CAPS - Capstone Therapeutics Corp. - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
12/28/18 12:36	12/21/18	CAPS	Health	Drug	Pharmaceutical Preparations	Subin Neil S	FL	T		S	-11	0.0520	-206	-3	7,554	I
12/28/18 12:36	12/21/18	CAPS	Health	Drug	Pharmaceutical Preparations	Subin Neil S	FL	T		P	5	0.0520	103	1	7,554	I
10/10/17 15:00	10/5/17	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-6	0.0600	-100	-1	7,657	I
7/18/17 19:59	7/14/17	CAPS	Financ	InvAdv	Investment Advice	Bvf Partners L P/il	CA	H	See Expl	S	-260	0.0600	-4,342	-66	2,268	I
1/6/17 17:00	1/4/17	CAPS	Health	Drug	Pharmaceutical Preparations	Taeger Leslie M	AZ	O	SVP CFO	P	4	0.0700	50	112	95	D
12/19/16 14:30	12/16/16	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-2	0.0400	-39	0	7,757	D
12/16/16 14:14	12/15/16	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-1	0.0400	-20	0	7,796	D
8/15/16 15:38	8/12/16	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-1	0.0550	-16	0	7,816	I
8/2/16 16:46	8/1/16	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-5	0.0608	-80	-1	7,832	I
6/9/16 12:25	6/8/16	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		S	-1	0.0800	-14	0	7,912	I
12/6/13 15:54	12/6/13	CAPS	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	7	0.2600	25	5	512	D
8/9/13 11:21	8/7/13	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	20	0.2256	88	1	7,926	I
8/1/13 14:54	7/30/13	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	228	0.2000	1,139	17	7,839	I
6/11/13 14:39	6/10/13	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	54	0.1800	300	5	6,700	I
4/10/13 13:15	4/8/13	CAPS	Health	Drug	Pharmaceutical Preparations	Feldman Fredric J	AZ	D		P	5	0.2100	25	12	226	D
12/18/12 15:47	12/17/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	28	0.1607	175	3	6,400	I
12/10/12 12:44	12/7/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	16	0.1627	97	2	6,225	I
12/7/12 12:50	12/6/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P	3	0.1645	20	0	6,128	I
11/29/12 16:37	7/5/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P.m	42	0.1614	261	15	1,987	I
11/29/12 16:33	8/29/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P.m	117	0.1476	792	22	4,422	I
11/29/12 16:29	5/14/12	CAPS	Health	Drug	Pharmaceutical Preparations	Miller Lloyd I III	FL	T		P.m	151	0.1614	938	35	3,630	I
10/19/12 17:15	10/18/12	CAPS	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P.m	21	0.1400	150	44	487	D
9/8/11 16:26	9/6/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P	81	0.2590	313	7	4,610	I
8/22/11 18:04	8/18/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P.m	21	0.2600	79	2	4,411	I
8/1/11 18:17	7/28/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P.m	239	0.2500	954	28	4,346	I
7/28/11 16:26	7/26/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P	5	0.2500	18	0	3,730	I
7/22/11 16:38	7/20/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P	63	0.2498	253	7	3,716	I
7/18/11 18:11	7/14/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P.m	89	0.2491	359	11	3,522	I
7/13/11 18:01	7/11/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Investments LLC	IL	H	See Expl	P	2	0.2500	9	0	3,193	I
7/5/11 16:50	6/30/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P	1	0.2493	5	0	3,184	I
6/29/11 18:55	6/27/11	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	IL	T		P.m	25	0.2498	100	3	3,181	I
1/14/11 12:10	1/14/11	CAPS	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P	3	0.6400	4	3	151	D
1/13/11 17:45	1/11/11	CAPS	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P.m	17	0.5872	29	25	146	D
1/7/11 16:00	1/6/11	CAPS	Health	Drug	Pharmaceutical Preparations	Feldman Fredric J	AZ	D		P	8	0.5900	13	7	191	D
1/4/11 13:34	1/3/11	CAPS	Health	Drug	Pharmaceutical Preparations	White Augustus A	AZ	D		P.d	6	0.5800	10	6	188	D
12/29/10 16:21	12/28/10	CAPS	Health	Drug	Pharmaceutical Preparations	White Augustus A	AZ	D		P	8	0.5600	14	9	178	D
12/28/10 11:26	12/23/10	CAPS	Health	Drug	Pharmaceutical Preparations	White Augustus A	AZ	D		P	10	0.5700	17	11	163	D
12/23/10 10:56	12/22/10	CAPS	Health	Drug	Pharmaceutical Preparations	Howse Elwood D	AZ	D		P	25	0.4900	50	31	213	D
12/21/10 15:22	12/20/10	CAPS	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P.m	23	0.4600	50	22	277	D
5/1/09 17:04	4/30/09	CAPS	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P	5	0.7200	7	9	85	D
4/29/09 19:51	4/27/09	CAPS	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P	6	0.7200	8	12	78	D
3/31/09 16:46	3/30/09	OLGC	Health	Drug	Pharmaceutical Preparations	Feldman Fredric J	AZ	D		P	8	0.5300	15	10	170
3/31/09 16:46	3/31/09	OLGC	Health	Drug	Pharmaceutical Preparations	Howse Elwood D	AZ	D		P	11	0.5500	20	16	143
12/18/08 13:27	12/17/08	CAPS	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	5	0.4800	10	5	197	D
10/15/08 17:13	10/10/08	CAPS	Health	Drug	Pharmaceutical Preparations	Bvf Partners L P/il	CA	TH	Indirect	P.m	736	0.6207	1,187	30	5,137	I
9/24/08 18:18	9/23/08	OLGC	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P	10	0.9000	11	18	70	D
9/11/08 12:45	9/5/08	OLGC	Health	Drug	Pharmaceutical Preparations	Howse Elwood D	AZ	D		P.m	25	0.9459	26	27	123	D
8/25/08 16:18	8/25/08	OLGC	Health	Drug	Pharmaceutical Preparations	Feldman Fredric J	AZ	D		P	8	0.8300	10	7	155	D
8/19/08 14:27	8/15/08	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P.m	17	0.8450	20	12	187	D
3/19/08 16:06	3/18/08	OLGC	Health	Drug	Pharmaceutical Preparations	Wardell William M	AZ	D		P	16	0.8900	18	44	59	D
3/14/08 13:58	3/13/08	OLGC	Health	Drug	Pharmaceutical Preparations	Feldman Fredric J	AZ	D		P	9	0.9200	10	8	145	D
3/13/08 15:22	3/11/08	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	18	0.9200	20	14	167	D
11/20/07 16:54	11/16/07	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	7	1.34	5	4	129	D
11/20/07 16:51	11/20/07	OLGC	Health	Drug	Pharmaceutical Preparations	White Augustus A	AZ	D		P	5	1.34	4	8	55	D
9/5/07 15:00	8/31/07	OLGC	Health	Drug	Pharmaceutical Preparations	White Augustus A	AZ	D		P	21	1.47	14	38	51	D
8/17/07 18:22	8/16/07	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	7	1.43	5	4	123	D
3/22/07 16:35	3/20/07	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	15	1.48	10	9	119	D
6/5/06 14:41	6/1/06	OLGC	Health	Drug	Pharmaceutical Preparations	Taeger Leslie M	AZ	O	Chief Fi	P	16	1.63	10	New	10
6/5/06 14:40	6/1/06	OLGC	Health	Drug	Pharmaceutical Preparations	Steer Randolph C	AZ	O	P	P	16	1.64	10	65	25
6/5/06 14:39	6/1/06	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	DO	Exec CB	P	16	1.63	10	13	90	D
3/30/06 19:28	3/29/06	OLGC	Health	Drug	Pharmaceutical Preparations	Pusey James M	AZ	DO	CEO	S	-119	2.20	-54	-27	146
6/30/05 14:08	6/29/05	OLGC	Health	Drug	Pharmaceutical Preparations	Holliman John M III	AZ	D		P	19	3.79	5	8	68	D
6/30/05 14:08	6/28/05	OLGC	Health	Drug	Pharmaceutical Preparations	Ryaby James T Phd	AZ	O	CTO	P	10	3.80	3	625	3	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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