12/15/25 20:04 | 12/15/25 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Exec Cha | 1 | S.d | -21,321 | 163.15 | 0 | -131 | | 263 | D | | | | | | | | | | | | | | |
12/12/25 16:15 | 12/12/25 | MKTX | Marketaxess Holdings Inc | | Financ | FinTrd | Security Brokers, Dealers & F | Pintoff Scott | NY | O | GC,Secre | 1 | S | -18 | 177.85 | 0 | 0 | | 10 | D | | | | | | | | | | | | | | |
12/10/25 07:56 | 12/8/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Devall Christopher Franklin | NY | O | COO | 2 | S.m | -1,044 | 3.94 | 0 | -265 | | 191 | D | | | | | | | | | | | | | | |
12/9/25 16:30 | 12/5/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pinner Jeffrey Tsvi | CA | O | CTO | 4 | S | -3,230 | 137.71 | 0 | -23 | | 27 | D | | | | | | | | | | | | | | |
12/8/25 16:20 | 12/4/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCabe Philip | PA | O | See Rema | 1 | S.d | -973 | 81.11 | 0 | -12 | | 65 | D | | | | | | | | | | | | | | |
12/5/25 17:57 | 12/3/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DO | Exec CB | 1 | S.d | -2,003 | 80.87 | 0 | -25 | 0 | 6,943 | D | | | | | | | | | | | | | | |
12/5/25 16:31 | 11/24/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | 5 | S | -30,409 | 132.21 | 0 | -230 | | 566 | D | | | | | | | | | | | | | | |
12/5/25 16:30 | 11/4/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | 2 | S | -13,349 | 135.81 | 0 | -98 | | 70 | D | | | | | | | | | | | | | | |
12/3/25 16:36 | 12/1/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Small Martin | NY | O | CFO,Seni | 1 | S | -1,313 | 1,043.4 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
12/3/25 16:32 | 12/2/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Yates David M | NY | O | CIO | 1 | S | -76 | 11.13 | 0 | -7 | | 152 | D | | | | | | | | | | | | | | |
12/1/25 17:49 | 11/26/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Abraham Chad R | MN | DO | CEO,CB | 1 | S.dm | -2,494 | 337.04 | 0 | -7 | | 90 | D | | | | | | | | | | | | | | |
11/25/25 17:02 | 11/25/25 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lilien R Jarrett | NY | O | P,COO | 2 | S | -432 | 11.52 | 0 | -38 | | 1,011 | D | | | | | | | | | | | | | | |
11/21/25 16:44 | 11/21/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Clune Katherine Patricia | MN | O | CFO | 1 | S | -444 | 324.69 | 0 | -1 | | 10 | D | | | | | | | | | | | | | | |
11/19/25 16:31 | 10/21/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Bhatt Baiju | CA | D | | 3 | S.d | -275,309 | 127.07 | 0 | -2,167 | -100 | 1 | I | | | | | | | | | | | | | | |
11/19/25 16:21 | 11/18/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Soran Philip | MN | D | | 1 | S | -190 | 317.05 | 0 | -1 | | 19 | D | | | | | | | | | | | | | | |
11/14/25 19:05 | 11/12/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Beatty Jonathan S | TX | O | MD,Head | 1 | S.d | -301 | 98.00 | 0 | -3 | | 55 | M | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | 1 | S.d | -39,842 | 132.81 | 0 | -300 | | 464 | D | | | | | | | | | | | | | | |
11/13/25 15:51 | 11/11/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | 1 | S | -5,612 | 132.26 | 0 | -42 | | 147 | I | | | | | | | | | | | | | | |
11/13/25 14:21 | 11/12/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Peterson Michael | PA | O | EVP | 1 | S.d | -2,105 | 84.21 | 0 | -25 | | 14 | D | | | | | | | | | | | | | | |
11/12/25 11:20 | 11/11/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Romeo Carmen | PA | D | | 1 | S.d | -420 | 84.01 | 0 | -5 | 0 | 1,574 | D | | | | | | | | | | | | | | |
11/10/25 21:17 | 11/7/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Craig Jonathan M. | TX | O | MD,Head | 1 | S.d | -3,355 | 95.35 | 0 | -35 | -100 | 0 | M | | | | | | | | | | | | | | |
11/7/25 16:38 | 11/4/25 | VIRT | Virtu Financial, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gambale Virginia | NY | D | | 1 | S.d | -134 | 34.57 | 0 | -4 | | 27 | D | | | | | | | | | | | | | | |
11/5/25 17:06 | 11/5/25 | PIPR | Piper Sandler Companies | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schoneman Debbra L. | MN | O | P | 1 | S.d | -826 | 330.33 | 0 | -3 | | 59 | D | | | | | | | | | | | | | | |
10/31/25 16:47 | 10/29/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Harris Lawrence E | CT | D | | 3 | S.m | -3,767 | 68.50 | 0 | -55 | | 224 | D | | | | | | | | | | | | | | |
10/31/25 16:42 | 10/31/25 | MS | Morgan Stanley | DE | Financ | FinTrd | Security Brokers, Dealers & F | Pick Edward | NY | DO | CB,CEO | 1 | S | -16,434 | 164.34 | 0 | -100 | | 761 | D | | | | | | | | | | | | | | |
10/30/25 21:39 | 10/28/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab Charles R. | TX | DO | Co-CB | 1 | S.m | -10,284 | 94.22 | 0 | -109 | 0 | 96,368 | I | | | | | | | | | | | | | | |
10/22/25 18:42 | 10/20/25 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Lord Rachel | NY | O | Senior M | 1 | S | -13,981 | 1,165.0 | 0 | -12 | | 7 | D | | | | | | | | | | | | | | |
10/14/25 16:39 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Novogratz Michael | NY | DOT | CEO | 1 | S.d | -108,000 | 36.00 | 0 | -3,000 | | 349 | I | | | | | | | | | | | | | | |
10/14/25 16:36 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Ferraro Christopher C | NY | O | P,CIO | 1 | S.d | -27,000 | 36.00 | 0 | -750 | | 688 | D | | | | | | | | | | | | | | |
10/14/25 16:35 | 10/10/25 | GLXY | Galaxy Digital Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Galaxy Group Investments LLC | NY | T | | 1 | S.d | -89,174 | 36.00 | 0 | -2,477 | -100 | 0 | D | | | | | | | | | | | | | | |
10/3/25 18:57 | 10/2/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Schwab-Pomerantz Carolyn | TX | D | | 1 | S | -2,221 | 92.55 | 0 | -24 | | 1,888 | I | | | | | | | | | | | | | | |
10/3/25 16:56 | 10/1/25 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Tenev Vladimir | CA | DO | CEO | 1 | S.d | -104,799 | 139.73 | 0 | -750 | | 7 | D | | | | | | | | | | | | | | |
10/3/25 16:05 | 9/19/25 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Brody Paul Jonathan | CT | DO | CFO | 5 | S.m | -10,374 | 65.27 | 0 | -159 | | 2,987 | I | | | | | | | | | | | | | | |
10/2/25 19:04 | 10/1/25 | SCHW | Schwab Charles Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Woolway Paul V | TX | O | MD,Chief | 1 | S | -299 | 93.33 | 0 | -3 | | 70 | I | | | | | | | | | | | | | | |
9/30/25 16:28 | 9/29/25 | TG | Tredegar Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | CT | T | | 5 | S.m | -128 | 17.04 | 0 | -8 | | 143 | I | | | | | | | | | | | | | | |
9/29/25 16:18 | 9/29/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy Kathryn | PA | D | | 1 | S.d | -857 | 85.66 | 0 | -10 | | 76 | D | | | | | | | | | | | | | | |
9/25/25 17:00 | 9/23/25 | DOMH | Dominari Holdings Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Blattner Gregory James | NY | D | | 1 | S | 0 | 0.00 | 0 | -14 | | 22 | D | | | | | | | | | | | | | | |
9/24/25 17:53 | 9/23/25 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | Guarino Carl | PA | D | | 1 | S.d | -864 | 86.41 | 0 | -10 | | 16 | D | | | | | | | | | | | | | | |