Berman Bernard D - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	35	1	1	1	3	6	8	3
P	%wins				80	77	69	65	66	59	69

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/30/17 16:56	10/26/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Berman Bernard D	CT	OT	P,CCO	M.d	0	0.00	0	71	3	2,121	D
10/19/17 17:44	10/17/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Berman Bernard D	CT	O	P,CCO	M.d	0	0.00	0	98	5	2,081	D
10/18/17 21:13	10/16/17	FSAM	Fifth Street Asset Management Inc.	DE	Financ	InvAdv	Investment Advice	Berman Bernard D	CT	O	P,CCO	M.d	0	0.00	0	1,491	127	2,666	M
10/3/17 09:18	9/29/17	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	DO	CEO	S	-66	8.80	0	-7	-7	94	D
10/3/17 09:10	9/29/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	DO	CEO	S	-109	5.43	0	-20	-36	36	D
3/17/17 16:35	3/17/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	23	4.55	7	5	10	56	D	-16	5	-13	-15	-14	0	5	1	2	1	-5
3/13/17 17:21	3/9/17	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	44	8.77	3	5	5	102	D	3	25	6	3	-12	-2	-1	0	-1	-1	-11
3/6/17 17:07	3/3/17	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	9	8.96	4	1	1	97	D	4	31	7	1	-3	2	-2	3	0	0	-1
3/6/17 17:05	3/3/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	66	4.37	10	15	42	51	D	-22	-3	-25	-16	-19	-3	-5	-1	0	1	3
2/13/17 17:41	2/10/17	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	46	4.60	7	10	39	36	D	-16	11	-16	-14	-14	-17	-17	-19	2	2	0	-4
2/13/17 17:39	2/10/17	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	89	8.88	4	10	12	94	D	4	48	12	4	3	-5	-11	-12	2	3	2	-11
2/26/16 17:14	2/24/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	194	7.33	1	27	46	84	D	-35	-25	-11	-14	0	-4	6	1	3	3	3	10	23	36
2/10/16 18:13	2/8/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	148	7.42	1	20	54	57	D	-34	-25	-18	-16	-13	7	-3	-6	-4	3	13	12	29	59
2/5/16 17:10	2/4/16	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	154	7.68	1	20	118	37	D	-31	-17	-11	-8	-4	5	8	3	0	-10	1	6	18	47
8/12/15 15:17	8/12/15	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	18	9.01	2	2	13	17	D	-24	-25	-13	-9	-3	0	-3	-3	2	2	0	0	-17	6
5/20/15 16:37	5/20/15	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	20	10.00	2	2	15	15	D		-22	-2	-4	-4	-6	-4	0	0	1	2	-7	-8	-16
2/11/15 17:46	2/10/15	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	11	10.75	2	1	8	13	D		-13	-14	4	7	4	6	0	1	1	1	-3	-12	-26
2/11/15 17:45	2/10/15	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	14	6.99	14	2	8	26	D	-20	-19	-25	-19	-12	-12	-11	-17	4	5	3	5	1	-22
12/15/14 17:00	12/11/14	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	16	8.19	12	2	9	24	D	-6	-2	-10	-15	-9	-9	-6	-5	-1	3	0	-10	-11	-17
12/15/14 16:58	12/11/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P.m	70	9.97	3	7	140	12	D		-19	-26	-12	-7	-7	-6	-3	-2	3	4	9	5	-17
9/18/14 18:46	9/16/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	CT	D		P	23	11.61	7	2	40	7	I		-7	-11	-13	-8	-2	0	0	1	-1	-6	-16	-6	-17
2/27/14 09:29	2/26/14	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	D		P	28	13.97	0	2	67	5	D			2	6	5	3	-2	0	1	1	6	6	-8	-14
12/5/13 10:38	12/3/13	FSC	Fifth Street Finance Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,Secret	P	9	9.39	20	1	5	22	D	22	1	-4	-7	-8	-7	-7	-1	-1	-3	-1	3	5	1
12/5/13 10:37	12/3/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P	P	14	13.55	0	1	50	3	D				-1	-1	0	1	2	0	0	-1	7	11	-14
8/12/13 15:01	8/8/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P	P	14	13.55	2	1	100	2	D						-5	-3	0	1	-1	1	-1	1	2
7/16/13 18:18	7/15/13	FSFR	Fifth Street Senior Floating Rate Corp.		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P	P	14	14.38	19	1	New	1	D									0	0	-6	-4	-5	2
6/20/13 18:50	6/20/13	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,Secret	P	10	9.95	15	1	5	21	D	8	18	2	-2	-6	-3	-2	-1	1	3	9	8	-3	5
5/24/13 11:06	5/23/13	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,Secret	P	10	10.47	17	1	5	20	D	7	28	8	2	-1	-3	-2	-2	1	-1	-6	2	1	-2
1/2/13 10:21	12/28/12	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	10	10.18	23	1	6	19	D	7	22	11	-2	1	-2	-1	1	3	4	5	7	7	-1
5/24/12 17:19	5/23/12	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	9	9.10	7	1	6	18	D	2	-15	3	-6	-1	-4	-2	2	1	2	6	15	22	28
3/8/12 09:23	3/6/12	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	10	9.63	11	1	6	17	D	1	-19	11	2	-1	-2	-2	0	2	2	0	1	15	25
12/7/11 08:39	12/6/11	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	10	9.99	9	1	7	16	D	22	-5	-10	6	5	-1	11	3	2	-2	1	3	1	20
8/9/11 15:04	8/8/11	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	9	8.82	14	1	7	15	D	1	-11	-32	-29	-25	-23	-21	-18	7	16	14	19	28	37
5/17/11 09:18	5/16/11	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	6	12.32	11	1	4	14	D	89	5	11	-7	-7	-7	-3	-2	-1	0	-3	-17	-12	-14
8/13/10 10:06	8/11/10	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	10	10.21	7	1	8	13	D	30	6	-2	-24	-7	-10	-7	-6	1	0	5	23	38	1
6/16/10 16:35	6/16/10	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	P,CCO,Se	P	12	11.50	5	1	9	12	D	27	43	25	6	-4	10	7	8	0	0	-5	-8	5	11
12/16/09 17:20	12/16/09	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	CCO,Exec	P	10	10.25	3	1	10	11	D		55	13	-5	6	5	4	2	0	3	14	17	19	25
8/20/09 16:18	8/19/09	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	CCO,Exec	P	10	9.70	4	1	11	10										6	3	9	0	14	7
5/12/09 18:55	5/11/09	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	DO	CCO,Exec	P	16	8.10	1	2	27	9	D			29	12	9	8	8	3	1	2	17	34	31	80
6/19/08 15:42	6/17/08	FSC	Fifth Street Finance Corp		Fund	CEF	Closed-End Funds	Berman Bernard D	NY	O	EVP,Sec	P	100	14.12	12	7	999%	7	D								-4	-4	-9	-25	-21	-27	-6

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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