Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
9/5/25 20:01	9/4/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		4	S	-8,139	95.15	-86		1,974	I
9/5/25 17:33	8/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	M.d	18,106	76.75	236		161	D
9/5/25 17:33	9/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	5	M.d	29,970	69.12	434	113	817	D
9/4/25 16:31	9/3/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams Medina Rhonda	NY	D		2	M.d	2,261	10.40	218		145	D
9/4/25 16:31	9/3/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams Medina Rhonda	NY	D		2	S.d	-2,261	10.40	-218		145	D
9/3/25 19:31	9/2/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	5	S.d	-2,306	76.76	-30		83	I
9/3/25 17:21	9/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	4	M.d	1,619	22.66	71		30	D
9/3/25 17:19	8/15/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	5	S.dm	-57,166	61.36	-932		610	D
9/2/25 16:06	8/29/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	2	P.m	1,985	157.21	13	11	132	D
9/2/25 16:05	8/29/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-521	173.25	-3		3	D
8/29/25 18:24	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.dm	-1,200	77.01	-16		55	M
8/29/25 18:24	8/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	M.dm	1,200	77.01	16	39	55	M
8/29/25 18:18	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	M.d	8,019	80.16	100		1	D
8/29/25 18:18	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	S.d	-8,019	80.16	-100		1	D
8/29/25 17:06	8/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		2	S.dm	-121,937	103.66	-1,176		8,495	I
8/29/25 16:04	8/27/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	S.m	-13,689	750.30	-18		106	D
8/28/25 20:20	8/26/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	2	S.m	-41,511	96.79	-429	0	96,800	I
8/28/25 16:00	8/27/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	1	S	-355	177.00	-2		160	D
8/27/25 16:37	8/26/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	S	-498	13.29	-38		1,049	D
8/21/25 17:03	8/7/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	1	P.dm	1	112.56	0	0	1,162	M
8/20/25 16:46	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	M.d	4,828	68.97	70	60	186	D
8/20/25 16:46	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	S.d	-4,828	68.97	-70		186	D
8/18/25 16:50	8/14/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		5	S.d	-277,322	97.77	-2,836	-100	11	I
8/18/25 16:05	8/14/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	P.d	0	31.50	0	0	94	M
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moore Lisa	NJ	D		1	P	127	23.00	6		6	D
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	1	P	58	23.00	3	63	6	D
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahlin Paul	NJ	D		1	P	23	23.00	1		1	D
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nazarali Jamil	NJ	D		1	P	58	23.00	3		3	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smollen John	NJ	O	EVP Trad	1	P	115	23.00	5	225	7	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	1	P.d	2	23.00	0	0	32	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	1	P	276	23.00	12		12	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lozier Kenneth W.	NJ	D		1	P	23	23.00	1		1	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Massad Mark I.	NJ	D		1	P	184	23.00	8		7	M
8/15/25 16:06	8/14/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	8	S.m	-26,460	66.15	-400		1,160	I
8/11/25 16:09	8/11/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	1	S	-645	322.69	-2		13	D
8/8/25 18:53	8/7/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	6	M.d	1,879	75.18	25		14	D
8/8/25 18:53	8/7/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	6	S.d	-1,879	75.18	-25		14	D
8/8/25 17:26	8/8/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tavoso Richard	NY	D		1	S	-1,414	28.28	-50		563	M
8/8/25 17:22	8/7/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	1	S.d	-3,846	42.40	-91	-100	0	D
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	M.d	11,135	15.91	700		198	D
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	S.d	-11,135	15.91	-700		198	D
8/7/25 16:12	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	M.dm	7,565	210.14	36	67	90	D
8/7/25 16:12	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-7,565	210.14	-36		90	D
8/7/25 16:11	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Taylor Scott C	MN	D		1	S	-832	319.86	-3		16	D
8/6/25 11:16	8/5/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-148	73.81	-2		22	D
8/4/25 17:26	8/4/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	1	S	-1,120	316.84	-4		133	D
8/1/25 17:39	8/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	1	M.d	0	0.00	12	168	19	D
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	M.d	28,010	817.00	34	32	141	D
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	S.d	-28,010	817.00	-34		141	D
7/31/25 18:03	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	1	S	-17,186	98.84	-174		604	I
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	1	S	-2,033	99.16	-21		162	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	4	M.d	6,147	68.35	90		61	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	4	S.d	-6,147	68.35	-90		61	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	M.d	692	69.19	10		1	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-692	69.19	-10		1	D
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	M.d	29,563	819.55	36		19	D
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	S.d	-29,563	819.55	-36		19	D
7/25/25 19:36	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S.m	-30,207	1,123.7	-27		252	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
7/25/25 17:09	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	1	S	-4,707	712.31	-7		142	D
7/25/25 17:08	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-4,310	717.39	-6		104	D
7/25/25 17:06	7/25/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S.e	-6,910	724.44	-10		23	D
7/18/25 18:37	7/16/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	4	S.dm	-120,875	22.39	-5,400	-100	7	D
7/18/25 16:13	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-3,577	139.81	-26		129	I
7/18/25 16:12	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-2,806	140.30	-20		125	D
7/18/25 16:11	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-4,093	141.13	-29		393	D
7/18/25 16:10	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-6,142	140.97	-44		294	I
7/18/25 16:08	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-2,531	140.62	-18		136	D
7/18/25 16:07	7/17/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-1,693	141.12	-12		186	D
7/3/25 17:23	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cruger William Frank Jr.	NY	D		1	M.d	0	0.00	7	12	64	D
7/3/25 14:40	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viola Michael T	NY	DT		1	M.d	0	0.00	7	6	121	D
7/3/25 14:36	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quick Christopher C	NY	D		1	M.d	0	0.00	7	13	58	D
7/3/25 14:33	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Urban David	NY	D		1	M.d	0	0.00	7	19	42	D
7/3/25 14:30	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Minieri Joanne	NY	D		1	M.d	0	0.00	7	21	38	D
7/3/25 14:27	7/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	M.d	0	0.00	7	28	31	D
7/3/25 13:51	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	M.d	0	0.00	7	20	41	D
7/3/25 13:24	7/3/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grano Joseph J Jr	NY	D		1	M.d	0	0.00	7	21	39	D
7/2/25 17:11	7/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		2	M.d	0	0.00	5	7	69	D
7/2/25 16:21	7/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	M.d	0	0.00	98	26	476	D
6/26/25 19:45	6/24/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	61	33.12	2	2	100	D
6/26/25 17:03	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	3	4	73	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	3	3	99	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	3	1	188	D
6/23/25 16:00	6/20/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		1	S	-5	48.12	0	0	135	I
6/20/25 16:02	6/20/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Tashtitov Askar	1P	DO	P	1	P	84	140.75	1	0	137	D
6/17/25 17:27	6/13/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Payne Christopher D	CA	D		1	P	1,966	74.19	27	999%	27	I
6/11/25 16:15	6/11/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	1	S	-450	224.77	-2		69	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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