Marxe Austin W & Greenhouse David M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	9	0	-2	-8	-11	-10	10	-4
P	%wins				44	33	11	22	11	44	28
S	%ret	12	1	83	-0	2	8	13	19	78	20
S	%wins				60	55	41	42	34	30	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/27/15 16:12	8/25/15	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S	-13	13.00	2	-1	0	1,991	I	165	49	20	-12	-4	10	-2	5	1	0	10	0	-1	-26
1/12/15 16:15	1/8/15	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-929	5.00	0	-186	-9	1,927	I	111	-57	-42	-32	-31	-18	-8	-10	-1	1	14	1	-18	-52
1/9/15 16:25	1/7/15	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S	-6	12.07	1	-1	0	2,290	I	283	34	48	10	11	14	-3	-3	-1	0	-7	-7	15	1
1/7/15 16:20	1/5/15	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S.m	-104	12.34	1	-8	0	2,291	I	282	32	51	13	11	16	6	-5	0	-1	-4	-7	15	5
12/17/14 16:42	12/15/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	1	2.48	0	0	0	1,342	I
12/12/14 15:50	12/10/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	5	2.58	0	2	0	1,341	I
12/10/14 14:04	12/8/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	5	2.62	0	2	0	1,339	I
12/3/14 15:08	12/1/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	44	2.84	0	15	1	1,337	I
12/1/14 16:17	11/26/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	32	2.98	0	11	1	1,322	I
11/26/14 14:31	11/24/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	59	3.03	0	19	2	1,311	I
11/21/14 16:22	11/19/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	1	3.15	0	0	0	1,292	I
11/19/14 16:16	11/17/14	CACH	Cache Inc	DE	Retail	ClthSt	Women's Clothing Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-742	0.2559	0	-2,900	-77	882	I
11/19/14 16:08	11/17/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	47	3.14	0	15	1	1,291	I
11/14/14 16:24	11/12/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	1	3.15	0	0	0	1,277	I
11/12/14 16:27	11/10/14	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S.m	-392	11.31	1	-35	-1	2,299	I	354	62	41	32	2	3	-5	-6	-1	-5	-13	-9	17	26
11/7/14 16:22	11/5/14	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S.m	-184	12.03	1	-15	-1	2,334	I	271	72	56	46	15	15	8	-3	-4	-2	-10	-7	9	32
10/31/14 15:40	10/29/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P	9	3.15	0	3	0	1,276	I
10/28/14 16:42	10/24/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	12	3.10	0	4	0	1,274	I
10/24/14 16:33	10/22/14	BTUI	Btu International Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	P.m	454	3.10	0	146	13	1,270	I
9/10/14 16:23	9/8/14	CLRB	Cellectar Biosciences, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Marxe Austin W & Greenhouse David M	NY	T	P	1	3.00	0	0	0	1,142	I	-85	-62	-64	-59	-55	-4	-7	-1	-2	-10	-28	-5	-16	-3
9/8/14 16:18	8/18/14	CLRB	Cellectar Biosciences, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Marxe Austin W & Greenhouse David M	NY	T	P.m	232	3.05	0	76	7	1,142	I	-85	-64	-64	-59	-53	-5	-6	-3	-1	-3	-31	-11	-16	2
8/28/14 16:24	8/26/14	ISNS	Image Sensing Systems Inc	MN	Electr	LabEq	Measuring & Controlling Devic	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,848	3.78	5	-489	-57	371	I	-17	-41	-18	-4	27	86	81	83	-2	75	3	-21	-29	4
8/22/14 15:49	8/11/14	CRLRF	Crailar Technologies Inc	A1	Retail	ClthSt	Apparel & Accessory Stores	Marxe Austin W & Greenhouse David M	NY	T	P.m	8	0.4150	0	19	0	6,019	I
7/1/14 16:09	6/27/14	ISNS	Image Sensing Systems Inc	MN	Electr	LabEq	Measuring & Controlling Devic	Marxe Austin W & Greenhouse David M	NY	T	S	-800	3.20	0	-250	-23	860	I	-34	-55	-33	-37	-22	-14	-16	-10	0	-2	-15	10	-19	3
4/2/14 16:48	3/31/14	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,341	12.93	3	-104	-5	2,112	I	153	189	61	29	47	30	19	15	-8	-13	-3	-36	-47	-66
3/24/14 14:15	3/20/14	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,442	21.03	0	-69	-4	1,468	I
3/20/14 16:12	3/18/14	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-656	20.00	0	-33	-2	1,536	I
3/3/14 16:43	3/3/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S	-354	23.90	1	-15	-4	324	I	-16	-14	17	48	34	19	11	3	-3	-4	-19	-16	-2	-15
2/28/14 16:06	2/26/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-263	24.53	1	-11	-3	339	I	-17	-19	9	40	33	21	2	-4	3	2	-11	-15	4	-13
2/24/14 16:26	2/20/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-72	24.54	1	-3	-1	350	I	-15	-19	8	39	41	27	9	1	-4	-1	-13	-12	9	-23
2/20/14 15:40	2/18/14	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-448	2.99	0	-150	-9	1,438	I	-20	55	57	96	89	25	24	29	15	16	-7	-23	-7	-58
2/19/14 16:32	2/14/14	VPCO	Vapor Corp.	NV	FdBev	Tobac	Tobacco Products	Marxe Austin W & Greenhouse David M	NY	T	S	-288	5.76	0	-50	-3	1,617	I	471	62	11	25	-24	-29	-8	-2	-5	-4	13	-29	-54	-85
2/4/14 16:56	2/3/14	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S	-457	18.11	0	-25	-2	1,569	I
2/4/14 09:54	1/30/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S	-3	25.00	0	0	0	352	I	-25	-44	11	10	26	7	-7	-3	3	13	33	23	40	16
1/27/14 16:30	1/23/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S	-8	25.10	0	0	0	353	I	-17	-40	6	26	24	21	11	-2	2	2	29	20	47	28
1/24/14 16:37	1/22/14	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-255	2.62	0	-97	-6	1,587	I	11	35	48	37	64	48	32	16	-7	18	49	2	25	-32
1/23/14 16:55	1/21/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-42	24.84	0	-2	0	353	I	-9	-41	1	22	26	26	12	7	-3	-4	17	8	32	20
1/17/14 16:26	1/15/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S	-42	24.85	0	-2	0	355	I	-13	-44	13	19	14	17	11	4	1	-1	20	0	42	30
1/16/14 16:15	1/14/14	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S	-54	17.50	0	-3	0	1,594	I
1/15/14 16:02	1/13/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-67	24.75	0	-3	-1	356	I	-18	-46	4	12	3	20	9	6	3	10	30	21	50	41
1/13/14 16:12	1/9/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-166	24.85	0	-7	-2	359	I	-21	-46	4	10	4	17	12	5	0	13	24	24	60	53
1/10/14 16:19	1/8/14	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,105	11.05	4	-100	-4	2,216	I	77	396	134	38	73	39	19	18	-5	0	-20	14	-19	-50
1/9/14 15:48	1/7/14	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-49	24.87	0	-2	-1	366	I	-22	-46	2	0	-1	10	4	4	-1	6	23	35	67	47
1/9/14 11:07	1/3/14	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.a	-765	10.18	3	-75	-3	2,316	I	57	341	113	28	60	40	11	2	11	4	-22	20	-21	-52
1/7/14 16:40	1/3/14	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-765	10.18	3	-75	-5	1,316	I	40	309	108	22	43	59	5	5	6	3	-18	14	-15	-45
1/7/14 09:52	1/2/14	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,683	16.83	0	-100	-6	1,598	I
1/2/14 17:39	12/31/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-209	1.49	0	-140	-8	1,684	I	-30	3	-13	-22	-6	-1	-2	-8	3	4	73	79	86	-5
12/31/13 16:02	12/27/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S.m	-57	1.57	0	-36	-2	1,825	I	-22	5	-8	-12	3	3	11	-1	12	8	78	88	84	8
12/27/13 16:05	12/24/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S.m	-116	1.59	0	-73	-4	1,861	I	-28	16	-10	-12	1	3	4	15	2	8	45	64	75	13
12/24/13 13:06	12/20/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,097	13.92	0	-79	-4	1,698	I
12/24/13 12:54	12/23/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-246	1.44	0	-170	-8	1,934	I	-29	9	-4	-15	-1	-6	2	9	3	-6	45	106	77	14
12/24/13 12:46	12/20/13	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S	-18	9.05	1	-2	0	2,349	I	216	222	129	68	31	9	11	8	2	0	-3	0	-9	23
12/24/13 12:35	12/20/13	RGDX	Response Genetics Inc		Health	Diagn	In Vitro & In Vivo Diagnostic	Marxe Austin W & Greenhouse David M	NY	T	S.m	-150	1.11	0	-135	-5	2,679	I
12/24/13 12:24	12/20/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-598	9.37	2	-64	-3	2,391	I	27	345	120	33	28	56	73	14	-2	-2	-6	9	-5	-42
12/23/13 16:40	12/19/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S.m	-374	1.52	0	-246	-10	2,104	I	-35	-5	-12	-27	-12	-17	-7	-5	3	2	62	107	87	21
12/20/13 16:18	12/18/13	RGDX	Response Genetics Inc		Health	Diagn	In Vitro & In Vivo Diagnostic	Marxe Austin W & Greenhouse David M	NY	T	S.m	-160	1.18	0	-136	-5	2,814	I
12/20/13 16:09	12/18/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-75	9.00	2	-8	0	2,455	I	18	300	115	16	19	32	70	33	7	6	17	17	4	-34
12/19/13 16:36	12/17/13	DAEG	Daegis Inc.	DE	Tech	Softw	Prepackaged Software	Marxe Austin W & Greenhouse David M	NY	T	S.m	-129	1.09	0	-119	-14	709	I
12/19/13 16:20	12/17/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-40	1.43	0	-28	-1	2,350	I	-39	-4	-11	-18	-11	-12	-7	-5	-7	7	53	148	74	20
12/17/13 15:14	12/13/13	RGDX	Response Genetics Inc		Health	Diagn	In Vitro & In Vivo Diagnostic	Marxe Austin W & Greenhouse David M	NY	T	S.m	-413	1.17	0	-354	-11	2,950	I
12/10/13 16:23	12/6/13	DAEG	Daegis Inc.	DE	Tech	Softw	Prepackaged Software	Marxe Austin W & Greenhouse David M	NY	T	S	-942	0.8506	0	-1,108	-57	828	I
12/6/13 16:46	12/4/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-312	12.00	0	-26	-1	1,776	I
12/4/13 16:20	12/2/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S	-1	12.36	0	0	0	1,802	I
11/27/13 16:32	11/26/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,033	11.96	0	-86	-5	1,803	I
11/26/13 16:56	11/22/13	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S.m	-132	8.75	1	-15	-1	2,351	I	143	262	92	72	22	24	11	7	-1	-2	7	1	-4	26
11/26/13 16:07	11/22/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S	-2,239	0.8700	0	-2,574	-100	0	I
11/21/13 16:43	11/19/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S	-1	0.9000	0	-1	0	2,574	I
11/20/13 16:39	11/18/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S	-22	0.8881	0	-25	-1	2,574	I
11/18/13 16:04	11/14/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S.m	-24	0.9231	0	-26	-1	2,600	I
11/15/13 16:13	11/13/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-220	8.75	0	-25	-2	1,409	I
11/14/13 15:57	11/12/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S.m	-182	0.9277	0	-197	-7	2,626	I
11/12/13 16:13	11/8/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S.m	-11	0.9121	0	-12	0	2,822	I
11/8/13 16:02	11/6/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S.m	-138	0.9187	0	-150	-5	2,834	I
11/6/13 16:08	11/4/13	OVRL	Overland Storage Inc	CA	Tech	CStrg	Computer Storage Devices	Marxe Austin W & Greenhouse David M	NY	T	S.m	-144	0.9035	0	-160	-5	2,984	I
11/1/13 15:19	10/30/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-95	8.77	0	-11	-1	1,434	I
10/30/13 16:39	10/28/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-76	8.64	0	-9	-1	1,445	I
10/28/13 16:20	10/24/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-109	8.50	0	-13	-1	1,454	I
10/16/13 15:14	10/14/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S.m	-81	1.85	0	-44	-3	1,235	I	-30	-8	22	16	10	2	0	-5	3	-5	-15	0	29	-4
10/15/13 16:57	10/11/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,622	9.83	2	-165	-6	2,463	I	164	359	130	81	61	35	19	16	5	-4	-24	6	18	-28
10/15/13 16:46	10/11/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-2,771	9.43	0	-294	-13	1,889	I
10/11/13 16:28	10/9/12	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S.m	-204	1.94	0	-105	-8	1,279	I	-30	-4	18	19	15	2	4	-8	-3	2	-15	-5	19	10
10/8/13 16:41	10/4/13	PFSW	Pfsweb Inc	DE	BizSv	BizSv	Business Services	Marxe Austin W & Greenhouse David M	NY	T	S.m	-555	7.40	1	-75	-3	2,366	I	115	152	90	85	50	40	34	18	-3	0	-2	29	21	50
10/1/13 12:30	9/27/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-72	8.01	2	-9	0	2,628	I	87	267	79	63	42	14	5	4	-3	9	0	25	61	-5
9/27/13 16:11	9/25/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-186	8.04	2	-23	-1	2,637	I	100	230	83	73	47	27	11	8	0	5	4	24	45	0
9/23/13 16:07	9/19/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-1,004	0.9810	0	-1,024	-66	534	I
9/19/13 15:36	9/17/13	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-24	2.94	0	-8	-1	1,437	I
9/18/13 16:29	9/16/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-125	7.81	2	-16	-1	2,660	I	28	205	34	74	52	22	14	2	1	-2	38	-11	43	14
9/16/13 16:55	9/12/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-273	7.10	1	-39	-1	2,676	I	51	250	48	82	59	28	25	12	-7	-2	27	-28	25	10
9/16/13 16:41	9/12/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S	0	1.12	0	0	0	1,558	I
9/16/13 16:29	9/12/13	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-25	2.90	0	-9	-1	1,445	I
9/11/13 15:39	9/9/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-344	6.82	1	-50	-2	2,715	I	16	265	49	63	48	21	14	6	0	4	23	-21	42	25
9/6/13 16:48	9/4/13	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-29	2.74	0	-11	-1	1,454	I
9/6/13 16:13	9/4/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-41	6.35	1	-6	0	2,765	I	-7	256	60	48	39	19	5	10	7	12	29	0	69	38
9/5/13 16:13	9/3/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-68	1.18	0	-57	-4	1,558	I
8/30/13 16:07	8/29/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S	-1	4.50	0	0	0	2,183	I
8/30/13 16:01	8/29/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-105	1.16	0	-90	-5	1,615	I
8/29/13 15:16	8/27/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-42	1.16	0	-36	-2	1,705	I
8/28/13 11:02	8/26/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S	-325	6.10	1	-53	-2	2,772	I	-23	151	89	30	13	23	8	-2	1	5	36	13	62	58
8/27/13 17:05	8/23/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-99	1.13	0	-87	-5	1,742	I
8/26/13 16:28	8/22/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-248	6.01	1	-41	-1	2,825	I	-21	161	99	37	17	23	11	5	-4	-4	19	14	43	46
8/22/13 16:13	8/20/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-109	1.12	0	-98	-5	1,829	I
8/21/13 16:37	8/19/13	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-332	6.00	0	-55	-2	2,866	I	-28	147	78	18	15	24	13	5	1	-1	28	25	52	60
8/19/13 16:45	8/15/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-3	1.12	0	-2	0	1,926	I
8/14/13 17:20	8/12/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S	-176	0.3033	0	-580	-19	2,500	I
8/13/13 13:46	8/9/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-93	1.02	0	-91	-4	1,929	I
8/8/13 16:39	8/6/13	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-45	3.14	0	-14	-1	1,464	I
7/25/13 16:35	7/23/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.m	-30	1.65	0	-18	-1	3,080	I
7/25/13 15:32	7/24/13	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S	-242	0.0851	0	-2,848	-100	0	I
7/22/13 16:25	7/18/13	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S.m	-39	0.1002	0	-391	-12	2,848	I
7/18/13 16:12	7/16/13	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S	-67	0.0946	0	-713	-18	3,239	I
7/15/13 16:10	7/11/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-266	8.50	0	-31	-2	1,467	I
7/8/13 11:54	7/3/13	AAIR	Avantair, Inc	DE	Trans	Airline	Air Transportation, Nonschedu	Marxe Austin W & Greenhouse David M	NY	T	P	6	0.0263	0	220	4	6,332	I
7/2/13 16:36	6/28/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S	-28	1.65	0	-17	-1	3,098	I
7/1/13 16:48	6/27/13	AAIR	Avantair, Inc	DE	Trans	Airline	Air Transportation, Nonschedu	Marxe Austin W & Greenhouse David M	NY	T	S.m	-18	0.0281	0	-629	-9	6,112	I
6/28/13 15:48	6/26/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.m	-125	1.68	0	-74	-2	3,115	I
6/25/13 16:28	6/21/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.m	-37	1.66	0	-22	-1	3,189	I
6/21/13 16:30	6/19/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.m	-340	1.75	0	-194	-6	3,212	I
6/19/13 16:30	6/14/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.am	-218	1.95	0	-111	-3	3,406	I
6/18/13 16:49	6/14/13	ECTY	Ecotality, Inc.	NV	Electr	ElcEq	Motors & Generators	Marxe Austin W & Greenhouse David M	NY	T	S.m	-218	1.95	0	-111	-3	3,406	I
6/11/13 11:50	6/7/13	LRAD	Lrad Corp	DE	Hshld	Toys	Household Audio & Video Equip	Marxe Austin W & Greenhouse David M	NY	T	P	648	0.9500	0	682	17	4,668	I	-63	-30	-5	-15	-4	1	-3	-1	14	38	26	52	106	112
5/20/13 16:47	5/16/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P.m	103	13.63	0	8	2	368	I	-30	-10	-44	-38	-24	-18	-16	-8	1	0	-7	4	-24	3
5/9/13 16:08	5/7/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P	85	15.43	1	6	2	360	I	-29	-17	-39	-28	-19	16	-2	2	-1	-14	-1	-30	-29	-5
5/2/13 15:55	4/30/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P	16	15.61	1	1	0	355	I	-40	-21	-37	-30	-19	-9	11	-2	2	2	-4	-21	-26	-2
5/2/13 15:21	4/30/13	ALCS	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-3,964	7.00	0	-566	-100	0	I
4/29/13 16:04	4/25/13	ALCS	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-1	7.56	0	0	0	566	I
4/23/13 15:24	4/19/13	ALCO	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-133	7.29	1	-18	-3	566	I	65	72	26	4	-5	-9	-5	-2	0	-1	11	11	-6	-9
4/17/13 14:21	4/15/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P	0	15.11	0	0	0	354	I	-46	-30	-42	-36	-22	-26	-19	-16	-6	-2	-8	-20	-25	2
4/16/13 16:46	4/12/13	CRMB	Crumbs Bake Shop, Inc.	DE	Retail	Grocer	Food Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-593	2.00	0	-297	-13	2,019	I
4/15/13 13:01	4/11/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P	116	15.74	0	7	2	354	I	-46	-20	-37	-27	-17	-18	-4	-14	-9	-11	-8	-28	-32	-7
4/9/13 15:22	4/5/13	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	P.m	6	15.11	0	0	0	346	I	-27	-17	-31	-16	-14	-11	-10	5	5	-17	-12	-41	-32	-14
4/4/13 16:02	4/2/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	0	8.58	0	0	0	1,498	I
4/1/13 15:54	3/28/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-2	8.75	0	0	0	1,498	I
3/28/13 15:38	3/27/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-70	8.71	0	-8	-1	1,498	I
3/26/13 15:14	3/21/13	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-309	8.61	0	-36	-2	1,507	I
3/5/13 14:38	3/1/13	LTBR	Lightbridge Corp	NV	BizSv	Conslt	Management Consulting Service	Marxe Austin W & Greenhouse David M	NY	T	S	-25	1.95	0	-13	-1	1,384	I	-67	-39	-17	45	1	-5	-7	-14	-2	1	-1	-9	-3	90
2/27/13 16:16	2/25/13	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.a	-832	10.80	0	-77	-17	367	I
2/27/13 16:09	2/25/13	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S	-832	10.80	0	-77	-17	367	I
2/26/13 16:56	2/22/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-48	1.76	0	-27	-1	3,341	I	3	20	17	7	3	7	5	2	0	-5	2	-3	3	25
2/20/13 15:41	2/15/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-546	1.70	0	-321	-9	3,368	I	0	14	10	3	4	1	-3	0	3	5	8	4	10	27
2/19/13 16:24	2/14/13	PLUG	Plug Power Inc	DE	Electr	ElcEq	Electrical Industrial Apparat	Marxe Austin W & Greenhouse David M	NY	T	S	-917	0.1310	0	-7,000	-82	1,512	I	-98	-94	-88	-81	-74	-70	-62	-59	-7	-21	86	64	164	999
2/11/13 16:38	2/7/13	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-1,565	9.99	0	-157	-26	444	I
2/11/13 16:21	2/7/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-96	1.69	0	-57	-2	3,689	I	-5	13	10	-1	-2	-9	1	1	2	4	11	5	12	28
2/5/13 16:16	2/1/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S	-165	1.65	0	-100	-3	3,746	I	-7	7	7	3	-3	-5	-11	0	1	0	3	-1	11	31
2/1/13 16:28	1/30/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-43	1.63	0	-26	-1	3,846	I	-7	4	6	4	-4	-5	-10	-4	1	6	3	4	14	40
1/30/13 16:24	1/28/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-66	1.69	0	-39	-1	3,872	I	-7	17	11	4	-2	0	-8	-11	0	-1	7	-4	10	37
1/28/13 16:52	1/24/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-38	1.83	0	-21	-1	3,912	I	-2	25	22	6	4	4	2	-4	-4	-5	3	-3	6	35
1/25/13 16:02	1/16/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-46	4.14	0	-11	-1	2,183	I
1/24/13 17:01	1/22/13	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-139	1.82	0	-76	-2	3,932	I	7	33	25	12	6	8	6	1	-6	-12	-6	-9	-1	34
1/24/13 16:53	1/22/13	ALCO	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-7	8.69	1	-1	0	585	I	65	91	29	25	10	2	1	3	0	10	12	4	15	3
1/22/13 16:08	1/16/13	ALCO	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-34	8.70	1	-4	-1	585	I	50	98	26	21	5	6	-3	1	0	-1	9	2	14	3
1/16/13 16:50	1/14/13	ADEP	Adept Technology Inc	DE	Machn	Mchn	Special Industry Machinery	Marxe Austin W & Greenhouse David M	NY	T	S.m	-272	4.02	0	-68	-3	2,194	I
1/16/13 16:23	1/14/13	ALCS	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S.m	-44	8.74	0	-5	-1	589	I
12/19/12 16:00	12/18/12	PEYE	Precision Optics Corp Inc	MA	Health	ElcMd	Electromedical & Electrothera	Marxe Austin W & Greenhouse David M	NY	T	S	-11	0.9099	0	-12	-1	919	I
12/4/12 16:49	12/3/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S	-14	0.5500	0	-25	-1	3,920	I	-52	4	29	-2	-21	-5	15	0	-2	-12	-4	27	24	292
12/4/12 16:33	11/30/12	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S.m	-29	0.1200	0	-245	-6	3,952	I
12/3/12 15:46	11/29/12	ALCS	Alco Stores Inc	KS	Retail	VrtySt	Variety Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-26	9.99	0	-3	0	594	I
11/30/12 16:53	11/28/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-334	0.5493	0	-608	-13	3,945	I	-56	4	20	-9	-23	-13	15	15	2	-4	-6	28	23	296
11/30/12 16:18	11/28/12	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S.m	-19	0.1280	0	-149	-3	4,197	I
11/30/12 16:08	11/28/12	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-121	9.85	2	-12	-3	346	I	-9	19	20	-5	-18	-27	-4	-7	-1	-1	6	-8	-23	-38
11/29/12 16:45	11/27/12	RGDX	Response Genetics Inc		Health	Diagn	In Vitro & In Vivo Diagnostic	Marxe Austin W & Greenhouse David M	NY	T	P	471	1.02	0	463	16	3,314	I
11/28/12 16:31	11/26/12	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S.m	-7	10.13	2	-1	0	358	I	0	31	21	-1	-14	-24	-9	0	0	2	5	-2	-23	-41
11/28/12 16:14	11/26/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-460	0.4837	0	-950	-17	4,552	I	-59	-6	11	-15	-30	-24	9	6	-2	0	-10	30	32	318
11/26/12 15:17	11/21/12	MAG	Magnetek, Inc.	DE	Electr	ElcPrt	Electronic Components	Marxe Austin W & Greenhouse David M	NY	T	S	-21	10.26	2	-2	-1	359	I	3	30	29	-1	-15	-22	-17	1	2	-5	-2	-3	-32	-44
11/26/12 12:10	11/21/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-167	0.4731	0	-354	-6	5,502	I	-60	-11	9	-16	-31	-29	-9	4	-4	10	4	38	44	346
11/20/12 16:47	11/19/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-165	0.4758	0	-347	-6	5,856	I	-63	-19	0	-16	-26	-34	-25	-8	0	6	11	52	50	315
11/19/12 16:23	11/15/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-474	0.4741	0	-1,000	-14	6,203	I	-63	-17	9	-8	-17	-32	-27	-8	2	0	12	55	51	294
11/15/12 15:24	11/13/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-329	0.5285	0	-623	-8	7,203	I	-59	-14	4	-7	-15	-31	-26	-7	-8	-6	-2	46	34	302
11/13/12 16:15	11/8/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-621	0.5924	0	-1,048	-6	15,799	I	-51	-3	14	4	-3	-17	-19	-15	-6	-12	-5	35	23	214
11/13/12 12:38	11/8/12	TWOC	Trans World Corp	NV	PerSv	Entert	Amusement & Recreation Servic	Marxe Austin W & Greenhouse David M	NY	T	S	-3,474	2.25	0	-1,544	-100	0	I
11/5/12 14:49	11/1/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S	-23	0.7200	0	-32	0	8,874	I	-40	5	26	36	8	-4	-6	-3	0	-21	-21	18	-12	179
10/29/12 12:49	10/26/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S	-7	0.7200	0	-10	0	8,906	I	-39	6	30	43	15	13	11	-3	3	-6	-24	-6	-13	156
10/26/12 15:54	10/24/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-9	0.7213	0	-13	0	8,916	I	-37	9	33	57	24	16	4	0	-3	-6	-25	-11	-17	169
10/24/12 15:59	10/22/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-358	1.19	0	-302	-3	8,929	I	-38	20	36	57	22	22	1	6	0	-3	-36	-10	-13	178
10/16/12 16:12	10/12/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-24	0.7150	0	-34	0	9,231	I	-44	10	13	36	26	13	15	-3	-9	4	-34	4	-18	212
10/15/12 16:01	10/11/12	BKRS	Bakers Footwear Group Inc	MO	Retail	ClthSt	Shoe Stores	Marxe Austin W & Greenhouse David M	NY	T	S	-12	0.0107	0	-1,140	-100	0	I
10/12/12 16:25	10/10/12	INO	Inovio Pharmaceuticals, Inc.		Health	MdEq	Surgical & Medical Instrument	Marxe Austin W & Greenhouse David M	NY	T	S.m	-404	0.7170	0	-564	-6	9,264	I	-42	20	15	48	29	18	20	15	-4	-4	-25	-6	-20	168
10/9/12 12:42	10/4/12	ITI	Iteris, Inc.	DE	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-118	1.61	0	-73	-2	4,008	I	14	39	12	5	6	1	4	3	1	1	3	8	8	13
10/2/12 16:19	9/28/12	PEYE	Precision Optics Corp Inc	MA	Health	ElcMd	Electromedical & Electrothera	Marxe Austin W & Greenhouse David M	NY	T	P.d	550	0.9000	0	611	191	931	I
9/28/12 10:36	9/28/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	P	7	6.74	0	1	0	600	I
9/27/12 15:09	9/25/12	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-12	9.48	0	-1	0	1,542	I
9/14/12 16:37	9/12/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S	-11	11.10	0	-1	0	599	I
9/13/12 15:31	9/11/12	DAEG	Daegis Inc.	DE	Tech	Softw	Prepackaged Software	Marxe Austin W & Greenhouse David M	NY	T	S	0	1.10	0	0	0	1,936	I
9/7/12 15:37	9/5/12	DAEG	Daegis Inc.	DE	Tech	Softw	Prepackaged Software	Marxe Austin W & Greenhouse David M	NY	T	S.m	-46	1.12	0	-41	-2	1,936	I
8/17/12 16:33	8/15/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S	-86	11.55	0	-7	-1	600	I
8/16/12 15:25	8/14/12	CRMB	Crumbs Bake Shop, Inc.	DE	FdBev	Food	Bakery Products	Marxe Austin W & Greenhouse David M	NY	T	S	-20	3.00	0	-7	-1	733	I
8/13/12 15:58	8/9/12	CRMB	Crumbs Bake Shop, Inc.	DE	FdBev	Food	Bakery Products	Marxe Austin W & Greenhouse David M	NY	T	S	-50	3.00	0	-17	-2	740	I
8/13/12 15:45	8/9/12	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-56	9.41	0	-6	0	1,544	I
8/10/12 16:17	8/7/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-331	11.04	0	-30	-5	608	I
8/6/12 17:09	8/1/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S.m	-410	10.46	0	-39	-3	1,278	I
8/1/12 16:34	7/30/12	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-497	9.74	0	-51	-3	1,550	I
7/31/12 15:40	7/27/12	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-180	4.29	0	-42	-1	2,983	I
7/27/12 16:14	7/25/12	VRNM	Verenium Corp	DE	Chem	OChm	Industrial Organic Chemicals	Marxe Austin W & Greenhouse David M	NY	T	S.m	-448	4.32	0	-104	-6	1,521	I
7/20/12 16:10	7/18/12	REMI	Remedent, Inc.	NV	Health	OthMd	Dental Equipment & Supplies	Marxe Austin W & Greenhouse David M	NY	T	S	-44	0.2500	0	-175	-4	4,346	I
7/9/12 15:40	7/5/12	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-101	8.28	0	-12	-1	1,601	I
7/3/12 13:32	7/2/12	MFI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S.m	-66	8.19	0	-8	0	1,613	I
7/3/12 11:51	6/29/12	CDTI	Clean Diesel Technologies Inc	DE	Machn	Mchn	Industrial & Commercial Fans	Marxe Austin W & Greenhouse David M	NY	T	S	-529	2.04	0	-260	-27	690	I	-68	-56	-25	-49	-2	-9	-7	-6	1	4	6	30	7	-44
7/2/12 16:54	6/28/12	MGI	Microfinancial Inc	MA	Financ	Loan	Miscellaneous Business Credit	Marxe Austin W & Greenhouse David M	NY	T	S	-169	7.99	3	-21	-1	1,621	I	-24	-45	-16	-19	6	4	-3	0	0	0	4	-1	-9	53
7/2/12 16:45	6/28/12	PAMT	Parametric Sound Corp	NV	Electr	Comm	Communications Equipment	Marxe Austin W & Greenhouse David M	NY	T	S	-3	9.40	0	0	0	677	I
6/29/12 16:49	6/27/12	CDTI	Clean Diesel Technologies Inc	DE	Machn	Mchn	Industrial & Commercial Fans	Marxe Austin W & Greenhouse David M	NY	T	S.m	-222	2.20	0	-101	-10	950	I	-68	-58	-23	-48	4	-7	-12	-8	5	11	25	41	8	-39
6/28/12 16:47	6/26/12	BWEN	Broadwind Energy, Inc.	DE	Metal	NFeMtl	Nonferrous Foundries (Casting	Marxe Austin W & Greenhouse David M	NY	T	S.m	-258	0.2670	0	-968	-3	29,215	I	-88	-80	-61	-42	-9	0	12	4	0	24	10	-19	-18	73

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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