Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/22/26 16:57	5/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		5	S.d	-19,587	75.74	-259		3	I
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		4	M.d	22,682	22.68	1,000	198	1,505	D
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		4	S.d	-22,682	22.68	-1,000		1,505	D
5/21/26 16:07	5/20/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	S	-1,075	17.92	-60		1,140	D
5/19/26 16:34	5/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		4	M.d	534	18.62	29	63	74	D
5/19/26 16:31	5/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	4	S.d	-1,295	31.91	-41		64	D
5/18/26 21:33	5/18/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	4	S.m	-44,590	91.42	-488		95,711	I
5/18/26 16:52	5/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	S	-1,973	56.36	-35		84	D
5/18/26 16:06	5/14/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	2	S.d	-6,676	256.13	-26		42	D
5/18/26 12:20	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		1	S	-119	41.04	-3	0	3,582	I
5/18/26 08:32	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		1	S	-4,126	41.26	-100		297	I
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	M.d	456	43.96	10	43	35	M
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	S.d	-456	43.96	-10		35	M
5/13/26 16:26	5/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	7	M.d	15,028	32.74	459	26	2,209	D
5/11/26 16:15	5/11/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-50	167.96	0		12	D
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	1	S.d	-1,502	50.06	-30		42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	1	S	0	52.00	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	3	S.d	-14,056	334.30	-42		31	D
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		2	M.d	1,228	61.97	20	1	1,845	M
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		2	S.d	-1,228	61.97	-20		1,845	M
5/6/26 17:32	5/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-200	50.00	-4		20	D
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	1	S	-271	18.06	-15		157	D
5/6/26 16:32	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	M.d	2,222	13.58	164	55	463	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	1	S.m	-7,096	78.84	-90		478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S.d	-3,230	86.15	-37		157	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	2	S.d	-9,571	390.95	-24		17	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	M.d	1,407	70.35	20	35	78	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	S.d	-1,407	70.35	-20		78	D
5/5/26 08:16	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	4	M.dm	1,318	28.25	47	67	116	D
5/5/26 08:16	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	4	S.dm	-1,318	28.25	-47		116	D
5/5/26 07:43	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	9	M.dm	3,638	28.37	128	64	327	D
5/5/26 07:43	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	9	S.dm	-3,638	28.37	-128		327	D
5/5/26 07:32	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	4	M.d	5,328	27.75	192	94	397	D
5/5/26 07:32	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	4	S.d	-5,328	27.75	-192		397	D
5/5/26 07:31	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		4	M.d	1,967	31.69	62	77	142	D
5/5/26 07:31	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		4	S.d	-1,967	31.69	-62		142	D
5/5/26 07:30	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	5	M.d	3,710	24.95	149	21	845	D
5/5/26 07:30	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	5	S.d	-3,710	24.95	-149		845	D
5/4/26 16:41	5/1/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		3	P.m	9	72.74	0	5	2	D
4/30/26 16:05	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	M.d	0	0.00	27	30	119	D
4/30/26 16:04	4/28/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	M.d	0	0.00	22	29	97	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	3	M.d	885	73.79	12		1	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	3	S.d	-885	73.79	-12		1	D
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	M.d	456	43.92	10	5	239	M
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	S.d	-456	43.92	-10		239	M
4/29/26 18:52	4/28/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-35,614	1,050.6	-34		231	D
4/29/26 16:30	4/27/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-1,783	23.11	-77		36	D
4/29/26 16:01	4/28/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		1	S	-2,000	76.93	-26		173	D
4/28/26 19:23	4/27/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kapito Robert	NY	DO	P	1	S	-9,234	1,056.6	-9		210	D
4/28/26 08:56	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Willcox Christopher Paul		O	See Rema	1	M.dm	0	0.00	1,371		15	D
4/28/26 08:26	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nakajima Yutaka		O	See Rema	1	M.dm	0	0.00	203	42	683	D
4/28/26 08:20	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Okuda Kentaro		DO	See Rema	1	M.dm	0	0.00	383	263	529	D
4/28/26 08:19	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ozaki Yukiko		O	See Rema	2	M.dm	0	0.0082	8	59	21	M
4/28/26 08:14	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kitamura Takumi		O	See Rema	1	M.dm	0	0.00	95	188	146	D
4/28/26 08:11	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Sugiyama Go		O	See Rema	1	M.dm	0	0.00	70		54	D
4/28/26 08:02	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Minami Naotaka		O	See Rema	1	M.dm	0	0.00	5	18	29	D
4/28/26 07:51	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Nagai Koji		D		1	M.d	0	0.00	221	75	513	D
4/28/26 07:44	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Iiyama Toshiyasu		O	See Rema	1	M.dm	0	0.00	168	126	302	D
4/28/26 07:41	4/24/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Kato Sotaro		O	See Rema	1	M.dm	0	0.00	78		63	D
4/28/26 06:51	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Tobari Akihito		O	See Rema	1	M.d	0	0.00	17	19	105	M
4/28/26 06:45	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Koike Hiroyasu		O	See Rema	1	M.d	0	0.00	10	10	114	M
4/28/26 06:41	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Mori Takako		O	See Rema	1	M.d	0	0.00	8	53	23	D
4/28/26 06:35	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Hori Akio		O	See Rema	1	M.d	0	0.00	6	11	59	M
4/28/26 06:28	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Moriuchi Hiroyuki		O	See Rema	1	M.d	0	0.00	9	43	31	D
4/28/26 06:23	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Horiuchi Yuko		O	See Rema	1	M.d	0	0.00	5	41	18	D
4/28/26 06:18	4/27/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Goto Masahiro		O	See Rema	1	M.d	0	0.00	70	40	243	D
4/24/26 16:03	4/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	2	S	-2,070	927.69	-2		4	D
4/24/26 13:32	4/7/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		7	P.m	3,503	5.44	644	4	15,162	I
4/24/26 13:13	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	1	S	-1,377	91.82	-15		58	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	M.d	3,494	69.88	50		42	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	S.d	-3,494	69.88	-50		42	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	M.d	1,385	69.24	20	999%	21	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-1,385	69.24	-20		21	D
4/20/26 16:23	4/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-2,121	190.75	-11		169	D
4/17/26 17:00	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	2	M.d	725	10.38	70		62	D
4/17/26 16:41	4/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-2,780	189.24	-15		368	D
4/17/26 16:38	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-9,744	188.59	-52		282	D
4/17/26 16:36	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	1	S	-3,036	188.22	-16		61	D
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	4	M.dm	5,316	76.32	70		66	M
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	4	S.dm	-5,316	76.32	-70		66	M
4/15/26 20:09	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	3	M.d	4,541	78.32	58		0	M
4/15/26 20:09	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	3	S.d	-4,541	78.32	-58	-100	0	M
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	3	M.d	6,919	77.06	90		60	D
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	3	S.d	-6,919	77.06	-90		60	D
4/13/26 10:17	4/9/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		6	P.m	105	0.8986	117		42	D
4/13/26 10:17	4/10/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		6	S.m	-105	0.8986	-117		42	D
4/13/26 09:19	4/10/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Houlihan William A	NJ	D		1	M.d	0	0.00	13	265	17	D
4/10/26 18:41	4/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beckelman John	NJ	D		1	M.d	104	12.00	9		9	D
4/8/26 16:42	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-26,188	69.83	-375		7	D
4/2/26 17:00	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	1	0	7,324	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	101	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	1	1	75	D
4/2/26 16:54	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	1	1	149	D
4/2/26 16:53	4/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	1	1	71	D
3/27/26 06:19	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ishizuka Masahiro		D		1	P	2	8.05	0	2	10	I
3/27/26 06:15	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ogawa Shoji		D		1	P	2	8.05	0	0	58	I
3/25/26 21:54	3/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		2	M.d	1,317	64.29	20	25	104	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S.m	-116	16.99	-7		69	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-4,206	142.34	-30		55	D
3/12/26 10:13	3/10/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	1	S.m	-5,003	80.12	-62		6,876	D
3/9/26 08:58	11/20/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pankopf Tonia L	NY	D		1	P.m	3	11.80	0	1	35	D
3/6/26 17:57	3/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		5	P.d	8,081	41.18	196	4	4,697	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	3	S.d	-5,396	81.87	-66		10	D
3/3/26 18:09	2/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	1	S	-193	95.30	-2		53	I
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		1	S	-24	48.20	-1	0	131	D
3/3/26 14:12	2/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	1	M.d	0	0.00	1	3	18	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-424	90.67	-5		20	D
2/27/26 16:04	2/24/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	P.m	2,410	120.52	20	15	152	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	1	S	-2,584	1,083.4	-2		141	M
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	1	S	-241	1,069.6	0		6	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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