Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
5/25/23 16:18 | 5/24/23 | HTGC | Fund | CEF | Closed-End Funds | Follmann Christian | CA | O | COO | S | -6 | 13.72 | 0 | 0 | -1 | 72 | D | ||||||||||||||
11/22/22 16:38 | 11/21/22 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | CEO | S | -1,416 | 14.16 | 0 | -100 | -10 | 947 | D | ||||||||||||||
5/26/22 17:27 | 5/26/22 | HTGC | Fund | CEF | Closed-End Funds | Follmann Christian | CA | O | COO | S | -6 | 14.23 | 0 | 0 | -1 | 49 | D | ||||||||||||||
11/16/21 17:17 | 11/15/21 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | CEO | S | -1,369 | 17.11 | 0 | -80 | -9 | 845 | D | ||||||||||||||
5/5/21 16:16 | 5/4/21 | HTGC | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D | S | -350 | 17.50 | 0 | -20 | -16 | 107 | D | |||||||||||||||
3/19/21 17:10 | 3/18/21 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | CEO | S | -1,264 | 15.80 | 0 | -80 | -8 | 923 | D | ||||||||||||||
3/16/21 16:23 | 3/15/21 | HTGC | Fund | CEF | Closed-End Funds | Fallon Thomas J | CA | D | S | -248 | 16.56 | 0 | -15 | -23 | 50 | D | |||||||||||||||
11/20/19 16:05 | 10/7/19 | HTGC | Fund | CEF | Closed-End Funds | Foster Carol L | CA | D | S | -18 | 13.27 | 0 | -1 | -18 | 6 | D | |||||||||||||||
5/20/15 13:39 | 5/19/15 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -76 | 12.65 | 5 | -6 | -4 | 160 | D | 12 | -3 | -15 | -15 | -5 | -7 | 1 | 0 | -1 | 0 | -7 | -3 | -8 | 5 |
4/24/15 17:13 | 4/23/15 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -28 | 14.06 | 5 | -2 | -2 | 100 | D | 29 | 8 | -2 | -5 | 0 | 3 | 2 | 1 | -2 | 0 | -6 | -17 | -17 | -3 |
4/21/15 16:19 | 4/20/15 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -83 | 13.90 | 7 | -6 | -3 | 166 | D | 37 | 8 | 2 | 1 | -2 | 2 | 2 | 1 | 1 | -1 | -6 | -14 | -19 | -3 |
3/24/15 18:08 | 3/23/15 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -28 | 13.99 | 6 | -2 | -2 | 110 | D | 35 | 1 | -2 | -4 | -8 | -2 | -1 | 2 | 1 | 0 | 3 | -12 | -15 | -5 |
3/23/15 17:35 | 3/19/15 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -81 | 13.48 | 6 | -6 | -3 | 184 | D | 35 | 3 | -4 | -1 | -7 | -8 | 0 | 4 | -2 | -2 | -1 | -13 | -19 | -9 |
2/25/15 15:38 | 2/23/15 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -31 | 15.44 | 3 | -2 | -2 | 95 | D | 44 | 1 | 3 | -1 | 5 | -1 | 0 | 1 | 1 | -6 | -9 | -13 | -24 | -26 |
2/23/15 14:38 | 2/19/15 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -92 | 15.36 | 3 | -6 | -4 | 144 | D | 47 | 2 | 0 | -1 | 7 | 3 | 0 | -1 | 1 | 0 | -8 | -14 | -18 | -26 |
1/26/15 16:15 | 1/23/15 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -30 | 15.00 | 5 | -2 | -2 | 97 | D | 47 | -1 | -7 | 1 | 1 | 0 | 5 | 8 | -1 | 1 | 3 | -4 | -24 | -19 |
1/22/15 16:25 | 1/20/15 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -84 | 13.96 | 4 | -6 | -4 | 149 | D | 41 | -5 | -11 | 0 | -5 | -5 | -2 | 1 | 0 | -4 | 3 | -6 | -23 | -23 |
12/29/14 13:55 | 12/23/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -29 | 14.74 | 4 | -2 | -2 | 100 | D | 61 | -2 | -3 | 3 | -3 | -2 | 7 | 2 | -1 | -1 | -4 | -8 | -19 | -9 |
12/22/14 16:25 | 12/18/14 | HTGC | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | S.m | -1,373 | 14.74 | 5 | -93 | -5 | 1,738 | D | 56 | -1 | -1 | 3 | -6 | -3 | -1 | 5 | 0 | 2 | 3 | -6 | -15 | -12 |
12/22/14 16:24 | 12/19/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -89 | 14.81 | 5 | -6 | -4 | 156 | D | 56 | -1 | -1 | 3 | -6 | -3 | -1 | 5 | 0 | 2 | 3 | -6 | -15 | -12 |
12/12/14 15:00 | 12/10/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S.a | -150 | 15.02 | 4 | -10 | -9 | 102 | D | 65 | -4 | -1 | -1 | -3 | -5 | -4 | -2 | -3 | 0 | -3 | -4 | -17 | -19 |
12/11/14 16:39 | 12/10/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -30 | 15.02 | 4 | -2 | -2 | 102 | D | 66 | -4 | 0 | -1 | -3 | -5 | -3 | -4 | -3 | -3 | -1 | -4 | -14 | -14 |
12/3/14 12:36 | 12/1/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -345 | 15.33 | 4 | -23 | -8 | 252 | D | 68 | 0 | 5 | 2 | 5 | -2 | -1 | -2 | -2 | -2 | -2 | -5 | -13 | -17 |
11/25/14 16:41 | 11/24/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -31 | 15.63 | 5 | -2 | -2 | 114 | D | 71 | -1 | 7 | 3 | 16 | 0 | 0 | 0 | 1 | -1 | -3 | -1 | -14 | -20 |
11/20/14 18:40 | 11/19/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -352 | 15.63 | 5 | -23 | -8 | 275 | D | 73 | 2 | 14 | 2 | 11 | 2 | -1 | 0 | -1 | 1 | -5 | 0 | -14 | -21 |
11/4/14 15:11 | 11/3/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -95 | 15.84 | 6 | -6 | -4 | 164 | D | 73 | 11 | 15 | -3 | 8 | 16 | 4 | 1 | 0 | 2 | -2 | -2 | -11 | -21 |
10/24/14 14:06 | 10/23/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -30 | 15.14 | 6 | -2 | -2 | 116 | D | 66 | 5 | 13 | -8 | -2 | 3 | 11 | 4 | 2 | 4 | 5 | 1 | -5 | -19 |
10/3/14 20:24 | 10/1/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -322 | 14.33 | 5 | -23 | -7 | 299 | D | 55 | 4 | 5 | -10 | -7 | -6 | 0 | -2 | 0 | -2 | 8 | 6 | -1 | -24 |
10/3/14 20:23 | 10/1/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -86 | 14.33 | 5 | -6 | -4 | 149 | D | 55 | 4 | 5 | -10 | -7 | -6 | 0 | -2 | 0 | -2 | 8 | 6 | -1 | -24 |
9/25/14 11:36 | 9/23/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -29 | 14.51 | 5 | -2 | -2 | 119 | D | 51 | 3 | 3 | -6 | -8 | -6 | -4 | -2 | 2 | 0 | 5 | 4 | -1 | -17 |
9/15/14 14:17 | 9/11/14 | HTGC | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | S.m | -770 | 15.40 | 5 | -50 | -3 | 1,853 | D | 60 | 12 | 5 | 1 | -6 | 1 | 0 | 1 | -2 | -4 | -12 | -1 | -5 | -20 |
9/3/14 14:34 | 9/2/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -503 | 15.25 | 6 | -33 | -9 | 325 | D | 60 | 14 | 4 | 2 | -6 | -3 | -2 | 1 | 1 | 0 | -5 | 2 | -3 | -20 |
9/3/14 14:34 | 9/2/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -92 | 15.25 | 6 | -6 | -4 | 157 | D | 60 | 14 | 4 | 2 | -6 | -3 | -2 | 1 | 1 | 0 | -5 | 2 | -3 | -20 |
9/2/14 14:29 | 8/28/14 | HTGC | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | S.m | -759 | 15.17 | 6 | -50 | -3 | 1,926 | D | 59 | 13 | 3 | 3 | -7 | -3 | -3 | -1 | 0 | -1 | -5 | 5 | -3 | -17 |
8/26/14 15:28 | 8/25/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -30 | 15.22 | 7 | -2 | -2 | 123 | D | 58 | 11 | 0 | 3 | -7 | -7 | -4 | -4 | 2 | 1 | -5 | 5 | 5 | -22 |
8/21/14 13:37 | 8/20/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -520 | 15.75 | 7 | -33 | -8 | 358 | D | 64 | 15 | 2 | 13 | -1 | -2 | 0 | 0 | -1 | -4 | -6 | 1 | 0 | -18 |
8/4/14 13:25 | 8/1/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -99 | 16.55 | 8 | -6 | -4 | 164 | D | 75 | 29 | 10 | 22 | 8 | 2 | 0 | -1 | 0 | -4 | -7 | -4 | -6 | -27 |
7/24/14 13:20 | 7/23/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -33 | 16.61 | 14 | -2 | -2 | 126 | D | 74 | 29 | 6 | 21 | 8 | 2 | 2 | 1 | 1 | 1 | -5 | -9 | -6 | -27 |
7/2/14 17:34 | 7/1/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -535 | 16.21 | 14 | -33 | -8 | 393 | D | 72 | 25 | 2 | 20 | 14 | 4 | 4 | 1 | 0 | 0 | 0 | -10 | -5 | -25 |
7/2/14 17:33 | 7/1/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -97 | 16.21 | 14 | -6 | -3 | 170 | D | 72 | 25 | 2 | 20 | 14 | 4 | 4 | 1 | 0 | 0 | 0 | -10 | -5 | -25 |
6/24/14 16:55 | 6/23/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -31 | 15.44 | 9 | -2 | -2 | 128 | D | 65 | 21 | 0 | 6 | 8 | 1 | 0 | -2 | 0 | 4 | 8 | -4 | -1 | -16 |
6/18/14 16:12 | 6/16/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -93 | 15.50 | 9 | -6 | -3 | 176 | D | 74 | 27 | -2 | 9 | 13 | 5 | 1 | 2 | -1 | -2 | 4 | -2 | -4 | -16 |
6/16/14 16:13 | 6/12/14 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -507 | 15.37 | 8 | -33 | -7 | 427 | D | 70 | 26 | -3 | 4 | 14 | 5 | 2 | 0 | 2 | 0 | 7 | 1 | 0 | -17 |
6/6/14 16:17 | 6/5/14 | HTGC | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | S | -1,560 | 15.60 | 8 | -100 | -5 | 1,989 | D | 76 | 25 | -3 | 5 | 13 | 12 | 4 | 3 | 0 | -1 | 4 | 0 | 0 | -11 |
5/19/14 16:13 | 5/16/14 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -139 | 13.88 | 7 | -10 | -7 | 132 | D | 55 | 17 | -11 | -9 | 5 | 6 | 2 | 0 | -1 | 3 | 10 | 13 | 13 | -3 |
5/8/14 16:11 | 5/7/14 | HTGC | Fund | CEF | Closed-End Funds | Bluestein Scott | MA | O | Chief In | S | -253 | 14.24 | 7 | -18 | -9 | 184 | D | 50 | 18 | -4 | -6 | -2 | 2 | 4 | 3 | 0 | 0 | 12 | 19 | 15 | 1 |
3/13/14 16:09 | 3/12/13 | HTGC | Fund | CEF | Closed-End Funds | Jaquez-Fissori Todd | CA | O | Senior M | S | -341 | 15.36 | 9 | -22 | -33 | 45 | D | 68 | 34 | 7 | -7 | -1 | -6 | -1 | 4 | 0 | -5 | -10 | 3 | 4 | -1 |
12/24/13 17:00 | 12/24/13 | HTGC | Fund | CEF | Closed-End Funds | Baron Jessica T | CA | O | CFO | S | -84 | 16.81 | 8 | -5 | -4 | 112 | D | 106 | 63 | 29 | 12 | 3 | 0 | 0 | 0 | -1 | -3 | -6 | -12 | -3 | -5 |
9/18/12 11:42 | 9/17/12 | HTGC | Fund | CEF | Closed-End Funds | Jaquez-Fissori Todd | CA | O | Senior M | S | -6 | 11.50 | 3 | -1 | -1 | 48 | D | 40 | 34 | 12 | 9 | 7 | 2 | 1 | 1 | -2 | -1 | -5 | -3 | 10 | 42 |
8/9/12 10:49 | 8/8/12 | HTGC | Fund | CEF | Closed-End Funds | Jaquez-Fissori Todd | CA | O | Senior M | S | -6 | 11.13 | 3 | -1 | -1 | 48 | D | 29 | 32 | 9 | 4 | 1 | -2 | -1 | 2 | 2 | 2 | 4 | -8 | 15 | 47 |
5/23/12 13:08 | 5/22/12 | HTGC | Fund | CEF | Closed-End Funds | Jaquez-Fissori Todd | CA | O | Tech,Cle | S | -26 | 10.30 | 5 | -3 | -7 | 33 | D | 38 | 10 | 18 | 6 | -2 | -7 | -4 | -3 | 2 | 1 | 1 | 10 | 6 | 39 |
3/19/12 15:19 | 3/15/12 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S.m | -1,695 | 10.61 | 4 | -160 | -37 | 276 | D | 18 | 11 | 18 | 15 | -1 | 3 | -1 | -4 | 2 | 5 | 6 | 5 | 14 | 26 |
3/7/12 17:15 | 3/6/12 | HTGC | Fund | CEF | Closed-End Funds | Harvey H Scott | CA | O | GC,Sec | S | -58 | 10.58 | 4 | -6 | -9 | 53 | D | 18 | 0 | 21 | 11 | 8 | 1 | 0 | -2 | 0 | |||||
6/10/11 17:29 | 6/8/11 | HTGC | Fund | CEF | Closed-End Funds | Harvey H Scott | CA | O | GC,Sec | S | -120 | 10.40 | 3 | -12 | -16 | 59 | D | 54 | 31 | 7 | -1 | 1 | 2 | -2 | 4 | 1 | 0 | 2 | -11 | -3 | |
6/1/11 11:08 | 5/31/11 | HTGC | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | S | -215 | 10.77 | 2 | -20 | -9 | 197 | D | 62 | 37 | 13 | 6 | 10 | 5 | 4 | 4 | -3 | -5 | -5 | -11 | -15 | |
12/23/10 16:29 | 12/22/10 | HTGC | Fund | CEF | Closed-End Funds | Denomme Mark | MA | O | Senior M | S | -74 | 10.66 | 3 | -7 | -15 | 38 | D | 78 | 12 | 21 | 13 | 5 | 5 | 2 | 5 | -2 | 0 | 1 | 5 | 2 | 0 |
9/30/10 15:21 | 9/30/10 | HTGC | Fund | CEF | Closed-End Funds | Denomme Mark | MA | O | Senior M | S | -106 | 10.01 | 2 | -11 | -22 | 38 | D | 38 | 13 | -4 | 8 | -1 | 2 | -1 | -1 | 3 | 5 | 3 | 10 | 18 | -4 |
9/2/10 12:05 | 9/1/10 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S.d | -937 | 9.32 | 2 | -101 | -31 | 223 | D | 22 | 12 | -3 | 2 | -5 | -4 | -1 | 0 | 1 | 2 | 7 | 10 | 21 | 11 |
3/10/10 17:49 | 3/10/10 | HTGC | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | S | -36 | 10.25 | 3 | -4 | -4 | 86 | D | 20 | 224 | 14 | 7 | 5 | 12 | 4 | 2 | -1 | 0 | 6 | -12 | -6 | 19 |
12/28/09 11:12 | 12/23/09 | HTGC | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | S | -52 | 10.41 | 2 | -5 | -5 | 89 | D | 12 | 72 | 36 | 10 | 7 | 7 | 8 | 3 | 0 | 3 | 0 | 5 | -6 | 7 |
11/25/09 10:36 | 11/23/09 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -130 | 10.16 | 1 | -13 | -13 | 86 | D | 25 | 104 | 42 | 10 | -1 | 14 | 2 | 2 | -3 | -3 | 3 | -2 | -7 | 6 |
9/25/09 10:42 | 9/23/09 | HTGC | Fund | CEF | Closed-End Funds | Shah Parag | MA | O | Senior M | S | -129 | 10.13 | 2 | -13 | -12 | 98 | D | 2 | 19 | 94 | 20 | 2 | 3 | 2 | 0 | 0 | -1 | 7 | 9 | 13 | 10 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |