JSD - Nuveen Short Duration Credit Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	3	4	1	2	2	7	14	32	9
S	%wins				50	25	25	0	0	0	17

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/22/22 16:07	11/18/22	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-195	12.07	0	-16	-100	0	D
5/6/22 13:11	5/4/22	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-589	13.30	0	-44	-4	996	I
5/3/22 17:20	5/2/22	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-136	13.32	0	-10	-1	1,040	I
5/3/21 11:43	4/29/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-217	14.20	0	-15	-1	1,051	I
4/29/21 11:17	4/27/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-260	14.16	0	-18	-2	1,066	I
4/27/21 14:17	4/23/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-100	14.18	0	-7	-1	1,084	I
4/23/21 12:31	4/21/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-281	14.18	0	-20	-2	1,091	I
4/21/21 11:02	4/19/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-306	14.21	0	-22	-2	1,111	I
4/16/21 14:45	4/14/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-141	14.22	0	-10	-1	1,133	I
4/14/21 09:56	4/12/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-255	14.27	0	-18	-2	1,143	I
4/12/21 12:12	4/8/21	JSD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-724	14.23	0	-51	-4	1,160	I
8/9/19 16:22	8/7/19	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-168	15.09	0	-11	-44	14	D
11/3/17 16:57	11/1/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-9	17.62	0	-1	-2	25	D
11/1/17 17:16	10/31/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-35	17.52	0	-2	-7	26	D
11/1/17 17:16	10/30/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-18	17.56	0	-1	-3	28	D
11/1/17 17:16	10/27/17	JSD	Fund	CEF	Closed-End Funds	Caraher Scott C.	IL	H	Portfoli	S	-14	17.50	0	-1	-3	29	D
5/15/17 17:43	5/11/17	JSD	Fund	CEF	Closed-End Funds	Nuveen Fund Advisors, LLC	IL	H	Investme	S	-94	17.95	1	-5	-100	0	D	23	27	16	3	3	1	0	0
1/30/17 16:26	1/26/17	JSD	Fund	CEF	Closed-End Funds	Rhee Jenny Y	IL	H	Portfoli	S	-41	17.96	1	-2	-100	0	D	25	35	15	9	5	3	2	1	0	0	2	2
3/11/16 16:43	1/29/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		S.m	-116	14.15	1	-8	-100	0	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
3/11/16 16:39	1/13/16	JSD	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		S.m	-46	14.13	1	-3	-63	2	I	-10	-9	-3	1	2	5	3	0	1	2	3	10	15	32
12/21/15 13:03	12/17/15	JSD	Fund	CEF	Closed-End Funds	Evans Jack	IL	H	Trustee	S	-29	14.50	1	-2	-100	0	D	-8	-7	-11	-5	-3	-3	0	3	0	2	-2	7	13	31

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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