6/5/14 13:32 | 6/5/14 | HTR | Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 25 | 24.53 | 1 | 1 | 8 | 14 | I | 21 | 6 | 10 | 3 | 1 | 0 | -2 | -1 | 0 | 2 | 1 | 6 | 8 | 3 |
12/9/13 18:49 | 12/9/13 | CMRX | Chimerix Inc | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NC | D | | P.d | 14 | 14.35 | 2 | 1 | 40 | 4 | D | | | -38 | -25 | -9 | -8 | -13 | -11 | 2 | -2 | 11 | 46 | 51 | 162 |
11/26/13 15:31 | 11/25/13 | CMRX | Chimerix Inc | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NC | D | | P | 15 | 15.01 | 2 | 1 | 67 | 3 | D | | | -31 | -10 | -8 | 1 | -8 | -3 | 8 | 6 | 1 | 37 | 27 | 132 |
11/22/13 15:42 | 11/20/13 | CMRX | Chimerix Inc | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NC | D | | P.m | 8 | 15.49 | 2 | 1 | 50 | 2 | D | | | -28 | -11 | -5 | 4 | 6 | 2 | -1 | 1 | -5 | 22 | 13 | 120 |
11/19/13 17:01 | 11/15/13 | CMRX | Chimerix Inc | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NC | D | | P | 16 | 15.56 | 2 | 1 | New | 1 | D | | | -23 | -13 | -16 | -1 | 19 | 5 | 3 | 0 | -3 | 31 | 7 | 128 |
10/24/13 15:07 | 10/18/13 | INF.R | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 7 | 19.29 | 0 | 0 | 33 | 2 | D | | | | | | | | | | | | | | |
2/6/13 16:16 | 2/4/13 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 39 | 98.50 | 33 | 0 | 3 | 16 | D | 88 | 35 | 46 | 37 | 25 | 0 | 0 | 1 | 0 | 1 | 12 | 24 | 44 | 53 |
5/4/12 17:16 | 5/4/12 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 35 | 69.87 | 33 | 1 | 4 | 13 | D | 19 | 17 | 12 | -4 | -6 | -9 | -8 | -2 | 0 | 1 | -7 | -2 | 5 | 73 |
4/30/12 17:19 | 4/27/12 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 58 | 72.77 | 33 | 1 | 7 | 12 | D | 19 | 25 | 10 | 0 | -3 | -7 | -7 | -5 | 0 | -4 | -6 | -3 | 2 | 60 |
11/1/11 16:45 | 10/31/11 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 32 | 64.69 | 33 | 1 | 5 | 10 | D | 27 | 5 | 8 | 13 | -1 | -2 | -2 | -2 | 0 | 1 | -1 | 16 | 13 | 17 |
9/29/11 16:45 | 9/29/11 | INF | Brookfield Global Listed Infrastructure Income Fund Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 16 | 16.25 | 1 | 1 | New | 1 | D | | | | | | -17 | -17 | -17 | -4 | -8 | 11 | 11 | 23 | 31 |
8/22/11 16:07 | 8/19/11 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 27 | 54.74 | 33 | 1 | 5 | 10 | D | 4 | 2 | 2 | -10 | -10 | -6 | 5 | -3 | 3 | 4 | 19 | 17 | 34 | 28 |
8/2/11 16:11 | 8/1/11 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 29 | 58.54 | 33 | 1 | 6 | 9 | D | 3 | 4 | 13 | -2 | -2 | -4 | -5 | -2 | 2 | -8 | 4 | 15 | 26 | 19 |
4/13/09 17:54 | 4/6/09 | HSA | Helios Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 22 | 0.8760 | 0 | 25 | New | 25 | D | -91 | -65 | 15 | 0 | 8 | 19 | 7 | 3 | 1 | -1 | 27 | 24 | 26 | 36 |
4/13/09 17:48 | 4/6/09 | HIH | Helios High Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P.m | 10 | 1.01 | 0 | 10 | New | 10 | D | -90 | -67 | 27 | 6 | 11 | 13 | 6 | 4 | 0 | 1 | 16 | 19 | 38 | 56 |
4/13/09 17:42 | 4/6/09 | HAV | Helios Advantage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 10 | 1.01 | 0 | 10 | New | 10 | D | -90 | -63 | 24 | 2 | 13 | 12 | 2 | 1 | -1 | 2 | 12 | 21 | 38 | 53 |
4/13/09 17:31 | 4/6/09 | HSM | Helios Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 6 | 5.40 | 0 | 1 | 32 | 5 | D | -44 | -25 | 12 | -4 | 4 | 6 | 9 | 5 | -4 | -2 | -5 | 6 | 12 | 19 |
3/31/09 17:05 | 3/30/09 | JTX | Jackson Hewitt Tax Service Inc | DE | PerSv | PerSv | Personal Services | Drake Rodman L | NJ | D | | P | 2 | 3.75 | 0 | 0 | 40 | 1 | P | | | | | | | | | | | | | | |
1/6/09 15:54 | 1/5/09 | CYRV | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 2 | 0.6400 | 0 | 3 | 21 | 18 | F | | | | | | | | | | | | | | |
12/2/08 16:01 | 12/1/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 7 | 0.6100 | 0 | 12 | 9 | 143 | D | | | | | | | | | | | | | | |
12/1/08 15:54 | 11/26/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P.m | 6 | 0.6064 | 0 | 11 | 9 | 131 | D | | | | | | | | | | | | | | |
11/26/08 14:11 | 11/25/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 19 | 0.6300 | 0 | 30 | 33 | 120 | D | | | | | | | | | | | | | | |
11/14/08 15:40 | 11/12/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P.m | 33 | 1.08 | 0 | 30 | 50 | 90 | D | | | | | | | | | | | | | | |
11/10/08 16:59 | 11/6/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P.m | 23 | 1.10 | 0 | 21 | 54 | 60 | D | | | | | | | | | | | | | | |
11/10/08 16:28 | 11/7/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 12 | 1.14 | 0 | 10 | 35 | 39 | D | | | | | | | | | | | | | | |
11/7/08 12:26 | 11/6/08 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 17 | 1.10 | 0 | 16 | 70 | 38 | M | | | | | | | | | | | | | | |
9/30/08 17:27 | 9/30/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 9 | 4.56 | 0 | 2 | 11 | 20 | I | -36 | -32 | -30 | -26 | -15 | -12 | 3 | -8 | 4 | -2 | -2 | 4 | 1 | 31 |
9/29/08 17:08 | 9/29/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 10 | 4.86 | 0 | 2 | 12 | 18 | I | -31 | -26 | -24 | -20 | -10 | -6 | 12 | 0 | 0 | 5 | -3 | 4 | 3 | 30 |
9/8/08 15:33 | 9/8/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P.a | 15 | 5.44 | 0 | 3 | 20 | 16 | D | -28 | -25 | -15 | -21 | -8 | -6 | -4 | 1 | 2 | 0 | -13 | -24 | -16 | 10 |
9/8/08 14:20 | 9/8/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 23 | 6.15 | 0 | 4 | 31 | 16 | D | -28 | -25 | -15 | -21 | -8 | -6 | -4 | 1 | 2 | 0 | -13 | -24 | -16 | 10 |
8/5/08 16:45 | 8/5/08 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 7 | 7.94 | 0 | 1 | 35 | 3 | D | -25 | -20 | -16 | -7 | -9 | 7 | 4 | 0 | 2 | -1 | -11 | -7 | -15 | -7 |
6/10/08 17:19 | 6/6/08 | SIL | Apex Silver Mines Ltd | | Mining | Gold | Gold & Silver Ores | Drake Rodman L | NY | D | | P | 21 | 6.95 | 0 | 3 | 46 | 10 | D | | | | | | | | | | | | | | |
3/17/08 15:32 | 3/17/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 7 | 6.67 | 0 | 1 | 9 | 12 | D | -2 | -14 | -8 | -1 | -6 | -4 | -2 | -1 | -2 | 0 | 3 | 3 | -18 | -27 |
3/11/08 17:04 | 3/11/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 16 | 6.60 | 0 | 2 | 27 | 11 | D | -6 | -20 | -14 | -6 | -10 | -8 | -11 | -7 | -2 | -4 | 4 | 3 | -17 | -28 |
3/11/08 12:11 | 3/10/08 | SIL | Apex Silver Mines Ltd | | Mining | Gold | Gold & Silver Ores | Drake Rodman L | NY | D | | P | 42 | 10.56 | 0 | 4 | 160 | 7 | D | | | | | | | | | | | | | | |
1/4/08 12:22 | 1/3/08 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 21 | 6.92 | 0 | 3 | 50 | 9 | D | 1 | -16 | -16 | -6 | 15 | -1 | 1 | 3 | 0 | 0 | 7 | 4 | -8 | -21 |
12/17/07 16:16 | 12/15/07 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 0 | 0.00 | 0 | 1 | 12 | 8 | D | | | | | | | | | | | | | | |
11/20/07 16:34 | 11/20/07 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 40 | 13.27 | 0 | 3 | 24 | 15 | D | | | | | | | | | | | | | | |
8/15/07 13:07 | 8/13/07 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 79 | 13.18 | 0 | 6 | 94 | 12 | D | | | | | | | | | | | | | | |
8/9/07 10:45 | 8/8/07 | HTR | Hyperion Brookfield Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 4 | 7.84 | 0 | 1 | 10 | 6 | D | 6 | -6 | -12 | -11 | -10 | -7 | -1 | 0 | 0 | -8 | 4 | -6 | -2 | -17 |
7/31/07 14:44 | 7/31/07 | HSM | Hyperion Brookfield Strategic Mortgage Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 3 | 11.30 | 1 | 0 | 13 | 3 | D | -6 | -8 | -17 | -14 | -13 | -12 | -8 | -4 | 2 | 0 | -1 | -3 | -4 | -19 |
6/8/07 18:00 | 6/8/07 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 58 | 57.94 | 33 | 1 | 40 | 4 | D | 186 | 37 | -1 | 11 | -8 | -11 | -7 | -7 | 2 | 2 | 1 | 14 | 3 | 5 |
6/5/07 16:40 | 6/1/07 | SIL | Apex Silver Mines Ltd | | Mining | Gold | Gold & Silver Ores | Drake Rodman L | NY | D | | P | 51 | 20.30 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
3/20/07 14:45 | 3/20/07 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 3 | 12.96 | 1 | 0 | 13 | 2 | D | 6 | 9 | -1 | -5 | -6 | -4 | -2 | 0 | 0 | 2 | 2 | 1 | -12 | -23 |
10/31/06 14:13 | 10/31/06 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 2 | 13.62 | 0 | 0 | 7 | 2 | D | 11 | 17 | 11 | 7 | 0 | 1 | 2 | 0 | -1 | 0 | 3 | 3 | -1 | -14 |
8/9/06 16:08 | 8/9/06 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P.a | 44 | 22.00 | 0 | 2 | 23 | 11 | D | | | | | | | | | | | | | | |
8/9/06 15:42 | 8/9/06 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 42 | 21.00 | 0 | 2 | 23 | 11 | D | | | | | | | | | | | | | | |
8/8/06 17:19 | 8/8/06 | CRZ | Crystal River Capital, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Drake Rodman L | NY | D | | P | 26 | 21.99 | 0 | 1 | 16 | 9 | I | | | | | | | | | | | | | | |
7/25/06 13:00 | 7/25/06 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 2 | 12.84 | 0 | 0 | 10 | 2 | D | 11 | 2 | 3 | 3 | 5 | 2 | 1 | 0 | 0 | 0 | 3 | 8 | 11 | -3 |
6/9/06 16:14 | 6/8/06 | CELG | Celgene Corp /de/ | DE | Health | Drug | Pharmaceutical Preparations | Drake Rodman L | NJ | D | | P | 37 | 40.71 | 33 | 1 | 56 | 3 | | | | | | | | | | -3 | 2 | 11 | -5 | 33 | 39 |
5/16/06 16:52 | 5/15/06 | HSM | Hyperion Strategic Mortgage Income Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 3 | 12.60 | 0 | 0 | 15 | 2 | | | | | | | | | | -2 | -2 | -2 | 6 | 12 | 11 |
1/3/06 15:28 | 1/3/06 | HTR | Hyperion Total Return Fund Inc | | Fund | CEF | Closed-End Funds | Drake Rodman L | NY | D | | P | 4 | 8.32 | 0 | 1 | 10 | 5 | | | | | | | | | | 1 | 3 | 5 | 3 | 8 | 20 |