DNY - Denali Fund Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	74	0	1	4	10	12	24	9
P	%wins				77	77	88	80	61	93	79
S	%ret	1	2	3	0	2	5	-2	-10	0	-1
S	%wins				67	0	0	100	100		53

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/24/15 18:49	3/20/15	DNY	Fund	CEF	Closed-End Funds	Stewart West Indies Trust	CO	T		S	0	0.00	-57	-100	0	D
3/24/15 18:41	3/20/15	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		S	0	0.00	-1,160	-100	0	D
3/24/15 18:30	3/20/15	DNY	Fund	CEF	Closed-End Funds	Mildred B. Horejsi Trust	AK	T		S	0	0.00	-1,030	-100	0	D
3/24/15 18:12	3/20/15	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		S	0	0.00	-950	-100	0	D
3/24/15 15:20	3/20/15	DNY	Fund	CEF	Closed-End Funds	Fischer Brendon J	CO	H	Portfoli	S	0	0.00	-1	-100	0	D
3/24/15 15:03	3/20/15	DNY	Fund	CEF	Closed-End Funds	Norgaard Steven K	CO	D		S	0	0.00	-1	-100	0	D
3/24/15 14:57	3/20/15	DNY	Fund	CEF	Closed-End Funds	Jacobson Dean	AZ	D		S	0	0.00	-2	-100	0	D
3/24/15 14:51	3/20/15	DNY	Fund	CEF	Closed-End Funds	Looney Joel W	CO	D		S	0	0.00	-2	-100	0	D
12/2/14 18:24	11/30/14	DNY	Fund	CEF	Closed-End Funds	Stewart West Indies Trust	AK	T		P	1,295	22.88	57	New	57	D
12/2/14 17:39	11/30/14	DNY	Fund	CEF	Closed-End Funds	Evergreen Trust	AK	T		S	-1,295	22.88	-57	-100	0	D
12/19/13 13:29	12/17/13	DNY	Fund	CEF	Closed-End Funds	Fischer Brendon J	CO	O	Assistan	P	5	19.51	0	38	1	D
5/21/12 13:32	5/17/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	43	14.49	3	0	1,160	D
5/16/12 16:48	5/16/12	DNY	Fund	CEF	Closed-End Funds	Norgaard Steven K	CO	D		P	7	14.53	1	New	1	D
5/8/12 13:53	5/3/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	2	14.68	0	0	1,157	D
5/3/12 13:54	5/1/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	1	14.82	0	0	1,157	D
5/2/12 14:15	5/1/12	DNY	Fund	CEF	Closed-End Funds	Fischer Brendon J	CO	O	Assistan	P	10	14.86	1	New	1	D
4/27/12 14:37	4/25/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P.m	7	14.49	0	0	1,156	D
4/25/12 17:45	4/23/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	14	14.28	1	0	1,156	D
4/23/12 14:15	4/19/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	9	14.30	1	0	1,155	D
4/18/12 15:58	4/16/12	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	0	14.23	0	0	1,154	D
1/5/12 16:39	12/30/11	DNY	Fund	CEF	Closed-End Funds	Susan L Ciciora Trust	AK	T		P	15,192	13.16	1,154	New	1,154	D	0	-7	-10	9	3	4	0	2	1	2	5
1/5/12 16:04	12/30/11	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		S	-15,192	13.16	-1,154	-55	950	D	0	-7	-10	9	3	4	0	2	1	2	5
12/29/11 14:45	12/27/11	DNY	Fund	CEF	Closed-End Funds	Evergreen Trust	AK	T		P	801	14.15	57	New	57	D	-2	-8	-11	4	-1	-1	-2	-1	0	2	7
12/29/11 14:10	12/27/11	DNY	Fund	CEF	Closed-End Funds	Mildred B. Horejsi Trust	AK	T		P	14,579	14.15	1,030	New	1,030	D	-2	-8	-11	4	-1	-1	-2	-1	0	2	7
12/29/11 13:44	12/27/11	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		S	-15,380	14.15	-1,087	-34	2,104	D	-2	-8	-11	4	-1	-1	-2	-1	0	2	7
3/17/11 20:13	1/5/10	DNY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	72	14.42	5		0	I	85	-3	3	2	-7	-6	-5	-4	0	3	3	-2	-10
3/17/11 20:13	1/5/10	DNY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-71	14.29	-5	-100	0	I	85	-3	3	2	-7	-6	-5	-4	0	3	3	-2	-10
8/11/10 17:47	8/9/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	13	14.24	1	0	3,191	D	-10	9	1	-7	4	5	1	1	0	3	5	14	22	-7
3/9/10 14:20	3/5/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	52	15.19	3	0	3,190	D	6	148	31	12	10	7	4	3	1	3	4	-13	-4	6
3/5/10 16:42	3/3/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	13	14.99	1	0	3,187	D	1	119	26	9	4	6	1	1	1	2	3	-9	-5	9
3/3/10 11:56	3/1/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	58	14.96	4	0	3,186	D	-1	117	19	11	5	6	1	1	0	4	5	-7	-5	10
3/1/10 16:31	2/25/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	15	14.74	1	0	3,182	D	-2	89	18	9	4	7	2	0	1	2	6	-5	-5	11
2/25/10 13:36	2/23/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	22	14.84	2	0	3,181	D	-3	87	20	10	5	4	4	0	-1	0	6	-10	-4	12
2/23/10 12:52	2/19/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	160	14.82	11	0	3,179	D	-2	80	22	9	5	4	6	3	-1	0	6	-7	-4	12
2/19/10 14:15	2/17/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	98	14.59	7	0	3,169	D	-4	67	20	6	3	4	5	2	1	1	8	-3	-2	14
2/17/10 13:56	2/12/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	80	14.38	6	0	3,162	D	-6	51	12	8	0	2	2	2	1	3	11	2	-2	16
2/12/10 11:57	2/10/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	79	14.17	6	0	3,156	D	-9	46	3	7	-2	0	-2	2	1	5	12	7	-2	19
2/10/10 12:45	2/8/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	49	13.97	4	0	3,151	D	-7	39	9	8	0	-1	0	0	0	3	10	8	1	21
2/3/10 14:59	2/1/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	20	14.33	1	0	3,147	D	-12	40	18	11	6	1	2	3	-1	-2	3	7	-1	15
2/1/10 14:05	1/29/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	49	14.20	3	0	3,146	D	-10	37	20	8	1	0	-1	0	1	-2	6	10	-1	14
1/29/10 13:26	1/28/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	27	14.09	2	0	3,142	D	-10	34	25	5	2	-1	-2	0	1	0	6	14	0	17
1/27/10 12:39	1/25/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	28	13.94	2	0	3,141	D	-6	42	26	8	2	-1	-1	-1	-1	2	4	9	-1	12
1/25/10 15:52	1/21/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	91	14.33	6	0	3,139	D	-6	38	27	8	3	-1	-1	-1	-1	0	5	10	-2	11
1/21/10 12:51	1/20/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	22	14.32	2	0	3,132	D	0	42	30	7	2	0	1	1	0	-2	4	8	-5	8
1/19/10 15:22	1/14/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	69	14.28	5	0	3,131	D	-4	41	33	7	3	0	0	-1	1	-1	3	7	-4	11
1/12/10 15:44	1/8/10	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	87	14.21	6	0	3,126	D	-5	27	38	8	5	5	-1	1	0	0	-1	10	-4	9
12/28/09 12:38	12/23/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	70	14.01	5	0	3,120	D	-9	42	42	13	7	3	3	2	-1	1	-2	10	-3	7
12/22/09 16:32	12/21/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	12	13.82	1	0	3,115	D	-9	40	42	7	5	2	2	0	1	3	2	13	0	13
12/21/09 14:28	12/17/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	36	13.80	3	0	3,114	D	-11	34	39	5	4	0	-1	-1	3	4	5	16	0	15
12/17/09 12:38	12/15/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	26	13.98	2	0	3,111	D	-17	39	39	4	4	2	0	1	-2	1	2	13	-1	8
12/15/09 12:31	12/14/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	1	13.97	0	0	3,109	D	-20	38	38	5	5	1	1	1	0	1	3	15	3	10
12/11/09 13:54	12/10/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	18	13.95	1	0	3,109	D	-22	26	35	8	3	1	1	-2	0	-1	3	15	2	11
12/9/09 17:17	12/8/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	56	14.03	4	0	3,108	D	-21	34	35	11	4	1	2	1	0	0	3	13	1	12
12/7/09 13:13	12/3/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	4	13.82	0	0	3,104	D	-19	46	36	16	5	3	1	1	1	0	2	12	-3	12
12/3/09 15:37	12/1/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	56	13.90	4	0	3,104	D	-19	43	36	16	4	2	1	1	0	0	5	11	-2	13
11/25/09 12:51	11/24/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	10	13.72	1	0	3,100	D	-16	41	36	9	2	2	2	0	1	0	4	9	3	13
11/24/09 13:10	11/23/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	4	13.78	0	0	3,099	D	-18	69	39	9	4	4	2	-1	0	0	3	8	0	11
11/23/09 13:30	11/20/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	26	13.68	2	0	3,099	D	-17	72	37	9	2	3	1	-2	1	1	3	10	0	13
11/18/09 13:24	11/16/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	55	13.68	4	0	3,097	D	-19	40	41	14	6	5	5	3	0	-1	-1	8	0	10
11/16/09 15:40	11/12/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	5	13.54	0	0	3,093	D	-23	28	35	9	5	1	0	1	3	1	3	9	9	16
11/12/09 14:36	11/10/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	93	13.54	7	0	3,092	D	-23	28	38	3	6	1	2	2	0	3	3	8	12	17
11/10/09 14:05	11/6/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	40	13.46	3	0	3,086	D	-24	20	35	-5	2	2	0	-1	0	3	3	6	14	19
11/3/09 15:42	10/30/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	0	13.25	0	0	3,083	D	-31	18	34	7	0	0	-1	0	0	2	4	10	17	20
10/29/09 13:21	10/27/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	98	13.33	7	0	3,083	D	-32	21	41	12	-2	0	-1	0	2	2	3	8	19	20
10/27/09 12:37	10/26/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	121	13.47	9	0	3,075	D	-30	18	46	17	1	2	-1	0	1	-1	3	6	17	20
10/26/09 14:38	10/23/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	5	13.31	0	0	3,066	D	-31	19	45	17	2	3	-2	0	1	0	4	8	18	22
9/28/09 13:56	9/25/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	1	12.75	0	0	3,066	D	-36	-13	55	25	-3	5	-8	-4	4	-1	5	13	25	21
9/25/09 11:39	9/24/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	11	12.65	1	0	3,066	D	-37	-14	52	25	-4	6	-5	-4	1	1	5	13	25	23
9/10/09 14:19	9/8/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	24	12.39	2	0	3,065	D	-37	-23	68	22	11	4	0	6	1	9	5	11	25	17
9/8/09 16:41	9/4/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	42	12.12	4	0	3,063	D	-41	-24	89	17	6	-3	-5	1	1	3	4	12	26	18
7/20/09 15:01	7/17/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	22	10.78	2	0	3,059	D	-53	-30	6	9	4	6	6	1	2	4	15	25	33	28
7/8/09 12:20	7/7/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	14	10.18	1	0	3,057	D	-57	-32	-9	15	2	0	1	-1	0	5	27	26	42	33
7/2/09 16:18	7/1/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	1	10.28	0	0	3,056	D	-56	-35	-2	23	4	-2	3	1	0	1	16	27	42	31
6/23/09 15:08	6/19/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	10	10.18	1	0	3,056	D	-58	-42	-4	21	-2	-2	-5	-1	0	2	11	33	39	39
6/11/09 12:32	6/9/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	15	10.26	1	0	3,055	D	-57	-39	-1	38	12	5	2	0	1	-4	0	22	35	35
6/8/09 13:42	6/4/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	21	10.26	2	0	3,054	D	-59	-42	5	65	8	7	4	2	-1	0	-2	15	34	31
6/2/09 16:36	6/1/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	36	10.17	3	0	3,052	D	-60	-41	5	45	5	0	3	2	-1	1	-2	25	35	38
5/28/09 12:20	5/26/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	17	9.75	2	0	3,048	D	-59	-41	22	26	3	0	3	2	2	1	2	27	39	39
5/26/09 16:06	5/22/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	32	9.80	3	0	3,046	D	-60	-43	9	15	0	-2	0	-1	0	2	0	27	39	41
5/14/09 13:02	5/13/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	49	9.70	5	0	3,043	D	-61	-43	-14	-1	17	1	-2	-2	1	1	6	42	38	58
5/12/09 15:58	5/11/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	20	9.85	2	0	3,038	D	-60	-40	-10	-2	27	4	7	1	-1	-1	3	30	31	53
5/1/09 15:56	4/30/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	10	9.48	1	0	3,036	D	-60	-45	-14	-9	15	-3	-3	4	1	5	7	26	41	67
4/30/09 14:33	4/29/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	58	9.29	6	0	3,035	D	-61	-45	-14	-12	11	5	-4	-3	2	7	9	23	45	74
4/28/09 10:59	4/27/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	45	9.17	5	0	3,029	D	-62	-46	-18	-9	3	4	-9	-5	0	9	9	24	45	71
4/8/09 10:21	4/7/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	4	8.66	1	0	3,024	D	-63	-48	-35	-25	10	3	5	1	2	11	15	18	51	87
4/7/09 11:59	4/6/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	2	8.79	0	0	3,023	D	-63	-47	-38	-21	9	4	6	6	-2	9	13	15	46	84
4/6/09 12:03	4/3/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	64	8.60	7	0	3,023	D	-63	-48	-41	-20	2	-2	5	6	2	12	15	18	46	86
4/2/09 11:19	4/1/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	4	8.28	1	0	3,016	D	-64	-49	-43	-20	-6	8	1	1	3	6	15	23	57	92
4/1/09 14:01	3/30/09	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	39	8.10	5	0	3,015	D	-64	-49	-40	-21	-8	9	3	-2	1	5	16	22	61	94
11/17/08 16:50	11/13/08	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	273	10.35	26	1	3,010	D	-55	-41	-40	-36	-23	-5	-9	-2	-5	-17	2	-10	-1	39
11/17/08 16:16	11/13/08	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	341	9.25	37	1	2,984	D	-55	-41	-40	-36	-23	-5	-9	-2	-5	-17	2	-10	-1	39
10/22/08 13:01	10/20/08	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P.m	70	11.53	6	0	2,947	D	-48	-37	-28	-23	-26	-18	16	15	-3	-10	-27	-14	-21	9
10/20/08 15:02	10/17/08	DNY	Fund	CEF	Closed-End Funds	Looney Joel W		D		P	2	10.69	0	13	2	D	-55	-46	-37	-32	-34	-23	-20	-13	7	6	-6	-4	-8	27
10/6/08 13:59	10/2/08	DNY	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	30	14.96	2	0	2,941	D	-36	-31	-15	-5	-11	-10	-3	-2	-6	-26	-19	-22	-38	-10
10/6/08 13:32	10/3/08	DNY	Fund	CEF	Closed-End Funds	Looney Joel W		D		P	10	14.93	1	88	2	D	-36	-31	-15	-5	-11	-10	-3	-2	-6	-26	-19	-22	-38	-10
1/15/08 11:14	1/11/08	DNY	Fund	CEF	Closed-End Funds	Jacobson Dean	AZ	D		P	34	16.95	2	New	2	D	-20	-38	-36	-29	-15	-5	-6	-1	0	-2	4	6	-4	-26
1/4/08 16:47	1/3/08	DNY	Fund	CEF	Closed-End Funds	Looney Joel W		D		P	14	18.09	1	New	1	D	-11	-33	-34	-24	-6	-11	1	2	-1	-3	2	7	1	-30
10/5/07 21:48	9/17/07	NRL	Financ	InvAdv	Investment Advice	Neuberger Berman LLC	NY	H	IA	S	-4,746	24.49	-194	-100	0	D
10/3/07 16:48	9/21/07	NRL	Fund	CEF	Closed-End Funds	Lola Brown Trust 1B	AK	T		P	60,638	24.49	2,476	535	2,939	D
9/21/07 21:55	9/17/07	NRL	Fund	CEF	Closed-End Funds	Colish Faith	NY	D		S	-2	24.49	0	-100	0	D
10/11/05 15:58	10/7/05	NRL	Fund	CEF	Closed-End Funds	Colish Faith	NY	D		P.a	2	21.53	0	New	0	D
10/7/05 17:15	10/7/05	NRL	Fund	CEF	Closed-End Funds	Colish Faith	NY	D		P	2	21.47	0	New	0	D
5/27/05 14:48	5/26/05	NRL	Fund	CEF	Closed-End Funds	Ernest Horejsi Trust No 1B	AK	T		S	-97	19.85	-5	-1	463	D
9/27/04 18:31	9/22/04	NRL	Financ	InvAdv	Investment Advice	Neuberger Berman LLC	NY	H	IA	P.a	3,000	21.50	140	999%	147	D
9/24/04 16:07	9/22/04	NRL	Fund	CEF	Closed-End Funds	Neuberger Berman LLC	NY	H	IA	P	3,000	21.50	140	999%	147	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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