Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/8/25 16:23	10/6/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	Group MD	5	S	-2,446	362.44	-7		22	D
10/6/25 18:02	10/6/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Lutnick Howard W	NY	DT		1	S	-82,632	0.7523	-109,834	-100	0	M
10/3/25 16:00	10/1/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Skule Jeremy	NY	O	EVP,CSO	10	S	-3,985	81.70	-49		115	D
9/19/25 16:30	9/17/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	4	S	-731	166.76	-4		18	D
9/18/25 19:30	9/18/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Marcus Jonathan L	IL	O	Sr MD GC	3	S	-308	266.23	-1		8	D
9/17/25 13:48	9/16/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	2	S	-411	234.19	-2		10	D
9/12/25 16:30	9/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	7	S.d	-4,745	166.86	-28		29	D
9/8/25 16:30	9/4/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		7	S	-2,340	162.30	-14		29	D
9/4/25 16:30	9/2/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	4	S	-4,569	207.70	-22		52	D
9/3/25 16:38	9/2/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	Group MD	4	S	-186	340.94	-1		6	D
8/29/25 16:30	8/27/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Farooqui Duriya M	GA	D		1	S	-363	178.34	-2		14	D
8/28/25 16:30	8/26/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	6	S.d	-2,771	168.46	-16		51	D
8/26/25 16:30	8/22/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tirinnanzi Martha A	GA	D		4	S.m	-413	170.62	-2		4	D
8/26/25 16:24	8/26/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cutinho Sunil	IL	O	CIO	2	S	-4,249	259.17	-16		27	D
8/22/25 16:30	8/20/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	6	S	-1,162	167.11	-7		25	D
8/22/25 16:24	8/21/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Hauf Jason W.	NY	O	CFO	1	S	-286	9.86	-29		77	D
8/20/25 17:11	8/18/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	16	S.m	-2,516	1.42	-1,770		12,590	D
8/20/25 16:11	8/19/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	4	S.m	-11,611	96.76	-120		2,854	I
8/14/25 16:30	8/12/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	5	S.d	-172,862	168.24	-1,027		3,813	M
8/6/25 16:00	8/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Begley Charlene T	NY	D		1	S	-290	96.60	-3		46	D
8/5/25 09:12	8/1/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		7	S	-998	102.97	-10		120	D
7/29/25 16:32	7/25/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		3	S	-572	157.68	-4		15	D
7/29/25 16:17	7/25/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Daly Michelle Lynn	NY	O	SVP,Cont	1	S	-812	93.45	-9		9	D
7/3/25 13:11	7/2/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	6	S	-7,238	75.13	-96		156	D
6/20/25 17:01	6/17/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	10	S.m	-744	1.70	-437		880	D
6/18/25 16:53	6/16/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	3	S.dm	-3,541	86.30	-41		44	D
6/17/25 16:30	6/13/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	5	S.d	-4,430	167.77	-26		74	D
6/12/25 16:18	6/10/25	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Mbanefo Arthur U	NY	D		1	S	-177	9.77	-18		19	D
6/11/25 18:03	6/10/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	O	CEO	8	S.d	-9,624	79.24	-121		352	D
6/11/25 16:30	6/9/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		2	S.m	-186	153.39	-1		20	D
6/11/25 09:10	6/10/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Carey Charles P	IL	D		3	S	-1,537	236.41	-7		7	I
6/9/25 16:04	6/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P Capita	5	S.m	-3,006	79.65	-38		212	D
6/2/25 16:30	5/30/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	6	S	-1,617	167.82	-10		19	D
6/2/25 16:30	5/30/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	9	S.d	-3,888	171.05	-23		18	D
5/28/25 16:52	5/23/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	3	S	-1,573	218.49	-7		4	D
5/23/25 12:20	5/22/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kaye Daniel G	IL	D		1	S	-141	282.42	-1		4	D
5/20/25 16:30	5/19/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	1	S.d	-2,942	175.47	-17		16	D
5/20/25 08:32	5/19/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lockett Phyllis M	IL	D		1	S	-295	277.88	-1		3	D
5/19/25 09:08	5/15/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gepsman Martin J	IL	D		2	S	-171	244.46	-1		25	D
5/16/25 16:59	5/14/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	O	P	1	S.dm	-2,625	87.49	-30		122	D
5/16/25 16:06	5/14/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		2	S	-161	136.16	-1		3	D
5/7/25 18:16	5/5/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sammann Derek	IL	O	Sr MD Gl	1	S	-1,305	280.61	-5		32	M
4/30/25 16:17	4/29/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Suskind Dennis	IL	D		1	S	-271	271.28	-1		3	D
4/28/25 12:02	4/24/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gerdes Larry G	IL	D		1	S.m	-1,060	265.11	-4		37	D
4/9/25 16:04	4/7/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	3	S	-2,548	135.91	-19		66	D
4/7/25 16:05	4/4/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	4	S.m	-859	79.66	-11		63	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	2	S	-1,539	136.12	-11		45	D
3/21/25 16:05	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	3	S.dm	-6,363	113.04	-56		89	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	2	S	-811	135.91	-6		23	D
3/21/25 16:04	3/19/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	2	S	-999	136.21	-7		29	D
3/19/25 16:08	3/17/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Youngwood Sarah	NY	O	EVP	1	S	-1,102	73.68	-15		60	D
3/18/25 12:19	3/14/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lucas Deborah J	IL	D		1	S	-385	256.95	-2		3	D
3/17/25 14:01	3/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Siegel Howard J	IL	D		1	S	-2,600	260.00	-10		69	I
3/14/25 16:32	3/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Goodman Jill R	IL	D		1	S.m	-561	208.86	-3		11	D
3/11/25 16:44	3/11/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-7,775	259.18	-30		53	D
3/5/25 16:30	3/3/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	3	S.d	-3,162	168.25	-19		59	D
3/4/25 14:11	3/3/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	COO,Glob	1	S	-385	256.83	-2		8	D
2/28/25 16:30	2/26/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	5	S.dm	-9,240	164.37	-56		164	D
2/28/25 15:33	2/27/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-998	250.47	-4		27	D
2/27/25 18:14	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	MD	1	S	-402	365.85	-1		4	D
2/27/25 18:05	2/26/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	2	S.d	-12,160	364.44	-33		17	D
2/26/25 16:47	2/24/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S	-64	211.70	0		0	D
2/21/25 16:42	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	3	S.d	-64	209.44	0		2	D
2/21/25 16:40	2/20/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	5	S.dm	-5,353	200.51	-27		15	D
2/20/25 16:42	2/18/25	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Retired	1	S	-1,767	117.82	-15		78	D
2/20/25 16:13	2/18/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Steinmeier Richard	CA	O	CEO	1	S	-1,308	373.79	-4		21	D
2/14/25 09:05	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,267	250.00	-5		17	D
2/14/25 09:02	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Winkler Julie	IL	O	Sr MD Ch	1	S	-2,888	249.17	-12		22	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	1	S.d	-1,904	369.33	-5		10	D
2/10/25 16:07	2/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P,Market	2	S.m	-1,557	78.46	-20		137	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	S	-6,904	128.96	-54		191	D
12/17/24 16:53	12/16/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	6	S.m	-1,768	87.26	-20		36	D
12/16/24 16:16	12/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	1	S	-508	101.60	-5		104	D
11/12/24 15:16	11/12/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		1	S	-170	226.33	-1		18	I
10/30/24 17:20	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bitsberger Timothy S.	IL	D		1	S	-227	226.96	-1		11	D
9/18/24 17:25	9/16/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sievers Drew	CA	O	COO	2	S.m	-80	1.33	-60		3,112	D
9/17/24 19:11	9/15/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fitzpatrick Lynne	IL	O	Sr MD CF	1	S	-164	216.99	-1		17	D
9/16/24 16:13	9/12/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zecca John	NY	O	EVP	1	S	-792	71.97	-11		113	D
9/16/24 11:51	9/13/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hiebler Jessica M	MD	O	Principa	2	S.d	-213	112.99	-2		14	D
9/9/24 14:17	9/6/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Thomson Andrew Justin Mackenzie	MD	O	VP	1	S.d	-1,231	102.83	-12		124	D
9/6/24 16:30	9/4/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	S	-346	213.33	-2		9	D
9/3/24 17:45	8/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		1	S	-1,629	214.59	-8		55	D
8/26/24 16:31	8/22/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McPeek Jennifer J	IL	D		1	S	-412	206.11	-2		5	D
8/12/24 16:19	8/8/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	D		1	S	-283	113.64	-2		1	D
8/12/24 16:19	8/9/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Richards David	NY	D		1	S	-396	9.02	-44		15	D
8/8/24 16:07	8/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Yared Rana	NY	D		1	S	-179	110.08	-2		1	D
7/30/24 17:51	7/29/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Argus Seller, LP	IL	T		1	S.e	0	0.00	-42,804		42,804	D
7/16/24 16:34	7/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	H	Retired	3	S.d	-2,148	76.47	-28		81	D
6/18/24 16:13	6/14/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	1	S.d	-1,574	277.31	-6		143	D
6/18/24 16:01	6/18/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Sawyer Dorothy C	MD	H	VP	1	S	-234	117.00	-2		36	D
6/7/24 17:46	6/6/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glickman Daniel R	IL	D		1	S	-131	201.44	-1		16	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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