Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/15/24 06:45	10/11/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	15	41.50	0	0	132	D
10/9/24 16:12	3/30/22	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Flaherty Mark A.	NY	D		P.m	30	358.75	0	8	1	I
10/1/24 16:12	9/30/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	84	42.10	2	2	131	D
9/3/24 16:06	8/30/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	46	45.56	1	1	129	D
7/19/24 17:23	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB,CE	P	1,657	66.26	25	3	840	D
7/19/24 17:19	7/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P	620	62.05	10	7	148	D
7/5/24 16:43	7/3/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	42.29	1	0	128	D
6/27/24 19:11	6/25/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	20	39.88	1	0	128	D
6/25/24 16:08	6/24/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	80	39.96	2	2	127	D
6/24/24 16:29	6/24/24	CNGL	Canna-Global Acquisition Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P	29	10.50	3	1	200	I
6/3/24 16:22	5/31/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.40	1	0	125	D
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	11	2.36	5	1	339	D
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	11	2.20	5	0	1,522	I
5/23/24 16:16	5/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	125	41.63	3	2	125	D
4/10/24 16:10	4/8/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	25	2.99	9	1	1,517	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	55	2.87	19	211	28	I
4/8/24 16:10	4/4/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	49	2.82	17	5	335	I
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		P	21	41.25	1	0	122	D
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	268	12.15	22	2	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P.m	132	11.99	11	1	1,328	I
2/14/24 09:18	2/13/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	P	2,187	7.20	304	3	9,174	D
2/13/24 07:40	2/9/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		P	99	112.30	1	New	1	D
2/7/24 17:47	2/7/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	P.d	810	16.21	50	5	1,027	D
12/28/23 08:00	12/26/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	P	18	2.55	7	30	30	D
12/28/23 08:00	12/26/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	P	13	2.60	5	0	1,490	I
12/26/23 18:02	12/22/23	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P	2	13.44	0	0	49,809	I
12/22/23 06:00	12/20/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	140	2.00	70	28	317	I
12/15/23 20:24	12/14/23	MOND	Mondee Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P.d	0	0.00	1	13	11	I
12/14/23 16:05	12/12/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	8	2.00	4	2	247	I
12/14/23 16:05	12/12/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DT		P	8	2.03	4	0	855	I
11/30/23 16:05	11/30/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	P	2	2.28	1	5	23	D
11/28/23 16:10	11/28/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	P	2	2.26	1	5	22	D
11/28/23 16:05	11/27/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DT		P	2	2.20	1	0	851	I
11/27/23 16:05	11/22/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P.m	6	2.13	3	1	243	I
11/21/23 16:05	11/20/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	D		P	4	2.05	2	0	850	I
11/20/23 06:01	11/16/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	5	1.97	3	1	241	I
11/15/23 17:23	11/14/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	5	1.93	3	1	238	I
11/3/23 15:59	11/2/23	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	2	38.99	0	0	121	D
10/24/23 16:21	10/23/23	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		P	38	37.75	1	1	121	D
10/13/23 16:59	10/12/23	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	20	39.65	1	0	120	D
9/22/23 08:30	9/20/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	D		P	39	2.62	15	2	848	I
9/22/23 08:30	9/20/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	39	2.59	15	7	236	I
9/20/23 16:05	9/19/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	D		P	5	2.55	2	0	833	I
9/15/23 16:05	9/13/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	P	5	2.75	2	1	221	I
9/13/23 16:40	9/13/23	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	P.d	257	17.17	15	4	358	D
9/13/23 16:39	9/13/23	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	P.d	853	17.06	50	6	896	I
9/12/23 16:45	9/11/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	D		P	6	2.82	2	0	829	I
8/24/23 17:08	8/23/23	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	34	41.91	1	1	120	D
8/21/23 18:51	8/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		P	50	60.55	1	3	27	I
8/15/23 16:15	8/14/23	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Concannon Christopher R	NY	DO	CEO	P	1,018	238.42	4	10	47	D
7/10/23 16:04	7/7/23	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	20	39.96	1	0	119	D
5/15/23 17:49	3/24/23	PGRW	Progress Acquisition Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P	10	10.55	1		0	I
5/4/23 16:47	5/4/23	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	P.d	842	16.85	50	6	846	D
4/25/23 21:22	4/19/23	FSNB	Fusion Acquisition Corp. II	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		P	373	10.24	36	8	485	I
4/18/23 16:03	4/17/23	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	25	35.95	1	1	119	D
3/29/23 19:06	3/28/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Marianne Catherine	TX	D		P	267	53.47	5	100	10	D
3/24/23 21:14	8/10/22	QBTS	D-Wave Quantum Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P.dm	244	11.77	21	0	7,940	I
3/24/23 15:12	3/24/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	P.d	1,121	56.06	20	2	1,257	D
3/20/23 17:43	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD,Head	P	274	54.83	5	4	125	I
3/20/23 17:42	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martin-Flickinger Gerri	TX	D		P	200	54.16	4	78	8	I
3/17/23 19:22	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P	109	54.39	2	2	105	D
3/17/23 19:20	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P.a	286	57.28	5	5	99	D
3/16/23 19:43	3/16/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		P	233	58.37	4	14	32	I
3/15/23 18:57	3/15/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		P	2,003	58.26	34	49	105	I
3/14/23 19:07	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts Todd M	TX	D		P	568	56.79	10	2	534	D
3/14/23 19:06	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		P	297	59.31	5	14	42	D
3/14/23 19:06	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	MD,CFO	P	290	57.96	5	13	45	I
3/14/23 19:05	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB,CE	P	2,966	59.31	50	8	669	D
3/14/23 19:05	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		P	379	56.08	7	11	70	I
3/14/23 19:04	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	P	286	57.28	5	5	103	D
3/14/23 16:03	3/13/23	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	16	32.32	1	0	118	I
3/14/23 11:19	3/13/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P.dm	575	56.53	10	1	1,385	D
3/10/23 15:12	3/10/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P	590	59.00	10	1	1,375	D
2/3/23 17:02	9/29/22	MOND	Mondee Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P.a	0	0.00	1,000	New	1,000	I
1/25/23 21:49	1/23/23	MBC	Masterbrand, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		P.d	13	8.51	1	0	15,779	I
1/6/23 16:10	1/5/23	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	7	32.80	0	0	117	I
12/29/22 16:05	12/28/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	235	32.58	7	7	117	I
12/27/22 16:08	12/23/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	26	32.58	1	1	110	I
12/23/22 16:03	12/21/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rodriguez Harold J Jr	NY	O	CFO	P	5	10.19	0	0	210	D
11/21/22 16:21	11/17/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	483	10.09	48	2	2,950	I
11/9/22 16:36	11/7/22	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		P.d	91	22.63	4	33	16	D
10/17/22 16:12	10/13/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	29	29.31	1	1	139	I
9/30/22 16:00	9/29/22	MOND	Mondee Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P.d	0	0.00	1,000	New	1,000	I
9/20/22 16:31	9/19/22	GBL	Gamco Investors, Inc. Et Al	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ggcp, Inc.	CT	T		P	23	17.76	1	6	22	D
9/6/22 16:04	9/1/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	51	28.00	2	1	138	D
9/6/22 09:24	9/1/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	233	7.27	32	1	2,817	I
9/1/22 16:10	8/31/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	5	28.02	0	0	136	D
8/26/22 16:04	8/25/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	23	29.18	1	1	136	I
8/25/22 16:40	8/24/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	58	28.80	2	2	135	D
8/25/22 16:09	8/23/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	491	7.92	62	2	2,785	I
8/24/22 16:00	8/23/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	29	28.94	1	1	133	I
8/23/22 17:14	7/28/22	MOND	Mondee Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		P	72	8.41	9	0	9,699	I
8/17/22 17:09	8/15/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	982	8.89	110	4	2,723	D
8/16/22 16:04	8/15/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	9	28.54	0	0	132	D
8/10/22 17:23	8/8/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	1,064	8.87	120	5	2,613	I
8/3/22 16:44	8/3/22	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		P.d	94	23.45	4	49	12	D
7/26/22 16:30	7/25/22	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Jones Thomas W	NY	D		P	1,248	31.21	40	251	56	D
7/11/22 16:10	7/8/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	13	26.26	1	0	138	D
6/28/22 16:00	6/27/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	50	25.00	2	1	138	I
5/25/22 16:13	5/23/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	911	11.25	81	3	2,493	M
5/13/22 16:16	5/12/22	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		P	1,982	79.30	25	12	237	I
5/12/22 16:12	5/11/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	26	25.55	1	1	136	D
5/6/22 16:00	5/5/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	26	26.05	1	1	135	D
5/5/22 16:58	5/3/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P.m	1,197	12.73	94	4	2,412	I
5/4/22 17:26	5/2/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferro Kevin	NY	D		P	122	12.15	10	18	66	D
5/3/22 16:28	4/29/22	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	P	619	61.94	10	1	1,311	D
4/29/22 18:15	4/28/22	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	CEO	P.m	4,901	67.22	73	20	444	D
4/28/22 16:02	4/27/22	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	CEO	P	298	68.55	4	1	371	D
4/26/22 18:51	4/26/22	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	CEO	P	1,790	68.55	26	8	367	D
4/26/22 16:05	4/25/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	163	27.17	6	5	134	M
4/25/22 21:29	4/25/22	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	CEO	P	2,546	69.49	37	12	341	D
4/25/22 16:38	4/22/22	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Prager Richard Leon	NY	D		P	271	271.25	1	55	3	D
4/22/22 16:16	4/21/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	84	27.96	3	2	128	I
4/21/22 16:01	4/12/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P.m	276	27.57	10	9	125	M
4/18/22 18:06	4/14/22	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ford William E	NY	D		P.m	2,064	687.96	3	25	15	D
4/7/22 16:09	4/6/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	14	28.70	1	0	115	D
4/4/22 18:24	3/31/22	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Newbury Investors LLC	NY	T		P.m	10,987	17.13	641	2	29,450	I
4/4/22 16:02	3/31/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P.m	130	28.96	5	4	114	I
3/31/22 16:32	3/30/22	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Jones Thomas W	NY	D		P	335	33.48	10	176	16	D
3/16/22 16:03	3/15/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	134	26.75	5	5	110	D
2/28/22 16:31	2/25/22	COWN	Cowen Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kim Lorence H.	NY	D		P	901	30.03	30	New	30	D
2/23/22 16:36	2/23/22	COWN	Cowen Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Barth Brett H	NY	D		P	288	28.78	10	10	110	D
2/17/22 16:12	2/16/22	BATRA	Liberty Media Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		P	120	26.63	5	4	105	I
2/10/22 08:25	2/8/22	GHL	Greenhill & Co Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bok Scott L	NY	DOT	CB,CEO	P	361	18.45	20	1	2,318	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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