10/4/23 14:44 | 10/3/23 | JQC | Nuveen Credit Strategies Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -74 | 4.92 | 0 | -15 | -71 | 6 | D | | | | | | | | | | | | | | |
10/4/23 14:41 | 10/3/23 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -233 | 7.90 | 0 | -30 | -39 | 47 | D | | | | | | | | | | | | | | |
9/29/23 10:41 | 9/27/23 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -284 | 8.11 | 0 | -35 | -31 | 77 | D | | | | | | | | | | | | | | |
9/27/23 09:40 | 9/26/23 | JFR | Nuveen Floating Rate Income Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -203 | 8.13 | 0 | -25 | -18 | 112 | D | | | | | | | | | | | | | | |
11/22/22 16:07 | 11/18/22 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -195 | 12.07 | 0 | -16 | -100 | 0 | D | | | | | | | | | | | | | | |
8/9/19 16:22 | 8/7/19 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -168 | 15.09 | 0 | -11 | -44 | 14 | D | | | | | | | | | | | | | | |
11/3/17 16:57 | 11/1/17 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -9 | 17.62 | 0 | -1 | -2 | 25 | D | | | | | | | | | | | | | | |
11/1/17 17:16 | 10/31/17 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -35 | 17.52 | 0 | -2 | -7 | 26 | D | | | | | | | | | | | | | | |
11/1/17 17:16 | 10/30/17 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -18 | 17.56 | 0 | -1 | -3 | 28 | D | | | | | | | | | | | | | | |
11/1/17 17:16 | 10/27/17 | JSD | Nuveen Short Duration Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -14 | 17.50 | 0 | -1 | -3 | 29 | D | | | | | | | | | | | | | | |
7/31/17 18:10 | 7/27/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -142 | 11.80 | 0 | -12 | -50 | 12 | D | | | | | | | | | | | | | | |
7/21/17 15:57 | 7/12/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -121 | 11.64 | 0 | -10 | -25 | 32 | D | | | | | | | | | | | | | | |
7/17/17 18:15 | 7/13/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -89 | 11.67 | 0 | -8 | -18 | 34 | D | | | | | | | | | | | | | | |
2/15/17 18:13 | 2/14/17 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -101 | 12.58 | 4 | -8 | -16 | 42 | D | 29 | 53 | 21 | 13 | 4 | 5 | 2 | 1 | 0 | -2 | -5 | | | |
12/31/15 12:32 | 12/29/15 | NSL | Nuveen Senior Income Fund | MA | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -231 | 5.68 | 1 | -41 | -100 | 0 | D | -8 | -5 | -8 | -1 | 2 | 3 | 3 | 0 | 1 | -1 | -2 | 4 | 9 | 27 |
9/30/13 15:06 | 9/26/13 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -37 | 12.28 | 3 | -3 | -23 | 10 | D | 39 | 4 | -6 | -6 | 1 | 1 | -2 | 0 | 1 | 0 | 1 | 0 | 3 | -1 |
5/25/12 11:02 | 5/23/12 | NSL | Nuveen Senior Income Fund | MA | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -56 | 7.04 | 1 | -8 | -44 | 10 | D | 18 | 0 | 15 | 3 | 2 | 1 | 0 | -1 | 0 | 0 | 2 | 4 | 9 | 18 |
5/15/12 17:19 | 5/11/12 | NSL | Nuveen Senior Income Fund | MA | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -36 | 7.12 | 1 | -5 | -21 | 18 | D | 13 | 0 | 15 | 3 | 2 | 0 | 1 | 1 | 1 | 0 | 0 | 3 | 10 | 22 |
5/15/12 17:18 | 5/11/12 | JRO | Nuveen Floating Rate Income Opportunity Fund | | Fund | CEF | Closed-End Funds | Caraher Scott C. | IL | H | Portfoli | S | -119 | 11.93 | 1 | -10 | -44 | 13 | D | 16 | 0 | 16 | 3 | 0 | -1 | -1 | 0 | 1 | -1 | 0 | 6 | 13 | 26 |