DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	26	-0	-0	-0	4	10	18	5
P	%wins				73	65	54	69	100	100	77

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/20/18 14:51	12/20/18	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	OH	CFO,VP,T	P	49	19.50	0	3	10	27	D
12/19/18 14:58	12/18/18	DFP	Fund	CEF	Closed-End Funds	Chadwick Robert E	CA	DOH	CEO,P	P	100	20.00	0	5	33	20	D
12/17/18 13:26	12/14/18	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	OH	CFO,VP,T	P	51	20.38	0	3	12	24	D
10/11/18 12:41	10/10/18	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	OH	CFO,VP,T	P	55	21.88	0	3	13	21	D
11/14/16 16:29	11/14/16	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	OH	CFO,Trea	P	55	21.95	2	3	18	16	D	16	8	-2	-7	-10	-9	-4	-5	4	4	4	16
11/14/16 15:53	11/14/16	DFP	Fund	CEF	Closed-End Funds	Chadwick Robert E	CA	DOH	CEO,P	P	110	21.90	2	5	50	15	D	16	8	-2	-7	-10	-9	-4	-5	-4	1	0	12
11/8/16 18:03	11/2/16	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	OH	CFO,VP,T	P	60	23.91	2	3	22	14	D	23	14	4	-2	-2	-2	-3	1	0	-9	-3	7	11
3/18/16 16:08	3/17/16	DFP	Fund	CEF	Closed-End Funds	Wulf Robert F	CA	D		P	48	23.16	1	2	15	16	I	26	8	8	9	3	2	3	1	1	0	0	5	9	14
6/30/15 15:48	6/29/15	DFP	Fund	CEF	Closed-End Funds	Conwell Chad	CA	O	CCO,VP,S	P	11	21.97	2	1	25	3	D	5	1	1	-5	-4	-1	0	0	2	1	0	4	7	20
6/23/15 15:18	6/22/15	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	O	CFO,VP,T	P	44	21.90	2	2	25	10	D	4	3	0	-5	-6	-3	-1	0	0	0	1	6	6	19
6/23/15 14:13	6/22/15	DFP	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	H	Aff. Per	P	299	21.88	2	14	55	39	D	4	3	0	-5	-6	-3	-1	0	0	0	1	6	6	19
6/8/15 17:26	6/8/15	DFP	Fund	CEF	Closed-End Funds	Chadwick Robert E	CA	O	CEO,P	P	113	22.51	1	5	100	10	D	8	8	0	0	-4	-3	-1	0	-1	-2	-1	2	4	17
9/16/14 17:38	9/16/14	DFP	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	103	22.85	2	5	22	25	D		24	9	0	3	0	-1	0	0	0	-1	2	6	7
8/1/14 14:47	7/31/14	DFP	Fund	CEF	Closed-End Funds	Hogan Karen Hanovice	CA	D		P	26	22.23	2	1	New	1	D		10	11	-1	-3	-4	-4	-3	0	1	4	5	12	8
3/10/14 17:05	3/10/14	DFP	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	144	21.82	2	7	51	20	D			11	13	6	2	0	-1	0	0	1	8	10	16
2/6/14 14:33	2/5/14	DFP	Fund	CEF	Closed-End Funds	Wulf Robert F	CA	D		P	262	20.95	2	12	999%	13	M			1	4	3	1	1	0	1	2	5	11	11	23
11/25/13 15:30	11/22/13	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	O	VP,Asst.	P	49	19.74	2	3	50	8	D			-18	-1	-2	-3	0	0	1	0	4	12	21	27
11/20/13 17:13	11/20/13	DFP	Fund	CEF	Closed-End Funds	Conwell Chad	CA	O	CCO,VP,S	P	20	19.90	2	1	100	2	D				-1	-2	-4	0	-1	0	1	3	11	21	28
11/20/13 16:51	11/20/13	DFP	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	159	19.94	2	8	160	13	D				-1	-2	-4	0	-1	0	1	3	11	21	28
9/16/13 17:18	9/16/13	DFP	Fund	CEF	Closed-End Funds	Gust Morgan	CA	D		P	30	20.08	2	2	New	2	D				-19	-9	-5	-3	-1	0	1	4	2	14	24
9/13/13 14:43	9/13/13	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	O	VP,Asst.	P	50	20.00	2	3	100	5	D				-19	-6	-4	-4	-2	0	2	4	2	15	24
8/22/13 12:53	8/21/13	DFP	Fund	CEF	Closed-End Funds	Stone Bradford S	NJ	O	VP,Asst.	P	51	20.50	2	3	New	3	D					-12	-2	-3	0	0	1	-2	-1	9	19
8/20/13 12:26	8/19/13	DFP	Fund	CEF	Closed-End Funds	Wulf Robert F	OR	D		P.a	21	20.74	1	1	New	1	D					-12	-7	0	-3	0	0	-1	0	9	20
8/16/13 15:37	8/16/13	DFP	Fund	CEF	Closed-End Funds	Chadwick Robert E	CA	O	CFO,VP,T	P	104	20.70	1	5	New	5	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/16/13 14:59	8/16/13	DFP	Fund	CEF	Closed-End Funds	Conwell Chad	CA	O	CCO,VP,S	P	21	20.90	1	1	New	1	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/16/13 14:40	8/16/13	DFP	Fund	CEF	Closed-End Funds	Ettinger Robert M	CA	O	P	P	105	20.90	1	5	New	5	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/16/13 13:24	8/13/13	DFP	Fund	CEF	Closed-End Funds	Crumrine Donald F	CA	DO	CEO	P.a	75	21.52	1	4	33	14	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/16/13 13:00	8/12/13	DFP	Fund	CEF	Closed-End Funds	Crumrine Donald F	CA	DO	CEO	P.a	227	21.60	1	11	New	11	D					-12	-5	-2	-1	-2	-1	-5	-3	7	16
8/13/13 14:19	8/13/13	DFP	Fund	CEF	Closed-End Funds	Crumrine Donald F	CA	DO	CEO	P	75	21.52	2	4	33	14	D					-12	-3	1	0	0	-3	-5	-4	5	15
8/13/13 12:07	8/12/13	DFP	Fund	CEF	Closed-End Funds	Crumrine Donald F	CA	DO	CEO	P	227	21.60	2	11	New	11	D					-12	-3	1	0	0	-3	-5	-4	5	15
5/24/13 14:42	5/23/13	DFP	Fund	CEF	Closed-End Funds	Gale David	CA	D		P	50	25.00	0	2	New	2	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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