Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
12/18/25 20:55	12/16/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		2	M.d	122	30.19	4	4	105	D
12/17/25 16:23	12/16/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	1	M.d	400	12.00	33	11	345	D
12/17/25 16:22	12/16/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	M.d	500	14.94	33	36	128	D
12/17/25 08:41	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	2	M.d	0	0.00	11	56	32	D
12/17/25 08:36	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	2	M.d	0	0.00	8	17	52	D
12/17/25 08:29	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	2	M.d	0	0.00	9	12	84	D
12/17/25 08:20	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Curtis Scott A	FL	O	COO	2	M.d	0	0.00	38	24	197	D
12/17/25 08:13	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	2	M.d	0	0.00	25	32	104	D
12/17/25 08:10	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	2	M.d	0	0.00	5	44	18	D
12/17/25 08:07	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Haynes Morgan Tarazeta J	FL	O	Chief Au	2	M.d	0	0.00	3	113	5	D
12/17/25 07:57	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Shoukry Paul M	FL	DO	CEO	2	M.d	0	0.00	18	75	42	D
12/16/25 11:30	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	2	M.d	0	0.00	37	148	63	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	3	M.d	21,321	92.84	230	698	263	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	3	S.d	-21,321	92.84	-230		263	D
12/15/25 15:53	12/12/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		4	P.d	1,345	36.42	37	1	4,560	I
12/12/25 16:15	12/12/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	1	S	-18	177.85	0		10	D
12/10/25 21:22	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	O	CEO	2	P	178	3.87	46	3	1,751	D
12/10/25 21:20	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	O	P	2	P	194	3.87	50	2	2,454	D
12/10/25 07:56	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	2	S.m	-1,044	3.94	-265		191	D
12/9/25 16:30	12/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	M.d	3,230	41.79	77		33	D
12/8/25 16:20	10/24/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	3	M.d	2,253	62.60	36	124	65	D
12/5/25 17:57	12/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	2	M.d	3,603	65.79	55	1	6,943	D
12/5/25 17:57	12/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	2	S.d	-3,603	65.79	-55		6,943	D
12/5/25 16:31	11/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	6	S.d	-30,409	83.64	-364		566	D
12/5/25 16:30	11/4/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	4	S.d	-13,349	65.75	-203		119	D
12/3/25 17:57	12/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	4	M.d	40,880	67.39	607		589	D
12/3/25 16:36	12/1/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	1	S	-1,313	1,043.4	-1		6	D
12/3/25 16:32	12/2/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	1	S	-76	11.13	-7		152	D
12/2/25 16:49	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Campagnoli Vincent	FL	O	EVP,Tech	1	M.dm	0	0.00	9	36	34	D
12/2/25 16:47	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Helal Tarek	FL	O	Chief St	1	M.dm	0	0.00	4	16	26	D
12/2/25 16:44	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Larson Katherine H	FL	O	Chief Ac	1	M.dm	0	0.00	2	214	3	D
12/2/25 16:42	11/30/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Oorlog Jonathan W Jr	FL	O	CFO	1	M.dm	0	0.00	4	21	25	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	M.dm	3,227	218.02	15	20	90	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-3,227	218.02	-15		90	D
11/25/25 17:02	11/25/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	S	-432	11.52	-38		1,011	D
11/21/25 16:44	11/21/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clune Katherine Patricia	MN	O	CFO	1	S	-444	324.69	-1		10	D
11/19/25 16:31	10/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		4	S.d	-275,309	127.02	-2,167	-100	1	I
11/19/25 16:21	11/18/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		1	S	-190	317.05	-1		19	D
11/18/25 12:48	11/17/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		1	M.d	533	53.34	10	2	629	D
11/14/25 19:05	11/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	M.d	444	72.20	6	13	55	M
11/14/25 19:05	11/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.d	-444	72.20	-6		55	M
11/13/25 16:05	11/11/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deason Douglas R	NY	D		2	P.m	1,028	30.23	34	145	57	I
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	S.d	-5,612	129.81	-43		189	I
11/13/25 14:21	11/12/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	M.d	3,464	69.28	50		14	D
11/13/25 14:21	11/12/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-3,464	69.28	-50		14	D
11/12/25 11:20	11/11/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	M.d	687	68.68	10	1	1,574	D
11/12/25 11:20	11/11/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	S.d	-687	68.68	-10		1,574	D
11/10/25 21:17	11/7/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	M.d	4,832	68.66	70		0	M
11/10/25 21:17	11/7/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	2	S.d	-4,832	68.66	-70	-100	0	M
11/7/25 16:38	11/4/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-134	34.57	-4		27	D
11/5/25 17:06	11/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	M.d	1,073	214.67	5	9	59	D
11/5/25 17:06	11/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-1,073	214.67	-5		59	D
10/31/25 16:47	10/29/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		3	S.m	-3,767	68.50	-55		224	D
10/31/25 16:42	10/31/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward	NY	DO	CB,CEO	1	S	-16,434	164.34	-100		761	D
10/30/25 21:39	10/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	1	S.m	-10,284	94.22	-109	0	96,368	I
10/27/25 16:03	10/23/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bright Jill	CT	D		1	P	26	65.95	0	4	10	D
10/22/25 18:42	10/20/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	1	S	-13,981	1,165.0	-12		7	D
10/14/25 16:39	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	1	S.d	-108,000	36.00	-3,000		349	I
10/14/25 16:36	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-27,000	36.00	-750		688	D
10/14/25 16:35	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		1	S.d	-89,174	36.00	-2,477	-100	0	D
10/3/25 18:57	10/2/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		1	S	-2,221	92.55	-24		1,888	I
10/3/25 16:56	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-104,799	139.73	-750		7	D
10/3/25 16:05	9/19/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	5	S.m	-10,374	65.27	-159		2,987	I
10/2/25 19:04	10/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	1	S	-299	93.33	-3		70	I
10/2/25 17:15	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	100	D
10/2/25 17:14	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	1	1	74	D
10/2/25 17:14	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	1	1	70	D
10/2/25 17:00	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	1	0	7,322	D
9/30/25 16:30	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lieberman Ronald Craig	NY	D		1	P.d	0	0.00	22	216	32	D
9/30/25 16:28	9/29/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		5	S.m	-128	17.04	-8		143	I
9/29/25 16:18	9/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	M.d	1,390	69.50	20	36	76	D
9/29/25 16:18	9/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	S.d	-1,390	69.50	-20		76	D
9/25/25 17:00	9/23/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		1	S	0	0.00	-14		22	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		2	M.d	1,398	69.88	20		16	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		2	S.d	-1,398	69.88	-20		16	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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