11/22/24 20:08 | 11/20/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.dm | -19,308 | 13.05 | 0 | -1,480 | -39 | 2,339 | M | | | | | | | | | | | | | | |
11/22/24 20:08 | 11/21/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | P.d | 137 | 13.65 | 0 | 10 | 0 | 2,339 | M | | | | | | | | | | | | | | |
11/22/24 20:01 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -13,454 | 173.93 | 0 | -77 | -5 | 1,491 | I | | | | | | | | | | | | | | |
11/22/24 19:59 | 11/20/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -12,767 | 307.22 | 0 | -42 | -2 | 1,707 | D | | | | | | | | | | | | | | |
11/22/24 19:56 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -13,575 | 173.91 | 0 | -78 | -6 | 1,266 | I | | | | | | | | | | | | | | |
11/22/24 19:51 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -13,672 | 173.93 | 0 | -79 | -6 | 1,191 | I | | | | | | | | | | | | | | |
11/22/24 16:45 | 11/20/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,602 | 337.61 | 0 | -14 | 0 | 15,330 | D | | | | | | | | | | | | | | |
11/22/24 16:33 | 11/20/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -16,680 | 34.74 | 0 | -480 | -1 | 38,127 | I | | | | | | | | | | | | | | |
11/22/24 11:48 | 11/21/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -1,022 | 170.26 | 0 | -6 | -32 | 13 | D | | | | | | | | | | | | | | |
11/21/24 17:08 | 11/21/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -291,700 | 35.31 | 0 | -8,260 | -100 | 0 | I | | | | | | | | | | | | | | |
11/20/24 19:47 | 11/18/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -9,886 | 34.85 | 0 | -284 | -1 | 38,607 | I | | | | | | | | | | | | | | |
11/20/24 17:50 | 11/18/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,128 | 334.97 | 0 | -9 | 0 | 15,344 | D | | | | | | | | | | | | | | |
11/20/24 16:23 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -261 | 41.39 | 0 | -6 | -2 | 311 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | S | -184 | 41.38 | 0 | -4 | -2 | 185 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | S | -57 | 41.47 | 0 | -1 | -2 | 54 | D | | | | | | | | | | | | | | |
11/20/24 16:21 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | S | -204 | 41.36 | 0 | -5 | -2 | 212 | D | | | | | | | | | | | | | | |
11/20/24 16:16 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -48 | 41.45 | 0 | -1 | -3 | 35 | D | | | | | | | | | | | | | | |
11/20/24 16:15 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | S | -103 | 41.41 | 0 | -2 | -2 | 131 | D | | | | | | | | | | | | | | |
11/20/24 16:07 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | S | -323 | 41.36 | 0 | -8 | -1 | 524 | D | | | | | | | | | | | | | | |
11/20/24 16:06 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | S | -39 | 41.49 | 0 | -1 | -1 | 86 | D | | | | | | | | | | | | | | |
11/19/24 21:14 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.dm | -9,488 | 168.10 | 0 | -56 | -3 | 1,569 | I | | | | | | | | | | | | | | |
11/19/24 21:13 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.dm | -9,486 | 168.10 | 0 | -56 | -4 | 1,270 | I | | | | | | | | | | | | | | |
11/19/24 21:11 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.dm | -9,344 | 168.09 | 0 | -56 | -4 | 1,344 | I | | | | | | | | | | | | | | |
11/19/24 20:24 | 11/15/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -6,029 | 12.13 | 0 | -497 | -22 | 1,809 | I | | | | | | | | | | | | | | |
11/19/24 19:11 | 11/15/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | M.d | 0 | 0.00 | 0 | 1 | 3 | 21 | D | | | | | | | | | | | | | | |
11/19/24 19:09 | 11/15/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dunn Daniel Joseph | IL | O | Chief Re | M.d | 0 | 0.00 | 0 | 0 | 3 | 13 | D | | | | | | | | | | | | | | |
11/19/24 19:07 | 11/15/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Kapoor Kunal | IL | DO | CEO | M.d | 0 | 0.00 | 0 | 3 | 2 | 134 | D | | | | | | | | | | | | | | |
11/19/24 18:19 | 11/15/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -8,566 | 298.58 | 0 | -29 | -2 | 1,748 | D | | | | | | | | | | | | | | |
11/18/24 21:22 | 11/18/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -191,245 | 29.99 | 0 | -6,376 | -100 | 0 | I | | | | | | | | | | | | | | |
11/18/24 17:35 | 11/14/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,039 | 346.06 | 0 | -3 | 0 | 15,353 | D | | | | | | | | | | | | | | |
11/18/24 10:15 | 11/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | S | -51 | 169.00 | 0 | 0 | -9 | 3 | D | | | | | | | | | | | | | | |
11/15/24 16:05 | 11/13/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Melloh Heather J. | MN | O | EVP,GC | M.d | 115 | 165.41 | 0 | 1 | 23 | 4 | D | | | | | | | | | | | | | | |
11/14/24 18:43 | 11/12/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -3,942 | 12.03 | 0 | -328 | -12 | 2,306 | M | | | | | | | | | | | | | | |
11/14/24 18:37 | 11/12/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -10,192 | 304.33 | 0 | -33 | -2 | 1,777 | D | | | | | | | | | | | | | | |
11/14/24 17:25 | 11/12/24 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | D'Aniello Daniel A. | DC | D | | S | -25,537 | 51.53 | 0 | -496 | -2 | 32,504 | I | | | | | | | | | | | | | | |
11/14/24 16:57 | 11/12/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,500 | 350.69 | 0 | -10 | 0 | 15,356 | D | | | | | | | | | | | | | | |
11/13/24 19:14 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | S | -50 | 68.85 | 0 | -1 | -25 | 2 | D | | | | | | | | | | | | | | |
11/13/24 19:07 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | S | -205 | 68.21 | 0 | -3 | -13 | 20 | D | | | | | | | | | | | | | | |
11/13/24 18:07 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | M.d | 4,135 | 165.41 | 0 | 25 | | 7 | D | | | | | | | | | | | | | | |
11/13/24 18:07 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | S.d | -4,883 | 564.16 | 0 | -9 | -56 | 7 | D | | | | | | | | | | | | | | |
11/13/24 17:40 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | M.d | 4,135 | 165.41 | 0 | 25 | 18 | 161 | D | | | | | | | | | | | | | | |
11/13/24 17:40 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | S.d | -4,867 | 563.44 | 0 | -9 | -5 | 161 | D | | | | | | | | | | | | | | |
11/13/24 17:15 | 11/8/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | M.d | 3,107 | 126.89 | 0 | 24 | | 6 | D | | | | | | | | | | | | | | |
11/13/24 17:15 | 11/8/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | S.d | -5,901 | 549.68 | 0 | -11 | -64 | 6 | D | | | | | | | | | | | | | | |
11/13/24 17:00 | 11/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -37 | 187.46 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
11/13/24 16:31 | 11/11/24 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Delgado-Moreira Juan | PA | DOT | Co-CEO | P.d | 106 | 201.81 | 0 | 1 | 0 | 1,287 | I | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | M.d | 4,830 | 10.39 | 0 | 465 | | 156 | D | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | S.d | -1,996 | 28.52 | 0 | -70 | -31 | 156 | D | | | | | | | | | | | | | | |
11/12/24 20:00 | 11/11/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S | -4,299 | 12.01 | 0 | -358 | -12 | 2,633 | I | | | | | | | | | | | | | | |
11/12/24 18:52 | 11/11/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -292 | 175.00 | 0 | -2 | 0 | 562 | D | | | | | | | | | | | | | | |
11/12/24 17:56 | 11/8/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,683 | 348.99 | 0 | -16 | 0 | 15,366 | D | | | | | | | | | | | | | | |
11/12/24 17:42 | 11/7/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | S | -71 | 80.00 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:28 | 11/8/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | S.d | -465 | 185.94 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:00 | 11/12/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | S | -276 | 159.75 | 0 | -2 | -16 | 9 | D | | | | | | | | | | | | | | |
11/12/24 16:00 | 11/8/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | S | -596 | 41.12 | 0 | -14 | -7 | 198 | D | | | | | | | | | | | | | | |
11/12/24 10:42 | 11/11/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -171 | 171.07 | 0 | -1 | -5 | 19 | D | | | | | | | | | | | | | | |
11/12/24 09:15 | 11/8/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | St. Pierre Nicole Renee | OH | D | | S | -50 | 167.00 | 0 | 0 | -7 | 4 | D | | | | | | | | | | | | | | |
11/8/24 21:43 | 11/6/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -4,581 | 11.68 | 0 | -392 | -12 | 2,991 | I | | | | | | | | | | | | | | |
11/8/24 21:19 | 11/6/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -3,211 | 175.18 | 0 | -18 | -3 | 563 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/7/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | S | -242 | 161.41 | 0 | -2 | -14 | 9 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/8/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | S | -245 | 159.18 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 17:43 | 11/7/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | S | -7,433 | 175.94 | 0 | -42 | -9 | 435 | D | | | | | | | | | | | | | | |
11/8/24 17:17 | 11/6/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -30,082 | 312.50 | 0 | -96 | -5 | 1,810 | D | | | | | | | | | | | | | | |
11/8/24 17:08 | 11/6/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,520 | 340.13 | 0 | -10 | 0 | 15,382 | D | | | | | | | | | | | | | | |
11/8/24 17:02 | 11/7/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Alley J Lindsey | CA | O | CFO | S.d | -2,319 | 185.49 | 0 | -13 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 16:50 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | DO | Senior M | S.d | 0 | 0.00 | 0 | -30,166 | -31 | 68,530 | I | | | | | | | | | | | | | | |
11/8/24 16:37 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | S.d | 0 | 0.00 | 0 | -30,166 | -30 | 70,277 | I | | | | | | | | | | | | | | |
11/8/24 16:31 | 11/6/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | S | -196 | 560.12 | 0 | 0 | -24 | 1 | D | | | | | | | | | | | | | | |
11/7/24 14:46 | 11/6/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -843 | 168.53 | 0 | -5 | -20 | 20 | D | | | | | | | | | | | | | | |
11/6/24 17:27 | 11/4/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,877 | 331.60 | 0 | -18 | 0 | 15,393 | D | | | | | | | | | | | | | | |
11/6/24 16:41 | 11/4/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | S | -263 | 41.63 | 0 | -6 | -7 | 83 | D | | | | | | | | | | | | | | |
11/6/24 16:30 | 11/4/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Porat Ruth | NY | D | | P | 37 | 169.38 | 0 | 0 | 0 | 45 | M | | | | | | | | | | | | | | |
11/4/24 18:02 | 11/1/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -2,974 | 328.22 | 0 | -9 | 0 | 15,411 | D | | | | | | | | | | | | | | |
11/4/24 16:47 | 11/4/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | S | -484 | 39.86 | 0 | -12 | -6 | 179 | D | | | | | | | | | | | | | | |
11/4/24 16:18 | 10/31/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | S | -1,200 | 516.05 | 0 | -2 | -29 | 6 | D | | | | | | | | | | | | | | |
11/1/24 17:00 | 10/31/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | M.d | 0 | 0.00 | 0 | 7 | 315 | 10 | D | | | | | | | | | | | | | | |
10/31/24 17:53 | 10/29/24 | THRD | Third Harmonic Bio, Inc. | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | H | See Expl | S | -14,300 | 14.30 | 0 | -1,000 | -85 | 177 | D | | | | | | | | | | | | | | |
10/30/24 16:49 | 10/30/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | S | -199 | 39.89 | 0 | -5 | -6 | 77 | D | | | | | | | | | | | | | | |
10/30/24 16:44 | 10/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -249 | 331.88 | 0 | -1 | -6 | 13 | D | | | | | | | | | | | | | | |
10/29/24 18:39 | 10/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Charles K. Huebner Trust | TX | H | See Rema | M.d | 129 | 1.17 | 0 | 110 | 999% | 118 | D | | | | | | | | | | | | | | |
10/25/24 20:00 | 10/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | M.d | 0 | 0.00 | 0 | 442 | 15 | 3,383 | D | | | | | | | | | | | | | | |
10/25/24 19:30 | 10/24/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 0 | 197 | D | | | | | | | | | | | | | | |
10/25/24 11:17 | 10/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Coussens Amanda N. | TX | O | CFO,CCO | M.d | 0 | 0.00 | 0 | 22 | 251 | 30 | D | | | | | | | | | | | | | | |
10/25/24 11:17 | 10/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Hood Mark C | TX | O | See rema | M.d | 0 | 0.00 | 0 | 5 | 7 | 83 | D | | | | | | | | | | | | | | |
10/25/24 11:07 | 10/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Sarsfield Luke A. III | TX | DO | See Rema | M.d | 0 | 0.00 | 0 | 218 | | 170 | D | | | | | | | | | | | | | | |
10/24/24 18:29 | 10/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Weingart Jack | TX | DO | CFO | M.d | 0 | 0.00 | 0 | 127 | 10 | 1,348 | D | | | | | | | | | | | | | | |
10/24/24 18:23 | 10/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Vazquez-Ubarri Anilu | TX | DO | COO | M.d | 0 | 0.00 | 0 | 85 | 21 | 482 | D | | | | | | | | | | | | | | |
10/24/24 18:21 | 10/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Sisitsky Todd Benjamin | TX | DO | P | M.d | 0 | 0.00 | 0 | 169 | 16 | 1,206 | D | | | | | | | | | | | | | | |
10/24/24 18:16 | 10/22/24 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | M.d | 0 | 0.00 | 0 | 85 | 33 | 344 | D | | | | | | | | | | | | | | |
10/22/24 18:39 | 10/18/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S | -773 | 11.29 | 0 | -68 | -2 | 3,173 | I | | | | | | | | | | | | | | |
10/22/24 16:08 | 10/18/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Rhein Peter L | NY | D | | S | -264 | 105.51 | 0 | -3 | -7 | 32 | I | | | | | | | | | | | | | | |
10/21/24 17:45 | 10/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -6,720 | 168.00 | 0 | -40 | -6 | 613 | D | | | | | | | | | | | | | | |
10/21/24 17:09 | 10/17/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -582 | 2.33 | 0 | -250 | -10 | 2,155 | I | | | | | | | | | | | | | | |
10/21/24 15:32 | 10/17/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S.m | -32 | 4.00 | 0 | -8 | -2 | 397 | D | | | | | | | | | | | | | | |
10/18/24 17:48 | 10/16/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.m | -1,004 | 43.70 | 0 | -23 | -39 | 37 | D | | | | | | | | | | | | | | |
10/17/24 20:00 | 10/15/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S.m | -2,055 | 11.32 | 0 | -182 | -5 | 3,242 | I | | | | | | | | | | | | | | |
10/17/24 16:30 | 10/15/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -1,080 | 2.16 | 0 | -500 | -17 | 2,405 | I | | | | | | | | | | | | | | |
10/16/24 12:35 | 10/14/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.m | -613 | 43.69 | 0 | -14 | -19 | 59 | D | | | | | | | | | | | | | | |
10/15/24 16:30 | 10/11/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -770 | 2.24 | 0 | -343 | -11 | 2,905 | I | | | | | | | | | | | | | | |
10/15/24 16:20 | 10/14/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -34 | 168.08 | 0 | 0 | -3 | 7 | D | | | | | | | | | | | | | | |
10/11/24 16:30 | 10/9/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -2,809 | 2.13 | 0 | -1,319 | -29 | 3,248 | I | | | | | | | | | | | | | | |
10/9/24 16:30 | 10/7/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -827 | 2.48 | 0 | -334 | -7 | 4,568 | I | | | | | | | | | | | | | | |
10/8/24 18:50 | 10/4/24 | MLTX | Moonlake Immunotherapeutics | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | DT | | S.d | -100,003 | 50.00 | 0 | -2,000 | -61 | 1,288 | D | | | | | | | | | | | | | | |
10/8/24 18:28 | 10/4/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -3,201 | 160.07 | 0 | -20 | -3 | 653 | D | | | | | | | | | | | | | | |
10/8/24 18:12 | 10/4/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S | -2,734 | 11.05 | 0 | -247 | -7 | 3,423 | I | | | | | | | | | | | | | | |
10/8/24 17:02 | 10/4/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | M.d | 5,587 | 74.49 | 0 | 75 | 244 | 106 | D | | | | | | | | | | | | | | |
10/4/24 17:04 | 10/2/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | M.d | 7,449 | 74.49 | 0 | 100 | 31 | 423 | D | | | | | | | | | | | | | | |
10/3/24 17:09 | 10/1/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | S | -17,561 | 150.81 | 0 | -116 | -13 | 800 | D | | | | | | | | | | | | | | |
10/2/24 20:59 | 9/30/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Rana Suren | MA | DO | P,CEO | M.d | 7,500 | 10.00 | 0 | 750 | | 372 | D | | | | | | | | | | | | | | |
10/1/24 20:54 | 9/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Cornelli Francesca | IL | D | | M.d | 0 | 0.00 | 0 | 5 | 24 | 24 | D | | | | | | | | | | | | | | |
10/1/24 20:53 | 9/30/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Masters Blythe | IL | D | | M.d | 0 | 0.00 | 0 | 9 | 14 | 77 | D | | | | | | | | | | | | | | |
9/30/24 17:10 | 9/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -237 | 316.48 | 0 | -1 | -5 | 14 | D | | | | | | | | | | | | | | |
9/30/24 16:38 | 9/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S | -28 | 11.00 | 0 | -3 | 0 | 3,671 | I | | | | | | | | | | | | | | |
9/30/24 16:14 | 9/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -5 | 9.40 | 0 | -1 | -4 | 13 | D | | | | | | | | | | | | | | |
9/27/24 16:07 | 9/25/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Pomilia Susan Weber | CA | D | | S.m | -100 | 9.80 | 0 | -10 | -8 | 112 | D | | | | | | | | | | | | | | |
9/26/24 13:36 | 9/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -542 | 10.85 | 0 | -50 | -13 | 350 | D | | | | | | | | | | | | | | |
9/24/24 12:13 | 9/23/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | S | -40 | 161.64 | 0 | 0 | -12 | 2 | D | | | | | | | | | | | | | | |
9/23/24 12:25 | 9/19/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Nelson Andrew Rowan | TX | H | See Rema | S | -101 | 10.85 | 0 | -9 | -14 | 56 | D | | | | | | | | | | | | | | |
9/20/24 19:30 | 9/18/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S.m | -2,497 | 10.82 | 0 | -231 | -6 | 3,673 | I | | | | | | | | | | | | | | |
9/19/24 19:29 | 9/17/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S.m | -7,665 | 153.30 | 0 | -50 | -7 | 673 | D | | | | | | | | | | | | | | |
9/19/24 14:11 | 9/17/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -26 | 4.47 | 0 | -6 | -1 | 405 | D | | | | | | | | | | | | | | |
9/18/24 16:05 | 9/17/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | S | -290 | 96.76 | 0 | -3 | -8 | 33 | I | | | | | | | | | | | | | | |
9/17/24 19:49 | 9/13/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | DOT | See Rema | S.m | -2,849 | 10.58 | 0 | -269 | -6 | 3,904 | I | | | | | | | | | | | | | | |
9/17/24 18:44 | 9/13/24 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | S | -149,350 | 25.75 | 0 | -5,800 | -19 | 25,261 | I | | | | | | | | | | | | | | |
9/17/24 17:02 | 9/13/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 85 | 249 | 119 | D | | | | | | | | | | | | | | |
9/17/24 16:13 | 9/16/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Poli Francis C | NY | O | GC,Secre | S | -1,411 | 94.08 | 0 | -15 | -19 | 65 | D | | | | | | | | | | | | | | |
9/16/24 19:27 | 9/12/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S.m | -4,767 | 146.67 | 0 | -33 | -4 | 723 | D | | | | | | | | | | | | | | |
9/16/24 19:22 | 9/12/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -10,729 | 143.05 | 0 | -75 | -6 | 1,105 | I | | | | | | | | | | | | | | |
9/13/24 17:21 | 9/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -30 | 152.28 | 0 | 0 | -3 | 7 | D | | | | | | | | | | | | | | |
9/13/24 16:44 | 9/11/24 | BTSG | Brightspring Health Services, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | P | 129,331 | 11.13 | 0 | 11,620 | 14 | 92,960 | I | | | | | | | | | | | | | | |
9/13/24 12:36 | 9/11/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 1,908 | 19.08 | 0 | 100 | 0 | 93,392 | D | | | | | | | | | | | | | | |
9/12/24 19:46 | 9/10/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | S.m | -639 | 35.49 | 0 | -18 | -12 | 130 | D | | | | | | | | | | | | | | |
9/12/24 18:21 | 9/10/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P | 23 | 3.87 | 0 | 6 | 0 | 18,118 | I | | | | | | | | | | | | | | |
9/12/24 16:48 | 9/10/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -106 | 305.98 | 0 | 0 | 0 | 15,420 | D | | | | | | | | | | | | | | |
9/12/24 15:30 | 9/10/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S.m | -24 | 4.12 | 0 | -6 | -1 | 411 | D | | | | | | | | | | | | | | |
9/11/24 09:43 | 9/9/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -23 | 4.04 | 0 | -6 | -1 | 417 | D | | | | | | | | | | | | | | |
9/10/24 17:43 | 9/9/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | S | -54 | 10.73 | 0 | -5 | -10 | 47 | D | | | | | | | | | | | | | | |
9/10/24 17:02 | 9/6/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,597 | 306.23 | 0 | -8 | 0 | 15,420 | D | | | | | | | | | | | | | | |
9/10/24 16:19 | 9/6/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | O'Neill Mitra | NY | D | | P | 100 | 108.40 | 0 | 1 | 3 | 30 | D | | | | | | | | | | | | | | |
9/9/24 20:38 | 9/5/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S.m | -9,514 | 140.95 | 0 | -68 | -8 | 755 | D | | | | | | | | | | | | | | |
9/6/24 18:01 | 9/4/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | S.m | 0 | 0.00 | 0 | -50 | -15 | 289 | I | | | | | | | | | | | | | | |
9/6/24 16:33 | 9/3/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,264 | 312.86 | 0 | -7 | 0 | 15,428 | D | | | | | | | | | | | | | | |
9/6/24 16:07 | 9/5/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Huatai Securities Co., Ltd. | F4 | T | | S | -1,793,301 | 35.25 | 0 | -50,874 | -100 | 0 | I | | | | | | | | | | | | | | |
9/6/24 15:41 | 9/4/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P.m | 50 | 3.80 | 0 | 13 | 0 | 18,112 | I | | | | | | | | | | | | | | |
9/5/24 17:09 | 9/3/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S.m | -9,094 | 48.11 | 0 | -189 | -10 | 1,728 | M | | | | | | | | | | | | | | |
9/4/24 20:27 | 9/3/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -3,792 | 142.66 | 0 | -27 | -2 | 1,180 | I | | | | | | | | | | | | | | |
9/4/24 18:15 | 9/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | S | -1,188 | 118.85 | 0 | -10 | -14 | 61 | D | | | | | | | | | | | | | | |
9/4/24 16:44 | 8/30/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Davies William | MN | O | EVP,GLOB | S | -3,846 | 442.07 | 0 | -9 | -40 | 13 | D | | | | | | | | | | | | | | |
9/3/24 17:39 | 9/3/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | S.d | -155 | 155.29 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
9/3/24 17:24 | 8/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | S | -234 | 311.60 | 0 | -1 | -5 | 14 | D | | | | | | | | | | | | | | |
9/3/24 17:21 | 8/29/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,013 | 312.21 | 0 | -13 | 0 | 15,436 | D | | | | | | | | | | | | | | |
8/30/24 21:25 | 8/28/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -8,099 | 145.35 | 0 | -56 | -4 | 1,375 | I | | | | | | | | | | | | | | |
8/30/24 21:24 | 8/28/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -8,104 | 145.34 | 0 | -56 | -5 | 1,180 | I | | | | | | | | | | | | | | |
8/30/24 21:24 | 8/29/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -7,050 | 145.59 | 0 | -48 | -4 | 1,207 | I | | | | | | | | | | | | | | |
8/30/24 17:00 | 8/29/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | S.m | -1,924 | 123.42 | 0 | -16 | -87 | 2 | D | | | | | | | | | | | | | | |
8/30/24 16:10 | 8/29/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 14 | 5.22 | 0 | 3 | 7 | 40 | D | | | | | | | | | | | | | | |
8/30/24 16:02 | 8/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | M.d | 4,990 | 126.89 | 0 | 39 | | 23 | M | | | | | | | | | | | | | | |
8/30/24 16:02 | 8/28/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | S.d | -6,881 | 441.56 | 0 | -16 | -40 | 23 | M | | | | | | | | | | | | | | |
8/30/24 13:28 | 8/29/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | P | 1,984 | 19.84 | 0 | 100 | 0 | 93,292 | D | | | | | | | | | | | | | | |
8/30/24 08:10 | 8/28/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Jennifer M | CA | DO | P,CEO | P | 250 | 19.66 | 0 | 13 | 0 | 5,877 | I | | | | | | | | | | | | | | |
8/29/24 16:40 | 8/27/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,547 | 311.30 | 0 | -11 | 0 | 15,448 | D | | | | | | | | | | | | | | |
8/29/24 09:41 | 8/27/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -25 | 4.25 | 0 | -6 | -1 | 422 | D | | | | | | | | | | | | | | |
8/28/24 16:05 | 8/27/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | S | -260 | 86.66 | 0 | -3 | -8 | 36 | I | | | | | | | | | | | | | | |
8/28/24 15:53 | 8/28/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 32 | 13.22 | 0 | 2 | 2 | 155 | D | | | | | | | | | | | | | | |
8/27/24 21:30 | 8/23/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -719 | 12.83 | 0 | -56 | -5 | 1,034 | I | | | | | | | | | | | | | | |
8/27/24 19:41 | 8/23/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -11,858 | 146.68 | 0 | -81 | -6 | 1,236 | I | | | | | | | | | | | | | | |
8/27/24 19:40 | 8/23/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -11,917 | 146.67 | 0 | -81 | -5 | 1,431 | I | | | | | | | | | | | | | | |
8/27/24 18:00 | 8/23/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | S.m | -7,152 | 50.02 | 0 | -143 | -7 | 1,917 | M | | | | | | | | | | | | | | |
8/27/24 17:00 | 8/26/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Skaugen Grace Reksten | NY | D | | S | -252 | 124.86 | 0 | -2 | -80 | 1 | D | | | | | | | | | | | | | | |
8/27/24 16:29 | 8/23/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,064 | 313.28 | 0 | -13 | 0 | 15,460 | D | | | | | | | | | | | | | | |
8/27/24 16:17 | 8/26/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 25 | 5.18 | 0 | 5 | 14 | 38 | D | | | | | | | | | | | | | | |
8/27/24 15:46 | 8/26/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 184 | 13.20 | 0 | 14 | 10 | 152 | D | | | | | | | | | | | | | | |
8/26/24 16:35 | 8/23/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | S | -11,014 | 110.14 | 0 | -100 | -1 | 7,601 | M | | | | | | | | | | | | | | |
8/26/24 14:31 | 8/23/24 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Jennifer M | CA | DO | P,CEO | P | 396 | 20.95 | 0 | 19 | 0 | 5,865 | I | | | | | | | | | | | | | | |
8/23/24 16:59 | 8/22/24 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | S | -139 | 34.87 | 0 | -4 | -13 | 26 | D | | | | | | | | | | | | | | |
8/23/24 16:58 | 8/22/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P | 17 | 13.15 | 0 | 1 | 1 | 138 | D | | | | | | | | | | | | | | |
8/23/24 16:51 | 8/21/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,346 | 312.05 | 0 | -11 | 0 | 15,473 | D | | | | | | | | | | | | | | |
8/23/24 16:40 | 8/21/24 | GTES | Gates Industrial Corp Plc | DE | Financ | InvAdv | Investment Advice | Blackstone Inc. | NY | T | | S | -506,340 | 16.58 | 0 | -30,539 | -99 | 451 | I | | | | | | | | | | | | | | |
8/23/24 16:32 | 8/22/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 45 | 5.20 | 0 | 9 | 36 | 33 | D | | | | | | | | | | | | | | |
8/23/24 11:23 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Ilwaddi Holdings | NY | T | | P | 15 | 3.95 | 0 | 4 | 0 | 18,099 | I | | | | | | | | | | | | | | |
8/22/24 21:30 | 8/20/24 | SNCR | Synchronoss Technologies Inc | DE | Financ | InvAdv | Investment Advice | B. Riley Financial, Inc. | CA | T | | S.m | -156 | 12.82 | 0 | -12 | -1 | 1,090 | I | | | | | | | | | | | | | | |
8/22/24 19:52 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -7,870 | 144.21 | 0 | -55 | -3 | 1,512 | I | | | | | | | | | | | | | | |
8/22/24 19:51 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -7,892 | 144.21 | 0 | -55 | -4 | 1,317 | I | | | | | | | | | | | | | | |
8/22/24 19:49 | 8/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -5,986 | 144.21 | 0 | -42 | -3 | 1,255 | I | | | | | | | | | | | | | | |
8/22/24 16:49 | 8/21/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Lalonde Timothy Gilbert | NY | O | CFO | S | -895 | 238.72 | 0 | -4 | -8 | 41 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Moran Kevin P. | NY | O | P,COO | S | -550 | 4.00 | 0 | -138 | -83 | 28 | D | | | | | | | | | | | | | | |
8/22/24 10:41 | 8/20/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | S | -23 | 4.04 | 0 | -6 | -1 | 428 | D | | | | | | | | | | | | | | |
8/21/24 17:03 | 8/19/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,280 | 315.85 | 0 | -4 | 0 | 15,484 | D | | | | | | | | | | | | | | |
8/21/24 16:19 | 8/20/24 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 37 | 5.10 | 0 | 7 | 44 | 24 | D | | | | | | | | | | | | | | |
8/20/24 18:24 | 8/19/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | S | -279 | 36.51 | 0 | -8 | -8 | 89 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | M.d | 14,898 | 74.49 | 0 | 200 | 106 | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:18 | 8/19/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Horgen Jay C. | FL | DO | P,CEO | S.dm | -3,128 | 170.94 | 0 | -18 | -5 | 388 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | M.d | 9,497 | 74.49 | 0 | 128 | | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:15 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Wojcik Thomas M | FL | O | COO | S.d | -827 | 172.71 | 0 | -5 | -5 | 84 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | M.d | 31,942 | 74.49 | 0 | 429 | | 199 | D | | | | | | | | | | | | | | |
8/20/24 18:13 | 8/16/24 | AMG | Affiliated Managers Group, Inc. | DE | Financ | InvAdv | Investment Advice | Jamal Rizwan M | FL | O | Head of | S.d | -1,491 | 172.89 | 0 | -9 | -4 | 199 | D | | | | | | | | | | | | | | |
8/20/24 17:12 | 8/20/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -30 | 152.49 | 0 | 0 | -3 | 7 | D | | | | | | | | | | | | | | |
8/20/24 16:00 | 8/19/24 | BXSY | Bexil Investment Trust | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | P.m | 38 | 13.14 | 0 | 3 | 2 | 137 | D | | | | | | | | | | | | | | |
8/20/24 14:23 | 8/16/24 | ABIO | Arca Biopharma, Inc. | Y9 | Financ | InvAdv | Investment Advice | Janus Henderson Group Plc | X0 | T | | P | 17 | 2.93 | 0 | 6 | 0 | 2,117 | I | | | | | | | | | | | | | | |
8/19/24 21:38 | 8/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.dm | -8,493 | 145.19 | 0 | -58 | -4 | 1,297 | I | | | | | | | | | | | | | | |