Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/17/24 16:45	5/15/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	H	Subsidia	2	S	-1,090	72.64	-15		234	D
5/15/24 16:43	5/13/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clay Catherine R	IL	O	EVP,GLOB	3	M.d	800	185.76	4	298	6	D
5/13/24 18:00	5/13/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Savage Terry L	IL	D		1	S	-527	210.65	-3		17	I
5/13/24 17:32	5/9/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	M.dm	13,005	66.35	196	591	229	D
5/13/24 17:32	5/9/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	S.dm	-13,005	66.35	-196		229	D
5/13/24 16:18	5/9/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	O	COO	2	M.d	760	55.00	14	21	81	D
5/13/24 16:18	5/9/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Nguyen Xuong	IL	O	COO	2	S.d	-760	55.00	-14		81	D
5/9/24 13:29	5/8/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-1,502	210.35	-7		29	D
5/8/24 18:55	5/7/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Zucker Scott	NY	O	Chief Ad	1	S	-278	110.56	-3		29	D
5/8/24 16:06	5/6/24	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Windeatt Sean A	NY	O	COO	1	S.m	-1,386	8.75	-158		641	D
5/6/24 16:33	5/3/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-168	74.67	-2		19	D
5/3/24 16:33	5/1/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP	3	S	-764	61.08	-13		64	D
5/2/24 20:59	5/1/24	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rodriques Kelly	CA	DO	CEO	4	S.m	-322	1.88	-171		13,281	D
5/1/24 17:06	4/29/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-8,436	210.91	-40		67	D
4/30/24 16:30	4/26/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	3	S.dm	-1,159	105.16	-11		49	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		2	M.d	688	92.75	7	27	35	D
4/30/24 10:20	4/29/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Maclellan Robert F.	MD	D		2	S.d	-688	92.75	-7		35	D
4/29/24 21:11	4/25/24	BKKT	Bakkt Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Intercontinental Exchange, Inc.	GA	T		2	P.d	2,699	0.8670	3,113	71	7,476	I
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	3	M.d	32,592	118.54	275	7	4,033	M
4/5/24 16:30	4/3/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprecher Jeffrey C	GA	DO	CEO	3	S.d	-32,592	118.54	-275		4,033	M
4/1/24 16:30	3/28/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sprieser Judith A	GA	D		1	S	-307	137.36	-2		29	D
3/27/24 16:13	3/25/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	4	S.d	-2,640	79.29	-33		69	D
3/27/24 12:49	3/26/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		1	P	63	215.07	0	0	256	M
3/22/24 16:30	3/22/24	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Borse Dubai Ltd	C0	T		1	S	-1,797,907	58.00	-31,000		58,342	D
3/22/24 16:02	1/31/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	McCourt Timothy Francis	IL	O	Sr MD Gl	2	S	-128	216.86	-1		6	D
3/20/24 16:31	3/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC,Secre	3	S.d	-3,592	64.86	-55		36	D
3/19/24 16:30	3/18/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Douglas	GA	O	SVP,HR,A	1	S	-216	135.12	-2		25	D
3/15/24 08:51	3/13/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Branch Scott J	NY	H	Retired	1	S	-505	67.29	-8		1,086	I
3/14/24 16:30	3/12/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	2	S	-1,348	137.10	-10		59	D
3/14/24 16:30	3/12/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gardiner Warren	GA	O	CFO	2	S	-104	138.24	-1		18	D
3/14/24 08:28	3/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	8	M.dm	6,015	49.18	122		62	D
3/14/24 08:28	3/12/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lyon Charles M	FL	H	Subsidia	8	S.dm	-6,015	49.18	-122		62	D
3/13/24 16:33	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S.d	-154	186.11	-1		0	D
3/13/24 16:32	3/11/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	2	S.d	-1,899	185.54	-10		24	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		2	M.d	1,713	97.98	17	487	21	D
3/11/24 14:53	3/8/24	TROW	Price T Rowe Group Inc	MD	Financ	FinTrd	Security & Commodity Brokers,	Hrabowski Freeman A III	MD	D		2	S.d	-1,713	97.98	-17		21	D
3/8/24 16:30	3/6/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	King Elizabeth Kathryn	GA	O	Global H	1	S	-1,227	138.24	-9		14	D
3/4/24 17:21	3/1/24	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		1	S	-41	68.94	-1		86	D
2/27/24 20:04	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sethi Kabir	CA	O	MD	1	S	-346	266.50	-1		10	D
2/27/24 19:51	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Gates Greg	CA	O	MD	1	S	-3,036	266.27	-11		19	D
2/27/24 19:42	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	MD	3	S.d	-1,049	203.20	-5		10	D
2/27/24 19:25	2/26/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	CFO,Head	1	S	-1,486	266.52	-6		14	D
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	4	M.dm	14,514	201.87	72	103	142	D
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	4	S.dm	-14,514	201.87	-72		142	D
2/23/24 16:30	2/21/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Edmonds Christopher Scott	GA	O	P,Fixed	1	S	-854	136.26	-6		17	D
2/22/24 16:48	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	2	M.d	2,812	186.79	15	598	18	D
2/22/24 16:48	2/20/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Howson Dave	IL	O	EVP,GLOB	2	S.d	-2,812	186.79	-15		18	D
2/22/24 16:46	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	M.d	548	186.69	3	39	10	D
2/22/24 16:38	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	1	M.d	1,609	186.69	9	16	63	D
2/22/24 16:36	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Inzirillo Adam	IL	O	EVP,DATA	1	M.d	482	186.69	3		1	D
2/22/24 16:35	2/19/24	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Stephanie	IL	O	EVP,CHRO	1	M.d	122	186.69	1		1	D
2/22/24 16:30	2/20/24	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Williams Stuart Glen	GA	O	COO	1	S	-400	136.57	-3		15	D
2/22/24 16:08	2/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Europ	2	M.d	3,191	44.85	71	513	85	D
2/22/24 16:08	2/20/24	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Europ	2	S.d	-3,191	44.85	-71		85	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y