Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	Own	H
4/9/25 16:04	4/7/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	4	S	-4,029	126.25	-32	83	D
4/8/25 16:38	4/4/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	O	CEO	7	S.dm	-6,962	74.36	-94	352	D
4/7/25 16:05	4/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	7	S.m	-1,623	69.69	-23	64	D
4/3/25 16:20	4/2/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	5	S	-6,215	73.27	-85	156	D
3/24/25 16:30	12/13/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	7	S.m	-1,939	155.62	-12	19	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	5	S.d	-3,973	114.82	-35	69	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	5	S.dm	-8,583	110.01	-78	89	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	5	S	-1,992	110.62	-18	30	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	5	S.d	-4,663	108.53	-43	36	D
3/19/25 16:08	3/17/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Youngwood Sarah	NY	O	EVP	1	S	-1,102	73.68	-15	60	D
3/18/25 12:19	3/14/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lucas Deborah J	IL	D		1	S	-385	256.95	-2	3	D
3/17/25 16:30	3/14/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	4	S.d	-2,648	161.17	-16	74	D
3/17/25 16:24	3/14/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	MD	2	S	-126	327.77	0	6	D
3/17/25 14:01	3/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Siegel Howard J	IL	D		1	S	-2,600	260.00	-10	69	I
3/14/25 16:32	3/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Goodman Jill R	IL	D		1	S.m	-561	208.86	-3	11	D
3/13/25 16:30	3/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	6	S.d	-3,874	151.04	-26	27	D
3/11/25 16:44	3/11/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	2	S	-16,212	231.60	-70	67	D
3/10/25 16:34	3/7/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		6	S	-1,714	147.64	-12	32	D
3/7/25 16:30	3/5/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	4	S	-969	152.12	-6	18	D
3/7/25 16:30	1/4/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	6	S.d	-144,953	148.29	-978	4,033	M
3/5/25 16:30	3/3/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	5	S.d	-4,510	157.55	-29	59	D
3/4/25 16:30	12/8/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	8	S.d	-1,062	146.64	-7	25	D
3/4/25 14:11	3/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	COO,Glob	1	S	-385	256.83	-2	8	D
2/28/25 16:30	12/4/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	7	S.dm	-14,168	150.27	-94	164	D
2/28/25 16:30	12/26/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	7	S.d	-2,634	146.70	-18	51	D
2/28/25 16:16	2/26/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		7	S	-869	100.56	-9	86	D
2/28/25 15:33	2/27/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	2	S	-2,500	224.71	-11	29	D
2/27/25 18:14	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	MD	1	S	-402	365.85	-1	4	D
2/27/25 18:05	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	4	S.d	-20,531	308.07	-67	17	D
2/26/25 16:47	2/24/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	3	S	-115	198.95	-1	0	D
2/21/25 16:42	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	3	S.d	-64	209.44	0	2	D
2/21/25 16:40	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	7	S.dm	-7,876	195.29	-40	18	D
2/20/25 16:42	2/18/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Retired	1	S	-1,767	117.82	-15	78	D
2/20/25 16:30	12/11/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	9	S	-2,878	145.70	-20	18	D
2/20/25 16:13	2/18/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Steinmeier Richard	CA	O	CEO	1	S	-1,308	373.79	-4	21	D
2/19/25 19:28	2/18/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	6	S.m	-462	1.11	-418	880	D
2/14/25 09:05	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,267	250.00	-5	17	D
2/14/25 09:02	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Winkler Julie	IL	O	Sr MD Ch	1	S	-2,888	249.17	-12	22	D
2/12/25 19:19	2/10/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	3	S	-961	204.48	-5	5	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	3	S.d	-2,890	323.40	-9	10	D
2/10/25 16:07	2/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P,Market	2	S.m	-1,557	78.46	-20	137	D
1/17/25 19:37	1/15/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	23	S.m	-3,120	1.46	-2,140	13,281	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	5	S.dm	-23,324	110.76	-211	229	D
12/17/24 17:01	12/17/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	1	S	-417	95.93	-4	44	M
12/17/24 16:53	12/16/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	6	S.m	-1,768	87.26	-20	36	D
12/16/24 16:16	12/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	2	S	-844	84.41	-10	104	D
12/10/24 16:18	12/9/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Skule Jeremy	NY	O	EVP	3	S	-2,862	79.18	-36	115	D
11/26/24 17:13	11/22/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	CEO,P	2	S.m	-7,768	100.24	-78	1,770	I
11/12/24 16:08	11/8/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P,Capita	3	S.m	-2,001	77.74	-26	212	D
11/12/24 15:16	11/12/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		2	S	-381	217.87	-2	18	I
11/8/24 16:06	11/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		2	S	-183	122.66	-1	4	D
11/4/24 20:05	11/4/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gepsman Martin J	IL	D		1	S	-89	222.92	0	25	D
10/30/24 17:33	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cutinho Sunil	IL	O	CIO	1	S	-1,020	226.64	-5	27	D
10/30/24 17:20	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bitsberger Timothy S.	IL	D		1	S	-227	226.96	-1	11	D
10/29/24 12:56	10/28/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	3	S	-440	224.03	-2	7	D
9/18/24 17:25	9/16/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sievers Drew	CA	O	COO	2	S.m	-80	1.33	-60	3,112	D
9/17/24 19:11	9/15/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fitzpatrick Lynne	IL	O	Sr MD CF	1	S	-164	216.99	-1	17	D
9/16/24 16:13	9/12/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zecca John	NY	O	EVP	1	S	-792	71.97	-11	113	D
9/16/24 11:51	9/13/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hiebler Jessica M	MD	O	Principa	3	S.d	-335	110.79	-3	14	D
9/9/24 14:17	9/6/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Thomson Andrew Justin Mackenzie	MD	O	VP	3	S.d	-3,072	103.26	-30	124	D
9/6/24 16:30	9/4/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	S	-346	213.33	-2	9	D
9/5/24 16:30	9/3/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	3	S	-2,981	188.07	-16	52	D
9/3/24 17:45	8/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		2	S	-2,832	215.34	-13	62	D
8/29/24 16:30	8/28/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tirinnanzi Martha A	GA	D		2	S	-163	159.89	-1	4	D
8/26/24 16:31	8/22/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McPeek Jennifer J	IL	D		1	S	-412	206.11	-2	5	D
8/12/24 16:19	8/8/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	D		1	S	-283	113.64	-2	1	D
8/12/24 16:19	8/9/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Richards David	NY	D		1	S	-396	9.02	-44	15	D
8/8/24 16:07	8/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Yared Rana	NY	D		1	S	-179	110.08	-2	1	D
7/30/24 17:51	7/29/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Argus Seller, LP	IL	T		1	S.e	0	0.00	-42,804	42,804	D
7/16/24 16:34	7/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	H	Retired	4	S.d	-2,701	77.17	-35	81	D
7/3/24 16:30	7/1/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		1	S	-279	137.03	-2	14	D
6/18/24 16:13	6/14/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	3	S.dm	-15,299	265.73	-58	143	D
6/18/24 16:01	6/18/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Sawyer Dorothy C	MD	H	VP	1	S	-234	117.00	-2	36	D
6/14/24 10:19	6/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Carey Charles P	IL	D		1	S	-586	195.44	-3	7	I
6/7/24 17:46	6/6/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glickman Daniel R	IL	D		1	S	-131	201.44	-1	16	D
6/7/24 16:30	6/5/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		1	S	-91	134.50	-1	19	D
5/21/24 16:37	5/17/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	6	S.edm	-6,161	68.46	-90	62	D
5/13/24 18:00	5/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Savage Terry L	IL	D		1	S	-527	210.65	-3	17	I
5/8/24 16:06	5/6/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Windeatt Sean A	NY	O	COO	1	S.m	-1,386	8.75	-158	641	D
5/6/24 16:33	5/3/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		3	S	-474	71.39	-7	22	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		1	S.d	-344	113.08	-3	35	D
3/22/24 16:30	3/22/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Borse Dubai Ltd	C0	T		1	S	-1,797,907	58.00	-31,000	58,342	D
3/15/24 08:51	3/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Branch Scott J	NY	H	Retired	3	S	-1,509	67.08	-23	1,101	I
3/13/24 16:32	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	1	S	-1,289	185.00	-7	17	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		1	S.d	-1,034	118.32	-9	21	D
3/8/24 16:30	3/6/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	2	S	-1,727	136.39	-13	17	D
2/27/24 20:04	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sethi Kabir	CA	O	MD	1	S	-346	266.50	-1	10	D
2/27/24 19:51	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	MD	1	S	-3,036	266.27	-11	19	D
1/3/24 16:07	1/2/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Merkel Stephen M	NY	O	EVP,GC	1	S	0	0.00	-137	76	D
12/13/23 08:44	12/12/23	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Higginbotham Robert C.T.	MD	O	VP	2	S	-1,125	99.07	-11	38	D
12/5/23 18:30	12/1/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sammann Derek	IL	O	Sr MD Gl	1	S.m	-2,769	220.73	-13	29	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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