12/22/21 16:14 | 12/21/21 | ACV | Virtus Allianzgi Diversified Income & Convertible Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 75 | 34.78 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
12/22/21 16:11 | 12/21/21 | NCZ | Virtus Allianzgi Convertible & Income Fund II | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 50 | 4.98 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
12/22/21 15:20 | 12/21/21 | AIO | Virtus Allianzgi Artificial Intelligence & Technology Opportunities Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 100 | 27.14 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
12/22/21 15:18 | 12/21/21 | NIE | Virtus Allianzgi Equity & Convertible Income Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 75 | 30.49 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
12/22/21 15:15 | 12/21/21 | NCV | Virtus Allianzgi Convertible & Income Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 50 | 5.67 | 0 | 9 | New | 9 | D | | | | | | | | | | | | | | |
12/22/21 15:07 | 12/21/21 | NFJ | Virtus Dividend, Interest & Premium Strategy Fund | MA | Financ | Loan | Loan Brokers | Aylward George R | CT | DO | P,CEO | P | 100 | 15.49 | 0 | 6 | New | 6 | D | | | | | | | | | | | | | | |
3/20/19 17:37 | 3/19/19 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.d | 170 | 9.40 | 0 | 18 | 9 | 227 | D | | | | | | | | | | | | | | |
10/30/18 17:38 | 10/29/18 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.d | 47 | 9.40 | 0 | 5 | 3 | 195 | D | | | | | | | | | | | | | | |
2/15/18 17:15 | 2/13/18 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.d | 613 | 31.38 | 0 | 20 | 14 | 164 | D | | | | | | | | | | | | | | |
2/9/17 18:54 | 2/7/17 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.dm | 436 | 40.00 | 21 | 11 | 8 | 150 | D | -25 | 28 | 20 | 7 | -10 | -9 | -2 | 0 | 0 | 2 | -2 | -5 | | |
2/1/16 16:18 | 1/29/16 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.d | 362 | 39.89 | 13 | 9 | 8 | 129 | D | -51 | -37 | -25 | -19 | -29 | -16 | -3 | -8 | -1 | -3 | 8 | -11 | -3 | 27 |
9/16/14 16:04 | 9/15/14 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | Dir,CEO, | M.d | 217 | 29.81 | 15 | 7 | 7 | 119 | D | 109 | 15 | 3 | -3 | -12 | -15 | -10 | -3 | -1 | -9 | -11 | -15 | -25 | -45 |
8/15/14 13:17 | 8/15/14 | MLP | Duff & Phelps Select Energy Mlp Fund Inc. | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DOH | P of the | P | 25 | 19.73 | 0 | 1 | New | 1 | D | 83 | 57 | 8 | -14 | -4 | -10 | -8 | -3 | 1 | 5 | -3 | -13 | -5 | -21 |
5/31/13 08:27 | 5/30/13 | DCA | Dividend Capital Realty Income Allocation Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P | P | 21 | 4.16 | 0 | 5 | New | 5 | D | 18 | 20 | 14 | 3 | 1 | -2 | -3 | -2 | -2 | -4 | -7 | -8 | 0 | 19 |
5/31/13 08:26 | 5/30/13 | VGI | Virtus Global Multi-Sector Income Fund | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P | P | 23 | 18.78 | 1 | 1 | New | 1 | D | | 16 | 5 | 1 | -1 | -4 | -3 | -2 | -2 | -2 | -6 | -10 | -7 | 5 |
5/31/13 08:26 | 5/30/13 | ZTR | Zweig Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 11 | 13.19 | 1 | 1 | 352 | 1 | D | 15 | 17 | 10 | 5 | 5 | 0 | -2 | -1 | 0 | 0 | -2 | -1 | 8 | 16 |
5/31/13 08:26 | 5/30/13 | ZF | Zweig Fund Inc /md/ | MD | Fund | CEF | Closed-End Funds | Aylward George R | CT | DO | P,CEO | P | 11 | 13.34 | 1 | 1 | 352 | 1 | D | 16 | 19 | 13 | 7 | 7 | 1 | -1 | 0 | -1 | -2 | -4 | 0 | 13 | 24 |
5/31/13 08:25 | 5/30/13 | DPG | Duff & Phelps Global Utility Income Fund Inc. | | Fund | CEF | Closed-End Funds | Aylward George R | CT | H | Director | P | 23 | 19.30 | 3 | 1 | New | 1 | D | | 20 | 14 | 6 | -1 | -5 | -4 | -3 | -1 | -4 | -1 | -4 | 3 | 19 |
5/9/12 11:34 | 5/7/12 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | P,CEO,Di | M.d | 105 | 44.59 | 2 | 2 | 2 | 103 | D | 225 | 31 | 24 | -5 | -5 | -7 | -10 | 0 | -1 | -1 | -7 | 8 | 32 | 183 |
8/5/11 17:41 | 8/5/11 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | P,CEO,Di | P | 51 | 67.62 | 3 | 1 | 1 | 103 | D | 382 | 163 | 34 | 29 | 25 | 1 | -10 | -9 | -15 | -6 | -13 | -11 | 21 | 24 |
2/15/11 19:00 | 2/13/11 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | P,CEO,Di | M.d | 0 | 0.00 | 1 | 8 | 10 | 87 | D | 873 | 216 | 125 | 47 | 23 | 25 | 7 | 2 | 2 | -2 | -12 | -3 | 13 | 41 |
9/7/10 17:20 | 9/5/10 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | P,CEO,Di | M.d | 0 | 0.00 | 0 | 13 | 20 | 79 | D | | 89 | 42 | 30 | 15 | 11 | 6 | 7 | 3 | 5 | 17 | 74 | 102 | 108 |
3/9/10 18:25 | 3/5/10 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R | CT | DO | P,CEO,Di | M.d | 0 | 0.00 | 0 | 1 | 2 | 44 | D | | 326 | 33 | 29 | 20 | 10 | 0 | -4 | 1 | -1 | 5 | 9 | 42 | 183 |
5/15/09 19:33 | 5/15/09 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R Jr | CT | DO | P,CEO,Di | P | 100 | 13.67 | 1 | 7 | 20 | 43 | D | | | | 120 | 118 | 50 | 29 | 0 | 8 | 15 | 14 | 15 | 22 | 77 |
3/18/09 18:35 | 3/5/09 | VRTS | Virtus Investment Partners, Inc. | DE | Financ | InvAdv | Investment Advice | Aylward George R Jr | CT | DO | P,CEO,Di | M.d | 0 | 0.00 | 0 | 1 | 194 | 1 | B | | | | | | | | | -2 | -4 | 17 | 120 | 129 | 205 |
3/6/07 11:39 | 3/5/07 | ZTR | Zweig Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Aylward George R Jr | CT | DOH | P | P | 5 | 5.56 | 0 | 1 | New | 1 | D | 28 | 25 | 10 | -2 | -2 | -3 | -5 | -5 | 2 | 3 | 7 | -4 | -9 | -5 |
3/6/07 11:25 | 3/5/07 | ZF | Zweig Fund Inc /md/ | MD | Fund | CEF | Closed-End Funds | Aylward George R Jr | CT | DOH | P | P | 5 | 5.60 | 0 | 1 | New | 1 | D | 27 | 15 | 13 | 2 | -4 | -8 | -9 | -6 | 5 | 5 | 8 | 11 | -5 | -7 |
11/10/03 12:23 | 11/7/03 | PNX | Phoenix Companies Inc/de | DE | Insur | LfIns | Life Insurance | Aylward George R Jr | CT | O | VP | P | 11 | 10.92 | 0 | 1 | 46 | 3 | D | | | 38 | 13 | -8 | -2 | -2 | -1 | 0 | 3 | 4 | 27 | 8 | 4 |
8/6/03 16:39 | 8/5/03 | PNX | Phoenix Companies Inc/de | DE | Insur | LfIns | Life Insurance | Aylward George R Jr | CT | O | VP | P | 18 | 8.98 | 0 | 2 | 999% | 2 | D | | | 13 | 13 | -5 | -11 | -12 | -6 | 4 | 11 | 30 | 27 | 40 | 17 |