Credit Suisse Ag/ - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	9	-0	5	6	4	4	8	5
P	%wins				44	56	44	56	44	56	50
S	%ret	11	1	73	-0	-0	1	8	9	-10	1
S	%wins				74	62	56	45	34	71	57

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/11/14 16:12	3/7/14	STRI	Str Holdings, Inc.	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Credit Suisse Ag/	NY	T		S	-15,523	1.54	0	-10,080	-100	0	I
3/29/13 13:09	3/27/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-1,271	18.17	4	-70	-2	3,430	I	42	39	14	9	-16	-9	-4	-2	0	0	-2	-2	-12	-11
3/28/13 15:22	3/26/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-1,200	17.83	4	-67	-2	3,500	I	45	45	14	9	-16	-9	-5	-2	-1	-2	-4	-5	-16	-13
3/27/13 15:37	3/25/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-678	18.47	4	-37	-1	3,567	I	44	44	13	9	-16	-7	-5	-3	1	-3	-1	-7	-14	-11
3/26/13 12:52	3/22/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-917	18.62	4	-49	-1	3,604	I	46	44	19	12	-15	-12	-3	-3	-2	-1	-3	-7	-16	-10
3/25/13 17:00	3/21/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-395	18.78	4	-21	-1	3,653	I	48	44	23	13	-15	-13	-3	-2	-2	-2	-4	-6	-16	-11
3/22/13 13:20	3/20/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-549	18.94	4	-29	-1	3,674	I	52	44	29	13	-14	-12	-3	-2	-1	-4	-8	-6	-17	-12
3/21/13 12:26	3/19/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-177	19.00	4	-9	0	3,703	I	60	45	27	16	-12	-10	-4	0	-2	-4	-8	-6	-19	-13
3/15/13 13:49	3/14/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-2,202	19.00	4	-116	-3	3,712	I	54	50	38	14	-11	-9	-9	-4	0	-2	-9	-4	-22	-19
3/14/13 17:47	3/13/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-224	19.19	3	-12	0	3,828	I	54	50	37	16	-9	-7	-10	-4	0	0	-7	-4	-22	-19
3/13/13 18:06	3/12/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-889	19.79	3	-45	-1	3,840	I	54	53	42	18	-8	-8	-9	-3	0	-1	-8	-4	-21	-16
2/14/13 10:39	2/12/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-597	21.46	3	-28	-1	3,885	I	79	74	79	30	25	2	1	-1	0	-5	-12	-13	-31	-25
2/7/13 17:28	2/6/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-301	21.50	3	-14	0	3,913	I	74	80	73	33	31	9	2	1	0	-1	-9	-18	-18	-32
2/6/13 17:22	2/5/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-480	21.40	3	-22	-1	3,927	I	73	81	76	34	29	8	1	0	0	-1	-8	-15	-16	-33
2/1/13 18:16	1/30/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-3,164	21.00	3	-151	-4	3,949	I	93	80	70	29	30	16	2	1	0	1	-1	-18	-14	-34
1/31/13 16:39	1/29/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-991	21.04	3	-47	-1	4,100	I	88	77	64	24	28	22	1	-1	0	1	-2	-19	-14	-35
1/25/13 16:14	1/23/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-855	20.80	2	-41	-1	4,147	I	95	78	68	24	26	22	11	1	0	1	-2	-16	-11	-35
1/11/13 17:27	1/9/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.m	-476	17.65	2	-27	-1	4,188	I	83	54	46	9	12	13	11	7	3	10	17	-4	2	-17
1/9/13 17:53	1/7/13	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.m	-328	17.28	2	-19	0	4,215	I	67	46	36	3	5	5	4	0	7	15	26	4	6	-8
12/20/12 17:47	12/18/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-2,815	16.09	2	-175	-4	4,234	I	65	36	33	9	4	-2	-1	0	1	1	29	12	5	-3
12/7/12 18:17	12/5/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-172	16.31	2	-11	0	4,409	I		31	47	23	-3	2	0	0	0	0	6	22	13	-1
12/6/12 14:47	12/4/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-186	16.38	2	-11	0	4,419	I		33	49	26	-7	3	-1	-1	0	2	6	22	12	-1
11/9/12 17:06	11/7/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.m	-1,011	15.76	1	-64	-1	4,431	I		31	32	35	9	-3	0	2	0	-3	-1	30	12	-21
11/7/12 15:41	11/5/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.m	-137	16.29	1	-8	0	4,495	I		24	25	30	3	-1	-4	0	-4	1	0	33	13	-17
11/2/12 16:13	10/31/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.m	-126	16.55	1	-8	0	4,503	I		29	27	35	6	-1	-4	-3	2	4	2	33	15	-19
10/31/12 15:06	10/26/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-359	16.61	1	-22	0	4,511	I		21	27	32	14	-2	-3	-1	0	-2	0	29	6	-21
10/26/12 17:16	10/25/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-88	16.96	1	-5	0	4,533	I		30	31	32	13	0	1	-4	0	-2	-1	26	5	-20
10/26/12 15:58	10/24/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-63	17.03	1	-4	0	4,538	I		30	31	32	13	0	1	-4	-2	-4	-2	24	4	-22
10/25/12 13:27	10/23/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-717	16.71	1	-43	-1	4,542	I		30	32	36	20	1	3	0	0	-6	-4	24	5	-21
10/19/12 13:52	10/17/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-26	16.80	2	-2	0	4,584	I		42	31	36	22	11	1	3	0	-1	-4	23	4	-25
10/16/12 11:32	10/12/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-1,292	16.01	2	-81	-2	4,586	I		31	26	28	27	8	-1	0	1	6	-3	23	6	-24
10/5/12 13:17	10/3/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-1,706	15.52	1	-110	-2	4,667	I		51	26	32	37	12	9	9	1	0	-3	3	7	-24
7/19/12 21:44	7/18/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-3,411	12.51	1	-273	-5	4,777	I		-5	5	-2	14	0	-1	-3	0	-1	-3	33	66	52
6/12/12 18:41	6/8/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-94	12.00	0	-8	0	5,049	I		-8	-4	-8	-10	-2	0	6	0	0	8	15	40	54
6/12/12 18:40	5/25/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S.a	-201	12.05	0	-17	0	5,057	I		-8	-4	-8	-10	-2	0	6	0	0	8	15	40	54
5/30/12 08:09	5/25/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-201	12.05	1	-17	0	4,985	I		-10	6	-6	-8	-8	-1	0	-1	-8	5	6	38	58
4/2/12 14:36	3/29/12	WD	Walker & Dunlop, Inc.	MD	Financ	Loan	Finance Services	Credit Suisse Ag/	NY	T		S	-2,716	12.25	1	-222	-4	5,074	I		4	16	4	1	-1	-1	-1	1	3	2	2	22	41
3/16/12 16:50	11/16/11	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S.a	-35	4.11	3	-9	0	6,162	I	119	10	118	122	7	2	3	3
3/16/12 16:49	3/14/12	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S.m	-3,991	8.57	3	-466	-9	4,471	I	119	10	118	122	7	2	3	3
3/12/12 16:03	3/8/12	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S	-1,850	8.31	3	-223	-4	4,945	I	119	10	118	122	7	2	3	3
9/15/11 17:02	9/13/11	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S.m	-424	4.02	1	-106	-1	7,173	I	-22	30	-48	-45	-14	-7	0	9	3	-8	-10	-11
9/12/11 13:19	9/7/11	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S	-6	4.10	2	-1	0	7,279	I	-32	19	-53	-55	-25	-17	-22	-5	1	16	-3	0
9/6/11 17:30	9/1/11	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S.m	-218	4.16	2	-53	-1	7,280	I	-26	26	-50	-49	-46	-14	-6	-14	3	-4	-15	-3	106
8/3/11 11:19	8/2/11	BAS	Basic Energy Services Inc		Energy	OilSv	Oil & Gas Field Services	Credit Suisse Ag/	NY	T		S	-186,875	32.50	33	-5,750	-32	12,342	I	337	226	62	11	12	-15	-12	-6	-1	-25	-29	-40	-42	-63
4/13/11 19:47	4/11/11	ISTA	Ista Pharmaceuticals Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S.d	-2,278	10.52	3	-217	-3	8,337	I	415	169	134	81	30	14	-1	0	-4	-4	3	-23	-66
2/8/11 20:19	2/7/11	EPOC	Epocrates Inc	DE	BizSv	DocSv	Computer Processing & Data Pr	Credit Suisse Ag/	NY	T		S.d	-9,143	16.00	33	-571	-18	2,644	I								16	-4	-6	1	-7	-35	-52
10/4/10 11:00	9/30/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S	-322,200	21.48	33	-15,000	-59	10,226	I	96	46	16	36	8	-2	-5	-4	-1	3	11	5	12	-34
10/1/10 14:31	9/29/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S	-7,263	22.50	33	-323	-1	25,226	I	109	46	24	43	10	2	-2	0	-4	-2	7	0	4	-34
9/30/10 15:45	9/28/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S	-12,955	22.53	33	-575	-2	25,549	I	102	50	24	39	8	4	-4	-1	0	-3	9	-2	5	-33
9/16/10 15:24	9/14/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S	-2,745	22.01	33	-125	0	26,124	I	103	55	23	26	23	10	7	1	0	2	10	-3	0	-33
9/14/10 16:31	9/10/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S.m	-3,273	22.04	33	-149	-1	26,248	I	97	54	20	25	20	5	7	6	2	6	14	-3	2	-36
8/24/10 16:15	8/20/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S.m	-3,677	15.89	9	-231	-4	5,408	I	371	142	69	23	8	-5	-4	-7	3	3	24	35	33	12
8/20/10 16:18	8/19/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-678	16.48	10	-41	-1	5,639	I	393	191	83	39	12	4	3	-4	-4	-5	9	32	44	6
8/18/10 18:22	8/16/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-1,701	17.01	10	-100	-2	5,681	I	378	207	100	30	21	5	5	5	-2	-10	-3	30	30	12
8/13/10 17:53	8/11/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-8,000	16.00	9	-500	-8	5,781	I	305	190	91	19	9	-5	-1	1	6	2	4	34	34	13
8/11/10 18:27	8/9/10	AFFY	Affymax Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	NY	T		S	-3,522	7.83	9	-450	-20	1,774	I	-66	-63	-64	-71	20	18	14	-10	-2	-4	-10	-21	-6	-38
8/11/10 16:18	8/9/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-724	16.19	8	-45	-1	6,281	I	301	185	105	21	7	18	1	-2	0	5	1	35	36	16
8/9/10 19:53	8/6/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-535	16.03	8	-33	-1	6,325	I	318	189	101	30	7	16	1	-1	-1	0	2	38	36	17
8/6/10 17:45	8/5/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-607	16.36	8	-37	-1	6,359	I	274	193	108	28	13	16	-4	0	-1	0	4	28	38	15
8/5/10 19:03	8/3/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S.m	-6,539	16.35	8	-400	-6	6,396	I	266	194	104	25	16	9	-4	3	0	0	2	26	39	19
8/3/10 18:46	7/30/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S	-463	16.09	8	-29	0	6,796	I	312	195	99	24	17	14	18	1	-1	-2	-4	23	47	8
7/30/10 10:05	7/27/10	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse Ag/	NY	T		S.m	-6,455	16.83	7	-383	-5	6,825	I	256	192	89	23	12	7	12	-8	2	4	3	33	54	18
4/21/10 16:03	4/21/10	STRI	Str Holdings, Inc.	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Credit Suisse Ag/	NY	T		S	-11,364	18.75	10	-606	-5	10,825	I				31	23	-7	12	15	-1	2	-6	2	18	-26
4/16/10 17:56	4/15/10	STRI	Str Holdings, Inc.	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Credit Suisse Ag/	NY	T		S	-75,761	18.75	6	-4,041	-26	11,431	I				3	8	-9	-5	-1	6	4	8	11	20	-23
3/25/10 16:42	3/25/10	WCRX	Warner Chilcott Plc		Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/	V8	T		S	-217,289	25.19	33	-8,626	-25	26,432	I	52	154	35	-3	5	-1	3	5	0	1	8	-2	25	24
12/7/09 16:59	12/7/09	STRI	Str Holdings, Inc.	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Credit Suisse Ag/	NY	T		S	-10,153	10.00	5	-1,015	-6	15,472	I						4	4	0	-7	-4	29	34	37	45
12/1/09 19:21	11/25/09	WCRX	Warner Chilcott Plc	L2	Health	Drug	Pharmaceutical Preparations	Credit Suisse Ag/		T		S	-97,378	22.25	33	-4,377	-11	35,103	I	35	86	83	21	4	11	2	3	2	2	12	6	-12	5
11/10/09 19:28	11/6/09	STRI	Str Holdings, Inc.	DE	Hshld	PlPrd	Unsupported Plastics Film & S	Credit Suisse/	NY	T		S	-53,906	10.00	30	-5,391	-25	16,487	I									0	18	5	45	92	127
9/30/09 12:31	9/21/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.m	-555	2.59	0	-214	-15	1,224	I
9/21/09 15:33	9/17/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.m	-681	2.62	0	-260	-15	1,438	I
9/17/09 14:07	9/15/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.m	-955	2.72	0	-351	-17	1,699	I
9/16/09 14:14	9/14/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S	-352	2.79	0	-126	-6	2,049	I
9/9/09 17:23	9/8/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S	-133	2.65	0	-50	-2	2,175	I
9/8/09 17:01	9/3/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S	-132	2.63	0	-50	-2	2,225	I
6/22/09 15:40	8/22/07	AUXL	Auxilium Pharmaceuticals Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse/	NY	T		S.m	-8,285	20.08	12	-413	-12	3,095	I	90	-20	21	1	16	16	7	3	-2	9	10	28	9	-9
6/2/09 16:53	5/29/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.m	-159	1.25	0	-127	-5	2,275	I
5/28/09 16:33	5/27/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.m	-266	1.33	0	-200	-8	2,403	I
5/19/09 17:14	5/15/09	XJT	Expressjet Holdings Inc	DE	Trans	Airline	Air Transportation, Scheduled	Credit Suisse/	V8	T		S.a	-521	1.30	0	-400	-13	2,603	I
3/4/09 16:10	3/2/09	AFFY	Affymax Inc	DE	Health	Drug	Pharmaceutical Preparations	Credit Suisse/	NY	T		P.d	9,947	15.25	0	652	41	2,224	S									-1	12	40	44	83	64
11/12/08 10:06	10/15/08	TMI	Tm Entertainment & Media, Inc.	DE	Financ	AcqCo	Blank Checks	Credit Suisse/		T		S.m	-6,254	6.95	0	-900	-60	606	I
8/5/08 20:18	8/1/08	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse/	NY	T		P.d	4,600	4.50	0	1,022	17	7,208	I	-49	-64	-65	-31	-1	9	6	8	-11	-5	-17	-7	-15	27
6/18/08 20:20	6/17/08	ROC	Rockwood Holdings, Inc.	DE	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-82,984	38.60	33	-2,150	-25	6,539	I	82	22	26	19	11	15	1	2	-2	-8	-8	-22	-78	-62
4/18/08 18:06	4/16/08	MBRX	Metabasis Therapeutics Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse/		T		P.d	460	2.34	0	197	5	3,863	I
12/11/07 17:10	12/7/07	ROC	Rockwood Holdings, Inc.	DE	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-946	34.00	17	-28	0	8,687	I	82	31	3	9	-12	5	0	1	4	-4	-7	2	29	-71
11/20/07 17:13	11/16/07	ROC	Rockwood Holdings, Inc.	DE	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S.a	-74,935	34.00	19	-2,204	-20	8,714	I	70	29	0	0	-15	-15	-8	-4	-2	1	-3	-10	8	-78
11/19/07 17:01	11/16/07	ROC	Rockwood Holdings, Inc.	DE	Chem	Chem	Chemicals & Allied Products	Credit Suisse/	NY	T		S	-74,935	34.00	19	-2,204	-20	8,705	I	77	35	3	3	-15	-14	-4	-3	3	2	0	-2	14	-70
7/12/07 19:20	7/9/07	CVLT	Commvault Systems Inc	DE	Tech	Softw	Prepackaged Software	Credit Suisse/		T		S	-194	18.06	13	-11	0	4,816	I			-6	5	5	1	3	-3	-1	-2	-2	12	6	-12
7/3/07 09:31	6/29/07	ISTA	Ista Pharmaceuticals Inc	DE	Health	Diagn	In Vitro & In Vivo Diagnostic	Credit Suisse/	NY	T		P	6,500	7.00	0	929	14	7,518	I	-8	16	9	-9	3	7	-2	5	-1	-9	-12	-12	-37	-75
6/29/07 10:47	6/19/07	CVLT	Commvault Systems Inc	DE	Tech	Softw	Prepackaged Software	Credit Suisse/		T		S	-140,489	16.07	11	-8,742	-64	4,827	I			-12	7	1	7	-1	5	-1	5	-2	8	20	-2
6/25/07 18:08	6/21/07	PINN	Pinnacle Gas Resources, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Credit Suisse/		T		S	-1,497	9.00	0	-166	-2	9,600	I
11/7/06 16:45	11/3/06	MBRX	Metabasis Therapeutics Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse/		T		P	3,776	7.17	0	527	17	3,547	I
6/15/06 16:37	6/13/06	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse/		T		P	656	9.37	2	70	1	6,186	S									-3	-5	-13	-4	0	37
6/12/06 18:17	6/9/06	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse/		T		P	3,063	8.75	2	350	6	6,116	S									-2	-3	-7	4	-5	33
3/17/06 16:53	3/15/06	AMCP	Amcomp Inc /fl	DE	Insur	Insur	Fire, Marine & Casualty Insur	Credit Suisse/	NY	T		S	-267	8.37	0	-32	-2	1,692	I
2/17/06 16:12	2/15/06	AMCP	Amcomp Inc /fl	DE	Insur	Insur	Fire, Marine & Casualty Insur	Credit Suisse/	NY	T		S	-5,671	8.37	0	-678	-28	1,724	I
12/15/05 17:08	12/14/05	BAS	Basic Energy Services Inc		Energy	OilSv	Oil & Gas Field Services	Credit Suisse/	NY	T		S	-138,882	18.70	33	-7,427	-35	13,709	I								0	-2	-4	6	32	24	22
10/31/05 21:35	10/27/05	NXTM	Nxstage Medical, Inc.	DE	Health	ElcMd	Electromedical & Electrothera	Credit Suisse/	NY	T		P	1,870	10.00	6	187	23	997	I									5	18	19	9	-1	-34
10/14/05 10:15	8/16/05	RFX	Refco Inc.		Financ	FinTrd	Security & Commodity Brokers,	Credit Suisse/		H	See Exhi	S	-1,759	20.68	0	-85	-14	537	I
10/4/05 16:09	9/30/05	MBRX	Metabasis Therapeutics Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse/		T		P.d	2,000	5.86	0	341	21	1,987	I
8/23/05 17:09	8/19/05	ADZA	Adeza Biomedical Corp	DE	Electr	LabEq	Instruments For Meas & Testin	Credit Suisse/		T		S.m	-1,422	15.87	0	-90	-1	6,646	I
7/8/05 17:47	7/6/05	RNAI	Sirna Therapeutics Inc	CO	Health	Drug	Pharmaceutical Preparations	Credit Suisse/	NY	T		P.d	4,875	1.60	0	3,047	26	14,872	I
7/8/05 16:52	7/6/05	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse/		H	See (1)	S.m	-406	14.11	0	-29	-2	1,842	I
7/5/05 15:55	6/30/05	AUXL	Auxilium Pharmaceuticals Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse/		T		P.d	5,908	4.90	0	1,206	52	3,508	I			-46	-18	-1	-4	-1	-2	3	26	46	4	15	68
5/17/05 17:03	2/11/05	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse First Boston/		H	See (1)	P.ad	5	11.52	0	0	0	2,432	I
1/28/05 18:03	1/26/05	ISTA	Ista Pharmaceuticals Inc	CA	Health	Diagn	In Vitro & In Vivo Diagnostic	Credit Suisse First Boston/	NY	T		P	7,548	8.88	1	850	19	5,320	I	61	0	-8	4	2	-6	9	4	4	12	8	-21	1	-31
11/29/04 17:26	11/2/04	VNUS	Vnus Medical Technologies Inc		Health	ElcMd	Electromedical & Electrothera	Credit Suisse First Boston/	NY	T		P.m	226	16.27	0	14		0	I
11/29/04 17:26	11/9/04	VNUS	Vnus Medical Technologies Inc		Health	ElcMd	Electromedical & Electrothera	Credit Suisse First Boston/	NY	T		S	-268	19.30	0	-14	-100	0	I
11/22/04 19:24	11/18/04	ISTA	Ista Pharmaceuticals Inc	CA	Health	Diagn	In Vitro & In Vivo Diagnostic	Credit Suisse First Boston/	NY	T		S	-44	11.05	1	-4	0	4,470	I	211	26	-26	8	-2	7	2	-2	-3	-3	-7	-4	-15	-31
8/2/04 20:46	7/28/04	AUXL	Auxilium Pharmaceuticals Inc		Health	Drug	Pharmaceutical Preparations	Credit Suisse First Boston/	NY	T		P.d	1,500	7.50	1	200	9	2,333	D								1	2	0	-6	18	-2	-15
3/9/04 15:56	12/11/03	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse First Boston/		H	See (1)	P.m	160	18.55	0	9	1	720	I
3/9/04 15:56	12/31/03	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse First Boston/		H	See (1)	S.m	-7	18.04	0	0	0	720	I
3/9/04 15:56	9/23/03	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse First Boston/		H	See (1)	S.m	-772	18.80	0	-41	-4	1,049	I
3/9/04 15:56	10/27/03	AMIS	Amis Holdings Inc		Tech	Semicn	Semiconductors & Related Devi	Credit Suisse First Boston/		H	See (1)	P.m	237	20.13	0	12	1	1,049	I
11/20/03 15:26	11/19/03	NXTP	Nextel Partners Inc	DE	Telco	Telco	Radiotelephone Communications	Credit Suisse First Boston/	NY	T		S	-83,600	10.45	0	-8,000	-33	16,526	D
9/16/03 15:20	9/12/03	CALC	California Coastal Communities Inc	DE	RlEst	RlEst	Land Subdividers & Developers	Credit Suisse First Boston/	NY	T		S	-11,372	7.90	0	-1,440	-76	464	I
8/20/03 15:32	8/18/03	NXTP	Nextel Partners Inc	DE	Telco	Telco	Radiotelephone Communications	Credit Suisse First Boston/	NY	T		S	-32,600	8.15	0	-4,000	-14	24,526	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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