Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	Own	H
2/14/25 16:33	2/12/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	6	S.dm	-6,696	193.11	-35	18	D
2/14/25 09:05	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,267	250.00	-5	17	D
2/14/25 09:02	2/13/25	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Winkler Julie	IL	O	Sr MD Ch	1	S	-2,888	249.17	-12	22	D
2/12/25 19:19	2/10/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	4	S	-1,195	199.09	-6	5	D
2/12/25 16:54	2/10/25	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	2	S	-22	208.99	0	1	D
2/12/25 16:13	2/10/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	3	S.d	-2,890	323.40	-9	10	D
2/10/25 16:58	11/24/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	6	S.d	-3,787	147.63	-26	27	D
2/10/25 16:30	2/6/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	3	S.d	-2,036	145.57	-14	59	D
2/10/25 16:30	12/4/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	6	S.d	-9,193	138.49	-66	164	D
2/10/25 16:07	2/6/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P,Market	2	S.m	-1,557	78.46	-20	137	D
2/7/25 16:15	2/5/25	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	3	S.d	-18,879	304.23	-62	14	D
2/4/25 16:27	2/3/25	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP	4	S	-1,049	65.56	-16	64	D
1/17/25 19:37	1/15/25	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	25	S.m	-3,325	1.48	-2,240	13,281	D
1/17/25 16:30	12/11/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	8	S	-1,737	134.44	-13	17	D
1/17/25 16:30	1/15/25	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	3	S.d	-947	146.72	-6	67	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ri	4	S	-1,665	106.07	-16	30	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	2	S	-2,782	121.00	-23	83	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	5	S.dm	-23,324	110.76	-211	229	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	4	S.d	-4,229	105.99	-40	36	D
1/8/25 16:08	1/6/25	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	5	S.d	-4,454	102.34	-44	69	D
12/20/24 19:34	12/18/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Phillips Jennifer	CA	O	Chief Re	5	S.m	-303	1.17	-259	880	D
12/20/24 16:30	12/18/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	3	S	-591	142.50	-4	15	D
12/17/24 17:01	12/17/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	1	S	-417	95.93	-4	44	M
12/17/24 16:53	12/16/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	6	S.m	-1,768	87.26	-20	36	D
12/16/24 16:16	12/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	2	S	-844	84.41	-10	104	D
12/12/24 18:06	12/26/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	6	S.d	-1,975	139.96	-14	49	D
12/11/24 16:30	12/8/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	7	S.d	-794	139.91	-6	21	D
12/10/24 16:18	12/9/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Skule Jeremy	NY	O	EVP	3	S	-2,862	79.18	-36	115	D
12/9/24 17:11	12/5/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	MD	2	S	-530	237.32	-2	4	D
11/26/24 17:13	11/22/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	CEO,P	2	S.m	-7,768	100.24	-78	1,770	I
11/25/24 16:13	11/22/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		6	S	-384	83.46	-5	86	D
11/15/24 16:30	1/4/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	5	S.d	-98,139	139.53	-703	4,033	M
11/14/24 16:23	11/13/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP	3	S	-4,680	71.49	-65	156	D
11/12/24 16:08	11/8/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griggs Pc Nelson	NY	O	P,Capita	3	S.m	-2,001	77.74	-26	212	D
11/12/24 15:16	11/12/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		4	S	-591	214.94	-3	20	I
11/12/24 09:14	11/7/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	H	Subsidia	5	S.m	-2,918	73.65	-40	241	D
11/8/24 16:06	11/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Berns Steven	NY	D		2	S	-183	122.66	-1	4	D
11/4/24 20:05	11/4/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gepsman Martin J	IL	D		2	S	-154	220.10	-1	25	D
10/30/24 17:33	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cutinho Sunil	IL	O	CIO	1	S	-1,020	226.64	-5	27	D
10/30/24 17:20	10/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bitsberger Timothy S.	IL	D		1	S	-227	226.96	-1	11	D
10/29/24 12:56	10/28/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	5	S	-675	221.26	-3	7	D
9/18/24 17:25	9/16/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sievers Drew	CA	O	COO	2	S.m	-80	1.33	-60	3,112	D
9/17/24 19:11	9/15/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fitzpatrick Lynne	IL	O	Sr MD CF	1	S	-164	216.99	-1	17	D
9/16/24 16:13	9/12/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zecca John	NY	O	EVP	1	S	-792	71.97	-11	113	D
9/16/24 11:51	9/13/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hiebler Jessica M	MD	O	Principa	3	S.d	-335	110.79	-3	14	D
9/13/24 16:30	9/11/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		5	S	-1,332	142.41	-9	32	D
9/9/24 14:17	9/6/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Thomson Andrew Justin Mackenzie	MD	O	VP	3	S.d	-3,072	103.26	-30	124	D
9/6/24 16:30	9/4/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	S	-346	213.33	-2	9	D
9/5/24 16:30	9/3/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	3	S	-2,981	188.07	-16	52	D
9/3/24 17:45	8/30/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		2	S	-2,832	215.34	-13	62	D
8/29/24 16:30	8/28/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tirinnanzi Martha A	GA	D		2	S	-163	159.89	-1	4	D
8/28/24 16:30	8/26/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S	-67	190.99	0	0	D
8/27/24 16:30	12/13/23	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Namkung James W	GA	O	Chief Ac	4	S.m	-775	137.31	-6	18	D
8/26/24 16:31	8/22/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McPeek Jennifer J	IL	D		1	S	-412	206.11	-2	5	D
8/12/24 16:19	8/8/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	D		1	S	-283	113.64	-2	1	D
8/12/24 16:19	8/9/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Richards David	NY	D		1	S	-396	9.02	-44	15	D
8/8/24 16:07	8/6/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Yared Rana	NY	D		1	S	-179	110.08	-2	1	D
7/30/24 17:51	7/29/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Argus Seller, LP	IL	T		1	S.e	0	0.00	-42,804	42,804	D
7/22/24 17:29	7/18/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Europ	6	S.dm	-9,037	105.00	-86	89	D
7/16/24 16:34	7/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	H	Retired	4	S.d	-2,701	77.17	-35	81	D
7/3/24 16:30	7/1/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bowen Sharon	GA	D		1	S	-279	137.03	-2	14	D
6/18/24 16:13	6/14/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	3	S.dm	-15,299	265.73	-58	143	D
6/18/24 16:01	6/18/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Sawyer Dorothy C	MD	H	VP	1	S	-234	117.00	-2	36	D
6/14/24 10:19	6/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Carey Charles P	IL	D		1	S	-586	195.44	-3	7	I
6/7/24 17:46	6/6/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glickman Daniel R	IL	D		1	S	-131	201.44	-1	16	D
6/7/24 16:30	6/5/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hague William Jefferson	GA	D		1	S	-91	134.50	-1	19	D
5/21/24 16:37	5/17/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	6	S.edm	-6,161	68.46	-90	62	D
5/13/24 18:00	5/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Savage Terry L	IL	D		1	S	-527	210.65	-3	17	I
5/9/24 13:29	5/8/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-1,502	210.35	-7	29	D
5/8/24 16:06	5/6/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Windeatt Sean A	NY	O	COO	1	S.m	-1,386	8.75	-158	641	D
5/6/24 16:33	5/3/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		4	S	-481	71.72	-7	22	D
5/1/24 17:06	4/29/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-8,436	210.91	-40	67	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		1	S.d	-344	113.08	-3	35	D
3/22/24 16:30	3/22/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Borse Dubai Ltd	C0	T		1	S	-1,797,907	58.00	-31,000	58,342	D
3/15/24 08:51	3/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Branch Scott J	NY	H	Retired	3	S	-1,509	67.08	-23	1,101	I
3/13/24 16:32	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	1	S	-1,289	185.00	-7	17	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		1	S.d	-1,034	118.32	-9	21	D
3/8/24 16:30	3/6/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	2	S	-1,727	136.39	-13	17	D
2/27/24 20:04	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sethi Kabir	CA	O	MD	1	S	-346	266.50	-1	10	D
2/27/24 19:51	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	MD	1	S	-3,036	266.27	-11	19	D
1/3/24 16:07	1/2/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Merkel Stephen M	NY	O	EVP,GC	1	S	0	0.00	-137	76	D
12/13/23 08:44	12/12/23	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Higginbotham Robert C.T.	MD	O	VP	3	S.m	-4,985	97.08	-51	38	D
12/5/23 18:30	12/1/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sammann Derek	IL	O	Sr MD Gl	1	S.m	-2,769	220.73	-13	29	I
11/17/23 11:56	11/15/23	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Stromberg William J	MD	DO	Non-Exec	1	S	-985	98.48	-10	965	M
11/7/23 07:38	11/6/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Suskind Dennis	IL	D		1	S	-320	213.60	-2	3	D
11/3/23 16:08	11/1/23	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dennison Ann M	NY	O	EVP	1	S	-254	49.41	-5	59	D
11/1/23 10:06	10/31/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprague Suzanne	IL	O	Sr MD Gl	1	S	-243	211.79	-1	7	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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