5/30/25 17:00 | 5/29/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Cornwell Kievdi Don | NY | D | | 1 | S.m | -3,013 | 150.67 | 0 | -20 | | 9 | D | | | | | | | | | | | | | | |
5/30/25 16:54 | 5/28/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | 1 | S | -15,046 | 59.92 | 0 | -251 | | 3,532 | M | | | | | | | | | | | | | | |
5/29/25 20:59 | 5/27/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 3 | S.m | -31,529 | 164.34 | 0 | -192 | | 1,150 | I | | | | | | | | | | | | | | |
5/28/25 20:47 | 5/23/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | 2 | S.m | -1,802 | 60.06 | 0 | -30 | | 3,222 | I | | | | | | | | | | | | | | |
5/28/25 20:46 | 5/23/25 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Ment Jason P | NY | OH | See rema | 2 | S.m | -3,478 | 60.69 | 0 | -57 | | 1,219 | D | | | | | | | | | | | | | | |
5/28/25 16:30 | 5/23/25 | SARO | Standardaero, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 2 | S | -1,465,865 | 27.22 | 0 | -53,845 | | 180,820 | I | | | | | | | | | | | | | | |
5/28/25 16:00 | 5/27/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 2 | S | -762 | 39.00 | 0 | -20 | | 323 | D | | | | | | | | | | | | | | |
5/28/25 16:00 | 5/27/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 1 | S | -17 | 41.94 | 0 | 0 | 0 | 211 | D | | | | | | | | | | | | | | |
5/28/25 16:00 | 5/28/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 2 | S | -267 | 41.99 | 0 | -6 | | 36 | D | | | | | | | | | | | | | | |
5/27/25 16:54 | 5/22/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 12 | S.m | -43,587 | 301.15 | 0 | -145 | | 15,043 | D | | | | | | | | | | | | | | |
5/27/25 16:44 | 5/22/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Holloway Samantha | TX | H | Former 1 | 1 | S | -977,970 | 46.57 | 0 | -21,000 | | 250 | I | | | | | | | | | | | | | | |
5/22/25 18:41 | 5/20/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 3 | S.dm | -115,684 | 165.06 | 0 | -701 | | 1,658 | I | | | | | | | | | | | | | | |
5/21/25 09:00 | 5/19/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Jon I. Madorsky Revocable Trust Dated December 1, 2008 | TX | H | See Rema | 1 | S | -120 | 12.00 | 0 | -10 | | 496 | D | | | | | | | | | | | | | | |
5/20/25 19:35 | 5/16/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Williams Mel | TX | TH | See Rema | 2 | S.m | -2,536 | 12.10 | 0 | -210 | | 4,189 | I | | | | | | | | | | | | | | |
5/20/25 18:56 | 5/16/25 | XOMA | Xoma Royalty Corp | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/il | CA | T | | 1 | S.d | -10,643 | 27.10 | 0 | -393 | | 1,268 | D | | | | | | | | | | | | | | |
5/20/25 17:27 | 5/16/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 4 | S.d | -1,230 | 12.23 | 0 | -101 | | 357 | D | | | | | | | | | | | | | | |
5/20/25 17:22 | 5/19/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Beiser Scott L | CA | DOT | CO-CB | 1 | S.d | -1,431 | 178.71 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
5/20/25 16:33 | 5/16/25 | LOAR | Loar Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Blackstone Holdings IV L.P. | NY | T | | 1 | S.m | -145,032 | 80.91 | 0 | -1,793 | | 291 | I | | | | | | | | | | | | | | |
5/20/25 16:31 | 5/16/25 | SVV | Savers Value Village, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 1 | S | -132,499 | 8.86 | 0 | -14,960 | | 119,699 | I | | | | | | | | | | | | | | |
5/20/25 16:00 | 5/19/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Fede | 2 | S | -577 | 40.42 | 0 | -14 | | 185 | D | | | | | | | | | | | | | | |
5/19/25 21:04 | 5/16/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Tsay Caroline J | IL | D | | 1 | S | -62 | 309.84 | 0 | 0 | | 9 | D | | | | | | | | | | | | | | |
5/19/25 20:18 | 5/15/25 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 2 | S.dm | -22,875 | 163.39 | 0 | -140 | | 1,161 | I | | | | | | | | | | | | | | |
5/16/25 21:00 | 5/14/25 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | 1 | S.d | 0 | 0.00 | 0 | -20,000 | | 51,117 | I | | | | | | | | | | | | | | |
5/16/25 16:50 | 5/15/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Sellers Samuel Bentson | WI | O | EVP | 1 | S | -301 | 44.24 | 0 | -7 | | 41 | D | | | | | | | | | | | | | | |
5/14/25 17:54 | 5/13/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Fahy Kathryn | CA | O | SVP,CFO | 1 | S | -107 | 10.71 | 0 | -10 | | 64 | D | | | | | | | | | | | | | | |
5/14/25 17:24 | 5/12/25 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 2 | S | -402,960 | 33.58 | 0 | -12,000 | | 19,261 | I | | | | | | | | | | | | | | |
5/13/25 17:57 | 5/12/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Kaye Daniel G | TN | D | | 1 | S | -197 | 40.80 | 0 | -5 | | 40 | D | | | | | | | | | | | | | | |
5/13/25 17:16 | 5/13/25 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 3 | S | -98 | 163.71 | 0 | -1 | | 6 | D | | | | | | | | | | | | | | |
5/13/25 17:09 | 5/12/25 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Holt Michael | IL | O | CFO | 1 | S | -109 | 309.01 | 0 | 0 | | 5 | D | | | | | | | | | | | | | | |
5/13/25 16:39 | 5/9/25 | AFL | Aflac Inc | DE | Financ | InvAdv | Investment Advice | Kenny Thomas J | GA | D | | 1 | S | -762 | 106.34 | 0 | -7 | | 13 | D | | | | | | | | | | | | | | |
5/13/25 11:16 | 5/12/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Hiebler Jessica M | MD | O | Principa | 1 | S | -94 | 96.98 | 0 | -1 | | 14 | D | | | | | | | | | | | | | | |
5/12/25 16:15 | 5/9/25 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Cheigh Jon | NY | O | P,CIO | 1 | S | -2,040 | 80.01 | 0 | -26 | | 142 | D | | | | | | | | | | | | | | |
5/9/25 16:54 | 5/8/25 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 1 | S | -3,462 | 138.47 | 0 | -25 | | 523 | D | | | | | | | | | | | | | | |
5/7/25 21:26 | 5/6/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | 1 | S | -530 | 132.57 | 0 | -4 | | 373 | D | | | | | | | | | | | | | | |
5/7/25 16:22 | 5/5/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Hogbin Christopher | TN | O | Global H | 1 | S | -246 | 40.87 | 0 | -6 | -100 | 0 | D | | | | | | | | | | | | | | |
5/7/25 16:16 | 5/5/25 | AB | Alliancebernstein Holding L.P. | DE | Financ | InvAdv | Investment Advice | Stonehill Charles G.T. | TN | D | | 1 | S | -206 | 41.18 | 0 | -5 | | 21 | D | | | | | | | | | | | | | | |
5/6/25 17:41 | 5/5/25 | BRDG | Bridge Investment Group Holdings Inc. | DE | Financ | InvAdv | Investment Advice | Behling Garrett | UT | O | Chief Ac | 1 | S | -5 | 9.34 | 0 | -1 | | 45 | D | | | | | | | | | | | | | | |
5/5/25 14:49 | 11/25/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Horizon Common Inc | NY | T | | 1 | S | 0 | 39.83 | 0 | 0 | 0 | 8,217 | D | | | | | | | | | | | | | | |
5/2/25 17:00 | 5/2/25 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | S | -709 | 141.74 | 0 | -5 | | 2 | D | | | | | | | | | | | | | | |
4/8/25 18:18 | 4/4/25 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | 2 | S | -138,699 | 125.21 | 0 | -1,108 | | 40,105 | D | | | | | | | | | | | | | | |
4/7/25 15:03 | 4/4/25 | BEN | Franklin Resources Inc | DE | Financ | InvAdv | Investment Advice | Johnson Charles B | CA | T | | 1 | S | -7 | 17.57 | 0 | 0 | 0 | 93,459 | D | | | | | | | | | | | | | | |
4/1/25 12:02 | 3/31/25 | TROW | Price T Rowe Group Inc | MD | Financ | InvAdv | Investment Advice | Maclellan Robert F. | MD | D | | 1 | S.d | -362 | 91.56 | 0 | -4 | | 43 | D | | | | | | | | | | | | | | |
3/31/25 18:11 | 3/28/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Nilsen Teresa M | CA | DO | P,COO,Se | 3 | S.m | -208 | 10.47 | 0 | -20 | | 167 | I | | | | | | | | | | | | | | |
3/27/25 17:55 | 3/25/25 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | McCoy David M. | TX | DH | See Rema | 2 | S | -1,810 | 12.06 | 0 | -150 | | 304 | D | | | | | | | | | | | | | | |
3/27/25 17:36 | 3/27/25 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 1 | S | -6 | 10.52 | 0 | -1 | | 12 | D | | | | | | | | | | | | | | |
3/21/25 16:37 | 3/19/25 | TPG | Tpg Inc. | DE | Financ | InvAdv | Investment Advice | Berenson Bradford | TX | O | GC | 2 | S | -256 | 50.18 | 0 | -5 | | 293 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 4/29/21 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Smyth Gerard P. | MN | O | EVP,CIO | 1 | S | -253 | 259.53 | 0 | -1 | | 9 | D | | | | | | | | | | | | | | |
3/19/25 17:27 | 7/31/17 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 1 | S | -4,871 | 144.56 | 0 | -34 | | 134 | D | | | | | | | | | | | | | | |
3/17/25 18:43 | 3/14/25 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Orszag Peter Richard | NY | DO | CEO,CB | 1 | S.dm | -5,860 | 45.40 | 0 | -129 | | 170 | D | | | | | | | | | | | | | | |
3/11/25 19:19 | 3/10/25 | CRGY | Crescent Energy Co | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 1 | S.d | -29,222 | 9.91 | 0 | -2,949 | | 26,758 | I | | | | | | | | | | | | | | |
3/10/25 16:28 | 3/7/25 | APAM | Artisan Partners Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Ramirez Gregory K | WI | OT | EVP | 1 | S | -255 | 43.16 | 0 | -6 | | 105 | D | | | | | | | | | | | | | | |
3/6/25 16:26 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 1 | S | -153 | 37.49 | 0 | -4 | | 138 | D | | | | | | | | | | | | | | |
3/6/25 16:21 | 3/4/25 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 1 | S | -33 | 38.25 | 0 | -1 | | 56 | D | | | | | | | | | | | | | | |
3/6/25 13:54 | 1/8/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | 2 | S.a | -514 | 47.11 | 0 | -11 | | 32 | D | | | | | | | | | | | | | | |
3/3/25 17:45 | 2/27/25 | ILLR | Triller Group Inc. | DE | Financ | InvAdv | Investment Advice | Diamond Robert E. Jr. | CA | D | | 1 | S.m | -175 | 1.04 | 0 | -169 | | 7,412 | I | | | | | | | | | | | | | | |