28 results

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4/14/25 14:05
4/11/25
GLADGladstone Capital CorpFundCEFClosed-End FundsEnglish Michela AVAD1S-523.69001D
4/14/25 12:38
4/10/25
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT105S.m-56,38713.220-4,26545,147I
4/11/25 16:46
4/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsAltschul Arthur G JrNYD3S-14824.690-641I
4/11/25 11:37
4/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Jr Uw Altschul FrankNYHTrustee 1S-4924.620-2-1000D
4/7/25 16:37
4/3/25
CCDCalamos Dynamic Convertible & Income FundFundCEFClosed-End FundsCalamos John P SrILDOP,CB1S020.000001,450I
4/3/25 18:34
4/1/25
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsOcm Growth Holdings LLCCAT1S-10,35010.350-1,0009,780D
4/3/25 16:05
4/2/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsHellerman GeraldFLD1S09.24005D
4/2/25 15:45
4/1/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Uw Altschul Helen GNYHTrustee 1S-5024.830-2-1000D
4/2/25 14:10
3/31/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsEmrich John ScottCOD3S-8521.200-46D
4/1/25 18:57
4/1/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYDHChairman1S-27824.830-111,561I
4/1/25 17:33
4/1/25
MCIBarings Corporate InvestorsFundCEFClosed-End FundsGrace Edward P IIINCHTrustee1S-22722.710-1010D
3/26/25 17:00
3/26/25
MAINMain Street Capital CorpFundCEFClosed-End FundsHyzak Dwayne L.TXDOCEO,SMD1S-6,96658.050-120402D
3/26/25 16:58
3/26/25
MAINMain Street Capital CorpFundCEFClosed-End FundsMagdol David L.TXOP,CIO,SM1S-5,80558.050-100377D
3/24/25 21:51
3/20/25
SSSSSuro Capital Corp.FundCEFClosed-End FundsLott Ronald M.NYD1S-595.900-1029D
3/11/25 08:25
3/7/25
TYTri-Continental CorpMDFundCEFClosed-End FundsCarlton Pamela GMAD2S-12229.980-40D
3/7/25 16:30
3/5/25
MAINMain Street Capital CorpFundCEFClosed-End FundsFoster Vincent DTXD1S-4,86057.180-851,850D
3/5/25 13:50
3/5/25
EVNEaton Vance Municipal Income TrustFundCEFClosed-End FundsFrost CynthiaMAHTrustee1S-16010.650-15-1000D
2/26/25 17:01
1/17/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsGoldstein PhillipNYD2S.m-2187.080-3112D
2/21/25 10:11
2/20/25
BXMXNuveen S&p 500 Buywrite Income FundFundCEFClosed-End FundsLamb David JILOVP1S-4314.200-31D
2/20/25 17:05
2/19/25
DNPDnp Select Income Fund IncFundCEFClosed-End FundsMcNamara Geraldine MILD2S-1129.500-1210D
2/20/25 13:55
2/14/25
TREIXThirdline Real Estate Income FundFundCEFClosed-End FundsEiben Lawrence ScottVADOPrincipa1S-10010.000-10393I
2/19/25 16:48
2/18/25
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsRoyce Charles MNYHSr. Advi2S.m-3,4769.930-3501,665D
2/14/25 14:48
2/11/25
SRVNxg Cushing Midstream Energy FundFundCEFClosed-End FundsSwank Jerry VTXHSee Rema1S-17146.770-47D
2/12/25 13:24
2/10/25
GCVGabelli Convertible & Income Securities Fund IncFundCEFClosed-End FundsGabelli Mario JNYDHControl 1S-43.900-101,920D
2/5/25 17:01
2/4/25
PCFHigh Income Securities FundMAFundCEFClosed-End FundsDas Rajeev PNJD1S-36.7100-1000M
1/31/25 12:12
1/29/25
CPZCalamos Long/short Equity & Dynamic Income TrustFundCEFClosed-End FundsHerman Thomas EILOVP,CFO1S.m-41815.600-27-1000D
1/29/25 20:06
1/29/25
MMUWestern Asset Managed Municipals Fund Inc.MDFundCEFClosed-End FundsCronin Daniel PNYD1S-2010.330-2-1000D
1/28/25 15:56
1/24/25
USQIXUsq Core Real Estate FundFundCEFClosed-End FundsFairchild Gregory B.VAD1S-5022.180-26D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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