Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
3/26/26 16:32	3/25/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		1	S	-12	40.00	0	0	62	D
3/24/26 17:28	3/23/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	1	S	-1,020	39.33	-26		299	D
3/24/26 16:32	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	4	S	-2,229	95.28	-23		30	D
3/24/26 16:31	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		2	S.d	-9,559	71.81	-133		2	I
3/23/26 12:31	3/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		1	S	-10	1.05	-9		14	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S.m	-116	16.99	-7		69	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		1	S.d	-1,479	39.00	-38		142	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	1	S	-4,206	142.34	-30		55	D
3/18/26 16:53	2/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	2	S	-819	75.07	-11		58	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	1	S.d	-1,908	39.74	-48		397	D
3/12/26 10:13	3/10/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	1	S.m	-5,003	80.12	-62		6,876	D
3/10/26 16:15	3/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	3	S	-53	175.16	0		12	D
3/6/26 16:12	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		2	S.d	-7,146	40.92	-175		4,689	I
3/5/26 17:59	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	1	S	-681	94.61	-7		60	D
3/5/26 17:56	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	1	S	-1,370	94.60	-14	-100	0	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	2	S.d	-3,608	94.91	-38		10	D
3/5/26 16:38	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	3	S	-2,841	94.71	-30		453	D
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	1	S.dm	-2,090	94.97	-22		66	M
3/3/26 18:09	2/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	2	S.d	-403	100.11	-4		55	I
3/3/26 17:44	2/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	S	-1,036	96.57	-11		88	I
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		1	S	-24	48.20	-1	0	131	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-424	90.67	-5		20	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	2	S.d	-25,084	1,120.6	-22		141	M
2/26/26 18:01	11/28/25	SHCO	Soho House & Co Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		3	S.m	-30,053	9.00	-3,338		17,111	I
2/26/26 16:24	2/25/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	1	S	-505	16.84	-30		1,140	D
2/26/26 11:59	2/25/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	1	S.d	-327	81.74	-4		1	D
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	2	S	-2,581	1,073.5	-2		7	D
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	S.d	-7,776	38.88	-200		327	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	3	S.dm	-3,833	26.70	-144		199	D
2/17/26 16:14	2/12/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew	1P	D		1	S	-48	119.39	0		0	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	1	S.d	-1,839	350.99	-5		59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	1	S	-15,211	959.37	-16		87	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	1	S.dm	-64,659	1,087.0	-59		56	D
2/11/26 21:18	2/9/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	4	S.dm	-70,253	104.05	-675		96,289	I
2/11/26 16:31	2/9/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	1	S	-10,636	85.09	-125		402	D
2/11/26 16:05	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	1	S	-10,944	941.57	-12		34	D
2/11/26 16:03	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	1	S	-2,143	935.01	-2		5	M
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	2	S.dm	-33,817	104.08	-325		543	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		1	S.d	-1,236	104.55	-12		453	I
2/6/26 16:11	2/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-111	37.50	-3		24	D
2/5/26 16:30	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	1	S	-4,613	87.81	-53		28	D
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	1	S	-767	170.46	-5		27	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	1	S	-50	124.31	0		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	1	S.d	-793	104.38	-8		1	D
2/2/26 16:26	1/29/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	1	S.d	-1	123.89	0	0	1,161	M
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	1	S.d	-6,989	87.36	-80		212	D
1/30/26 16:34	1/30/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	1	S	-6,020	182.61	-33		359	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	2	S.d	-4,256	924.67	-5		5	D
1/29/26 16:09	1/29/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	1	S	-255	938.92	0	0	142	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S.m	-30,726	76.81	-400		607	I
1/27/26 16:12	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	S	-8,894	927.51	-10		19	D
1/27/26 16:08	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	1	S	-4,492	923.75	-5		10	D
1/26/26 20:11	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		1	S	-4,509	105.19	-43		1,845	I
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	1	S	-2,942	185.77	-16		135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	1	S	-1,548	182.08	-9		125	D
1/22/26 16:15	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	1	S	-5,569	183.62	-30		280	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	1	S	-3,691	184.55	-20		128	D
1/22/26 16:13	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	1	S	-3,966	184.00	-22		169	D
1/22/26 16:12	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	1	S	-1,442	183.45	-8		69	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	1	S.d	-31,676	1,171.1	-27		11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		2	S.d	-65,821	965.31	-68		653	I
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	1	S.d	-45,610	121.63	-375		7	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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