11/10/20 16:39 | 11/6/20 | CVX | Chevron Corp | DE | Energy | OilRef | Petroleum Refining | Frank John | CA | D | | P | 36 | 71.30 | 0 | 1 | 5 | 10 | I | | | | | | | | | | | | | | |
3/2/20 18:37 | 2/27/20 | CVX | Chevron Corp | DE | Energy | OilRef | Petroleum Refining | Frank John | CA | D | | P.m | 94 | 93.88 | 0 | 1 | 16 | 7 | I | | | | | | | | | | | | | | |
2/26/20 16:44 | 2/24/20 | CVX | Chevron Corp | DE | Energy | OilRef | Petroleum Refining | Frank John | CA | D | | P | 42 | 104.61 | 0 | 0 | 7 | 6 | I | | | | | | | | | | | | | | |
2/10/20 16:49 | 2/6/20 | CVX | Chevron Corp | DE | Energy | OilRef | Petroleum Refining | Frank John | CA | D | | P | 55 | 109.85 | 0 | 1 | 9 | 6 | I | | | | | | | | | | | | | | |
5/17/19 18:32 | 5/15/19 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | M.d | 0 | 0.00 | 0 | 100 | | 42 | D | | | | | | | | | | | | | | |
12/19/17 17:42 | 12/15/17 | OCSL | Oaktree Specialty Lending Corp | | Fund | CEF | Closed-End Funds | Frank John | CA | D | | P | 136 | 4.74 | 0 | 29 | New | 29 | D | | | | | | | | | | | | | | |
12/19/17 17:31 | 12/15/17 | OCSI | Oaktree Strategic Income Corp | | Fund | CEF | Closed-End Funds | Frank John | CA | D | | P | 102 | 8.61 | 0 | 12 | New | 12 | D | | | | | | | | | | | | | | |
12/8/17 20:18 | 12/6/16 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | M.d | 0 | 0.00 | 0 | 3 | 8 | 42 | D | | | | | | | | | | | | | | |
8/21/17 18:13 | 8/18/17 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | S | -779 | 46.72 | 0 | -17 | -29 | 42 | D | | | | | | | | | | | | | | |
3/1/17 06:09 | 2/27/17 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | S | -760 | 45.11 | 20 | -17 | -22 | 58 | D | -9 | 3 | 5 | 11 | 11 | 0 | -2 | -2 | 1 | 0 | 1 | | | |
11/18/16 20:35 | 11/16/16 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | M.d | 0 | 0.00 | 12 | 10 | 15 | 78 | D | -2 | -14 | -6 | -5 | 1 | -2 | 3 | 3 | 0 | 1 | -4 | 13 | | |
8/9/16 20:21 | 8/5/16 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | S.m | -751 | 45.09 | 12 | -17 | -18 | 75 | D | 2 | -11 | 7 | 0 | 4 | -2 | -2 | 0 | 0 | 0 | -1 | -12 | 2 | |
3/9/16 20:32 | 3/8/16 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | S | -401 | 48.13 | 22 | -8 | -8 | 92 | D | -10 | -6 | -3 | 0 | 12 | 4 | 7 | 2 | 0 | -3 | -3 | -3 | -8 | -4 |
11/18/15 20:57 | 11/16/15 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | M.d | 0 | 0.00 | 7 | 100 | 999% | 100 | D | 0 | 15 | -4 | -7 | 3 | 3 | -1 | 1 | -2 | -3 | -5 | -9 | -9 | -14 |
11/19/14 18:15 | 11/18/14 | OAK | Oaktree Capital Group, LLC | DE | Financ | InvAdv | Investment Advice | Frank John | CA | DO | Vice CB | M.d | 0 | 0.00 | 14 | 10 | | 0 | D | 33 | -11 | -6 | -7 | -6 | -3 | -2 | 0 | 0 | 2 | 10 | 21 | 20 | 14 |