4/1/25 12:02 | 3/31/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | S.d | -362 | 91.56 | 0 | -4 | -8 | 43 | D | | | | | | | | | | | | | | |
3/31/25 18:11 | 3/28/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | S | -42 | 10.42 | 0 | -4 | -3 | 155 | I | | | | | | | | | | | | | | |
3/31/25 16:30 | 3/27/25 | SARO | Standardaero, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -797,694 | 27.16 | 0 | -29,370 | -14 | 180,820 | I | | | | | | | | | | | | | | |
3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S | -1,094 | 12.16 | 0 | -90 | -30 | 214 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -6 | 10.52 | 0 | -1 | -5 | 12 | D | | | | | | | | | | | | | | |
3/27/25 17:18 | 3/25/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | S.m | -84 | 10.53 | 0 | -8 | -5 | 159 | M | | | | | | | | | | | | | | |
3/26/25 17:58 | 3/24/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S | -16,978 | 153.17 | 0 | -111 | -7 | 1,400 | D | | | | | | | | | | | | | | |
3/26/25 16:56 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -246 | 12.28 | 0 | -20 | -5 | 349 | D | | | | | | | | | | | | | | |
3/24/25 21:31 | 3/20/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S | -715 | 11.92 | 0 | -60 | -16 | 304 | D | | | | | | | | | | | | | | |
3/24/25 18:30 | 3/20/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | S.m | -82 | 10.45 | 0 | -8 | -4 | 167 | I | | | | | | | | | | | | | | |
3/21/25 18:50 | 3/19/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | S | -71,001 | 142.00 | 0 | -500 | -1 | 40,105 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | S | -126 | 50.04 | 0 | -3 | -1 | 291 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 4/29/21 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | S | -253 | 259.53 | 0 | -1 | -10 | 9 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 7/31/17 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | S | -4,871 | 144.56 | 0 | -34 | -20 | 134 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/14/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | S.dm | -5,860 | 45.40 | 0 | -129 | -43 | 170 | D | | | | | | | | | | | | | | |
3/17/25 17:35 | 3/13/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -393 | 286.20 | 0 | -1 | 0 | 15,014 | D | | | | | | | | | | | | | | |
3/13/25 17:38 | 3/11/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,136 | 283.39 | 0 | -18 | 0 | 15,015 | D | | | | | | | | | | | | | | |
3/13/25 17:13 | 3/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -32 | 158.27 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
3/11/25 19:19 | 3/10/25 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -29,222 | 9.91 | 0 | -2,949 | -10 | 26,758 | I | | | | | | | | | | | | | | |
3/10/25 16:28 | 3/7/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | S | -255 | 43.16 | 0 | -6 | -5 | 105 | D | | | | | | | | | | | | | | |
3/7/25 18:09 | 3/5/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | S | -197,760 | 32.96 | 0 | -6,000 | -24 | 19,261 | I | | | | | | | | | | | | | | |
3/7/25 16:19 | 3/5/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | S | -131 | 50.32 | 0 | -3 | -1 | 293 | D | | | | | | | | | | | | | | |
3/6/25 21:06 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -16,100 | 161.00 | 0 | -100 | -9 | 1,076 | I | | | | | | | | | | | | | | |
3/6/25 20:57 | 3/4/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -16,099 | 160.99 | 0 | -100 | -8 | 1,150 | I | | | | | | | | | | | | | | |
3/6/25 17:14 | 3/5/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -2,729 | 301.10 | 0 | -9 | 0 | 15,033 | D | | | | | | | | | | | | | | |
3/6/25 16:46 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -16 | 38.23 | 0 | 0 | -1 | 36 | D | | | | | | | | | | | | | | |
3/6/25 16:26 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | S | -153 | 37.49 | 0 | -4 | -3 | 138 | D | | | | | | | | | | | | | | |
3/6/25 16:23 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -260 | 37.57 | 0 | -7 | -4 | 185 | D | | | | | | | | | | | | | | |
3/6/25 16:21 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | S | -33 | 38.25 | 0 | -1 | -2 | 56 | D | | | | | | | | | | | | | | |
3/6/25 16:19 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -506 | 37.59 | 0 | -13 | -4 | 323 | D | | | | | | | | | | | | | | |
3/6/25 13:54 | 1/8/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -457 | 47.06 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
3/6/25 13:21 | 12/11/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.a | -57 | 47.45 | 0 | -1 | -4 | 32 | D | | | | | | | | | | | | | | |
3/4/25 17:05 | 2/28/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,055 | 312.48 | 0 | -16 | 0 | 15,043 | D | | | | | | | | | | | | | | |
3/3/25 17:45 | 2/27/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -175 | 1.04 | 0 | -169 | -2 | 7,412 | I | | | | | | | | | | | | | | |
2/28/25 16:34 | 2/26/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,437 | 323.10 | 0 | -4 | 0 | 15,059 | D | | | | | | | | | | | | | | |
2/27/25 17:25 | 2/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | S | -89 | 11.07 | 0 | -8 | -10 | 74 | D | | | | | | | | | | | | | | |
2/26/25 19:21 | 2/24/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -105 | 1.04 | 0 | -100 | -1 | 7,581 | I | | | | | | | | | | | | | | |
2/26/25 17:23 | 2/24/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -5,702 | 322.71 | 0 | -18 | 0 | 15,063 | D | | | | | | | | | | | | | | |
2/24/25 17:06 | 2/20/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,212 | 327.70 | 0 | -10 | 0 | 15,081 | D | | | | | | | | | | | | | | |
2/24/25 16:38 | 2/20/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | S | -1,978 | 13.00 | 0 | -152 | -7 | 2,021 | I | | | | | | | | | | | | | | |
2/21/25 19:24 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Pilcher Ciafone Katherine | NY | O | COO | S.d | -260 | 74.00 | 0 | -4 | -47 | 4 | D | | | | | | | | | | | | | | |
2/21/25 19:22 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | S.d | -1,223 | 74.00 | 0 | -17 | -7 | 219 | D | | | | | | | | | | | | | | |
2/21/25 19:20 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Simon Joseph | NY | O | CFO | S.d | -426 | 74.00 | 0 | -6 | -20 | 23 | D | | | | | | | | | | | | | | |
2/21/25 19:19 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Moelis Kenneth | NY | DO | CB,CEO | S.d | -719 | 74.00 | 0 | -10 | -4 | 209 | D | | | | | | | | | | | | | | |
2/21/25 19:18 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | S.d | -95 | 74.00 | 0 | -1 | -51 | 1 | D | | | | | | | | | | | | | | |
2/21/25 19:16 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Raich Jeffrey | NY | O | Co-P,MD | S.d | -645 | 74.00 | 0 | -9 | -14 | 55 | D | | | | | | | | | | | | | | |
2/21/25 19:15 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Watanabe Osamu R. | NY | O | GC,Secre | S.d | -419 | 74.00 | 0 | -6 | -47 | 6 | D | | | | | | | | | | | | | | |
2/21/25 19:13 | 2/19/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Mahmoodzadegan Navid | NY | O | Co-P,MD | S.d | -696 | 74.00 | 0 | -9 | -5 | 198 | D | | | | | | | | | | | | | | |
2/21/25 19:10 | 2/21/25 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Shropshire Kenneth | NY | D | | S | -184 | 72.30 | 0 | -3 | -27 | 7 | D | | | | | | | | | | | | | | |
2/21/25 18:55 | 2/20/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | S | -614 | 61.43 | 0 | -10 | 0 | 3,214 | I | | | | | | | | | | | | | | |
2/21/25 18:53 | 2/19/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | S | -34 | 63.00 | 0 | -1 | -28 | 1 | D | | | | | | | | | | | | | | |
2/21/25 16:43 | 2/19/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | S | -2,499 | 539.07 | 0 | -5 | -38 | 8 | D | | | | | | | | | | | | | | |
2/20/25 18:01 | 2/18/25 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | Ferguson Jeffrey W. | DC | O | GC | S.m | -13,265 | 53.06 | 0 | -250 | -19 | 1,095 | D | | | | | | | | | | | | | | |
2/20/25 17:36 | 2/18/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,645 | 327.41 | 0 | -14 | 0 | 15,091 | D | | | | | | | | | | | | | | |
2/20/25 16:05 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -551 | 551.44 | 0 | -1 | -6 | 15 | I | | | | | | | | | | | | | | |
2/20/25 16:04 | 2/18/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | S | -4,392 | 548.94 | 0 | -8 | -55 | 7 | D | | | | | | | | | | | | | | |
2/18/25 17:44 | 2/14/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -1,055 | 328.90 | 0 | -3 | 0 | 15,105 | D | | | | | | | | | | | | | | |
2/18/25 13:34 | 2/14/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | S.d | -127 | 107.87 | 0 | -1 | -8 | 14 | D | | | | | | | | | | | | | | |
2/14/25 20:11 | 2/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -36 | 178.97 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
2/14/25 19:10 | 2/12/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sharpe Robert Francis Jr | MN | D | | S | -523 | 523.13 | 0 | -1 | -6 | 16 | I | | | | | | | | | | | | | | |
2/14/25 16:51 | 2/12/25 | HLNE | Hamilton Lane Inc | DE | Financ | InvAdv | Investment Advice | Rogers Hartley R. | PA | DOT | Exec Co- | S.d | -1,631 | 159.00 | 0 | -10 | 0 | 6,761 | M | | | | | | | | | | | | | | |
2/14/25 16:47 | 2/12/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Russo Evan L | NY | O | CEO of A | S.m | -6,740 | 53.92 | 0 | -125 | -41 | 183 | M | | | | | | | | | | | | | | |
2/14/25 16:38 | 2/12/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,179 | 325.36 | 0 | -10 | 0 | 15,108 | D | | | | | | | | | | | | | | |
2/14/25 16:28 | 2/13/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -791 | 158.28 | 0 | -5 | -1 | 377 | D | | | | | | | | | | | | | | |
2/12/25 17:18 | 2/10/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -552 | 325.53 | 0 | -2 | 0 | 15,118 | D | | | | | | | | | | | | | | |
2/12/25 09:49 | 2/11/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Husain Arif | MD | H | VP | S.d | -449 | 109.27 | 0 | -4 | -10 | 37 | D | | | | | | | | | | | | | | |
2/10/25 20:01 | 2/6/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Co-P | S | -14,999 | 190.02 | 0 | -79 | -6 | 1,150 | D | | | | | | | | | | | | | | |
2/10/25 18:45 | 2/6/25 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Truscott William F | MN | O | CEO,Glob | S | -3,242 | 540.29 | 0 | -6 | -24 | 19 | I | | | | | | | | | | | | | | |
2/10/25 17:59 | 2/7/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | S | -215 | 38.81 | 0 | -6 | -3 | 179 | D | | | | | | | | | | | | | | |
2/10/25 17:26 | 2/6/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -272 | 1.93 | 0 | -141 | -2 | 7,682 | I | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/7/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Pensa Paul | NY | O | Contr,Pr | S | -524 | 281.23 | 0 | -2 | -25 | 6 | D | | | | | | | | | | | | | | |
2/10/25 17:11 | 2/6/25 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -15,521 | 278.04 | 0 | -56 | -3 | 1,643 | D | | | | | | | | | | | | | | |
2/10/25 16:54 | 2/6/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,051 | 326.61 | 0 | -9 | 0 | 15,119 | D | | | | | | | | | | | | | | |
2/6/25 16:58 | 2/4/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -2,751 | 326.45 | 0 | -8 | 0 | 15,129 | D | | | | | | | | | | | | | | |
2/4/25 17:47 | 2/3/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S | -563 | 327.89 | 0 | -2 | 0 | 15,137 | D | | | | | | | | | | | | | | |
1/31/25 17:28 | 1/29/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -305 | 1.95 | 0 | -157 | -2 | 7,823 | I | | | | | | | | | | | | | | |
1/28/25 19:16 | 1/24/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -210 | 1.90 | 0 | -110 | -1 | 7,979 | I | | | | | | | | | | | | | | |
1/28/25 17:23 | 1/24/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | S.d | -16,984 | 26.10 | 0 | -651 | -100 | 0 | M | | | | | | | | | | | | | | |
1/17/25 17:40 | 1/15/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -318 | 2.46 | 0 | -129 | -2 | 8,090 | I | | | | | | | | | | | | | | |
1/15/25 17:36 | 1/14/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Messemer Deborah M. | TX | D | | S | -105 | 61.91 | 0 | -2 | -10 | 16 | D | | | | | | | | | | | | | | |
1/14/25 19:33 | 1/10/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | S.m | -759 | 2.67 | 0 | -284 | -3 | 8,219 | I | | | | | | | | | | | | | | |
1/13/25 16:25 | 1/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -33 | 165.63 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
1/7/25 19:33 | 1/3/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -412 | 47.00 | 0 | -9 | -52 | 8 | D | | | | | | | | | | | | | | |
1/6/25 19:21 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Allara Dean | UT | DO | Vice CB | S.dm | -260 | 8.23 | 0 | -32 | 0 | 7,085 | D | | | | | | | | | | | | | | |
1/6/25 19:20 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | S.m | -18 | 8.23 | 0 | -2 | -5 | 46 | D | | | | | | | | | | | | | | |
1/6/25 19:19 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Elsnab Katherine | UT | O | CFO | S.dm | -77 | 8.23 | 0 | -9 | -2 | 500 | D | | | | | | | | | | | | | | |
1/6/25 19:18 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Morse Robert Randolph | UT | DOT | Exec CB | S.dm | -1,128 | 8.23 | 0 | -137 | 0 | 32,440 | D | | | | | | | | | | | | | | |
1/6/25 19:16 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | O'Farrell Adam | UT | DO | COO | S.dm | -166 | 8.23 | 0 | -20 | -1 | 2,826 | D | | | | | | | | | | | | | | |
1/6/25 19:14 | 1/2/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Slager Jonathan | UT | DO | CEO | S.dm | -284 | 8.23 | 0 | -34 | -1 | 5,891 | D | | | | | | | | | | | | | | |
12/31/24 10:40 | 12/27/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -52 | 46.03 | 0 | -1 | -6 | 17 | D | | | | | | | | | | | | | | |
12/30/24 17:36 | 12/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -48 | 11.82 | 0 | -4 | -10 | 35 | D | | | | | | | | | | | | | | |
12/30/24 17:04 | 12/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | S | -323 | 12.94 | 0 | -25 | -7 | 325 | D | | | | | | | | | | | | | | |
12/30/24 13:52 | 12/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -4 | 12.02 | 0 | 0 | -3 | 12 | D | | | | | | | | | | | | | | |
12/27/24 17:00 | 12/23/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | S.d | -707 | 12.72 | 0 | -56 | -14 | 344 | D | | | | | | | | | | | | | | |
12/27/24 11:17 | 12/24/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -375 | 46.01 | 0 | -8 | -31 | 18 | D | | | | | | | | | | | | | | |
12/26/24 17:54 | 12/23/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -70 | 12.00 | 0 | -6 | -13 | 40 | M | | | | | | | | | | | | | | |
12/23/24 17:11 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 12,362 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 10,014 | D | | | | | | | | | | | | | | |
12/23/24 16:31 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | S | -606 | 8.00 | 0 | -76 | -1 | 12,361 | D | | | | | | | | | | | | | | |
12/23/24 16:29 | 12/20/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | S | -606 | 8.00 | 0 | -76 | -1 | 9,861 | D | | | | | | | | | | | | | | |
12/20/24 17:24 | 12/18/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -73 | 11.98 | 0 | -6 | -12 | 46 | D | | | | | | | | | | | | | | |
12/20/24 17:02 | 12/19/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | S | -127 | 11.44 | 0 | -11 | -14 | 70 | D | | | | | | | | | | | | | | |
12/20/24 16:47 | 12/20/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -79 | 45.09 | 0 | -2 | -6 | 26 | D | | | | | | | | | | | | | | |
12/19/24 16:06 | 12/17/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Seavey Thomas L | CA | D | | S.m | -108 | 12.06 | 0 | -9 | -10 | 82 | D | | | | | | | | | | | | | | |
12/18/24 19:42 | 12/16/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.d | -663 | 13.26 | 0 | -50 | -1 | 4,967 | I | | | | | | | | | | | | | | |
12/18/24 17:04 | 12/16/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -102 | 46.04 | 0 | -2 | -7 | 28 | D | | | | | | | | | | | | | | |
12/18/24 16:28 | 12/17/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | S | -5 | 12.46 | 0 | 0 | -3 | 13 | D | | | | | | | | | | | | | | |
12/18/24 16:20 | 12/16/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Steadman Daniel B | CA | OH | EVP | S.m | -36 | 13.36 | 0 | -3 | -5 | 52 | D | | | | | | | | | | | | | | |
12/16/24 17:10 | 12/13/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Dubinsky Jason | IL | O | CFO | S | -1,137 | 352.89 | 0 | -3 | -16 | 17 | D | | | | | | | | | | | | | | |
12/16/24 16:48 | 12/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -36 | 180.57 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
12/16/24 16:32 | 12/12/24 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | S | -27,233 | 81.18 | 0 | -335 | -50 | 339 | I | | | | | | | | | | | | | | |
12/13/24 20:10 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S.m | -2,623 | 180.16 | 0 | -15 | -3 | 542 | D | | | | | | | | | | | | | | |
12/13/24 19:30 | 12/12/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -2,014 | 13.43 | 0 | -150 | -75 | 50 | I | | | | | | | | | | | | | | |
12/13/24 10:22 | 12/11/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S | -128 | 47.45 | 0 | -3 | -8 | 30 | D | | | | | | | | | | | | | | |
12/12/24 16:17 | 12/10/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S | -395,255 | 34.37 | 0 | -11,500 | -32 | 23,923 | I | | | | | | | | | | | | | | |
12/11/24 20:50 | 12/9/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -7,684 | 13.36 | 0 | -575 | -74 | 200 | I | | | | | | | | | | | | | | |
12/11/24 18:10 | 12/6/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Wong Yun Pun Felix | CA | D | | S | -2 | 4.00 | 0 | -1 | -3 | 19 | D | | | | | | | | | | | | | | |
12/11/24 18:07 | 12/5/24 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Chan Brian Chung Yau | CA | D | | S | -46 | 3.28 | 0 | -14 | -50 | 14 | D | | | | | | | | | | | | | | |
12/11/24 16:51 | 12/9/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Zelter James C | NY | DO | Co-P (Se | S | -86,951 | 173.90 | 0 | -500 | -7 | 6,927 | I | | | | | | | | | | | | | | |
12/11/24 16:25 | 12/10/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -1,737 | 173.66 | 0 | -10 | -3 | 307 | D | | | | | | | | | | | | | | |
12/11/24 16:24 | 12/10/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Tanguy Louis-Jacques | NY | O | Chief Ac | S | -441 | 176.50 | 0 | -3 | -10 | 23 | D | | | | | | | | | | | | | | |
12/11/24 11:14 | 12/10/24 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Thomson Andrew Justin Mackenzie | MD | O | VP | S | -499 | 123.35 | 0 | -4 | -3 | 120 | D | | | | | | | | | | | | | | |
12/10/24 21:14 | 12/9/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -981 | 180.14 | 0 | -5 | -1 | 556 | D | | | | | | | | | | | | | | |
12/10/24 21:13 | 12/6/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Deveer R. Kipp | CA | DO | Head of | S.m | -53,147 | 177.16 | 0 | -300 | -22 | 1,075 | D | | | | | | | | | | | | | | |
12/10/24 19:41 | 12/9/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | S.m | -172 | 47.60 | 0 | -4 | -10 | 33 | D | | | | | | | | | | | | | | |
12/10/24 16:32 | 12/6/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -19,910 | 34.63 | 0 | -575 | -2 | 35,423 | I | | | | | | | | | | | | | | |
12/6/24 19:54 | 12/4/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.dm | -6,046 | 13.79 | 0 | -439 | -36 | 775 | I | | | | | | | | | | | | | | |
12/5/24 17:28 | 12/3/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -28,698 | 34.58 | 0 | -830 | -2 | 35,998 | I | | | | | | | | | | | | | | |
12/5/24 16:22 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | S | -1,075 | 173.36 | 0 | -6 | -5 | 117 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -863 | 172.61 | 0 | -5 | -2 | 317 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kleinman Scott | NY | DO | Co-P (Se | S.m | -86,835 | 173.67 | 0 | -500 | -6 | 7,693 | M | | | | | | | | | | | | | | |
12/4/24 21:47 | 12/2/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | S.m | -173,477 | 173.48 | 0 | -1,000 | -2 | 40,605 | M | | | | | | | | | | | | | | |
12/4/24 19:56 | 12/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | S.d | -399 | 64.28 | 0 | -6 | 0 | 3,778 | M | | | | | | | | | | | | | | |
12/4/24 19:53 | 12/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | S.dm | -3,778 | 62.97 | 0 | -60 | -2 | 3,224 | I | | | | | | | | | | | | | | |
12/4/24 16:30 | 12/2/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -57 | 2.01 | 0 | -28 | -1 | 1,992 | I | | | | | | | | | | | | | | |
12/3/24 20:06 | 11/29/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -18,070 | 34.75 | 0 | -520 | -1 | 36,828 | I | | | | | | | | | | | | | | |
12/3/24 19:37 | 11/29/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -13,908 | 14.10 | 0 | -987 | -66 | 514 | I | | | | | | | | | | | | | | |
12/3/24 17:22 | 11/29/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -110 | 354.97 | 0 | 0 | 0 | 15,295 | D | | | | | | | | | | | | | | |
12/3/24 17:12 | 12/2/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Charles Daniel P | NY | O | EVP | S | -712 | 103.74 | 0 | -7 | -13 | 46 | D | | | | | | | | | | | | | | |
12/2/24 21:13 | 11/21/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S.m | -272 | 2.02 | 0 | -135 | -6 | 2,021 | I | | | | | | | | | | | | | | |
12/2/24 19:22 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S | -5,367 | 176.16 | 0 | -30 | -2 | 1,375 | I | | | | | | | | | | | | | | |
12/2/24 19:21 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S | -5,404 | 176.16 | 0 | -31 | -3 | 1,150 | I | | | | | | | | | | | | | | |
12/2/24 19:20 | 11/27/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S | -5,127 | 176.15 | 0 | -29 | -3 | 1,076 | I | | | | | | | | | | | | | | |
11/29/24 19:05 | 11/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | S.d | -288 | 13.89 | 0 | -21 | -100 | 0 | I | | | | | | | | | | | | | | |
11/29/24 16:50 | 11/26/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -6,623 | 34.83 | 0 | -190 | -1 | 37,348 | I | | | | | | | | | | | | | | |
11/29/24 13:33 | 11/27/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -28,687 | 29.99 | 0 | -956 | -100 | 0 | I | | | | | | | | | | | | | | |
11/27/24 18:07 | 11/26/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -6,105 | 355.04 | 0 | -17 | 0 | 15,295 | D | | | | | | | | | | | | | | |
11/27/24 18:02 | 11/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.dm | -32,771 | 14.01 | 0 | -2,339 | -54 | 2,000 | M | | | | | | | | | | | | | | |
11/26/24 21:19 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -15,195 | 177.37 | 0 | -86 | -7 | 1,181 | I | | | | | | | | | | | | | | |
11/26/24 21:14 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -15,229 | 177.38 | 0 | -86 | -7 | 1,105 | I | | | | | | | | | | | | | | |
11/26/24 21:09 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -15,207 | 177.37 | 0 | -86 | -6 | 1,405 | I | | | | | | | | | | | | | | |
11/26/24 17:31 | 11/22/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -6,300 | 347.59 | 0 | -18 | 0 | 15,312 | D | | | | | | | | | | | | | | |
11/26/24 17:27 | 11/22/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | S | -737 | 13.63 | 0 | -54 | -100 | 0 | D | | | | | | | | | | | | | | |
11/26/24 17:09 | 11/25/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | S.d | -953 | 190.50 | 0 | -5 | -100 | 0 | D | | | | | | | | | | | | | | |
11/26/24 16:39 | 11/22/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -20,522 | 34.85 | 0 | -589 | -2 | 37,538 | I | | | | | | | | | | | | | | |
11/25/24 19:36 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | S | -1,250 | 8.00 | 0 | -156 | -1 | 10,847 | D | | | | | | | | | | | | | | |
11/25/24 19:35 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | S | -1,250 | 8.00 | 0 | -156 | -1 | 12,437 | D | | | | | | | | | | | | | | |
11/25/24 19:34 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | S | -16,250 | 8.00 | 0 | -2,031 | -16 | 10,562 | D | | | | | | | | | | | | | | |
11/25/24 19:33 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | S | -1,250 | 8.00 | 0 | -156 | -1 | 12,437 | D | | | | | | | | | | | | | | |
11/25/24 16:30 | 11/21/24 | APP | Applovin Corp | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -1,634,861 | 309.97 | 0 | -5,274 | -100 | 0 | I | | | | | | | | | | | | | | |
11/22/24 20:08 | 11/20/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.dm | -19,308 | 13.05 | 0 | -1,480 | -39 | 2,339 | M | | | | | | | | | | | | | | |
11/22/24 20:01 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.m | -13,454 | 173.93 | 0 | -77 | -5 | 1,491 | I | | | | | | | | | | | | | | |
11/22/24 19:59 | 11/20/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -12,767 | 307.22 | 0 | -42 | -2 | 1,707 | D | | | | | | | | | | | | | | |
11/22/24 19:56 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.m | -13,575 | 173.91 | 0 | -78 | -6 | 1,266 | I | | | | | | | | | | | | | | |
11/22/24 19:51 | 11/20/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.m | -13,672 | 173.93 | 0 | -79 | -6 | 1,191 | I | | | | | | | | | | | | | | |
11/22/24 16:45 | 11/20/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -4,602 | 337.61 | 0 | -14 | 0 | 15,330 | D | | | | | | | | | | | | | | |
11/22/24 16:33 | 11/20/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -16,680 | 34.74 | 0 | -480 | -1 | 38,127 | I | | | | | | | | | | | | | | |
11/22/24 11:48 | 11/21/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | S | -1,022 | 170.26 | 0 | -6 | -32 | 13 | D | | | | | | | | | | | | | | |
11/21/24 17:08 | 11/21/24 | QDEL | Quidelortho Corp | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -291,700 | 35.31 | 0 | -8,260 | -100 | 0 | I | | | | | | | | | | | | | | |
11/20/24 19:47 | 11/18/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -9,886 | 34.85 | 0 | -284 | -1 | 38,607 | I | | | | | | | | | | | | | | |
11/20/24 17:50 | 11/18/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,128 | 334.97 | 0 | -9 | 0 | 15,344 | D | | | | | | | | | | | | | | |
11/20/24 16:23 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | S | -261 | 41.39 | 0 | -6 | -2 | 311 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | S | -184 | 41.38 | 0 | -4 | -2 | 185 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | S | -57 | 41.47 | 0 | -1 | -2 | 54 | D | | | | | | | | | | | | | | |
11/20/24 16:21 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | S | -204 | 41.36 | 0 | -5 | -2 | 212 | D | | | | | | | | | | | | | | |
11/20/24 16:16 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | S | -48 | 41.45 | 0 | -1 | -3 | 35 | D | | | | | | | | | | | | | | |
11/20/24 16:15 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | S | -103 | 41.41 | 0 | -2 | -2 | 131 | D | | | | | | | | | | | | | | |
11/20/24 16:07 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | S | -323 | 41.36 | 0 | -8 | -1 | 524 | D | | | | | | | | | | | | | | |
11/20/24 16:06 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | S | -39 | 41.49 | 0 | -1 | -1 | 86 | D | | | | | | | | | | | | | | |
11/19/24 21:14 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | S.dm | -9,488 | 168.10 | 0 | -56 | -3 | 1,569 | I | | | | | | | | | | | | | | |
11/19/24 21:13 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | S.dm | -9,486 | 168.10 | 0 | -56 | -4 | 1,270 | I | | | | | | | | | | | | | | |
11/19/24 21:11 | 11/15/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | S.dm | -9,344 | 168.09 | 0 | -56 | -4 | 1,344 | I | | | | | | | | | | | | | | |
11/19/24 20:24 | 11/15/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -6,029 | 12.13 | 0 | -497 | -22 | 1,809 | I | | | | | | | | | | | | | | |
11/19/24 18:19 | 11/15/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -8,566 | 298.58 | 0 | -29 | -2 | 1,748 | D | | | | | | | | | | | | | | |
11/18/24 21:22 | 11/18/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | S.d | -191,245 | 29.99 | 0 | -6,376 | -100 | 0 | I | | | | | | | | | | | | | | |
11/18/24 17:35 | 11/14/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -1,039 | 346.06 | 0 | -3 | 0 | 15,353 | D | | | | | | | | | | | | | | |
11/18/24 10:15 | 11/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | S | -51 | 169.00 | 0 | 0 | -9 | 3 | D | | | | | | | | | | | | | | |
11/14/24 18:43 | 11/12/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -3,942 | 12.03 | 0 | -328 | -12 | 2,306 | M | | | | | | | | | | | | | | |
11/14/24 18:37 | 11/12/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | S.m | -10,192 | 304.33 | 0 | -33 | -2 | 1,777 | D | | | | | | | | | | | | | | |
11/14/24 17:25 | 11/12/24 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | D'Aniello Daniel A. | DC | D | | S | -25,537 | 51.53 | 0 | -496 | -2 | 32,504 | I | | | | | | | | | | | | | | |
11/14/24 16:57 | 11/12/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -3,500 | 350.69 | 0 | -10 | 0 | 15,356 | D | | | | | | | | | | | | | | |
11/13/24 19:14 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | S | -50 | 68.85 | 0 | -1 | -25 | 2 | D | | | | | | | | | | | | | | |
11/13/24 19:07 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | S | -205 | 68.21 | 0 | -3 | -13 | 20 | D | | | | | | | | | | | | | | |
11/13/24 18:07 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | S.d | -4,883 | 564.16 | 0 | -9 | -56 | 7 | D | | | | | | | | | | | | | | |
11/13/24 17:40 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | S.d | -4,867 | 563.44 | 0 | -9 | -5 | 161 | D | | | | | | | | | | | | | | |
11/13/24 17:15 | 11/8/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | S.d | -5,901 | 549.68 | 0 | -11 | -64 | 6 | D | | | | | | | | | | | | | | |
11/13/24 17:00 | 11/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | S | -37 | 187.46 | 0 | 0 | -3 | 6 | D | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | S.d | -1,996 | 28.52 | 0 | -70 | -31 | 156 | D | | | | | | | | | | | | | | |
11/12/24 20:00 | 11/11/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S | -4,299 | 12.01 | 0 | -358 | -12 | 2,633 | I | | | | | | | | | | | | | | |
11/12/24 18:52 | 11/11/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | S | -292 | 175.00 | 0 | -2 | 0 | 562 | D | | | | | | | | | | | | | | |