Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
3/27/26 06:19	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ishizuka Masahiro		D		1	P	2	8.05	0	2	10	I
3/27/26 06:15	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ogawa Shoji		D		1	P	2	8.05	0	0	58	I
3/26/26 16:32	3/25/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		1	S	-12	40.00	0	0	62	D
3/26/26 16:01	2/25/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Conkling Lori A	CT	D		1	P.m	5	71.88	0	3	2	D
3/26/26 10:37	3/25/26	NMR	Nomura Holdings Inc	M0	Financ	FinTrd	Security Brokers, Dealers & F	Ozaki Yukiko		O	See Rema	1	P	0	8.00	0	0	18	I
3/25/26 21:54	3/24/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		2	M.d	1,317	64.29	20	25	104	D
3/24/26 17:28	3/23/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	1	S	-1,020	39.33	-26		299	D
3/24/26 16:32	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-2,229	28.86	-77		36	D
3/24/26 16:31	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		3	S.d	-9,559	71.38	-134		2	I
3/23/26 12:31	3/19/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		2	P	14	1.07	14	999%	14	D
3/23/26 12:31	3/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		2	S	-14	1.07	-14		14	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S.m	-116	16.99	-7		69	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		2	M.d	1,634	32.14	51	56	142	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		2	S.d	-1,634	32.14	-51		142	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-4,206	142.34	-30		55	D
3/18/26 16:53	2/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	3	S.d	-819	23.28	-35		64	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	2	M.d	2,484	25.87	96	32	397	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	2	S.d	-2,484	25.87	-96		397	D
3/12/26 10:13	3/10/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	1	S.m	-5,003	80.12	-62		6,876	D
3/10/26 16:40	3/9/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	1	M.d	400	12.00	33	4	845	D
3/10/26 16:15	3/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-53	175.16	0		12	D
3/9/26 08:58	11/20/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pankopf Tonia L	NY	D		1	P.m	3	11.80	0	1	35	D
3/6/26 17:57	3/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		5	P.d	8,081	41.18	196	4	4,697	I
3/5/26 17:59	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	1	S	-681	94.61	-7		60	D
3/5/26 17:56	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	1	S	-1,370	94.60	-14	-100	0	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	3	S.d	-5,396	81.87	-66		10	D
3/5/26 16:38	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	M.d	2,841	17.37	164	55	463	D
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	2	M.dm	2,917	76.98	38	137	66	M
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	2	S.dm	-2,917	76.98	-38		66	M
3/3/26 18:09	2/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	3	S.d	-496	82.29	-6		55	I
3/3/26 17:21	3/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	3	M.d	4,613	29.33	157		80	D
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		1	S	-24	48.20	-1	0	131	D
3/3/26 14:12	2/28/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	1	M.d	0	0.00	1	3	18	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-424	90.67	-5		20	D
2/27/26 16:04	2/24/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	P.m	2,410	120.52	20	15	152	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	3	S.d	-35,354	834.11	-42		141	M
2/26/26 18:01	11/28/25	BACQ	Inflection Point Acquisition Corp. IV	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		4	S.m	-30,099	9.01	-3,343		17,111	I
2/26/26 18:01	12/5/25	BACQ	Inflection Point Acquisition Corp. IV	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		4	P.m	30,099	9.01	3,343	24	17,111	I
2/26/26 16:24	2/25/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	S.d	-505	1.33	-380		1,170	D
2/26/26 11:59	2/25/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	1	S.d	-327	81.74	-4		1	D
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	2	S	-2,581	1,073.5	-2		7	D
2/23/26 15:46	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Mistarz Cecily	FL	D		1	M.d	0	0.00	2	70	4	D
2/23/26 15:39	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Edwards Jeffrey N	FL	D		1	M.d	0	0.00	1	4	32	D
2/23/26 15:36	2/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Debel Marlene	FL	D		1	M.d	0	0.00	1	17	9	D
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	3	S.dm	-7,776	29.88	-260		527	D
2/20/26 17:03	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	3	M.d	0	0.00	139	12	1,255	D
2/20/26 16:57	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	3	M.d	0	0.00	24	17	170	D
2/20/26 16:53	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	3	M.d	0	0.00	34	64	86	D
2/20/26 16:48	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	4	M.d	1	0.0178	63	6	1,178	D
2/20/26 16:44	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	D		3	M.d	0	0.00	69	33	282	D
2/20/26 16:40	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Mark P	CA	O	SVP,GC	3	M.d	0	0.00	21	62	55	D
2/20/26 16:35	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Reichert Christopher K	MO	O	CEO of S	3	M.d	0	0.00	16	38	59	I
2/20/26 16:30	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marischen James M	MO	O	CFO	3	M.d	0	0.00	21	40	75	D
2/20/26 16:27	2/18/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		2	M.d	0	0.00	5	69	13	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	6	S.dm	-3,833	14.84	-258		216	D
2/17/26 20:42	2/12/26	CMIIU	Columbus Circle Capital Corp II	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 2 Sponsor Corp LLC	NY	T		1	P	2,650	10.00	265		265	D
2/17/26 16:14	2/12/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew	1P	D		1	S	-48	119.39	0		0	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	M.d	2,358	225.00	10	22	59	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-2,358	225.00	-10		59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-15,211	959.37	-16		87	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	2	M.dm	92,486	813.61	114		56	D
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	2	S.dm	-92,486	813.61	-114		56	D
2/11/26 21:18	2/9/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	5	S.dm	-75,000	87.71	-855		96,289	I
2/11/26 16:31	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	2	M.d	10,636	73.71	144	38	527	D
2/11/26 16:05	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	3	S.d	-10,944	220.87	-50		45	D
2/11/26 16:03	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	2	S.d	-2,143	275.67	-8		7	M
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	M.dm	47,785	73.53	650		543	I
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	S.dm	-47,785	73.53	-650		543	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	M.d	1,993	84.29	24	6	453	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	S.d	-1,993	84.29	-24		453	I
2/6/26 16:12	2/4/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Cindy	NY	O	CFO	2	M.dm	0	0.00	20	161	32	D
2/6/26 16:11	2/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-111	37.50	-3		24	D
2/5/26 20:38	2/3/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	2	M.dm	0	0.00	68	999%	72	D
2/5/26 20:37	2/3/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simons Aaron Wyatt	NY	DO	CEO	2	M.dm	0	0.00	68	397	86	D
2/5/26 17:00	2/4/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deason Douglas R	NY	D		1	P	520	20.80	25	43	82	I
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	1	S	-767	170.46	-5		27	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	2	S.d	-50	18.40	-3		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	M.d	1,298	85.43	15		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	S.d	-1,298	85.43	-15		1	D
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	M.d	11,893	74.33	160	306	212	D
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	S.d	-11,893	74.33	-160		212	D
1/30/26 16:34	1/30/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-6,020	182.61	-33		359	D
1/29/26 16:43	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	1	M.d	0	0.00	38	28	172	D
1/29/26 16:42	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	CEO,Euro	1	M.d	0	0.00	46	22	256	D
1/29/26 16:41	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Frankenthaler Marci	NY	O	GC	1	M.d	0	0.00	44	16	315	D
1/29/26 16:39	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	M.d	0	0.00	61	7	986	D
1/29/26 16:38	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	1	M.d	0	0.00	574	6	9,764	D
1/29/26 16:37	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Edmiston Bryan	NY	O	CFO	1	M.d	0	0.00	44	19	272	D
1/29/26 16:36	1/27/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peck William Bradley	NY	O	Head of	1	M.d	0	0.00	40	20	243	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	3	S.d	-4,256	492.79	-9		5	D
1/29/26 16:09	1/29/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	1	S	-255	938.92	0	0	142	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S.m	-30,726	76.81	-400		607	I
1/27/26 16:12	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	S	-8,894	927.51	-10		19	D
1/27/26 16:08	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	S	-4,492	923.75	-5		10	D
1/26/26 20:11	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		1	S	-4,509	105.19	-43		1,845	I
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-2,942	185.77	-16		135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-1,548	182.08	-9		125	D
1/22/26 16:15	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-5,569	183.62	-30		280	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-3,691	184.55	-20		128	D
1/22/26 16:13	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-3,966	184.00	-22		169	D
1/22/26 16:12	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	1	S	-1,442	183.45	-8		69	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	2	M.d	45,564	842.32	54		11	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	2	S.d	-45,564	842.32	-54		11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		2	S.d	-65,821	965.31	-68		653	I
1/15/26 16:39	1/13/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	McDuffie Brantley	AL	H	Co Head	1	M.d	0	0.00	2		1	D
1/15/26 16:36	1/13/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Raymond Charles Bradford	NY	H	Co-Head	1	M.d	0	0.00	21	95	43	D
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-45,610	121.63	-375		7	D
1/5/26 17:03	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	1	1	75	D
1/5/26 17:03	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	1	1	148	D
1/5/26 17:02	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	1	1	70	D
1/5/26 17:01	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	100	D
1/5/26 17:00	1/1/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	1	0	7,323	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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