Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
11/27/24 18:25	11/25/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	6	S.d	-7,145	16.45	-434		1,187	D
11/27/24 18:22	11/25/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	6	M.d	934	62.23	15	37	55	M
11/27/24 18:22	11/25/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	6	S.d	-934	62.23	-15		55	M
11/27/24 15:32	11/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		2	S.d	-815	54.36	-15		666	D
11/26/24 19:46	11/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	1	S	-1,034	81.17	-13		61	D
11/26/24 18:20	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Curtis Scott A	FL	O	COO	1	M.d	0	0.00	2	1	189	D
11/26/24 17:46	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reid Shannon B	FL	O	P,ICD	1	M.d	0	0.00	0	4	10	D
11/26/24 17:45	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Aisenbrey Christopher S	FL	O	CHRO	1	M.d	0	0.00	1	9	11	D
11/26/24 17:45	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Chair,CE	1	M.d	0	0.00	4	1	327	D
11/26/24 17:00	11/22/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		5	S.dm	-278,371	27.21	-10,229		43,743	I
11/26/24 16:37	11/22/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		1	S	-1,495	115.01	-13		13	D
11/26/24 16:21	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Larson Katherine H	FL	O	Chief Ac	1	M.d	0	0.00	0	39	2	D
11/26/24 16:19	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Oorlog Jonathan W Jr	FL	O	CFO	1	M.d	0	0.00	1	3	19	D
11/26/24 16:18	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	1	M.d	0	0.00	2	6	25	D
11/26/24 16:18	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	1	M.d	0	0.00	2	3	58	D
11/26/24 16:18	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	1	M.d	0	0.00	2	3	49	D
11/26/24 16:16	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	1	M.d	0	0.00	2	2	75	D
11/26/24 16:02	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	M.d	0	0.00	2	2	83	D
11/26/24 16:02	11/22/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	1	S.m	-312	117.65	-3		70	D
11/26/24 15:45	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Carter Horace	FL	O	P,Fixed	1	M.d	0	0.00	1	2	32	D
11/26/24 11:01	11/22/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Shoukry Paul M	FL	DO	P	1	M.d	0	0.00	2	5	30	D
11/25/24 16:04	11/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		5	P	40	28.45	1	1	148	I
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	M.d	1,108	59.68	19	4	452	M
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		2	S.d	-1,108	59.68	-19		452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	1	S	-1,195	113.82	-11		266	I
11/20/24 16:14	11/18/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	2	S.m	-2,037	116.41	-18		98	D
11/19/24 18:13	11/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		3	S	-3,447	72.12	-48		2,206	I
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	S	-1,143	11.43	-100		948	D
11/14/24 21:32	11/13/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-236	78.65	-3		26	D
11/14/24 20:49	11/14/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Joseph S	NY	DOT	CB	1	P.a	7	74.50	0	0	20,697	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	1	S	-2,905	116.18	-25		160	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	1	S.m	-13,503	270.06	-50		564	D
11/13/24 16:06	11/11/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	2	S	-6,823	599.00	-11		111	I
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		1	S	-11,899	594.96	-20		177	M
11/12/24 13:41	11/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	1	S.m	-11,007	80.28	-137		7,362	D
11/8/24 16:05	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	S	-1,768	594.51	-3		8	D
11/8/24 16:05	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	1	S	-3,351	335.13	-10		150	D
11/8/24 16:04	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S	-7,667	593.03	-13		21	D
11/8/24 16:03	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	1	S	-512	341.33	-2		14	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	M.d	601	60.14	10	1	1,578	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		2	S.d	-601	60.14	-10		1,578	D
11/8/24 12:22	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	4	M.d	4,694	67.05	70		7	D
11/8/24 12:22	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	4	S.d	-4,694	67.05	-70		7	D
11/7/24 20:03	11/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		4	S.d	-8,048	23.01	-350		3	I
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	1	S	-150	15.00	-10		257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	3	S	-57,137	67.96	-841		5,399	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	1	S	-28,902	72.26	-400		16,365	D
11/6/24 18:39	11/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	3	S.d	-16,587	22.12	-750		7	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	3	M.d	5,203	14.98	347	168	554	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		2	M.d	0	0.00	3	5	65	D
11/4/24 18:47	10/31/24	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		1	S	0	0.00	-49,808	-100	0	I
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		1	S	-2,960	64.07	-46		100	D
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	M.d	1,155	57.77	20	16	148	D
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	2	S.d	-1,155	57.77	-20		148	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		2	M.d	980	55.77	18		14	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		2	S.d	-980	55.77	-18		14	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	3	M.d	1,650	52.40	32	262	44	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	3	S.d	-1,650	52.40	-32		44	D
10/22/24 18:20	10/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	3	S.d	-7,516	52.96	-142	0	98,678	I
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	1	S	-2,124	530.94	-4		21	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		1	S	-7,150	119.17	-60		190	I
10/15/24 06:45	10/11/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		1	P	15	41.50	0	0	132	D
10/9/24 16:12	3/30/22	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Flaherty Mark A.	NY	D		1	P.m	30	360.30	0	8	1	I
10/7/24 17:59	10/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	5	S.d	-1,067	3.65	-293		1,070	D
10/2/24 18:33	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zoellick Robert B.	CA	D		2	M.d	0	0.00	5	6	84	D
10/2/24 18:32	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		2	M.d	0	0.00	7	4	165	D
10/2/24 18:32	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	M.d	0	0.00	5	10	54	D
10/1/24 16:21	9/30/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Coulter James Robert Edward	FL	O	Dir,CEO,	1	M.d	0	0.00	2	13	18	D
10/1/24 16:12	9/30/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		2	P	130	43.25	3	2	131	D
9/9/24 16:15	9/6/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		1	S	-259	259.39	-1		54	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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