Hawkes James B - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	10	1	15	-1	3	6	7	9	18	7
P	%wins				67	93	93	93	100	80	88
S	%ret	1	1	1	-4	-3	-7	0	20	68	15
S	%wins				100	100	100	100	0	0	67

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/16/22 16:29	6/14/22	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	TX	D		P	490	24.51	0	20	2	1,168	I
6/15/20 16:27	6/11/20	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	TX	D		P.dm	274	15.76	0	17	4	440	I
5/18/20 16:04	5/15/20	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	TX	D		P.d	434	14.01	0	31	8	423	I
5/15/20 16:21	5/13/20	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	TX	D		P.dm	554	13.84	0	40	11	392	I
8/19/19 17:08	8/15/19	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P.m	89	15.69	0	6	2	352	I
12/21/18 18:36	12/20/18	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P	44	8.80	0	5	1	346	I
11/26/18 13:08	11/21/18	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P	64	12.00	0	5	2	341	M
3/2/18 20:32	2/12/18	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P.a	13	12.30	0	1	0	336	D
2/14/18 19:41	2/10/18	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P	13	12.30	0	1	0	406	D
2/12/18 16:23	2/8/18	VCTR	Victory Capital Holdings, Inc.	DE	Financ	InvAdv	Investment Advice	Hawkes James B	OH	D		P.m	4,240	12.66	0	335	New	335	M
10/29/07 09:04	10/26/07	ETJ	Eaton Vance Risk-Managed Diversified Equity Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	34	17.05	3	2	New	2	I				-13	-7	-8	-8	-2	0	4	-2	10	17	2
10/22/07 12:13	10/19/07	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	CEO	M.d	110	16.01	33	7	0	5,242	M	85	45	12	-6	18	7	0	2	1	10	7	-21	-20	-46
8/15/07 17:34	8/15/07	EOE	Eaton Vance Credit Opportunities Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	22	16.79	0	1	33	5	I
8/14/07 17:24	8/14/07	ETB	Eaton Vance Tax-Managed Buy-Write Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	11	17.75	2	1	120	1	I	9	4	-6	-9	-9	-2	-2	-3	-1	8	10	3	7	-1
8/14/07 17:21	8/14/07	EVV	Eaton Vance Ltd Duration Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	20	15.15	6	1	217	2	I	3	-5	-12	-15	-12	-9	-6	-4	-4	5	8	4	5	-1
8/14/07 16:59	8/14/07	ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	11	17.97	3	1	100	1	I	12	6	-5	-7	-6	0	-3	-4	-5	1	5	-2	1	-2
8/14/07 16:52	8/14/07	EOE	Eaton Vance Senior Floating Rate Trust		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	70	17.39	0	4	New	4	I
10/30/06 14:25	10/26/06	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	CEO	M.d	110	15.77	12	7	0	5,213	D	45	30	13	24	11	2	3	2	1	-2	2	12	26	59
9/29/06 13:58	9/28/06	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	CEO	M.d	761	5.74	13	133	3	5,206	D	49	19	8	18	5	10	4	1	-1	4	6	15	24	39
6/5/06 12:15	6/1/06	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	CEO	M.d	746	5.74	15	130	3	5,144	B									-4	-3	-7	0	20	68
6/5/06 12:15	6/2/06	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	CEO	S.d	-1,662	26.76	15	-62	-1	5,144	B									-4	-3	-7	0	20	68
12/28/05 13:56	12/27/05	EFT	Eaton Vance Floating-Rate Income Trust		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	45	16.77	4	3	150	5	I		-4	1	0	-2	0	1	0	0	2	6	9	13	20
12/28/05 13:46	12/27/05	EFR	Eaton Vance Senior Floating Rate Trust		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	67	16.80	4	4	800	5	I	-5	-9	-1	0	-1	-1	-1	1	0	3	7	10	12	20
12/27/05 14:07	12/23/05	EVV	Eaton Vance Ltd Duration Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	10	16.04	9	1	New	1	I	3	-8	-6	-5	-2	-1	0	0	1	3	9	11	13	24
12/27/05 14:02	12/23/05	EVT	Eaton Vance Tax Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	16	22.69	3	1	New	1	I	25	12	15	8	3	1	1	0	0	0	2	6	6	30
12/27/05 13:57	12/23/05	EVG	Eaton Vance Short Duration Diversified Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	10	16.06	2	1	New	1	I			-2	-3	1	0	0	0	2	5	6	7	6	18
12/27/05 13:51	12/23/05	ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	9	17.10	8	1	New	1	I						-2	-2	-1	-3	3	5	6	9	29
12/27/05 13:44	12/23/05	ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	10	17.40	6	1	New	1	I				-9	-7	-3	-1	1	0	4	6	8	7	29
12/27/05 13:39	12/23/05	ETG	Eaton Vance Tax Advantaged Global Dividend Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	10	20.74	3	1	New	1	I		14	12	7	3	0	-1	-1	0	-1	3	6	5	34
12/27/05 13:33	12/23/05	ETB	Eaton Vance Tax-Managed Buy-Write Income Fund		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	9	17.69	2	1	New	1	I			-7	-10	-9	-5	-2	1	-1	4	7	13	9	31
12/27/05 13:28	12/23/05	EFT	Eaton Vance Floating-Rate Income Trust		Fund	CEF	Closed-End Funds	Hawkes James B	MA	DO	VP	P	25	16.71	4	2	New	2	I		-5	2	-1	-4	-1	0	-1	1	2	7	10	13	21
12/27/05 13:17	12/23/05	EFR	Eaton Vance Senior Floating Rate Trust		Fund	CEF	Closed-End Funds	Hawkes James B	MA	O	VP	P	8	16.78	3	1	New	1	I	-5	-9	0	-1	-3	-2	0	0	0	2	7	11	12	20
10/27/05 14:46	10/25/05	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	P,CEO	M.d	110	13.49	11	8	0	5,143	M	41	13	5	-1	-6	-1	1	0	-1	4	16	19	19	31
10/6/04 11:00	10/4/04	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	P,CEO	M.d	110	18.91	24	6	0	2,565	M	55	19	7	8	2	3	2	1	1	2	10	23	13	23
10/30/03 16:05	10/29/03	EV	Eaton Vance Corp	MD	Financ	InvAdv	Investment Advice	Hawkes James B	MA	DO	P,CEO	M.d	110	12.62	14	9	0	2,561	D	25	25	20	6	0	2	0	1	0	-1	4	8	5	26

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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