28 results

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5/29/25 17:16
5/28/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRabil AlbertTXD2S.m-6,15215.880-387165I
5/29/25 16:55
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub Lawrence ENYDOCB1S-91,68715.130-6,0602,381I
5/29/25 16:52
5/27/25
GBDCGolub Capital Bdc, Inc.FundCEFClosed-End FundsGolub DavidNYDOCEO1S-91,68715.130-6,0602,157I
5/29/25 09:56
5/27/25
NXJNuveen New Jersey Quality Municipal Income FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT80S.m-51,06813.130-3,89034,466I
5/20/25 16:55
5/19/25
TRINTrinity Capital Inc.FundCEFClosed-End FundsHamada Richard PAZD1S-5014.900-394D
5/20/25 13:02
5/16/25
MEGINyli Cbre Global Infrastructure Megatrends Term FundFundCEFClosed-End FundsTrutanic Richard SNYD1S-1014.020-12D
5/20/25 12:40
5/19/25
BBDCBarings Bdc, Inc.FundCEFClosed-End FundsFreund MatthewNCOP1S08.5000020D
5/9/25 12:01
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsDavidson SpencerNYDHChairman2S-71024.820-291,561I
5/9/25 11:21
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsAltschul Arthur G JrNYD4S-58024.790-2341I
5/9/25 10:59
5/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Uw Altschul Helen GNYHDirector2S-48224.820-1910D
5/6/25 13:54
5/6/25
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsRoyce Charles MNYHSr. Advi3S.m-1,8298.140-2251,505M
5/6/25 13:21
5/5/25
JPCNuveen Preferred & Income Opportunities FundFundCEFClosed-End FundsJones Nathaniel T.ILOVP,Treas1S-77.780-13D
4/25/25 13:08
4/23/25
RQICohen & Steers Quality Income Realty Fund IncFundCEFClosed-End FundsZaharis-Nikas ElaineNYOHVP1S-1211.840-1-1000I
4/24/25 18:23
4/21/25
CEDIXBluebay Destra International Event-Driven Credit FundFundCEFClosed-End FundsWatson Robert A.MTOP1S-10821.670-524D
4/22/25 11:31
4/15/25
PDCCPearl Diver Credit Co Inc.FundCEFClosed-End FundsUniversity of Wisconsin FoundationWIT1S-420.000005,726D
4/14/25 14:05
4/11/25
GLADGladstone Capital CorpFundCEFClosed-End FundsEnglish Michela AVAD1S-523.69001D
4/11/25 11:37
4/8/25
GAMGeneral American Investors Co IncDEFundCEFClosed-End FundsTrust Fbo Altschul Arthur G Jr Uw Altschul FrankNYHTrustee 1S-4924.620-2-1000D
4/7/25 16:37
4/3/25
CCDCalamos Dynamic Convertible & Income FundFundCEFClosed-End FundsCalamos John P SrILDOP,CB1S020.000001,450I
4/3/25 18:34
4/1/25
RWAYRunway Growth Finance Corp.FundCEFClosed-End FundsOcm Growth Holdings LLCCAT1S-10,35010.350-1,0009,780D
4/3/25 16:05
4/2/25
SWZSwiss Helvetia Fund, Inc.FundCEFClosed-End FundsHellerman GeraldFLD1S09.24005D
4/2/25 14:10
3/31/25
BANXArrowmark Financial Corp.FundCEFClosed-End FundsEmrich John ScottCOD1S-2121.010-15D
4/1/25 17:33
4/1/25
MCIBarings Corporate InvestorsFundCEFClosed-End FundsGrace Edward P IIINCHTrustee1S-22722.710-1010D
3/26/25 17:00
3/26/25
MAINMain Street Capital CorpFundCEFClosed-End FundsHyzak Dwayne L.TXDOCEO,SMD1S-6,96658.050-120402D
3/26/25 16:58
3/26/25
MAINMain Street Capital CorpFundCEFClosed-End FundsMagdol David L.TXOP,CIO,SM1S-5,80558.050-100377D
3/24/25 21:51
3/20/25
SSSSSuro Capital Corp.FundCEFClosed-End FundsLott Ronald M.NYD1S-595.900-1029D
3/11/25 08:25
3/7/25
STKColumbia Seligman Premium Technology Growth Fund, Inc.FundCEFClosed-End FundsCarlton Pamela GMAD2S-12229.980-40D
3/7/25 16:30
3/5/25
MAINMain Street Capital CorpFundCEFClosed-End FundsFoster Vincent DTXD1S-4,86057.180-851,850D
3/5/25 13:50
3/5/25
EVNEaton Vance Municipal Income TrustFundCEFClosed-End FundsFrost CynthiaMAHTrustee1S-16010.650-15-1000D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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