Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
7/2/25 19:54	7/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	8	S.d	-4,409	68.18	-65		86	I
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	6	M.dm	50,821	56.06	907	999%	949	D
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	6	S.dm	-50,821	56.06	-907		949	D
7/2/25 17:11	7/1/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		2	M.d	0	0.00	5	7	69	D
7/2/25 16:21	7/1/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	M.d	0	0.00	98	26	476	D
7/2/25 16:21	6/30/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	P.m	1,002	145.21	7	6	127	D
6/27/25 17:40	6/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	6	S.d	-17,009	50.59	-336		334	D
6/26/25 19:45	6/24/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	M.d	61	33.12	2	2	100	D
6/26/25 19:00	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		1	M.d	0	0.00	3	0	8,495	M
6/26/25 17:03	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		8	M.d	85,859	61.10	1,405		10	D
6/26/25 17:03	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	M.d	0	0.00	3	4	73	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		2	M.d	0	0.00	5	5	99	D
6/26/25 17:02	6/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	M.d	0	0.00	7	4	188	D
6/24/25 18:00	6/20/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	5	S.d	-1,378	17.83	-77		27	D
6/23/25 17:43	6/18/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	M.d	0	0.00	4,150		7	D
6/23/25 16:00	6/20/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		1	S	-5	48.12	0	0	135	I
6/20/25 16:19	6/18/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	6	M.d	9,230	65.12	142		61	D
6/20/25 16:19	6/18/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	6	S.d	-9,230	65.12	-142		61	D
6/20/25 16:02	6/20/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Tashtitov Askar	1P	DO	P	1	P	84	140.75	1	0	137	D
6/17/25 17:27	6/13/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Payne Christopher D	CA	D		1	P	1,966	74.19	27	999%	27	I
6/11/25 16:15	6/11/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	1	S	-450	224.77	-2		69	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/10/25 17:06	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		2	S.d	-140,325	18.10	-7,754	-100	0	D
6/10/25 17:05	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	2	S.d	-140,325	18.10	-7,754		872	I
6/6/25 18:00	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Markus Maura A.	MO	D		1	M.d	0	0.00	2	7	27	D
6/6/25 16:45	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		2	M.d	967	81.16	12	35	46	D
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		2	S.d	-967	81.16	-12		46	D
6/6/25 16:43	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kavanaugh James P.	MO	D		1	M.d	0	0.00	2	37	7	D
6/6/25 16:41	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Carnoy Lisa Landau	MO	D		1	M.d	0	0.00	2	60	5	D
6/6/25 16:39	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		2	M.d	1,290	86.95	15		10	I
6/6/25 16:35	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Maryam S.	MO	D		1	M.d	0	0.00	2	60	5	D
6/6/25 16:32	6/5/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlew Adam T.	MO	D		1	M.d	0	0.00	2	15	14	D
6/6/25 16:16	6/5/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		6	S.d	-8,184	78.84	-104		2,062	I
6/5/25 18:23	6/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	4	S.d	-3,941	18.89	-209		867	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
6/2/25 18:21	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-22,622	18.10	-1,250		1,438	D
6/2/25 17:50	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	3	S.d	-9,316	14.52	-642		552	D
6/2/25 16:48	5/30/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	3	S.d	-722	71.05	-10		62	I
5/30/25 16:22	5/29/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-963	146.61	-7		76	D
5/30/25 12:53	5/28/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	1	S.m	-12,007	85.08	-141		6,938	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/29/25 16:02	5/23/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		1	P.m	87	43.45	2	2	135	D
5/27/25 16:15	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	3	S	-16,263	84.63	-192	0	98,080	I
5/23/25 16:04	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S	-889	87.39	-10		1	D
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	4	M.d	7,390	64.76	114		0	M
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	4	S.d	-7,390	64.76	-114	-100	0	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-487	87.65	-6		30	D
5/21/25 18:47	5/20/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Koutsouras Bill	NY	D		1	M.d	100	1.00	100	174	157	D
5/21/25 17:47	5/16/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Baker James P	MN	O	Global C	1	P.a	535	267.32	2	2	111	D
5/21/25 16:54	5/19/25	CCCM	Columbus Circle Capital Corp. I	MD	Financ	FinTrd	Security Brokers, Dealers & F	Columbus Circle 1 Sponsor Corp LLC	NY	T		1	P.d	2,650	10.00	265	3	8,598	D
5/20/25 17:24	5/20/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Mistarz Cecily	FL	D		1	M.d	0	0.00	1		1	D
5/20/25 16:06	5/19/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	1	S	-17,045	89.00	-192		778	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	2	M.d	3,031	67.35	45	32	186	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	2	S.d	-3,031	67.35	-45		186	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	M.d	7,090	70.90	100		14	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	2	S.d	-7,090	70.90	-100		14	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	M.d	2,735	68.37	40		26	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	S.d	-2,735	68.37	-40		26	D
5/15/25 17:24	5/13/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S	-298	42.82	-7		34	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-250	210.44	-1		8	D
5/15/25 16:04	5/14/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	2	S.d	-3,036	55.27	-55		154	D
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	1	S	-36	120.00	0	0	144	D
5/12/25 16:14	5/9/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	1	S	-1,290	84.08	-15		182	D
5/12/25 16:12	5/12/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-3,696	127.37	-29		428	D
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		1	S	-95	119.32	-1		97	D
5/2/25 16:09	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-4,800	120.00	-40		336	D
5/2/25 16:09	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	M.d	0	0.00	40	48	125	D
5/2/25 16:08	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	M.d	0	0.00	12	59	32	D
5/2/25 16:05	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	M.d	0	0.00	32	36	122	D
5/2/25 16:04	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	M.d	0	0.00	41		28	D
5/2/25 16:03	4/30/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	M.d	0	0.00	23		16	D
5/1/25 17:11	4/29/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	1	S	-15,120	917.18	-16		287	D
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	1	S	-498	136.49	-4		80	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	3	M.d	15,964	725.64	22	18	143	D
4/28/25 20:16	4/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	3	S.d	-15,964	725.64	-22		143	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	1	S.dm	-13,782	38.73	-356		788	D
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	M.d	534	43.95	12	6	232	M
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	S.d	-534	43.95	-12		232	M
4/17/25 16:06	4/15/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hess John B	NY	D		1	P.d	1,998	511.68	4		4	D
4/16/25 16:27	4/15/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-1,124	111.65	-10		199	D
4/14/25 16:07	4/11/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tjmt Holdings LLC	NY	DTH	See Rema	1	M.d	13,181	19.00	694	1	64,002	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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