CEO	2	S	-198	1.32	-150		4,264	D
2/16/24 14:13	2/14/24	CLSK	Cleanspark, Inc.	NV	Financ	Loan	Finance Services	Beynon Roger Paul	NV	D		1	S	-196	17.85	-11		141	D
2/14/24 16:47	2/12/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Seeger Laureen	NY	O	GC	1	S.d	-17,980	212.98	-84		58	D
2/12/24 16:40	2/8/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Herena Monique	NY	O	Chief Co	3	S.d	-8,469	171.79	-49		14	D
2/5/24 16:01	2/1/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Williams Anre D	NY	O	Group P,	1	S	-14,552	202.04	-72		79	D
1/31/24 18:47	1/30/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Pickett Denise	NY	O	P,GSG,TL	2	S.d	-14,759	195.17	-76		14	D
1/31/24 15:51	1/30/24	AXP	American Express Co	NY	Financ	Loan	Finance Services	Grosfield Howard	NY	O	P,U.S. C	2	S	-2,384	190.92	-12		12	D
1/16/24 20:35	1/12/24	HUT	Hut 8 Corp.	DE	Financ	Loan	Finance Services	Leverton Jaime	FL	DO	CEO	2	S	-1,764	13.12	-134		269	D
1/2/24 09:00	12/28/23	SDIG	Stronghold Digital Mining, Inc.	DE	Financ	Loan	Finance Services	Spence William B.	PA	T		1	S.m	-2,422	9.82	-247		1,233	D
12/29/23 18:30	12/29/23	BKKT	Bakkt Holdings, Inc.	DE	Financ	Loan	Finance Services	Vpc Impact Acquisition Holdings Sponsor, LLC	IL	DH	See Rema	20	S	-8,226	2.02	-4,071		7,574	D
12/27/23 19:03	12/22/23	HUT	Hut 8 Corp.	DE	Financ	Loan	Finance Services	Amdiss Aniss	FL	O	GC	1	S	-263	14.21	-19		23	D
12/19/23 19:04	12/15/23	CPSS	Consumer Portfolio Services, Inc.	CA	Financ	Loan	Finance Services	Wood Daniel S	NV	D		1	S	-74	9.26	-8		220	D
12/15/23 19:19	12/14/23	PWP	Perella Weinberg Partners	DE	Financ	Loan	Finance Services	Shendelman Vladimir	NY	O	GC	1	S	-96	12.46	-8		67	D
12/15/23 17:30	12/14/23	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Theobald Stephen P	MD	O	EVP,COO	4	S.d	-4,340	95.51	-45		96	D
12/15/23 17:30	12/14/23	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Walker William M	MD	DO	CB,CEO	1	S	-5,282	105.63	-50		890	D
12/13/23 17:26	12/12/23	SLNH	Soluna Holdings, Inc	NV	Financ	Loan	Finance Services	Thomas Jessica L.	NY	O	Chief Ac	1	S	-2	3.59	-1		3	D
12/13/23 17:24	12/12/23	SLNH	Soluna Holdings, Inc	NV	Financ	Loan	Finance Services	Belizaire John	NY	DO	CEO	1	S	-6	4.00	-1		2	D
12/12/23 18:33	12/8/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Jackman William Richard	CO	O	EVP,GC	2	S	-5,400	12.60	-428		948	D
12/12/23 17:04	12/8/23	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Lucas Richard M	MD	O	EVP,GC,S	1	S.d	-920	91.98	-10		136	D
12/12/23 16:57	12/11/23	SNFCA	Security National Financial Corp	UT	Financ	Loan	Finance Services	Stephens Jeffrey Russell	UT	O	Gen. Cou	1	S.d	-134	8.90	-15		26	D
12/11/23 21:10	12/7/23	BKKT	Bakkt Holdings, Inc.	DE	Financ	Loan	Finance Services	Collins Sean Roberts	GA	D		1	S.m	-1,040	1.81	-576		285	M
12/11/23 21:00	12/8/23	CLSK	Cleanspark, Inc.	NV	Financ	Loan	Finance Services	McNeill Larry	NV	D		1	S	-417	10.42	-40		250	D
12/8/23 18:14	12/6/23	ANY	Sphere 3D Corp.		Financ	Loan	Finance Services	Kalbfleisch Kurt L.	CT	O	SVP,CFO	3	S.dm	-91	0.5903	-155		491	D
12/5/23 16:21	12/5/23	ANY	Sphere 3D Corp.		Financ	Loan	Finance Services	O'Daniel Joseph	CT	O	P	2	S.d	-48	0.6787	-71		11	D
11/30/23 16:42	11/29/23	AXP	American Express Co	NY	Financ	Loan	Finance Services	Campbell Jeffrey C	NY	O	Vice CB	1	S.d	-3,536	168.33	-21		126	D
11/27/23 20:55	11/22/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	McKay Christopher J.	IL	O	Chief Ri	3	S.d	-14	2.75	-5		46	D
11/27/23 20:55	11/22/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Johnson Pamela D.	IL	O	CFO	2	S.d	-4	3.47	-1		29	D
11/17/23 17:59	5/22/23	ANY	Sphere 3D Corp.		Financ	Loan	Finance Services	Trompeter Patricia	CT	DO	CEO	2	S.dm	-27	0.3329	-81		422	D
11/15/23 16:08	11/13/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Vennettilli David	IL	D		1	S.m	-46	2.54	-18		133	D
11/9/23 17:00	11/9/23	CIFR	Cipher Mining Inc.		Financ	Loan	Finance Services	Bitfury Top Holdco B.V.	P7	T		1	S	-29,500	2.95	-10,000		191,931	I
11/8/23 20:13	11/6/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Stafford Webb Lauren	CA	O	CMO	2	S.d	-1,959	8.31	-236		336	D
11/6/23 19:23	11/2/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Borton Chad M	CA	O	P - SoFi	2	S.d	-2,000	8.25	-242		229	D
11/6/23 19:21	11/3/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Webster Aaron	SC	O	Chief Ri	2	S.d	-3,679	8.86	-415		584	D
10/30/23 16:17	10/26/23	COOP	Mr. Cooper Group Inc.	DE	Financ	Loan	Finance Services	Mujumdar Shveta	TX	D		1	S	-102	56.88	-2		22	D
10/24/23 20:00	10/20/23	WULF	Terawulf Inc.		Financ	Loan	Finance Services	Khan Nazar M.	NY	DO	COO + CT	1	S.d	0	0.00	-513		21,344	M
9/7/23 16:44	9/5/23	OPRT	Oportun Financial Corp	DE	Financ	Loan	Finance Services	Institutional Venture Management Xiv, LLC	CA	T		1	S	-366	7.31	-50		3,359	I
8/21/23 20:18	8/17/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Marleau Hubert	CO	D		1	S	-628	12.28	-51		28	D
8/18/23 16:41	8/16/23	CIFR	Cipher Mining Inc.		Financ	Loan	Finance Services	Kelly Patrick Arthur	NY	O	Co-P,COO	1	S.m	-161	3.23	-50		235	D
8/14/23 17:38	8/10/23	CIFR	Cipher Mining Inc.		Financ	Loan	Finance Services	Grossman Cary M	NY	D		1	S	-309	3.63	-85		227	D
8/11/23 17:04	8/10/23	CIFR	Cipher Mining Inc.		Financ	Loan	Finance Services	Iwaschuk William	NY	O	Co-P,CLO	1	S	-358	3.58	-100		174	D
8/1/23 15:57	7/20/23	SNFCA	Security National Financial Corp	UT	Financ	Loan	Finance Services	Moody H. Craig	UT	D		2	S.d	-52	8.61	-6		29	D
7/24/23 17:36	7/20/23	OPFI	Oppfi Inc.		Financ	Loan	Finance Services	Moore Jocelyn	IL	D		4	S.m	-65	2.03	-32		105	D
7/19/23 18:51	7/17/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	D'Ambrosio Lance Varro	CO	D		2	S	-823	15.84	-52		39	D
6/20/23 16:49	6/15/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Flanagan Patrick J	CA	O	CFO	6	S	-574	1.95	-293		642	D
6/5/23 21:37	6/1/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Yi Soo Il Benjamin	CO	DO	Exec CB	1	S.m	-9,026	11.87	-761		2,831	D
6/5/23 21:31	6/1/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Les Jason	CO	DO	CEO	2	S	-1,123	11.23	-100		3,740	M
5/30/23 18:06	5/25/23	RIOT	Riot Platforms, Inc.	NV	Financ	Loan	Finance Services	Yee Colin M.	CO	O	CFO	1	S	-550	10.93	-50		354	D
5/19/23 17:59	5/17/23	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Fitzsimmons Timothy Walter	NJ	O	CFO	1	S.d	-744	7.44	-100		414	D
5/3/23 19:56	5/1/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Lee John Hoon	CA	D		7	S.dm	-1,852	1.85	-1,000		884	I
4/3/23 16:54	3/30/23	LDI	Loandepot, Inc.		Financ	Loan	Finance Services	Carrillo Nicole	CA	O	EVP,Chie	3	S.d	-125	2.08	-60		232	D
3/16/23 17:07	3/14/23	PWP	Perella Weinberg Partners	DE	Financ	Loan	Finance Services	Cohen Daniel G	NY	D		6	S.m	-4,163	10.55	-395		1,031	I
3/13/23 16:32	3/9/23	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Neuscheler Michael P	CT	D		1	S	-3	0.4200	-7		37	D
3/13/23 16:31	3/9/23	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Rothaupt Daniel	CT	D		1	S	-1	0.4199	-3		21	D
3/6/23 16:45	11/15/22	GREE	Greenidge Generation Holdings Inc.	DE	Financ	Loan	Finance Services	Loughran Robert	CT	O	CFO	1	S	-1	0.7498	-2		13	D
3/2/23 19:28	2/28/23	AVTA	Avantax, Inc.	DE	Financ	Loan	Finance Services	Murray Stacy	TX	O	Principa	1	S	-247	29.04	-8		3	D
2/14/23 21:01	2/13/23	BKKT	Bakkt Holdings, Inc.	DE	Financ	Loan	Finance Services	Elliot Mark Sonbolian	GA	O	Chief Sa	2	S	-34	1.65	-21		304	D
2/14/23 16:05	2/10/23	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Roman Dbdr Tech Sponsor LLC	NV	D		9	S.m	-19,813	5.56	-3,563		3,730	D
2/14/23 16:04	2/10/23	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Doll Dixon R Jr.	NV	T		9	S.m	-19,813	5.56	-3,563		3,734	I
2/14/23 16:04	2/10/23	CMPO	Composecure, Inc.	DE	Financ	Loan	Finance Services	Basile Donald G	NV	T		9	S.m	-19,813	5.56	-3,563		3,730	I
2/6/23 18:00	2/2/23	SOFI	Sofi Technologies, Inc.	DE	Financ	Loan	Finance Services	Lavet Robert S	CA	O	GC	1	S	-1,612	8.06	-200		1,253	D
2/3/23 19:42	2/1/23	BKKT	Bakkt Holdings, Inc.	DE	Financ	Loan	Finance Services	Michael Gavin Constantine	GA	DO	CEO,P	1	S	-541	1.59	-340		2,139	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y