TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 1 | 1 | -1 | -3 | -10 | -1 | -5 | -3 |
| P | %wins | 100 | 0 | 0 | 0 | 0 | 0 | 17 | |||
| S | %ret | 2 | 1 | 3 | 1 | -1 | -3 | -10 | -12 | -26 | -9 |
| S | %wins | 33 | 100 | 100 | 100 | 100 | 100 | 89 |
Filing Date |
T Date |
Ticker |
Issuer | Inc | Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3/9/15 09:50 | 3/5/15 | FSAM | Fifth Street Asset Management Inc. | DE | Financ | InvAdv | Investment Advice | Philadelphia Financial Management of San Francisco, LLC | CA | T | S.m | -210 | 12.29 | 1 | -17 | -5 | 313 | I | -19 | -15 | -2 | -8 | -10 | 0 | 0 | -4 | -11 | -33 | -68 | ||||
7/15/14 10:47 | 6/16/14 | TPVG | Triplepoint Venture Growth Bdc Corp. | Fund | CEF | Closed-End Funds | Philadelphia Financial Management of San Francisco, LLC | CA | T | S | -261 | 15.30 | 1 | -17 | -4 | 370 | I | 3 | 1 | 2 | -3 | -2 | 1 | -1 | -3 | -10 | -1 | -5 | |||||
7/15/14 10:44 | 3/13/14 | TPVG | Triplepoint Venture Growth Bdc Corp. | Fund | CEF | Closed-End Funds | Philadelphia Financial Management of San Francisco, LLC | CA | T | P.m | 753 | 15.80 | 1 | 48 | 14 | 388 | I | 3 | 1 | 2 | -3 | -2 | 1 | -1 | -3 | -10 | -1 | -5 | |||||
7/15/14 10:44 | 5/9/14 | TPVG | Triplepoint Venture Growth Bdc Corp. | Fund | CEF | Closed-End Funds | Philadelphia Financial Management of San Francisco, LLC | CA | T | S.m | -355 | 15.40 | 1 | -23 | -6 | 388 | I | 3 | 1 | 2 | -3 | -2 | 1 | -1 | -3 | -10 | -1 | -5 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |