Bates Ann Torre - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	3	0	4	-1	4	-18	7	-1
P	%wins				67	67	67	67	33	100	67
S	%ret	3	1	10	1	0	2	-1	-3	-2	-0
S	%wins				60	60	40	70	60	67	59

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/13/23 16:16	10/11/23	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		S	-240	14.94	0	-16	-100	0	D
10/14/21 17:18	10/12/21	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		M.d	0	0.00	0	9		8	D
10/14/21 17:18	10/13/21	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		S.d	-418	44.84	0	-9	-54	8	D
10/12/21 16:20	10/7/21	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		S	-954	46.95	0	-20	-72	8	D
10/4/21 16:35	9/30/21	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		S	-1,652	48.59	0	-34	-55	28	M
10/8/20 16:50	10/6/20	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		M.d	0	0.00	0	20	54	58	D
3/17/20 08:20	3/13/20	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Bates Ann Torre	RI	D		P	131	5.47	0	24	134	42	M
5/16/19 17:00	5/15/19	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	171	17.61	0	10	44	32	M
3/26/19 16:49	3/25/19	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	0	3	21	18	D
9/27/18 18:30	9/25/18	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	0	3	26	15	D
8/30/18 20:00	8/29/18	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	157	17.44	0	9	68	22	D
5/3/18 11:23	5/2/18	GIM	Templeton Global Income Fund	DE	Fund	CEF	Closed-End Funds	Torre Bates Ann	FL	H	Trustee	P	50	6.43	0	8	New	8	D
5/3/18 11:23	5/2/18	TEI	Templeton Emerging Markets Income Fund	DE	Fund	CEF	Closed-End Funds	Torre Bates Ann	FL	H	Trustee	P	50	11.33	0	4	New	4	D
5/3/18 11:23	5/2/18	EMF	Templeton Emerging Markets Fund	DE	Fund	CEF	Closed-End Funds	Torre Bates Ann	FL	H	Trustee	P	50	15.77	0	3	New	3	D
5/3/18 11:23	5/2/18	TDF	Templeton Dragon Fund Inc		Fund	CEF	Closed-End Funds	Torre Bates Ann	FL	D		P	50	21.77	0	2	New	2	D
3/16/18 16:35	3/15/18	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	0	2	25	12	D
10/10/17 16:12	10/6/17	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		S	-289	40.16	0	-7	-43	9	D
9/19/17 16:19	9/15/17	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	0	2	17	17	D
3/17/17 16:18	3/15/17	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	2	20	14	D	-41	12	13	-4	-3	0	3	6	-2	-2	-5
9/16/16 17:55	9/15/16	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	2	25	12	D	-37	-21	-4	-10	-18	-17	-14	-5	2	2	9	18	14
7/27/16 20:23	7/26/16	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Torre Bates Ann	DE	D		S	-128	14.23	33	-9	-26	26	D	-13	-5	55	5	17	20	3	0	0	-4	2	-5	14
3/21/16 16:18	3/17/16	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	2	24	9	D	-43	-45	-19	4	24	35	6	5	-2	-4	-15	7	-9	3
9/18/15 16:49	9/17/15	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	2	32	8	D	-24	-19	-32	-19	14	4	2	3	2	-2	7	-20	-17	-23
9/16/15 17:00	9/14/15	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		P	121	14.87	31	8	158	13	D	3	-1	-8	-5	-5	2	-2	-1	0	-1	0	-4	-1	13
3/20/15 16:41	3/19/15	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	1	34	6	D	53	3	18	2	-6	-9	1	0	0	-3	-8	-16	-32	-45
9/23/14 16:24	9/19/14	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	33	1	53	4	D	7	-5	-11	0	3	-1	-1	0	1	-1	5	23	20	-19
9/9/14 16:14	9/6/14	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	21	0	8	3	D	9	9	-15	-7	9	1	-1	0	0	-2	-7	16	15	-22
4/21/14 16:10	4/18/14	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	24	1	86	3	D	45	39	-1	-8	-9	-1	1	3	1	-3	-2	-10	-6	1
3/7/14 14:17	3/6/14	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	22	0	17	1	D	68	51	24	9	6	9	6	5	0	-1	-8	-9	-14	6
2/18/14 19:09	2/18/14	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		P	80	23.47	33	3	37	13	D	56	28	-3	-8	-10	3	7	1	-1	0	5	5	4	8
10/22/13 16:30	10/18/13	UNFI	United Natural Foods Inc	DE	Retail	Grocer	Groceries, General Line	Torre Bates Ann	RI	D		M.d	0	0.00	18	1	New	1	D	92	27	43	24	22	6	7	5	-2	3	-7	-2	-5	-10
6/12/13 16:55	6/10/13	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		M.d	826	15.30	33	54		9	D	55	68	40	19	14	3	-1	-2	0	-1	0	7	16	6
6/12/13 16:55	6/10/13	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S.d	-443	23.51	33	-19	-67	9	D	55	68	40	19	14	3	-1	-2	0	-1	0	7	16	6
1/29/13 16:50	1/28/13	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S	-211	16.72	33	-13	-67	6	D	25	18	9	1	-1	-4	-3	-1	-1	1	13	23	45	39
5/16/12 16:30	5/15/12	ARCC	Ares Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	NY	D		S	-23	15.27	21	-2	-23	5	I	30	-1	5	-4	-8	-5	-3	0	-2	0	3	16	11	31
5/25/11 17:26	5/23/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S	-86	16.05	33	-5	-26	15	D	152	52	36	12	7	-4	-1	-4	4	4	4	-14	-21	-15
5/25/11 17:25	4/26/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		M.ad	150	5.77	33	26		21	M	152	52	36	12	7	-4	-1	-4	4	4	4	-14	-21	-15
5/25/11 17:25	4/26/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S.adm	-712	16.22	33	-44	-67	21	M	152	52	36	12	7	-4	-1	-4	4	4	4	-14	-21	-15
5/3/11 17:24	4/29/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S	-9	16.56	33	-1	-2	29	D	217	30	40	16	13	11	15	1	-2	-1	0	-5	-17	-9
4/28/11 18:32	4/26/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		M.d	150	5.77	33	26	844	29	M	256	33	40	15	19	7	12	1	1	-1	1	-5	-24	-7
4/28/11 18:32	4/26/11	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	DE	D		S.dm	-584	16.20	33	-36	-55	29	M	256	33	40	15	19	7	12	1	1	-1	1	-5	-24	-7
3/12/09 14:03	3/6/09	ALD	Allied Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	DC	D		P	5	0.7015	0	7	54	20	I
10/29/08 16:03	10/27/08	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	VA	D		P	73	8.71	33	8	40	29	M	-80	-80	-49	-45	-17	20	-8	-1	1	13	-7	12	-56	0
2/25/08 11:11	2/22/08	ALD	Allied Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	DC	D		P	64	21.42	0	3	51	9	I
3/30/06 17:48	3/30/06	ALD	Allied Capital Corp		Fund	CEF	Closed-End Funds	Torre Bates Ann	DC	D		P	23	30.41	0	1	21	4	b
2/28/06 11:07	2/24/06	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	VA	D		M.dm	2,741	23.96	33	114		19										1	0	-6	-4	-18	-23
2/28/06 11:07	2/24/06	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	VA	D		S.dm	-6,527	57.06	33	-114	-86	19										1	0	-6	-4	-18	-23
2/24/06 14:44	2/22/06	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	VA	D		M.d	936	24.13	33	39		19										0	1	-5	-4	-16	-22
2/24/06 14:44	2/22/06	SLM	Slm Corp	DE	Financ	Loan	Personal Credit Institutions	Torre Bates Ann	VA	D		S.d	-2,211	57.01	33	-39	-68	19										0	1	-5	-4	-16	-22
3/2/04 12:23	3/1/04	ALD	Allied Capital Corp		Fund	CEF	Closed-End Funds	Torre Grant Ann	DC	D		P.d	46	30.99	0	2	75	4	I
8/11/03 14:19	8/7/03	ALD	Allied Capital Corp		Fund	CEF	Closed-End Funds	Torre Grant Ann	DC	D		P.d	47	23.71	0	2	New	2	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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