Asher Daniel - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	12	-1	-3	1	0	0	0	-1
S	%wins				67	67	55				63

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m
5/24/22 16:23	5/20/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	S	-6,275	50.00	-126	-4	3,423	I
5/18/22 17:06	5/17/22	RILY	B. Riley Financial, Inc.	DE	Financ	InvAdv	Investment Advice	Asher Daniel	IL	T	S	-15	51.00	0	0	4,209	I
2/12/21 16:34	2/11/21	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-873	17.45	-50	-3	1,505	I
7/2/20 17:01	6/30/20	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-30	16.93	-2	0	1,555	I
6/23/20 15:24	6/19/20	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-10	17.11	-1	0	1,557	I
6/17/20 18:13	6/21/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-22	14.19	-2	0	2,400	I
6/17/20 18:04	6/19/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-41	14.15	-3	0	2,401	I
6/17/20 18:00	6/18/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.a	-3	14.15	0	0	2,404	I
6/17/20 17:58	6/13/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.am	-6	14.20	0	0	2,404	I
6/25/19 15:44	6/21/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-22	14.19	-2	0	1,266	I
6/20/19 17:04	6/19/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-41	14.15	-3	0	1,268	I
6/19/19 16:49	6/18/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.15	0	0	1,271	I
6/17/19 16:02	6/13/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-6	14.20	0	0	1,271	I
1/17/19 16:25	1/15/19	NHLD	National Holdings Corp	DE	Financ	FinTrd	Security & Commodity Brokers,	Asher Daniel	IL	T	S	-1	3.27	0	0	1,578	D
1/8/19 17:18	1/7/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-1	14.15	0	0	1,271	I
1/4/19 16:54	1/3/19	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-6	14.15	0	0	1,271	I
1/3/19 16:42	12/31/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-37	14.21	-3	0	1,272	I
12/26/18 11:17	12/20/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-24	14.44	-2	0	974	I
12/19/18 17:11	12/17/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-11	14.29	-1	0	976	I
12/14/18 17:02	12/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.55	0	0	1,277	I
12/4/18 15:20	11/28/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-1	14.70	0	0	1,277	I
11/28/18 16:39	11/26/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-18	14.75	-1	0	1,277	I
11/21/18 15:34	11/19/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-40	14.70	-3	0	1,278	I
10/23/18 16:57	10/19/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	0	14.95	0	0	1,281	I
10/18/18 16:59	10/16/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	0	14.95	0	0	1,281	I
10/16/18 17:36	10/15/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-3	14.95	0	0	1,281	I
10/11/18 17:21	10/10/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-28	14.95	-2	0	1,281	I
9/19/18 17:14	9/18/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-33	15.02	-2	0	1,283	I
9/14/18 15:45	9/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-14	15.05	-1	0	1,285	I
8/15/18 20:29	8/14/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-4	14.95	0	0	1,276	I
8/14/18 11:49	8/13/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-22	14.95	-2	0	1,276	I
7/12/18 19:00	7/11/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-2	15.10	0	0	1,278	I
7/5/18 11:45	7/2/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S	-15	15.11	-1	0	1,278	I
7/2/18 18:38	6/28/18	VAM	Vivaldi Opportunities Fund		Fund	CEF	Closed-End Funds	Asher Daniel	IL	T	S.m	-32	15.07	-2	0	1,279	I
5/24/17 16:06	5/22/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-2	15.50	0	0	2,344	D
4/27/17 16:10	4/25/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-24	15.10	-2	0	2,344	D	58	52	26	-27	-2	2	0	1	0	-3
3/16/17 16:01	3/14/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-14	15.00	-1	0	2,346	D	34	63	32	-8	-17	-1	7	2	-1	-3	0
3/15/17 16:00	3/13/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-8	15.40	-1	0	2,347	D	30	59	24	-11	-20	-5	0	4	-2	-5	-1
3/14/17 16:05	3/10/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-41	15.60	-3	0	2,347	D	12	55	20	-12	-22	-9	-6	1	3	2	2
3/7/17 16:00	3/3/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-3	15.25	0	0	2,350	D	13	56	53	-13	-26	-16	-7	-7	1	2	6
3/7/17 15:46	3/2/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-3	15.60	0	0	2,350	D	13	56	53	-13	-26	-16	-7	-7	0	2	6
3/6/17 16:05	3/2/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-3	15.60	0	0	2,350	D	19	58	63	-10	-23	-12	-5	-2	0	5	5
3/3/17 16:10	3/1/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-17	15.70	-1	0	2,350	D	31	65	69	-7	-20	-8	-3	1	-4	-5	1
3/2/17 16:15	2/28/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S	-8	15.65	-1	0	2,351	D	30	62	58	-8	-18	-9	-11	-1	-4	-8	-3
3/2/17 16:08	2/22/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-29	16.10	-2	0	2,352	D	30	62	58	-8	-18	-9	-11	-1	-4	-8	-3
3/2/17 15:55	1/27/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-11	20.81	-1	0	2,354	D	30	62	58	-8	-18	-9	-11	-1	1	-7	-3
3/2/17 15:45	1/25/17	RILY	B. Riley Financial, Inc.	DE	BizSv	BizSv	Business Services	Asher Daniel	IL	T	S.a	-56	20.90	-3	0	2,354	D	30	62	58	-8	-18	-9	-11	-1	1	-7	-3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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