1/10/20 18:14 | 1/9/20 | PFN | Fund | CEF | Closed-End Funds | Cogan Sarah E | CA | D | | P | 11 | 10.78 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
1/28/15 19:08 | 1/27/15 | PFN | Fund | CEF | Closed-End Funds | Gallagher Bradford K | CA | D | | P | 51 | 10.23 | 4 | 5 | New | 5 | D | 9 | 11 | 0 | 1 | 4 | 4 | 2 | 1 | 0 | 0 | 0 | 1 | -4 | -9 |
11/12/14 10:36 | 10/31/14 | PFL | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | S | 0 | 0.00 | 1 | -2 | -100 | 0 | D | 18 | 18 | 8 | 5 | 5 | 4 | 2 | 1 | 0 | -3 | -3 | -3 | -4 | -9 |
2/26/14 21:20 | 2/25/14 | PFN | Financ | NtBnk | National Commercial Banks | Ubs AG | V8 | T | | P | 0 | 0.00 | 2 | 0 | 0 | 1 | I | 26 | 1 | 11 | 7 | 2 | 1 | 1 | 0 | 0 | 0 | 0 | 7 | 9 | 10 |
2/4/14 16:45 | 2/3/14 | PFN | Financ | NtBnk | National Commercial Banks | Ubs AG | V8 | T | | P | 0 | 0.00 | 2 | 0 | 0 | 1 | I | 23 | -3 | 5 | 0 | 2 | 0 | -2 | 0 | 0 | 0 | 1 | 5 | 9 | 10 |
1/5/12 14:06 | 12/30/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 0 | 9.19 | 2 | 0 | | 0 | I | 19 | 1 | -10 | 14 | 7 | 5 | 2 | 2 | 0 | 1 | 7 | 10 | 18 | 31 |
1/5/12 14:06 | 12/30/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | 0 | 9.20 | 2 | 0 | -100 | 0 | I | 19 | 1 | -10 | 14 | 7 | 5 | 2 | 2 | 0 | 1 | 7 | 10 | 18 | 31 |
9/13/11 15:10 | 9/6/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 6 | 9.58 | 1 | 1 | | 0 | I | 43 | 4 | -8 | -9 | -8 | 4 | -2 | -1 | -1 | -3 | -7 | -4 | 11 | 30 |
9/13/11 15:10 | 9/6/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -6 | 9.58 | 1 | -1 | -100 | 0 | I | 43 | 4 | -8 | -9 | -8 | 4 | -2 | -1 | -1 | -3 | -7 | -4 | 11 | 30 |
7/11/11 17:33 | 6/21/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.m | 11 | 10.66 | 2 | 1 | | 0 | I | 99 | 17 | 14 | 5 | 2 | 2 | 1 | 0 | 0 | 0 | -13 | -18 | -10 | 6 |
7/11/11 17:33 | 6/21/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.m | -11 | 10.66 | 2 | -1 | -100 | 0 | I | 99 | 17 | 14 | 5 | 2 | 2 | 1 | 0 | 0 | 0 | -13 | -18 | -10 | 6 |
5/3/11 15:46 | 1/5/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.m | 182 | 10.35 | 2 | 18 | | 0 | I | 150 | 26 | 8 | 4 | 1 | 2 | 2 | 1 | 1 | 2 | 2 | 0 | -8 | 2 |
5/3/11 15:46 | 1/5/11 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.m | -182 | 10.38 | 2 | -18 | -100 | 0 | I | 150 | 26 | 8 | 4 | 1 | 2 | 2 | 1 | 1 | 2 | 2 | 0 | -8 | 2 |
3/21/11 11:30 | 12/7/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.m | 150 | 9.86 | 3 | 15 | | 0 | I | 222 | 19 | 11 | 11 | 4 | 0 | -1 | 0 | 0 | -1 | -1 | 2 | -10 | 2 |
3/21/11 11:30 | 12/7/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.m | -149 | 9.81 | 3 | -15 | -100 | 0 | I | 222 | 19 | 11 | 11 | 4 | 0 | -1 | 0 | 0 | -1 | -1 | 2 | -10 | 2 |
3/21/11 11:17 | 4/29/10 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P.m | 60 | 9.95 | 3 | 6 | | 0 | I | 222 | 19 | 11 | 11 | 4 | 0 | -1 | 0 | 0 | -1 | -1 | 2 | -10 | 2 |
3/21/11 11:17 | 4/29/10 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S.m | -60 | 9.97 | 3 | -6 | -100 | 0 | I | 222 | 19 | 11 | 11 | 4 | 0 | -1 | 0 | 0 | -1 | -1 | 2 | -10 | 2 |
3/10/11 16:23 | 10/19/10 | PFN | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.am | 0 | 0.00 | 3 | 1 | 98 | 2 | D | 300 | 20 | 13 | 11 | 6 | 2 | 1 | 1 | 0 | -1 | -1 | 4 | -6 | 3 |
1/28/11 16:37 | 10/19/10 | PFN | Fund | CEF | Closed-End Funds | Brigade Leveraged Capital Structures Fund Ltd. | E9 | T | | P.m | 71 | 88.00 | 2 | 1 | 98 | 2 | D | 105 | 10 | 8 | 1 | 8 | 4 | 3 | 1 | 1 | 1 | 4 | 4 | 4 | 4 |
12/15/10 15:34 | 12/14/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 482 | 9.64 | 3 | 50 | 5 | 973 | D | 170 | 12 | 4 | -3 | -8 | -5 | -4 | -2 | 1 | 3 | 8 | 14 | 18 | 3 |
12/14/10 19:19 | 12/13/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 1,199 | 9.37 | 3 | 128 | 16 | 923 | D | 167 | 11 | 6 | -4 | -8 | -6 | -5 | -4 | 1 | 4 | 7 | 16 | 20 | 2 |
5/26/10 15:56 | 5/25/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 206 | 8.77 | 5 | 24 | 3 | 795 | D | -15 | 58 | 2 | -8 | -5 | -1 | 0 | 2 | -1 | 0 | 11 | 17 | 19 | 33 |
5/21/10 14:47 | 5/20/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 883 | 8.83 | 5 | 100 | 15 | 771 | D | -16 | 61 | 1 | -10 | -8 | -5 | -3 | -4 | 4 | 2 | 14 | 21 | 20 | 35 |
5/11/10 20:12 | 5/11/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 68 | 8.95 | 5 | 8 | 1 | 671 | D | -14 | 74 | 9 | -5 | -4 | -3 | -5 | 0 | 0 | 1 | -1 | 18 | 23 | 32 |
5/10/10 20:33 | 5/10/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 658 | 9.00 | 5 | 73 | 12 | 664 | D | -16 | 76 | 7 | -8 | -6 | -6 | -7 | -5 | 0 | 0 | -1 | 18 | 24 | 32 |
5/7/10 19:44 | 5/7/10 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | See Rema | P | 959 | 8.75 | 5 | 110 | 23 | 590 | D | -16 | 76 | 6 | -11 | -7 | -6 | -8 | -6 | 3 | 3 | 1 | 20 | 26 | 34 |
11/13/09 16:14 | 11/10/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 1 | 9.50 | 2 | 0 | | 0 | I | -22 | 70 | 65 | 16 | 10 | 1 | 5 | 2 | 1 | 1 | 5 | 12 | 5 | 25 |
11/13/09 16:14 | 11/10/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -1 | 9.48 | 2 | 0 | -100 | 0 | I | -22 | 70 | 65 | 16 | 10 | 1 | 5 | 2 | 1 | 1 | 5 | 12 | 5 | 25 |
10/9/09 16:41 | 10/5/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 0 | 9.87 | 2 | 0 | | 0 | I | -30 | 40 | 102 | 32 | 13 | 4 | -2 | 2 | 0 | -1 | -2 | 11 | 10 | 27 |
10/9/09 16:41 | 10/5/09 | PFN | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | 0 | 9.35 | 2 | 0 | -100 | 0 | I | -30 | 40 | 102 | 32 | 13 | 4 | -2 | 2 | 0 | -1 | -2 | 11 | 10 | 27 |
12/31/08 06:31 | 12/14/07 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | EXECUTIV | P.a | 1,075 | 14.75 | 2 | 73 | 76 | 169 | D | -59 | -54 | -49 | -31 | 3 | 30 | 9 | 3 | 1 | 23 | 10 | -18 | 30 | 97 |
12/17/07 13:27 | 12/14/07 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 1,075 | 14.75 | 3 | 73 | 76 | 169 | D | 1 | -14 | -21 | -9 | -10 | -4 | -4 | -3 | 1 | 1 | 7 | -15 | 1 | -65 |
10/26/07 16:40 | 10/22/07 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 344 | 16.56 | 2 | 21 | 28 | 96 | D | 11 | -4 | -11 | 0 | -2 | -5 | -5 | -1 | 0 | 1 | -6 | -6 | -11 | -50 |
5/31/07 14:03 | 5/22/07 | PFN | Financ | InvAdv | Investment Advice | Allianz Global Investors of America L P | CA | H | Affiliat | S.m | -120 | 19.31 | 2 | -6 | -100 | 0 | D | 30 | 15 | 7 | 3 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | -12 | -17 | -17 |
5/31/07 11:03 | 5/22/07 | PFN | Fund | CEF | Closed-End Funds | Pimco Advisors Fund Management LLC | | H | Affiliat | S.m | -120 | 19.31 | 2 | -6 | -100 | 0 | D | 30 | 15 | 7 | 3 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | -12 | -17 | -17 |
12/20/05 11:04 | 12/19/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 175 | 17.46 | 4 | 10 | 15 | 75 | D | | -3 | 3 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 4 | 11 | 12 | 16 |
12/20/05 10:11 | 12/16/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P.a | 575 | 17.42 | 4 | 33 | 103 | 65 | D | | -3 | 3 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 4 | 11 | 12 | 16 |
12/20/05 10:02 | 12/15/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P.a | 296 | 17.43 | 4 | 17 | 113 | 32 | D | | -3 | 3 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 4 | 11 | 12 | 16 |
12/19/05 10:32 | 12/16/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 575 | 17.42 | 4 | 33 | 103 | 65 | D | | -4 | 2 | -1 | 1 | 0 | -1 | -1 | 1 | 3 | 5 | 12 | 13 | 18 |
12/19/05 09:24 | 12/15/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 296 | 17.43 | 4 | 17 | 113 | 32 | D | | -4 | 2 | -1 | 1 | 0 | -1 | -1 | 1 | 3 | 5 | 12 | 13 | 18 |
12/13/05 12:08 | 12/6/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 89 | 17.80 | 3 | 5 | 50 | 15 | D | | -4 | 3 | -3 | 1 | -1 | 0 | 0 | 0 | 0 | 3 | 11 | 11 | 17 |
11/30/05 09:46 | 11/28/05 | PFN | Fund | CEF | Closed-End Funds | Gross William H | CA | H | Executiv | P | 176 | 17.64 | 3 | 10 | New | 10 | D | | -6 | 3 | 0 | 0 | 0 | -2 | 0 | 0 | 1 | 3 | 8 | 9 | 17 |
10/4/05 11:39 | 10/3/05 | PFN | Fund | CEF | Closed-End Funds | Kennedy Raymond G | NY | O | VP, Port | P | 538 | 17.95 | 3 | 30 | 250 | 42 | D | | | -2 | 0 | 0 | -4 | 0 | 0 | 0 | 2 | 0 | 3 | 11 | 16 |
4/20/05 15:35 | 4/19/05 | PFN | Fund | CEF | Closed-End Funds | Kennedy Raymond G | CA | O | VP,Portf | P | 215 | 17.94 | 2 | 12 | New | 12 | D | | | | -8 | -8 | -4 | -4 | -2 | 0 | 1 | 0 | 1 | 2 | 11 |