12/6/24 20:26 | 12/4/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Malka Meyer | CA | D | | S.m | -130,147 | 40.52 | 0 | -3,212 | -27 | 8,653 | I | | | | | | | | | | | | | | |
12/6/24 19:56 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wiedman Mark | NY | O | Senior M | M.d | 18,584 | 513.50 | 0 | 36 | | 6 | D | | | | | | | | | | | | | | |
12/6/24 19:56 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Wiedman Mark | NY | O | Senior M | S.d | -37,851 | 1,045.9 | 0 | -36 | -85 | 6 | D | | | | | | | | | | | | | | |
12/6/24 19:54 | 12/4/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.dm | -6,046 | 13.79 | 0 | -439 | -36 | 775 | I | | | | | | | | | | | | | | |
12/6/24 19:53 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Meade Christopher J. | NY | O | GC,CLO | M.d | 9,243 | 513.50 | 0 | 18 | | 8 | D | | | | | | | | | | | | | | |
12/6/24 19:53 | 12/6/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Meade Christopher J. | NY | O | GC,CLO | S.d | -18,825 | 1,045.8 | 0 | -18 | -68 | 8 | D | | | | | | | | | | | | | | |
12/6/24 19:48 | 12/5/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldstein Robert L. | NY | O | COO | M.d | 27,729 | 513.50 | 0 | 54 | | 50 | D | | | | | | | | | | | | | | |
12/6/24 19:48 | 12/5/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Goldstein Robert L. | NY | O | COO | S.d | -56,486 | 1,046.0 | 0 | -54 | -52 | 50 | D | | | | | | | | | | | | | | |
12/6/24 19:40 | 12/4/24 | BLK | Blackrock, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Fink Laurence | NY | DO | CB,CEO | S | -50,442 | 1,035.8 | 0 | -49 | -14 | 295 | D | | | | | | | | | | | | | | |
12/6/24 18:59 | 12/3/24 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 1 | 13.02 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:59 | 12/3/24 | NZF | Nuveen Municipal Credit Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -1 | 13.03 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:48 | 12/3/24 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 1 | 11.55 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:48 | 12/3/24 | NMZ | Nuveen Municipal High Income Opportunity Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -1 | 11.54 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:21 | 12/3/24 | NAD | Nuveen Quality Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | P | 1 | 12.33 | 0 | 0 | | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:21 | 12/3/24 | NAD | Nuveen Quality Municipal Income Fund | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | S | -1 | 12.34 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
12/6/24 18:16 | 12/6/24 | NWPP | New Peoples Bankshares Inc | VA | Financ | StBnk | State Commercial Banks | White Blaine Scott | VA | DT | | P | 7 | 3.00 | 0 | 2 | 0 | 5,581 | I | | | | | | | | | | | | | | |
12/6/24 18:13 | 12/4/24 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | West Lance | TX | D | | S.m | -837 | 20.93 | 0 | -40 | -49 | 42 | I | | | | | | | | | | | | | | |
12/6/24 18:08 | 12/4/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | M.d | 822 | 8.80 | 0 | 93 | 10 | 1,029 | D | | | | | | | | | | | | | | |
12/6/24 18:08 | 12/4/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | S.d | -6,723 | 72.00 | 0 | -93 | -8 | 1,029 | D | | | | | | | | | | | | | | |
12/6/24 17:37 | 12/4/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Gu Paul | CA | DO | Chief Te | M.dm | 85 | 1.17 | 0 | 72 | 9 | 863 | D | | | | | | | | | | | | | | |
12/6/24 17:37 | 12/4/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Gu Paul | CA | DO | Chief Te | S.dm | -5,450 | 75.28 | 0 | -72 | -8 | 863 | D | | | | | | | | | | | | | | |
12/6/24 17:33 | 12/4/24 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | S | -1,049 | 104.95 | 0 | -10 | -1 | 805 | I | | | | | | | | | | | | | | |
12/6/24 17:28 | 12/4/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DOT | Exec CB | M.d | 1,422 | 40.64 | 0 | 35 | 0 | 7,372 | D | | | | | | | | | | | | | | |
12/6/24 17:28 | 12/4/24 | SEIC | Sei Investments Co | PA | Financ | FinTrd | Security Brokers, Dealers & F | West Alfred P Jr | PA | DOT | Exec CB | S.dm | -2,072 | 82.91 | 0 | -25 | 0 | 7,372 | D | | | | | | | | | | | | | | |
12/6/24 17:17 | 12/5/24 | LC | Lendingclub Corp | DE | Financ | Loan | Personal Credit Institutions | Sanborn Scott | CA | DO | CEO | S | -269 | 15.84 | 0 | -17 | -1 | 1,329 | D | | | | | | | | | | | | | | |
12/6/24 17:14 | 12/4/24 | HWBK | Hawthorn Bancshares, Inc. | MO | Financ | NtBnk | National Commercial Banks | Burkhead Frank E. | MO | D | | S | -96 | 31.87 | 0 | -3 | -14 | 18 | D | | | | | | | | | | | | | | |
12/6/24 17:05 | 12/4/24 | OFG | Ofg Bancorp | PR | Financ | StBnk | State Commercial Banks | Fernandez Jose Rafael | PR | DO | CEO,Chai | S.m | -4,530 | 45.30 | 0 | -100 | -30 | 235 | D | | | | | | | | | | | | | | |
12/6/24 16:53 | 12/4/24 | HWBK | Hawthorn Bancshares, Inc. | MO | Financ | NtBnk | National Commercial Banks | Holtaway Jonathan | MO | D | | S.m | -219 | 32.05 | 0 | -7 | -2 | 420 | I | | | | | | | | | | | | | | |
12/6/24 16:43 | 12/5/24 | IDCC | Interdigital, Inc. | | Financ | Patent | Patent Owners & Lessors | Pankaj Rajesh | DE | O | CTO | S | -140 | 200.01 | 0 | -1 | -1 | 54 | D | | | | | | | | | | | | | | |
12/6/24 16:40 | 12/4/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DT | | S.m | -2,261 | 2.29 | 0 | -987 | -20 | 3,926 | I | | | | | | | | | | | | | | |
12/6/24 16:29 | 12/5/24 | AGM | Federal Agricultural Mortgage Corp | | Financ | Loan | Federal & Federally-Sponsored | Nordholm Bradford T | DC | O | P,CEO | S | -1,082 | 213.37 | 0 | -5 | -11 | 41 | D | | | | | | | | | | | | | | |
12/6/24 16:27 | 12/4/24 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Beck Robert William | SC | DO | P,CEO | S.m | -358 | 32.56 | 0 | -11 | -10 | 100 | D | | | | | | | | | | | | | | |
12/6/24 16:25 | 12/6/24 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Atwood Catherine R | SC | O | SVP,GC | S | -37 | 33.00 | 0 | -1 | -3 | 42 | D | | | | | | | | | | | | | | |
12/6/24 16:18 | 12/5/24 | TCBX | Third Coast Bancshares, Inc. | TX | Financ | SnBnk | Savings Institutions, Not Fed | Bobbora William | TX | O | See Rema | P | 51 | 35.33 | 0 | 1 | 3 | 47 | I | | | | | | | | | | | | | | |
12/6/24 16:12 | 12/5/24 | NECB | Northeast Community Bancorp, Inc./Md/ | MD | Financ | SnBnk | Savings Institutions, Not Fed | Hom Donald S | NY | O | EVP,CFO | S.d | -87 | 29.09 | 0 | -3 | -6 | 51 | D | | | | | | | | | | | | | | |
12/6/24 16:12 | 12/4/24 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Ehrsam Frederick Ernest III | NY | D | | S.dm | -3,776 | 330.63 | 0 | -11 | -52 | 10 | I | | | | | | | | | | | | | | |
12/6/24 15:50 | 12/5/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | S | -513 | 165.59 | 0 | -3 | -10 | 27 | D | | | | | | | | | | | | | | |
12/6/24 15:29 | 12/5/24 | ATLO | Ames National Corp | X1 | Financ | NtBnk | National Commercial Banks | Trost Scot A. | IA | D | | P | 4 | 17.56 | 0 | 0 | 33 | 1 | D | | | | | | | | | | | | | | |
12/6/24 13:01 | 12/5/24 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Atwell Robert Bruce | WI | D | | M.d | 437 | 48.85 | 0 | 9 | 37 | 33 | D | | | | | | | | | | | | | | |
12/6/24 13:01 | 12/5/24 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Atwell Robert Bruce | WI | D | | S.d | -1,011 | 113.00 | 0 | -9 | -21 | 33 | D | | | | | | | | | | | | | | |
12/6/24 12:29 | 12/4/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reid Shannon B | FL | O | P,ICD | S | -205 | 165.30 | 0 | -1 | -12 | 9 | D | | | | | | | | | | | | | | |
12/6/24 11:11 | 12/5/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 4 | 1,337.7 | 0 | 0 | 0 | 1,138 | D | | | | | | | | | | | | | | |
12/6/24 10:59 | 12/5/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 43.10 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/6/24 10:54 | 11/25/24 | CARV | Carver Bancorp Inc | DE | Financ | SvBnk | Savings Institution, Federall | Felix Donald | NY | O | P,CEO | P | 45 | 1.67 | 0 | 27 | New | 27 | D | | | | | | | | | | | | | | |
12/6/24 10:52 | 12/4/24 | BSRR | Sierra Bancorp | CA | Financ | StBnk | State Commercial Banks | Tharp Morris A | CA | D | | S.m | -915 | 30.50 | 0 | -30 | -7 | 429 | D | | | | | | | | | | | | | | |
12/6/24 10:20 | 12/5/24 | BHRB | Burke & Herbert Financial Services Corp. | VA | Financ | NtBnk | National Commercial Banks | McLaughlin Shawn Patrick | VA | D | | P | 14 | 69.50 | 0 | 0 | 0 | 61 | D | | | | | | | | | | | | | | |
12/6/24 09:09 | 12/4/24 | TFC | Truist Financial Corp | NC | Financ | NtBnk | National Commercial Banks | Boyer K. David Jr. | NC | D | | S | -229 | 46.20 | 0 | -5 | -24 | 15 | D | | | | | | | | | | | | | | |
12/5/24 20:00 | 12/5/24 | HOPE | Hope Bancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Stenger Thomas | CA | O | SEVP,Chi | S.d | -17 | 13.58 | 0 | -1 | -5 | 23 | D | | | | | | | | | | | | | | |
12/5/24 18:25 | 12/3/24 | PWP | Perella Weinberg Partners | DE | Financ | Loan | Finance Services | Weinberg Peter A | NY | DO | CB | S.m | -3,579 | 25.38 | 0 | -141 | -5 | 2,720 | I | | | | | | | | | | | | | | |
12/5/24 18:09 | 12/3/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S | -478 | 38.22 | 0 | -13 | -1 | 1,107 | D | | | | | | | | | | | | | | |
12/5/24 17:38 | 12/4/24 | ISPO | Inspirato Inc | DE | Financ | AcqCo | Blank Checks | Kallery David S | CO | DO | P | S | -11 | 3.77 | 0 | -3 | -1 | 486 | D | | | | | | | | | | | | | | |
12/5/24 17:31 | 12/3/24 | CBSH | Commerce Bancshares Inc /mo/ | MO | Financ | StBnk | State Commercial Banks | Brooks Derrick | MO | O | SVP | M.d | 17 | 56.12 | 0 | 0 | 3 | 11 | D | | | | | | | | | | | | | | |
12/5/24 17:31 | 12/3/24 | CBSH | Commerce Bancshares Inc /mo/ | MO | Financ | StBnk | State Commercial Banks | Brooks Derrick | MO | O | SVP | S.d | -3 | 68.85 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
12/5/24 17:28 | 12/3/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -28,698 | 34.58 | 0 | -830 | -2 | 35,998 | I | | | | | | | | | | | | | | |
12/5/24 17:21 | 12/5/24 | PEBK | Peoples Bancorp of North Carolina Inc | NC | Financ | StBnk | State Commercial Banks | Abernethy James S | NC | D | | S | -16 | 31.90 | 0 | -1 | 0 | 184 | D | | | | | | | | | | | | | | |
12/5/24 17:04 | 12/2/24 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | S.ad | -50 | 14.26 | 0 | -3 | -24 | 11 | D | | | | | | | | | | | | | | |
12/5/24 17:04 | 12/3/24 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | S.m | -120 | 13.18 | 0 | -9 | -82 | 2 | D | | | | | | | | | | | | | | |
12/5/24 17:03 | 12/4/24 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hobbs Charles Daniel | AR | O | EVP,CFO | M.d | 103 | 24.48 | 0 | 4 | | 3 | D | | | | | | | | | | | | | | |
12/5/24 17:00 | 12/3/24 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | S.m | -2,118 | 105.92 | 0 | -20 | -5 | 360 | D | | | | | | | | | | | | | | |
12/5/24 16:35 | 11/15/24 | BHRB | Burke & Herbert Financial Services Corp. | VA | Financ | NtBnk | National Commercial Banks | Hinkle Gary L | VA | D | | P.am | 356 | 68.54 | 0 | 5 | 2 | 238 | I | | | | | | | | | | | | | | |
12/5/24 16:30 | 12/3/24 | PBHC | Pathfinder Bancorp, Inc. | MD | Financ | StBnk | State Commercial Banks | Allyn Eric | NY | D | | S | -18 | 17.28 | 0 | -1 | -2 | 49 | I | | | | | | | | | | | | | | |
12/5/24 16:30 | 11/6/24 | ENVA | Enova International, Inc. | DE | Financ | Loan | Personal Credit Institutions | Fisher David | IL | DO | CEO | S.a | -1,357 | 101.74 | 0 | -13 | -3 | 400 | M | | | | | | | | | | | | | | |
12/5/24 16:22 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Chatterjee Whitney | NY | O | GC | S | -1,075 | 173.36 | 0 | -6 | -5 | 117 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kelly Martin | NY | O | CFO | S | -863 | 172.61 | 0 | -5 | -2 | 317 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | RM | Regional Management Corp. | DE | Financ | Loan | Personal Credit Institutions | Atwood Catherine R | SC | O | SVP,GC | M.d | 43 | 14.86 | 0 | 3 | 7 | 43 | D | | | | | | | | | | | | | | |
12/5/24 16:21 | 12/3/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Kleinman Scott | NY | DO | Co-P (Se | S.m | -86,835 | 173.67 | 0 | -500 | -6 | 7,693 | M | | | | | | | | | | | | | | |
12/5/24 16:15 | 12/4/24 | HBNC | Horizon Bancorp Inc /in/ | IN | Financ | StBnk | State Commercial Banks | Etzler Todd A. | IN | O | EVP,GC | S | -11 | 17.99 | 0 | -1 | -100 | 0 | I | | | | | | | | | | | | | | |
12/5/24 16:14 | 12/4/24 | HBNC | Horizon Bancorp Inc /in/ | IN | Financ | StBnk | State Commercial Banks | Deruiter Kathie A | IN | O | EVP | S | -268 | 17.99 | 0 | -15 | -100 | 0 | I | | | | | | | | | | | | | | |
12/5/24 16:14 | 12/4/24 | HBNC | Horizon Bancorp Inc /in/ | IN | Financ | StBnk | State Commercial Banks | Kerber Lynn | IN | O | EVP,SCCO | S | -31 | 17.99 | 0 | -2 | -100 | 0 | I | | | | | | | | | | | | | | |
12/5/24 16:13 | 12/4/24 | HBNC | Horizon Bancorp Inc /in/ | IN | Financ | StBnk | State Commercial Banks | Secor Mark E | IN | O | EVP | S | -350 | 17.99 | 0 | -19 | -100 | 0 | I | | | | | | | | | | | | | | |
12/5/24 16:10 | 3/9/23 | CACC | Credit Acceptance Corp | MI | Financ | Loan | Personal Credit Institutions | Rummler Wendy A | MI | O | Chief Pe | S.d | -789 | 430.12 | 0 | -2 | -7 | 25 | D | | | | | | | | | | | | | | |
12/5/24 16:06 | 12/4/24 | UNTY | Unity Bancorp Inc /nj/ | NJ | Financ | StBnk | State Commercial Banks | Courtright Wayne | NJ | D | | M.d | 73 | 12.23 | 0 | 6 | 5 | 120 | D | | | | | | | | | | | | | | |
12/5/24 16:03 | 12/3/24 | MTB | M&t Bank Corp | NY | Financ | StBnk | State Commercial Banks | Geisel Gary N | NY | DH | Vice Cha | S | -538 | 215.89 | 0 | -2 | -13 | 16 | I | | | | | | | | | | | | | | |
12/5/24 15:17 | 12/4/24 | FMBM | F&m Bank Corp | VA | Financ | StBnk | State Commercial Banks | Wilkerson Aubrey M. | VA | DO | CEO | P | 0 | 20.50 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
12/5/24 14:22 | 12/4/24 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | Koger Randee R | KS | D | | P | 22 | 44.50 | 0 | 1 | 1 | 61 | D | | | | | | | | | | | | | | |
12/5/24 14:22 | 12/4/24 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | Sems Richard M | KS | O | CEO,Bank | P | 49 | 44.50 | 0 | 1 | 10 | 12 | D | | | | | | | | | | | | | | |
12/5/24 14:22 | 12/4/24 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | Loving James S | KS | D | | P | 200 | 44.50 | 0 | 5 | 20 | 27 | D | | | | | | | | | | | | | | |
12/5/24 14:22 | 12/4/24 | EQBK | Equity Bancshares Inc | KS | Financ | StBnk | State Commercial Banks | Borck Leon | KS | D | | P | 249 | 44.50 | 0 | 6 | 17 | 39 | D | | | | | | | | | | | | | | |
12/5/24 13:27 | 12/4/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Carter Horace | FL | O | P,Fixed | S | -825 | 165.03 | 0 | -5 | -12 | 36 | D | | | | | | | | | | | | | | |
12/5/24 13:26 | 12/3/24 | FMBM | F&m Bank Corp | VA | Financ | StBnk | State Commercial Banks | Wilkerson Aubrey M. | VA | DO | CEO | P | 5 | 20.50 | 0 | 0 | 1 | 21 | D | | | | | | | | | | | | | | |
12/5/24 13:09 | 12/5/24 | MNSB | Mainstreet Bancshares, Inc. | VA | Financ | StBnk | State Commercial Banks | Dick Jeff W | VA | DO | CB,P,CEO | P | 2 | 18.85 | 0 | 0 | 0 | 249 | D | | | | | | | | | | | | | | |
12/5/24 12:55 | 12/4/24 | ATLO | Ames National Corp | X1 | Financ | NtBnk | National Commercial Banks | Wilson Michael A | IA | O | EVP | P | 5 | 17.51 | 0 | 0 | 25 | 2 | I | | | | | | | | | | | | | | |
12/5/24 12:55 | 12/3/24 | BCBP | Bcb Bancorp Inc | NJ | Financ | SvBnk | Savings Institution, Federall | Blake Ryan | NJ | DO | COO | S | -113 | 13.06 | 0 | -9 | -16 | 45 | D | | | | | | | | | | | | | | |
12/5/24 10:22 | 12/4/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 5 | 1,558.7 | 0 | 0 | 0 | 1,138 | D | | | | | | | | | | | | | | |
12/5/24 10:16 | 12/4/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 41.25 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/5/24 09:17 | 12/4/24 | FRAF | Franklin Financial Services Corp /pa/ | PA | Financ | StBnk | State Commercial Banks | Duffey Gregory A | PA | D | | P | 1 | 33.55 | 0 | 0 | 0 | 21 | D | | | | | | | | | | | | | | |
12/5/24 09:15 | 12/4/24 | FRAF | Franklin Financial Services Corp /pa/ | PA | Financ | StBnk | State Commercial Banks | Carmack Karen K | PA | O | SVP | P | 0 | 33.55 | 0 | 0 | 0 | 3 | D | | | | | | | | | | | | | | |
12/5/24 08:46 | 12/4/24 | UNTY | Unity Bancorp Inc /nj/ | NJ | Financ | StBnk | State Commercial Banks | Maricondo Peter E | NJ | D | | M.d | 31 | 10.97 | 0 | 3 | 7 | 45 | D | | | | | | | | | | | | | | |
12/5/24 08:46 | 12/4/24 | UNTY | Unity Bancorp Inc /nj/ | NJ | Financ | StBnk | State Commercial Banks | Maricondo Peter E | NJ | D | | S.d | -125 | 44.74 | 0 | -3 | -6 | 45 | D | | | | | | | | | | | | | | |
12/4/24 21:47 | 12/2/24 | APO | Apollo Global Management, Inc. | DE | Financ | InvAdv | Investment Advice | Black Leon D | NY | H | See rema | S.m | -173,477 | 173.48 | 0 | -1,000 | -2 | 40,605 | M | | | | | | | | | | | | | | |
12/4/24 21:01 | 12/3/24 | MC | Moelis & Co | DE | Financ | InvAdv | Investment Advice | Cantor Eric | NY | DO | Vice CB, | M.d | 0 | 0.00 | 0 | 1 | 1 | 197 | D | | | | | | | | | | | | | | |
12/4/24 20:33 | 12/2/24 | BENF | Beneficient | NV | Financ | Loan | Finance Services | Welday Jeff | TX | O | See Rema | S.m | -4 | 0.8236 | 0 | -5 | -4 | 104 | D | | | | | | | | | | | | | | |
12/4/24 20:12 | 12/2/24 | SOFI | Sofi Technologies, Inc. | DE | Financ | Loan | Finance Services | Slta IV (Gp), L.L.C. | CA | D | | S.m | -498,835 | 16.01 | 0 | -31,154 | -52 | 28,540 | I | | | | | | | | | | | | | | |
12/4/24 20:01 | 12/2/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Phillips Jennifer | CA | O | Chief Re | S | -54 | 1.07 | 0 | -50 | -6 | 744 | D | | | | | | | | | | | | | | |
12/4/24 19:57 | 12/2/24 | FRGE | Forge Global Holdings, Inc. | DE | Financ | FinTrd | Security & Commodity Brokers, | Rodriques Kelly | CA | DO | CEO | S.m | -60 | 1.02 | 0 | -59 | -1 | 10,683 | D | | | | | | | | | | | | | | |
12/4/24 19:56 | 12/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | McCabe Michael I | NY | DOH | Head of | S.d | -399 | 64.28 | 0 | -6 | 0 | 3,778 | M | | | | | | | | | | | | | | |
12/4/24 19:53 | 12/3/24 | STEP | Stepstone Group Inc. | | Financ | InvAdv | Investment Advice | Hart Scott W | NY | DOH | CEO | S.dm | -3,778 | 62.97 | 0 | -60 | -2 | 3,224 | I | | | | | | | | | | | | | | |
12/4/24 19:24 | 12/2/24 | CPSS | Consumer Portfolio Services, Inc. | CA | Financ | Loan | Finance Services | Roberts William B | NV | D | | S.m | -363 | 10.44 | 0 | -35 | -5 | 700 | D | | | | | | | | | | | | | | |
12/4/24 19:15 | 12/2/24 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Bjorgolfsson Thor | V8 | T | | S.m | -192 | 14.10 | 0 | -14 | -1 | 923 | I | | | | | | | | | | | | | | |
12/4/24 18:56 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lepore Dawn G | CA | D | | M.d | 0 | 0.00 | 0 | 15 | 4 | 353 | D | | | | | | | | | | | | | | |
12/4/24 18:47 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Pcp Managers Gp, LLC | CA | DT | | M.d | 0 | 0.00 | 0 | 30 | 1 | 4,207 | I | | | | | | | | | | | | | | |
12/4/24 18:46 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Patenaude Pamela H. | CA | D | | M.d | 0 | 0.00 | 0 | 15 | 8 | 214 | D | | | | | | | | | | | | | | |
12/4/24 18:45 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Ozonian Steven | CA | D | | M.d | 0 | 0.00 | 0 | 15 | 20 | 89 | D | | | | | | | | | | | | | | |
12/4/24 18:43 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Lee John Hoon | CA | D | | M.d | 0 | 0.00 | 0 | 15 | 8 | 195 | D | | | | | | | | | | | | | | |
12/4/24 18:42 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DT | | S.dm | -1,445 | 2.21 | 0 | -653 | -12 | 4,913 | M | | | | | | | | | | | | | | |
12/4/24 18:42 | 12/2/24 | LDI | Loandepot, Inc. | | Financ | Loan | Finance Services | Hsieh Anthony Li | CA | DT | | M.d | 0 | 0.00 | 0 | 15 | 0 | 4,913 | M | | | | | | | | | | | | | | |
12/4/24 18:09 | 12/2/24 | CLST | Catalyst Bancorp, Inc. | | Financ | SvBnk | Savings Institution, Federall | Zanco Joseph B | LA | DO | P,CEO | P.dm | 172 | 11.82 | 0 | 15 | 25 | 72 | I | | | | | | | | | | | | | | |
12/4/24 18:03 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Miller Ronald David | CA | DT | | S | -35 | 1.07 | 0 | -33 | 0 | 74,644 | I | | | | | | | | | | | | | | |
12/4/24 18:02 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Miller Lee | CA | T | | S | -35 | 1.07 | 0 | -33 | 0 | 74,644 | I | | | | | | | | | | | | | | |
12/4/24 18:01 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Chernick Aubrey | CA | T | | S | -80 | 1.07 | 0 | -75 | -2 | 2,946 | I | | | | | | | | | | | | | | |
12/4/24 18:01 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Amster Joshua Daniel | CA | O | VP,Fundr | S | -6 | 1.07 | 0 | -6 | -5 | 109 | D | | | | | | | | | | | | | | |
12/4/24 18:00 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Reyes Jonathan | CA | O | Chief Co | S | -2 | 1.07 | 0 | -2 | -9 | 18 | D | | | | | | | | | | | | | | |
12/4/24 17:59 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Cronin Johanna | CA | O | CMO | S | -13 | 1.07 | 0 | -12 | -3 | 337 | D | | | | | | | | | | | | | | |
12/4/24 17:57 | 10/7/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Mathews Joseph | CA | O | CTO | M.d | 2 | 0.0833 | 0 | 28 | | 25 | D | | | | | | | | | | | | | | |
12/4/24 17:57 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Mathews Joseph | CA | O | CTO | S.d | -3 | 1.07 | 0 | -3 | -9 | 25 | D | | | | | | | | | | | | | | |
12/4/24 17:56 | 12/2/24 | STGC | Startengine Crowdfunding, Inc. | DE | Financ | Loan | Finance Services | Marks Howard Edward | CA | DO | CEO | S | -91 | 1.07 | 0 | -85 | 0 | 199,414 | I | | | | | | | | | | | | | | |
12/4/24 17:39 | 12/2/24 | WT | Wisdomtree, Inc. | DE | Financ | FinTrd | Commodity Contracts Brokers & | Etfs Capital Limited. | Y9 | H | See Foot | S | -34,020 | 11.34 | 0 | -3,000 | -20 | 12,250 | D | | | | | | | | | | | | | | |
12/4/24 17:00 | 12/4/24 | SMBK | Smartfinancial Inc. | TN | Financ | NtBnk | National Commercial Banks | Jordan Rhett D. | TN | O | EVP,CHIE | S | -7 | 35.61 | 0 | 0 | -2 | 10 | D | | | | | | | | | | | | | | |
12/4/24 16:57 | 12/4/24 | PB | Prosperity Bancshares Inc | TX | Financ | StBnk | State Commercial Banks | Holmes Ned S | TX | D | | S | -91 | 83.03 | 0 | -1 | 0 | 376 | M | | | | | | | | | | | | | | |
12/4/24 16:54 | 12/2/24 | CMA | Comerica Inc /new/ | DE | Financ | NtBnk | National Commercial Banks | Bailey Corey R | TX | O | EVP | M.d | 79 | 42.32 | 0 | 2 | 8 | 26 | D | | | | | | | | | | | | | | |
12/4/24 16:54 | 12/2/24 | CMA | Comerica Inc /new/ | DE | Financ | NtBnk | National Commercial Banks | Bailey Corey R | TX | O | EVP | S.d | -133 | 71.36 | 0 | -2 | -7 | 26 | D | | | | | | | | | | | | | | |
12/4/24 16:48 | 12/4/24 | LMFA | Lm Funding America, Inc. | DE | Financ | Loan | Finance Services | Duran Ryan H | FL | O | VP of Op | S.d | -1 | 2.89 | 0 | -1 | -4 | 13 | D | | | | | | | | | | | | | | |
12/4/24 16:30 | 12/2/24 | CSLR | Complete Solaria, Inc. | DE | Financ | InvAdv | Investment Advice | Carlyle Group Inc. | DC | T | | S | -57 | 2.01 | 0 | -28 | -1 | 1,992 | I | | | | | | | | | | | | | | |
12/4/24 16:23 | 12/2/24 | CCFN | Muncy Columbia Financial Corp | PA | Financ | StBnk | State Commercial Banks | Williams Brenda R H | PA | D | | P | 2 | 39.40 | 0 | 0 | 4 | 1 | D | | | | | | | | | | | | | | |
12/4/24 16:20 | 12/2/24 | OBT | Orange County Bancorp, Inc. /De/ | DE | Financ | StBnk | State Commercial Banks | Rooney Stephen | NY | O | SVP,Chie | S | -41 | 58.31 | 0 | -1 | -18 | 3 | D | | | | | | | | | | | | | | |
12/4/24 16:18 | 12/3/24 | FSEA | First Seacoast Bancorp, Inc. | | Financ | SvBnk | Savings Institution, Federall | Donovan Richard M | NH | O | SVP,CFO | P.d | 12 | 9.19 | 0 | 1 | 2 | 60 | I | | | | | | | | | | | | | | |
12/4/24 16:16 | 12/3/24 | STRT | Strattec Security Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gamco Investors, Inc. Et Al | NY | T | | S | -21 | 41.78 | 0 | -1 | -50 | 1 | I | | | | | | | | | | | | | | |
12/4/24 16:12 | 12/2/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Cooper Kerry Whorton | CA | D | | S | -37 | 74.59 | 0 | -1 | -2 | 26 | I | | | | | | | | | | | | | | |
12/4/24 16:10 | 12/2/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Gu Paul | CA | DO | Chief Te | M.d | 102 | 1.17 | 0 | 88 | 11 | 863 | D | | | | | | | | | | | | | | |
12/4/24 16:10 | 12/2/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Gu Paul | CA | DO | Chief Te | S.d | -6,078 | 69.39 | 0 | -88 | -9 | 863 | D | | | | | | | | | | | | | | |
12/4/24 16:09 | 12/2/24 | COIN | Coinbase Global, Inc. | DE | Financ | Loan | Finance Services | Grewal Paul | NY | O | GC | S | -3,057 | 305.71 | 0 | -10 | -13 | 69 | D | | | | | | | | | | | | | | |
12/4/24 16:03 | 12/2/24 | OPFI | Oppfi Inc. | | Financ | Loan | Finance Services | Vennettilli David | IL | D | | S | -171 | 7.68 | 0 | -22 | -16 | 122 | D | | | | | | | | | | | | | | |
12/4/24 16:03 | 12/2/24 | SLM | Slm Corp | DE | Financ | Loan | Personal Credit Institutions | Strong Robert S. | DE | D | | S | -123 | 27.25 | 0 | -5 | -5 | 83 | D | | | | | | | | | | | | | | |
12/4/24 16:02 | 12/4/24 | ATLO | Ames National Corp | X1 | Financ | NtBnk | National Commercial Banks | Bauer Scott T | IA | H | Presiden | P | 3 | 17.15 | 0 | 0 | 5 | 4 | D | | | | | | | | | | | | | | |
12/4/24 16:02 | 12/2/24 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Schwind Jerome E | MI | DO | P,CEO | P.a | 0 | 23.66 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
12/4/24 15:02 | 12/3/24 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Gathagan Maureen M. | PA | D | | P | 0 | 31.80 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
12/4/24 14:16 | 12/3/24 | EVBN | Evans Bancorp Inc | NY | Financ | NtBnk | National Commercial Banks | Nasca David J | NY | DO | P,CEO | M.d | 664 | 28.92 | 0 | 23 | 28 | 104 | D | | | | | | | | | | | | | | |
12/4/24 14:09 | 12/2/24 | BTM | Bitcoin Depot Inc. | | Financ | Loan | Finance Services | Mintz Brandon Taylor | GA | DO | CEO | S | -93 | 1.86 | 0 | -50 | 0 | 41,339 | D | | | | | | | | | | | | | | |
12/4/24 12:39 | 12/2/24 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Atwell Robert Bruce | WI | D | | M.d | 168 | 48.85 | 0 | 3 | 12 | 33 | D | | | | | | | | | | | | | | |
12/4/24 12:39 | 12/2/24 | NIC | Nicolet Bankshares Inc | WI | Financ | NtBnk | National Commercial Banks | Atwell Robert Bruce | WI | D | | S.d | -389 | 113.00 | 0 | -3 | -9 | 33 | D | | | | | | | | | | | | | | |
12/4/24 12:09 | 11/25/24 | MCVT | Mill City Ventures Iii, Ltd | | Financ | Loan | Short-Term Business Credit In | Polinsky Douglas Michael | MN | DO | CEO | P.am | 6 | 1.90 | 0 | 3 | 1 | 266 | D | | | | | | | | | | | | | | |
12/4/24 12:07 | 12/3/24 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 5 | 1,536.5 | 0 | 0 | 0 | 1,138 | D | | | | | | | | | | | | | | |
12/4/24 11:54 | 12/3/24 | HKHC | Horizon Kinetics Holding Corp | DE | Financ | InvAdv | Investment Advice | Stahl Murray | NY | DOT | CEO,CIO | P | 1 | 40.75 | 0 | 0 | 0 | 9,303 | M | | | | | | | | | | | | | | |
12/4/24 09:12 | 12/2/24 | CFFN | Capitol Federal Financial, Inc. | MD | Financ | SvBnk | Savings Institution, Federall | Morris James G. | KS | D | | P | 103 | 6.84 | 0 | 15 | 21 | 86 | D | | | | | | | | | | | | | | |
12/4/24 07:36 | 12/2/24 | UMBF | Umb Financial Corp | MO | Financ | NtBnk | National Commercial Banks | Kemper J Mariner | MO | DO | CB,CEO | S | -3,036 | 124.95 | 0 | -24 | -1 | 2,535 | I | | | | | | | | | | | | | | |
12/3/24 20:06 | 11/29/24 | FYBR | Frontier Communications Parent, Inc. | DE | Financ | InvAdv | Investment Advice | Ares Management LLC | CA | T | | S.m | -18,070 | 34.75 | 0 | -520 | -1 | 36,828 | I | | | | | | | | | | | | | | |
12/3/24 19:37 | 11/29/24 | PX | P10, Inc. | DE | Financ | InvAdv | Investment Advice | 210 Capital, LLC | TX | TH | See Rema | S.m | -13,908 | 14.10 | 0 | -987 | -66 | 514 | I | | | | | | | | | | | | | | |
12/3/24 18:47 | 12/3/24 | UBFO | United Security Bancshares | CA | Financ | NtBnk | National Commercial Banks | Oberg Robert C Jr | CA | O | SVP,CHIE | S | -47 | 9.81 | 0 | -5 | -21 | 18 | D | | | | | | | | | | | | | | |
12/3/24 18:44 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Warnick Jason | CA | O | CFO | M.d | 0 | 0.00 | 0 | 124 | 14 | 1,011 | D | | | | | | | | | | | | | | |
12/3/24 18:44 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | M.d | 0 | 0.00 | 0 | 45 | 13 | 395 | D | | | | | | | | | | | | | | |
12/3/24 18:44 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Quirk Steven M. | CA | O | Chief Br | S.d | -746 | 37.54 | 0 | -20 | -5 | 395 | D | | | | | | | | | | | | | | |
12/3/24 18:43 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | M.d | 0 | 0.00 | 0 | 120 | 12 | 1,119 | D | | | | | | | | | | | | | | |
12/3/24 18:43 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Gallagher Daniel Martin Jr | CA | O | GC | S.d | -2,173 | 37.54 | 0 | -58 | -5 | 1,119 | D | | | | | | | | | | | | | | |
12/3/24 18:43 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Zoellick Robert B. | CA | D | | M.d | 0 | 0.00 | 0 | 2 | 3 | 87 | D | | | | | | | | | | | | | | |
12/3/24 18:43 | 12/1/24 | HOOD | Robinhood Markets, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Rubinstein Jonathan | CA | D | | M.d | 0 | 0.00 | 0 | 5 | 3 | 170 | D | | | | | | | | | | | | | | |
12/3/24 18:41 | 11/30/24 | PWP | Perella Weinberg Partners | DE | Financ | Loan | Finance Services | Bednar Andrew | NY | DO | CEO | M.d | 0 | 0.00 | 0 | 74 | 14 | 594 | D | | | | | | | | | | | | | | |
12/3/24 18:40 | 11/30/24 | PWP | Perella Weinberg Partners | DE | Financ | Loan | Finance Services | Weinberg Peter A | NY | DO | CB | M.d | 0 | 0.00 | 0 | 52 | 2 | 2,861 | D | | | | | | | | | | | | | | |
12/3/24 18:39 | 11/30/24 | PWP | Perella Weinberg Partners | DE | Financ | Loan | Finance Services | Becker Dietrich | NY | DO | P | M.d | 0 | 0.00 | 0 | 74 | 19 | 453 | D | | | | | | | | | | | | | | |
12/3/24 18:07 | 12/1/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Jiyane Siphelele | CA | O | Chief Ac | M.d | 0 | 0.00 | 0 | 13 | 6 | 239 | D | | | | | | | | | | | | | | |
12/3/24 18:07 | 12/1/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Adkins Katherine | CA | O | GC | M.d | 0 | 0.00 | 0 | 7 | 8 | 97 | D | | | | | | | | | | | | | | |
12/3/24 18:07 | 12/1/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Linford Michael | CA | O | COO | M.d | 0 | 0.00 | 0 | 2 | 3 | 85 | D | | | | | | | | | | | | | | |
12/3/24 18:06 | 12/1/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | M.dm | 173 | 7.86 | 0 | 22 | | 1 | D | | | | | | | | | | | | | | |
12/3/24 18:06 | 12/2/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | O'Hare Robert | CA | O | CFO | S.d | -958 | 68.57 | 0 | -14 | -95 | 1 | D | | | | | | | | | | | | | | |
12/3/24 18:06 | 11/29/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | M.dm | 83 | 7.06 | 0 | 12 | 1 | 1,029 | D | | | | | | | | | | | | | | |
12/3/24 18:06 | 11/29/24 | AFRM | Affirm Holdings, Inc. | DE | Financ | Loan | Personal Credit Institutions | Michalek Libor | CA | DO | P | S.dm | -677 | 71.46 | 0 | -9 | -1 | 1,029 | D | | | | | | | | | | | | | | |
12/3/24 18:00 | 11/29/24 | MARA | Mara Holdings, Inc. | NV | Financ | Loan | Finance Services | Leupp Jay P | FL | D | | S | -203 | 29.90 | 0 | -7 | -5 | 136 | D | | | | | | | | | | | | | | |
12/3/24 17:58 | 12/2/24 | MBWM | Mercantile Bank Corp | MI | Financ | StBnk | State Commercial Banks | Kaminski Robert B | MI | D | | S | -12 | 49.60 | 0 | 0 | 0 | 107 | D | | | | | | | | | | | | | | |
12/3/24 17:43 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Chair,CE | M.d | 0 | 0.00 | 0 | 12 | 4 | 285 | D | | | | | | | | | | | | | | |
12/3/24 17:43 | 12/2/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reilly Paul C | FL | DO | Chair,CE | S.d | -8,365 | 167.30 | 0 | -50 | -15 | 285 | D | | | | | | | | | | | | | | |
12/3/24 17:43 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Shoukry Paul M | FL | DO | P | M.d | 0 | 0.00 | 0 | 8 | 31 | 36 | D | | | | | | | | | | | | | | |
12/3/24 17:42 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Santelli Jonathan N | FL | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 8 | 38 | 30 | D | | | | | | | | | | | | | | |
12/3/24 17:38 | 11/29/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | S.dm | -2,340 | 169.02 | 0 | -14 | -23 | 47 | D | | | | | | | | | | | | | | |
12/3/24 17:38 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Raney Steven M | FL | O | Exec Cha | M.d | 0 | 0.00 | 0 | 5 | 13 | 47 | D | | | | | | | | | | | | | | |
12/3/24 17:36 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Aisenbrey Christopher S | FL | O | CHRO | M.d | 0 | 0.00 | 0 | 3 | 30 | 13 | D | | | | | | | | | | | | | | |
12/3/24 17:35 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Bunn James E | FL | O | P,Capita | M.d | 0 | 0.00 | 0 | 15 | 23 | 84 | D | | | | | | | | | | | | | | |
12/3/24 17:33 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Carter Horace | FL | O | P,Fixed | M.dm | 0 | 0.00 | 0 | 13 | 47 | 41 | D | | | | | | | | | | | | | | |
12/3/24 17:32 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Reid Shannon B | FL | O | P,ICD | M.dm | 0 | 0.00 | 0 | 1 | 13 | 11 | D | | | | | | | | | | | | | | |
12/3/24 17:32 | 11/29/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Singh Cassidy Sukhinder | CA | D | | S.dm | -2,233 | 74.46 | 0 | -30 | -78 | 8 | D | | | | | | | | | | | | | | |
12/3/24 17:32 | 12/2/24 | UPST | Upstart Holdings, Inc. | DE | Financ | Loan | Finance Services | Singh Cassidy Sukhinder | CA | D | | M.d | 84 | 8.41 | 0 | 10 | | 8 | D | | | | | | | | | | | | | | |
12/3/24 17:29 | 11/29/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | S.dm | -770 | 166.59 | 0 | -5 | -5 | 82 | D | | | | | | | | | | | | | | |
12/3/24 17:29 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Allaire Bella Loykhter | FL | O | Chief Ad | M.d | 0 | 0.00 | 0 | 5 | 7 | 82 | D | | | | | | | | | | | | | | |
12/3/24 17:25 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Curtis Scott A | FL | O | COO | M.d | 0 | 0.00 | 0 | 5 | 3 | 191 | D | | | | | | | | | | | | | | |
12/3/24 17:22 | 11/29/24 | MORN | Morningstar, Inc. | IL | Financ | InvAdv | Investment Advice | Mansueto Joseph D | IL | DOT | Exec CB | S.m | -110 | 354.97 | 0 | 0 | 0 | 15,295 | D | | | | | | | | | | | | | | |
12/3/24 17:16 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Oorlog Jonathan W Jr | FL | O | CFO | M.dm | 0 | 0.00 | 0 | 4 | 20 | 21 | D | | | | | | | | | | | | | | |
12/3/24 17:12 | 12/2/24 | CNS | Cohen & Steers, Inc. | DE | Financ | InvAdv | Investment Advice | Charles Daniel P | NY | O | EVP | S | -712 | 103.74 | 0 | -7 | -13 | 46 | D | | | | | | | | | | | | | | |
12/3/24 17:10 | 11/30/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | M.d | 0 | 0.00 | 0 | 2 | | 1 | D | | | | | | | | | | | | | | |
12/3/24 17:10 | 12/3/24 | RJF | Raymond James Financial Inc | FL | Financ | FinTrd | Security Brokers, Dealers & F | Larson Katherine H | FL | O | Chief Ac | S.d | -248 | 166.01 | 0 | -1 | -55 | 1 | D | | | | | | | | | | | | | | |
12/3/24 17:06 | 12/2/24 | SSB | Southstate Corp | SC | Financ | StBnk | State Commercial Banks | Brooks Renee R | FL | O | COO | S | -759 | 110.00 | 0 | -7 | -19 | 29 | D | | | | | | | | | | | | | | |
12/3/24 16:53 | 12/2/24 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Elley Thomas S | AL | O | SEVP,CFO | M.d | 24 | 8.23 | 0 | 3 | 12 | 28 | D | | | | | | | | | | | | | | |
12/3/24 16:40 | 12/3/24 | BFC | Bank First Corp | WI | Financ | NtBnk | National Commercial Banks | Johnson Stephen E | WI | D | | S | -255 | 106.28 | 0 | -2 | -7 | 30 | D | | | | | | | | | | | | | | |
12/3/24 16:30 | 11/29/24 | FBP | First Bancorp /pr/ | PR | Financ | StBnk | State Commercial Banks | Heffern John A. | PR | D | | S | -308 | 20.53 | 0 | -15 | -17 | 75 | D | | | | | | | | | | | | | | |
12/3/24 16:29 | 11/29/24 | CIFR | Cipher Mining Inc. | | Financ | Loan | Finance Services | Bitfury Top Holdco B.V. | P7 | T | | S | -1,991 | 7.17 | 0 | -278 | 0 | 98,390 | I | | | | | | | | | | | | | | |
12/3/24 16:24 | 12/2/24 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | Mabowitz Eric H | AL | O | SEVP,Chi | M.d | 49 | 8.23 | 0 | 6 | 76 | 14 | D | | | | | | | | | | | | | | |
12/3/24 16:21 | 12/2/24 | FUSB | First Us Bancshares, Inc. | DE | Financ | StBnk | State Commercial Banks | House James F | AL | DO | P,CEO | M.d | 86 | 8.23 | 0 | 11 | 10 | 115 | D | | | | | | | | | | | | | | |
12/3/24 16:21 | 11/29/24 | NTRS | Northern Trust Corp | DE | Financ | StBnk | State Commercial Banks | Fradkin Steven L | IL | O | Vice CB | S | -1,010 | 111.01 | 0 | -9 | -3 | 263 | I | | | | | | | | | | | | | | |
12/3/24 16:14 | 12/2/24 | BETR | Better Home & Finance Holding Co | | Financ | Loan | Loan Brokers | Nicholas J. Calamari | NY | O | CAO,Seni | S.d | -50 | 14.26 | 0 | -3 | -24 | 11 | D | | | | | | | | | | | | | | |
12/3/24 16:06 | 11/29/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Solomon David M | NY | DO | CB,CEO | S | -4,001 | 610.91 | 0 | -7 | -5 | 134 | D | | | | | | | | | | | | | | |
12/3/24 16:05 | 11/29/24 | TFIN | Triumph Financial, Inc. | TX | Financ | StBnk | State Commercial Banks | Graft Aaron P | TX | DO | P,CEO | S | -1,436 | 106.36 | 0 | -14 | -8 | 155 | D | | | | | | | | | | | | | | |
12/3/24 16:05 | 11/29/24 | GS | Goldman Sachs Group Inc | DE | Financ | FinTrd | Security Brokers, Dealers & F | Viniar David A | NY | D | | S | -3,060 | 612.08 | 0 | -5 | -1 | 799 | D | | | | | | | | | | | | | | |
12/3/24 16:05 | 12/2/24 | AROW | Arrow Financial Corp | NY | Financ | NtBnk | National Commercial Banks | O'Conor Raymond F | NY | D | | S | -65 | 32.69 | 0 | -2 | -5 | 38 | D | | | | | | | | | | | | | | |