11/29/24 19:05 | 11/26/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Poston Edwin A. | TX | DH | See Rema | 2 | S.d | -1,025 | 13.70 | 0 | -75 | -100 | 0 | I | | | | | | | | | | | | | | |
11/29/24 16:50 | 11/26/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | 4 | S.m | -53,711 | 34.81 | 0 | -1,543 | | 38,607 | I | | | | | | | | | | | | | | |
11/29/24 13:33 | 11/27/24 | OS | Onestream, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Group Partnership L.P. | NY | T | | 3 | S.d | -1,854,792 | 147.12 | 0 | -12,607 | -100 | 0 | I | | | | | | | | | | | | | | |
11/27/24 18:07 | 11/26/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | 14 | S.m | -51,707 | 336.63 | 0 | -154 | | 15,436 | D | | | | | | | | | | | | | | |
11/27/24 18:02 | 11/25/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | 12 | S.dm | -81,866 | 12.80 | 0 | -6,393 | | 3,904 | M | | | | | | | | | | | | | | |
11/26/24 21:19 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Kaplan David B | CA | DO | Co-Found | 3 | S.dm | -38,115 | 173.79 | 0 | -219 | | 1,344 | I | | | | | | | | | | | | | | |
11/26/24 21:14 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Rosenthal Bennett | CA | DO | Co-Found | 5 | S.dm | -52,908 | 164.07 | 0 | -322 | | 1,270 | I | | | | | | | | | | | | | | |
11/26/24 21:09 | 11/25/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Arougheti Michael J | CA | DO | Co-Found | 3 | S.dm | -38,149 | 173.77 | 0 | -220 | | 1,569 | I | | | | | | | | | | | | | | |
11/26/24 17:09 | 11/25/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Gold Irwin | CA | DOT | CO-CB | 1 | S.d | -953 | 190.50 | 0 | -5 | -100 | 0 | D | | | | | | | | | | | | | | |
11/25/24 19:36 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Ganovsky Matthew | FL | OT | Co-Found | 1 | S | -1,250 | 8.00 | 0 | -156 | | 10,847 | D | | | | | | | | | | | | | | |
11/25/24 19:35 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | McNealy Sean | FL | DOT | Co-Found | 1 | S | -1,250 | 8.00 | 0 | -156 | | 12,437 | D | | | | | | | | | | | | | | |
11/25/24 19:34 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Jackson Jay J | FL | DOT | CEO | 1 | S | -16,250 | 8.00 | 0 | -2,031 | | 10,562 | D | | | | | | | | | | | | | | |
11/25/24 19:33 | 11/21/24 | ABL | Abacus Life, Inc. | DE | Financ | InvAdv | Investment Advice | Kirby Kevin Scott | FL | OT | Co-Found | 1 | S | -1,250 | 8.00 | 0 | -156 | | 12,437 | D | | | | | | | | | | | | | | |
11/22/24 19:59 | 11/20/24 | EVR | Evercore Inc. | DE | Financ | InvAdv | Investment Advice | Hyman Edward S | NY | O | Vice Cha | 4 | S.m | -61,607 | 308.04 | 0 | -200 | | 1,810 | D | | | | | | | | | | | | | | |
11/22/24 11:48 | 11/21/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Laird James F Jr | OH | D | | 3 | S | -2,035 | 169.61 | 0 | -12 | | 20 | D | | | | | | | | | | | | | | |
11/21/24 17:08 | 11/21/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | 6 | S.m | -297,768 | 27.05 | 0 | -11,006 | | 4,568 | I | | | | | | | | | | | | | | |
11/20/24 16:23 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Uhlman Paul A | PA | O | VP | 1 | S | -261 | 41.39 | 0 | -6 | | 311 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Nusseibeh Saker Anwar | PA | O | CEO,Herm | 2 | S | -669 | 40.27 | 0 | -17 | | 185 | D | | | | | | | | | | | | | | |
11/20/24 16:22 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Novak Richard A | PA | O | Principa | 1 | S | -57 | 41.47 | 0 | -1 | | 54 | D | | | | | | | | | | | | | | |
11/20/24 16:21 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Germain Peter J | PA | O | EVP,CLO, | 2 | S | -799 | 41.18 | 0 | -19 | | 212 | D | | | | | | | | | | | | | | |
11/20/24 16:16 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Van Meter Stephen | PA | O | VP,Chief | 1 | S | -48 | 41.45 | 0 | -1 | | 35 | D | | | | | | | | | | | | | | |
11/20/24 16:15 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Zierden Theodore W III | PA | O | VP | 1 | S | -103 | 41.41 | 0 | -2 | | 131 | D | | | | | | | | | | | | | | |
11/20/24 16:07 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Fisher John B | PA | DO | VP | 1 | S | -323 | 41.36 | 0 | -8 | | 524 | D | | | | | | | | | | | | | | |
11/20/24 16:06 | 11/19/24 | FHI | Federated Hermes, Inc. | PA | Financ | InvAdv | Investment Advice | Dudiak Dolores D | PA | O | VP | 2 | S | -238 | 40.14 | 0 | -6 | | 86 | D | | | | | | | | | | | | | | |
11/18/24 10:15 | 11/14/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Meyer Paula R | OH | D | | 1 | S | -51 | 169.00 | 0 | 0 | | 3 | D | | | | | | | | | | | | | | |
11/14/24 17:25 | 11/12/24 | CG | Carlyle Group Inc. | DE | Financ | InvAdv | Investment Advice | D'Aniello Daniel A. | DC | D | | 1 | S | -25,537 | 51.53 | 0 | -496 | | 32,504 | I | | | | | | | | | | | | | | |
11/13/24 19:14 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Keathley Anthony | NY | O | Chief Ac | 1 | S | -50 | 68.85 | 0 | -1 | | 2 | D | | | | | | | | | | | | | | |
11/13/24 19:07 | 11/12/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Park David Y | NY | O | CFO | 1 | S | -205 | 68.21 | 0 | -3 | | 20 | D | | | | | | | | | | | | | | |
11/13/24 18:07 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Berman Walter Stanley | MN | O | EVP,CFO | 1 | S.d | -4,883 | 564.16 | 0 | -9 | | 7 | D | | | | | | | | | | | | | | |
11/13/24 17:40 | 11/11/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Cracchiolo James M | MN | DO | CB,CEO | 1 | S.d | -4,867 | 563.44 | 0 | -9 | | 161 | D | | | | | | | | | | | | | | |
11/13/24 17:15 | 11/8/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Sweeney Joseph Edward | MN | O | P-AWM Pr | 1 | S.d | -5,901 | 549.68 | 0 | -11 | | 6 | D | | | | | | | | | | | | | | |
11/13/24 17:00 | 11/13/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Zucker Gillian Beth | CA | D | | 3 | S | -102 | 169.27 | 0 | -1 | | 7 | D | | | | | | | | | | | | | | |
11/13/24 16:29 | 11/11/24 | BSIG | Brightsphere Investment Group Inc. | DE | Financ | InvAdv | Investment Advice | Hart Richard Jonathan | MA | O | GC | 1 | S.d | -1,996 | 28.52 | 0 | -70 | | 156 | D | | | | | | | | | | | | | | |
11/12/24 18:52 | 11/11/24 | ARES | Ares Management Corp | DE | Financ | InvAdv | Investment Advice | Berry Ryan | CA | O | Chief Mk | 7 | S.m | -35,370 | 153.78 | 0 | -230 | | 755 | D | | | | | | | | | | | | | | |
11/12/24 17:42 | 11/7/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Callesano Christopher | NY | O | Principa | 1 | S | -71 | 80.00 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:28 | 11/8/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Crain Christopher M | CA | O | GC | 2 | S.d | -620 | 177.18 | 0 | -4 | -100 | 0 | D | | | | | | | | | | | | | | |
11/12/24 17:00 | 11/12/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Whitney Kenneth C | NY | D | | 1 | S | -276 | 159.75 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/12/24 09:15 | 11/8/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | St. Pierre Nicole Renee | OH | D | | 1 | S | -50 | 167.00 | 0 | 0 | | 4 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/7/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Costos James | NY | D | | 1 | S | -242 | 161.41 | 0 | -2 | | 9 | D | | | | | | | | | | | | | | |
11/8/24 17:45 | 11/8/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Travin David Adam | NY | O | GC | 1 | S | -245 | 159.18 | 0 | -2 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 17:43 | 11/7/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Finley John G | NY | O | GC | 1 | S | -7,433 | 175.94 | 0 | -42 | | 435 | D | | | | | | | | | | | | | | |
11/8/24 17:02 | 11/7/24 | HLI | Houlihan Lokey, Inc. | | Financ | InvAdv | Investment Advice | Alley J Lindsey | CA | O | CFO | 1 | S.d | -2,319 | 185.49 | 0 | -13 | -100 | 0 | D | | | | | | | | | | | | | | |
11/8/24 16:50 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Ward Sean Jason | NY | DO | Senior M | 1 | S.d | 0 | 0.00 | 0 | -30,166 | | 68,530 | I | | | | | | | | | | | | | | |
11/8/24 16:37 | 11/6/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Rees Michael Douglass | NY | DO | Co-P | 1 | S.d | 0 | 0.00 | 0 | -30,166 | | 70,277 | I | | | | | | | | | | | | | | |
11/8/24 16:31 | 11/6/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Brockman Dawn M. | MN | O | SVP,CONT | 1 | S | -196 | 560.12 | 0 | 0 | | 1 | D | | | | | | | | | | | | | | |
11/6/24 16:41 | 11/4/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Rosenberg Michelle | X0 | O | CAO,GC | 1 | S | -263 | 41.63 | 0 | -6 | | 83 | D | | | | | | | | | | | | | | |
11/4/24 16:18 | 10/31/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Alvero Gumer | MN | O | P-INSURA | 1 | S | -1,200 | 516.05 | 0 | -2 | | 6 | D | | | | | | | | | | | | | | |
10/31/24 17:53 | 10/29/24 | MLTX | Moonlake Immunotherapeutics | DE | Financ | InvAdv | Investment Advice | Bvf Partners L P/Il | CA | DT | | 2 | S.d | -114,303 | 38.10 | 0 | -3,000 | | 1,464 | D | | | | | | | | | | | | | | |
10/30/24 16:44 | 10/30/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Lyons William M | IL | D | | 3 | S | -720 | 319.99 | 0 | -2 | | 14 | D | | | | | | | | | | | | | | |
10/22/24 16:08 | 10/18/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Rhein Peter L | NY | D | | 1 | S | -264 | 105.51 | 0 | -3 | | 32 | I | | | | | | | | | | | | | | |
10/21/24 15:32 | 10/17/24 | ALTI | Alti Global, Inc. | DE | Financ | InvAdv | Investment Advice | Maliagros Spiros | NY | O | P,Strate | 4 | S.m | -105 | 4.14 | 0 | -25 | | 417 | D | | | | | | | | | | | | | | |
10/18/24 17:48 | 10/16/24 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. | DE | Financ | InvAdv | Investment Advice | Franklin Resources Inc | CA | H | Affiliat | 2 | S.m | -1,617 | 43.69 | 0 | -37 | | 59 | D | | | | | | | | | | | | | | |
10/3/24 17:09 | 10/1/24 | BX | Blackstone Inc. | DE | Financ | InvAdv | Investment Advice | Baratta Joseph | NY | D | | 1 | S | -17,561 | 150.81 | 0 | -116 | | 800 | D | | | | | | | | | | | | | | |
9/30/24 16:14 | 9/27/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Newton Kiera | CA | D | | 1 | S | -5 | 9.40 | 0 | -1 | | 13 | D | | | | | | | | | | | | | | |
9/27/24 16:07 | 9/25/24 | HNNA | Hennessy Advisors Inc | | Financ | InvAdv | Investment Advice | Pomilia Susan Weber | CA | D | | 1 | S.m | -100 | 9.80 | 0 | -10 | | 112 | D | | | | | | | | | | | | | | |
9/26/24 13:36 | 9/24/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Abell Alexander I. | TX | H | See Rema | 1 | S | -542 | 10.85 | 0 | -50 | | 350 | D | | | | | | | | | | | | | | |
9/24/24 12:13 | 9/23/24 | DHIL | Diamond Hill Investment Group Inc | OH | Financ | InvAdv | Investment Advice | Thomas L'Quentus | OH | D | | 1 | S | -40 | 161.64 | 0 | 0 | | 2 | D | | | | | | | | | | | | | | |
9/23/24 12:25 | 9/19/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | Nelson Andrew Rowan | TX | H | See Rema | 1 | S | -101 | 10.85 | 0 | -9 | | 56 | D | | | | | | | | | | | | | | |
9/18/24 16:05 | 9/17/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Villani Edmond D | NY | D | | 1 | S | -290 | 96.76 | 0 | -3 | | 33 | I | | | | | | | | | | | | | | |
9/17/24 18:44 | 9/13/24 | BBIO | Bridgebio Pharma, Inc. | E9 | Financ | InvAdv | Investment Advice | Kkr Genetic Disorder L.P. | NY | T | | 1 | S | -149,350 | 25.75 | 0 | -5,800 | | 25,261 | I | | | | | | | | | | | | | | |
9/17/24 16:13 | 9/16/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Poli Francis C | NY | O | GC,Secre | 1 | S | -1,411 | 94.08 | 0 | -15 | | 65 | D | | | | | | | | | | | | | | |
9/12/24 19:46 | 9/10/24 | JHG | Janus Henderson Group Plc | Y9 | Financ | InvAdv | Investment Advice | Thompson Roger Mj | X0 | O | CFO | 1 | S.m | -639 | 35.49 | 0 | -18 | | 130 | D | | | | | | | | | | | | | | |
9/10/24 17:43 | 9/9/24 | GCMG | Gcm Grosvenor Inc. | DE | Financ | InvAdv | Investment Advice | Sullivan Kathleen Patricia | IL | O | Principa | 1 | S | -54 | 10.73 | 0 | -5 | | 47 | D | | | | | | | | | | | | | | |
9/6/24 18:01 | 9/4/24 | OWL | Blue Owl Capital Inc. | NJ | Financ | InvAdv | Investment Advice | Polland Andrew Robert | NY | O | COO | 1 | S.m | 0 | 0.00 | 0 | -50 | | 289 | I | | | | | | | | | | | | | | |
9/6/24 16:07 | 9/5/24 | AMK | Assetmark Financial Holdings, Inc. | DE | Financ | InvAdv | Investment Advice | Huatai Securities Co., Ltd. | F4 | T | | 1 | S | -1,793,301 | 35.25 | 0 | -50,874 | -100 | 0 | I | | | | | | | | | | | | | | |
9/5/24 17:09 | 9/3/24 | LAZ | Lazard, Inc. | DE | Financ | InvAdv | Investment Advice | Jacobs Kenneth M | NY | DO | Exec CB | 1 | S.m | -9,094 | 48.11 | 0 | -189 | | 1,728 | M | | | | | | | | | | | | | | |
9/4/24 18:15 | 9/3/24 | PJT | Pjt Partners Inc. | DE | Financ | InvAdv | Investment Advice | Lee Ji-Yeun | NY | O | Managing | 1 | S | -1,188 | 118.85 | 0 | -10 | | 61 | D | | | | | | | | | | | | | | |
9/4/24 16:44 | 8/30/24 | AMP | Ameriprise Financial Inc | DE | Financ | InvAdv | Investment Advice | Davies William | MN | O | EVP,GLOB | 1 | S | -3,846 | 442.07 | 0 | -9 | | 13 | D | | | | | | | | | | | | | | |