Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/20/26 20:21	5/18/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	2	M.adm	4,401	65.20	68		23	D
5/20/26 20:21	5/18/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	2	S.adm	-4,401	65.20	-68		23	D
5/19/26 19:29	5/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	2	M.dm	37,169	61.95	600	17	4,205	D
5/19/26 19:29	5/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Oconnor Sean Michael	NY	DO	Exec Vic	2	S.dm	-37,169	61.95	-600		4,205	D
5/19/26 16:22	5/18/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Piell Hilda Harris	IL	O	Sr MD,CH	1	S	-1,753	304.63	-6		28	D
5/18/26 16:30	5/14/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	2	M.d	950	111.21	9	15	65	D
5/18/26 16:30	5/14/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kapani Mayur	GA	O	CTO	2	S.d	-950	111.21	-9		65	D
5/18/26 16:23	5/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dunaway William J	MO	O	CFO	2	M.d	8,197	55.24	148	119	274	D
5/18/26 16:23	5/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dunaway William J	MO	O	CFO	2	S.d	-8,197	55.24	-148		274	D
5/18/26 16:22	5/15/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bexiga Annabelle G	NY	D		3	S	-429	107.16	-4		23	D
5/18/26 16:12	5/15/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	1	S	-10,448	298.51	-35		56	D
5/15/26 18:15	5/14/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	2	M.d	4,671	57.58	81	123	147	D
5/15/26 18:15	5/14/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Maurer Mark Lowry	IL	H	Chief Ri	2	S.d	-4,671	57.58	-81		147	D
5/13/26 16:05	5/11/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Tonucci Paolo		O	See Rema	2	S	-1,788	53.64	-33		1,363	D
5/13/26 07:08	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Schroeder Aaron	MO	O	Chief Ac	1	S	-429	122.65	-4		51	D
5/11/26 19:06	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Parthemore Eric	FL	D		1	S	-308	123.30	-3		44	D
5/11/26 19:04	5/11/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Kass Steven A	NY	D		1	S	-247	123.26	-2		53	D
5/5/26 16:41	5/5/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fowler John Moore	NY	D		1	S	-112	106.25	-1		176	D
5/5/26 16:05	5/1/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Texier Thomas		O	Group He	2	S	-1,392	48.25	-29		243	D
4/30/26 16:00	4/28/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Bradley J	NY	O	EVP,CIO	1	S	-700	90.82	-8		141	D
4/29/26 16:00	4/27/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tal Cohen	NY	O	P Market	1	S	-1,408	90.75	-16		215	D
4/28/26 16:00	4/24/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Daly Michelle Lynn	NY	O	SVP,Cont	2	S	-470	83.09	-6		11	D
4/22/26 16:05	4/20/26	MRX	Marex Group Plc	X0	Financ	FinTrd	Security & Commodity Brokers,	Van Den Born Simon		O	P	2	S	-1,253	47.23	-27		1,522	D
4/17/26 16:09	4/15/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Peterson Justin	NY	O	CTO	3	S	-3,087	121.35	-25		59	D
4/16/26 16:25	4/14/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Audette Matthew J	CA	O	P,CFO	2	S.m	-1,026	324.56	-3		21	D
4/14/26 16:16	4/10/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	DO	CEO	2	M.d	3,167	52.79	60	13	515	D
4/14/26 16:16	4/10/26	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Philip Andrew	NY	DO	CEO	2	S.d	-3,167	52.79	-60		515	D
4/2/26 17:00	4/1/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Adena T	NY	DO	Chair,CE	4	M.d	22,657	54.87	413	23	2,226	D
4/2/26 17:00	4/1/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Adena T	NY	DO	Chair,CE	4	S.d	-22,657	54.87	-413		2,226	D
3/30/26 17:30	3/26/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		1	P	437	297.35	1	1	263	M
3/24/26 16:09	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Dixon Troy	NY	O	MD,Co-He	1	S	-325	125.75	-3		35	D
3/24/26 16:08	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Douglas	NY	O	GC	1	S.m	-352	125.07	-3		14	D
3/24/26 16:08	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Furber Sara	NY	O	CFO	1	S.m	-816	125.06	-7		22	D
3/24/26 16:07	3/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Clack Amy	NY	O	Chief Ad	1	S	-34	125.75	0		22	D
3/23/26 09:38	3/17/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Marcus Jonathan L	IL	O	Sr MD GC	2	S	-2,128	323.37	-7		7	D
3/12/26 17:46	3/12/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vroman Ken	IL	O	Chief Tr	1	S	-1,594	309.00	-5		15	D
3/12/26 16:30	3/10/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jackson Benjamin	GA	O	P	2	M.d	938	142.28	7	4	164	D
3/11/26 18:04	3/9/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	Group MD	2	M.dm	1,191	216.16	6		4	D
3/11/26 18:04	3/9/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cohen Marc Eliot	CA	O	Group MD	2	S.dm	-1,191	216.16	-6		4	D
3/9/26 16:31	3/6/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Cook Elizabeth A	IL	D		1	S	-320	320.00	-1		18	I
3/9/26 16:06	3/5/26	BGC	Bgc Group, Inc.		Financ	FinTrd	Security & Commodity Brokers,	Aubin Jean-Pierre	NY	O	Co-CEO	1	S	-96	9.55	-10		1,122	D
3/5/26 16:05	3/3/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	M.d	10,593	73.11	145		127	D
3/5/26 16:05	3/3/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hult William	NY	DO	CEO	2	S.d	-10,593	73.11	-145		127	D
3/4/26 16:02	3/2/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Jambusaria Aneri	CA	O	Group MD	1	S	-94	306.00	0		7	D
3/4/26 16:01	3/2/26	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Smith Bryan Everard	NY	O	EVP,CPO	1	S	-523	87.24	-6		71	D
3/2/26 16:38	2/26/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	2	M.d	859	129.43	7	16	48	D
3/2/26 16:38	2/26/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Surdykowski Andrew J	GA	O	GC	2	S.d	-859	129.43	-7		48	D
2/27/26 17:06	2/26/26	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Enyedi Matthew	CA	O	Group MD	1	S	-675	320.15	-2		14	D
2/25/26 16:30	2/23/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Wilkinson Allen	IL	O	SVP,CHIE	2	S.d	-298	287.76	-1		1	D
2/25/26 10:54	1/28/26	SOS	Sos Ltd	E9	Financ	FinTrd	Security & Commodity Brokers,	Brown Douglas Lewis	FL	D		2	S	-42	1.64	-26		55	D
2/24/26 16:30	2/20/26	ICE	Intercontinental Exchange, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Martin Lynn C	GA	O	P,NYSE G	1	S	-2,070	153.86	-13		54	D
2/23/26 16:46	2/23/26	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Durkin Bryan T	IL	D		1	S	-1,301	309.65	-4		43	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Isaacson Christopher A	IL	O	EVP,COO	1	M.d	1,706	286.17	6	14	50	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tomczyk Fredric J	IL	D		1	M.d	3,138	286.17	11	45	35	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Lipscomb Timothy	IL	O	EVP,CTO	1	M.d	539	286.17	2	249	3	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bhatia Prashant	IL	O	EVP,Stra	1	M.d	64	286.17	0		0	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hocking Robert A	IL	O	EVP,Glob	1	M.d	102	286.17	0	223	1	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Donohue Craig S	IL	DO	CEO	1	M.d	1,340	286.17	5		3	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Foley Stephanie	IL	O	EVP,CHRO	1	M.d	485	286.17	2	78	4	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Griebenow Jill	IL	O	EVP,CFO	1	M.d	1,316	286.17	5	37	17	D
2/23/26 16:35	2/19/26	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Sexton John P	IL	O	EVP,GC,C	1	M.d	813	286.17	3	11	30	D
2/23/26 16:06	2/20/26	TW	Tradeweb Markets Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Bruni Enrico	NY	O	MD,Co-He	1	S	-2,073	119.27	-17		102	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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