1/14/25 17:43 | 1/10/25 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 115 | S.m | -89,036 | 14.76 | 0 | -6,031 | | 50,263 | I | | | | | | | | | | | | | | |
1/10/25 14:39 | 1/8/25 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Vanekris Anthonie C | NY | D | | 1 | S | -11 | 9.65 | 0 | -1 | | 11 | D | | | | | | | | | | | | | | |
1/7/25 16:35 | 12/31/24 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Monachil Credit Income Fund | CT | DOT | P,CEO | 1 | S | -199 | 9.96 | 0 | -20 | | 1,209 | D | | | | | | | | | | | | | | |
1/3/25 11:38 | 1/2/25 | MMU | Western Asset Managed Municipals Fund Inc. | MD | Fund | CEF | Closed-End Funds | Cronin Daniel P | NY | D | | 2 | S | -73 | 10.44 | 0 | -7 | | 5 | D | | | | | | | | | | | | | | |
1/3/25 08:34 | 1/1/25 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Forman Michael C. | PA | DO | CEO | 1 | S | 0 | 0.00 | 0 | -10 | | 160 | I | | | | | | | | | | | | | | |
12/30/24 17:01 | 12/26/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Hellerman Gerald | FL | D | | 1 | S | -2 | 6.47 | 0 | 0 | | 37 | D | | | | | | | | | | | | | | |
12/27/24 16:03 | 12/27/24 | NXG | Nxg Nextgen Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Sunderland Todd | TX | H | COO | 1 | S | -1 | 43.70 | 0 | 0 | | 1 | I | | | | | | | | | | | | | | |
12/26/24 13:56 | 12/23/24 | GLU.B | Gabelli Global Utility & Income Trust | | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | TH | Control | 5 | S | -378 | 25.18 | 0 | -15 | 0 | 7,585 | I | | | | | | | | | | | | | | |
12/17/24 13:09 | 12/16/24 | FCT | First Trust Senior Floating Rate Income Fund II | | Fund | CEF | Closed-End Funds | Bowen James A | IL | DH | Officer | 2 | S | -125 | 15.74 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
12/16/24 13:57 | 12/12/24 | RA | Brookfield Real Assets Income Fund Inc. | | Fund | CEF | Closed-End Funds | McFarland Stuart A | NY | D | | 1 | S | -25 | 13.38 | 0 | -2 | | 17 | D | | | | | | | | | | | | | | |
12/13/24 11:48 | 12/12/24 | BBDC | Barings Bdc, Inc. | | Fund | CEF | Closed-End Funds | O'Connor Michael James | NC | H | Adviser | 1 | S | -285 | 9.70 | 0 | -29 | -100 | 0 | D | | | | | | | | | | | | | | |
12/12/24 16:30 | 12/10/24 | MAIN | Main Street Capital Corp | | Fund | CEF | Closed-End Funds | Meserve Nicholas | TX | O | MD | 1 | S | -495 | 55.01 | 0 | -9 | | 87 | D | | | | | | | | | | | | | | |
12/11/24 16:05 | 12/11/24 | GLAD | Gladstone Capital Corp | | Fund | CEF | Closed-End Funds | Marcotte Bob | VA | O | P | 1 | S | -424 | 27.35 | 0 | -16 | | 249 | D | | | | | | | | | | | | | | |
12/11/24 12:43 | 12/10/24 | SRV | Nxg Cushing Midstream Energy Fund | | Fund | CEF | Closed-End Funds | Alban John | TX | DH | Trustee | 1 | S | -49 | 44.75 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/10/24 10:59 | 12/9/24 | GHY | Pgim Global High Yield Fund, Inc. | | Fund | CEF | Closed-End Funds | Evans Barry H | NJ | D | | 1 | S | -544 | 12.99 | 0 | -42 | | 42 | D | | | | | | | | | | | | | | |
12/9/24 14:14 | 12/5/24 | FORFX | Forum Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Fisk Darren | CO | DO | CEO | 1 | S | -1,500 | 9.68 | 0 | -155 | | 1,500 | I | | | | | | | | | | | | | | |
12/2/24 17:10 | 11/29/24 | TREIX | Thirdline Real Estate Income Fund | | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | 1 | S | -115 | 10.03 | 0 | -11 | | 402 | I | | | | | | | | | | | | | | |
11/26/24 17:20 | 11/22/24 | GSBD | Goldman Sachs Bdc, Inc. | | Fund | CEF | Closed-End Funds | Lanza John | NY | O | See Rema | 1 | S | -16 | 12.85 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/26/24 14:38 | 11/25/24 | FSK | Fs Kkr Capital Corp | | Fund | CEF | Closed-End Funds | Imasogie Osagie O | PA | D | | 1 | S | -900 | 22.01 | 0 | -41 | | 8 | D | | | | | | | | | | | | | | |
11/12/24 14:40 | 11/7/24 | FMN | Federated Hermes Premier Municipal Income Fund | | Fund | CEF | Closed-End Funds | Donahue Thomas R | PA | H | Treasure | 2 | S | -18 | 12.30 | 0 | -1 | | 0 | D | | | | | | | | | | | | | | |
11/12/24 11:34 | 11/7/24 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | 2 | S.m | -125 | 5.06 | 0 | -25 | -100 | 0 | I | | | | | | | | | | | | | | |
11/5/24 18:20 | 11/4/24 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | 1 | S | -12 | 15.91 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/1/24 10:28 | 10/25/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Eades Chris | NY | H | Portfoli | 1 | S | -1,034 | 44.00 | 0 | -24 | | 14 | D | | | | | | | | | | | | | | |
10/29/24 10:14 | 10/28/24 | ADX | Adams Diversified Equity Fund, Inc. | | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | 2 | S.m | -555 | 21.80 | 0 | -25 | | 59 | D | | | | | | | | | | | | | | |