Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
10/31/25 16:47	10/29/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		3	S.m	-3,767	68.50	-55		224	D
10/31/25 16:42	10/31/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward	NY	DO	CB,CEO	1	S	-16,434	164.34	-100		761	D
10/30/25 21:39	10/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	3	S.m	-51,795	96.27	-538		96,800	I
10/29/25 16:31	9/5/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-3,040	39.33	-77		30	D
10/28/25 15:13	10/24/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	1	M.d	640	53.34	12	23	65	D
10/27/25 16:03	10/23/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bright Jill	CT	D		1	P	26	65.95	0	4	10	D
10/23/25 16:36	10/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		5	S.d	-309,265	109.10	-2,835	-100	1	I
10/22/25 18:42	10/20/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	1	S	-13,981	1,165.0	-12		7	D
10/14/25 16:39	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	1	S.d	-108,000	36.00	-3,000		349	I
10/14/25 16:36	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-27,000	36.00	-750		688	D
10/14/25 16:35	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		1	S.d	-89,174	36.00	-2,477	-100	0	D
10/7/25 17:28	10/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	5	S.d	-31,331	72.26	-434		636	D
10/6/25 16:20	10/3/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		3	P.d	1,245	36.10	34	1	4,558	I
10/3/25 18:57	10/2/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		4	S	-8,162	95.41	-86		1,950	I
10/3/25 16:56	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	3	S.d	-508,773	45.46	-11,192	-100	7	D
10/3/25 16:05	9/19/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	9	S.m	-63,374	63.37	-1,000		3,673	I
10/2/25 19:04	10/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	3	S	-920	94.87	-10		76	I
10/2/25 17:15	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		1	M.d	0	0.00	1	1	100	D
10/2/25 17:15	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	M.d	0	0.00	1	0	189	D
10/2/25 17:14	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	1	1	74	D
10/2/25 17:14	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	1	1	70	D
10/2/25 17:06	8/15/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	3	S.d	-11,093	47.89	-232		589	D
10/2/25 17:00	10/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		2	M.dm	121,937	103.81	1,175	19	7,322	D
9/30/25 16:30	2/10/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lieberman Ronald Craig	NY	D		1	P.d	0	0.00	22	216	32	D
9/30/25 16:28	9/29/25	TG	Tredegar Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		8	S.m	-232	19.87	-12		151	I
9/29/25 16:18	9/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	M.d	1,390	69.50	20	36	76	D
9/29/25 16:18	9/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	S.d	-1,390	69.50	-20		76	D
9/26/25 21:35	9/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	60	28.55	2	2	102	D
9/25/25 17:00	9/23/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		1	S	0	0.00	-14		22	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		2	M.d	1,398	69.88	20		16	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		2	S.d	-1,398	69.88	-20		16	D
9/15/25 17:14	9/11/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smollen John	NJ	O	EVP Trad	2	M.d	1,915	12.35	155	999%	166	D
9/15/25 16:32	9/12/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams Medina Rhonda	NY	D		3	S.d	-3,256	12.98	-251		145	D
9/15/25 16:15	9/12/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	1	S	-277	185.32	-1		68	D
9/11/25 16:11	9/9/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	2	M.dm	952	12.01	79	181	123	D
9/11/25 16:09	9/9/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	2	M.d	358	13.00	28	60	73	D
9/9/25 17:15	9/8/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		1	S	-299	186.59	-2		53	I
9/5/25 17:33	8/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	3	M.d	10,268	71.48	144	850	161	D
9/2/25 16:06	8/29/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	P	983	171.67	6	5	132	D
9/2/25 16:05	8/29/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-521	173.25	-3		3	D
8/29/25 18:24	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.dm	-1,200	77.01	-16		55	M
8/29/25 18:24	8/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	M.dm	1,200	77.01	16	39	55	M
8/29/25 18:18	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	M.d	8,019	80.16	100		1	D
8/29/25 18:18	8/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	2	S.d	-8,019	80.16	-100		1	D
8/29/25 16:04	8/27/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	S.m	-13,689	750.30	-18		106	D
8/28/25 16:00	8/27/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	1	S	-355	177.00	-2		160	D
8/27/25 16:37	8/26/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	2	S	-498	13.29	-38		1,049	D
8/21/25 17:03	8/7/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	1	P.dm	1	112.56	0	0	1,162	M
8/20/25 16:46	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	M.d	4,828	68.97	70	60	186	D
8/20/25 16:46	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	S.d	-4,828	68.97	-70		186	D
8/18/25 16:05	8/14/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	P.d	0	31.50	0	0	94	M
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moore Lisa	NJ	D		1	P	127	23.00	6		6	D
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahlin Paul	NJ	D		1	P	23	23.00	1		1	D
8/15/25 16:49	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nazarali Jamil	NJ	D		1	P	58	23.00	3		3	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	1	P	276	23.00	12		12	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lozier Kenneth W.	NJ	D		1	P	23	23.00	1		1	D
8/15/25 16:48	8/13/25	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Massad Mark I.	NJ	D		1	P	184	23.00	8		7	M
8/15/25 16:06	8/14/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	5	S.m	-22,018	66.19	-333		1,135	I
8/11/25 16:09	8/11/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	1	S	-645	322.69	-2		13	D
8/8/25 18:53	8/7/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	4	M.d	1,169	75.19	16		14	D
8/8/25 18:53	8/7/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	4	S.d	-1,169	75.19	-16		14	D
8/8/25 17:26	8/8/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tavoso Richard	NY	D		1	S	-1,414	28.28	-50		563	M
8/8/25 17:22	8/7/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	1	S.d	-3,846	42.40	-91	-100	0	D
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	M.d	11,135	15.91	700		198	D
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	S.d	-11,135	15.91	-700		198	D
8/7/25 16:12	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	M.dm	7,565	210.14	36	67	90	D
8/7/25 16:12	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-7,565	210.14	-36		90	D
8/7/25 16:11	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Taylor Scott C	MN	D		1	S	-832	319.86	-3		16	D
8/6/25 11:16	8/5/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-148	73.81	-2		22	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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