Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
5/22/26 16:57	5/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-5,082	75.38	-67	-96	3	I
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		S.d	-7,219	28.88	-250	-14	1,505	D
5/21/26 18:13	5/21/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		S.d	-7,193	28.77	-250	-14	1,505	D
5/21/26 16:07	5/20/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-570	18.99	-30	-3	1,110	D
5/19/26 16:31	5/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-421	77.36	-5	-10	47	D
5/18/26 21:33	5/18/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-2,541	92.40	-28	0	95,290	I
5/18/26 16:52	5/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	S	-1,973	56.36	-35	-29	84	D
5/18/26 16:06	5/14/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-6,676	973.55	-7	-16	35	D
5/18/26 12:20	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		S	-119	41.04	-3	0	3,582	I
5/18/26 08:32	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		S	-4,126	41.26	-100	-25	297	I
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-228	91.16	-3	-7	35	M
5/11/26 16:15	5/11/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-15	146.99	0	-1	12	D
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	S.d	-1,502	50.06	-30	-41	42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	0	51.90	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-13,421	939.07	-14	-48	16	D
5/7/26 16:07	5/5/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-756	47.92	-16	-1	1,723	I
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.d	-915	92.29	-10	-1	1,845	M
5/6/26 17:41	5/4/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-20,058	91.76	-219	0	95,323	I
5/6/26 17:32	5/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-200	50.00	-4	-17	20	D
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	S	-271	18.06	-15	-9	157	D
5/6/26 16:32	5/4/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-769	76.89	-10	-2	433	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S.m	-7,096	78.84	-90	-16	478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,230	930.70	-3	-2	153	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-9,571	929.17	-10	-62	6	D
5/5/26 16:15	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-635	929.62	-1	-2	30	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		S.d	-911	91.07	-10	-11	78	D
5/5/26 08:17	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-2,563	47.26	-54	-3	1,723	I
5/5/26 08:16	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.d	-520	47.28	-11	-9	116	D
5/5/26 07:43	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-756	47.28	-16	-5	325	D
5/5/26 07:41	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-142	47.30	-3	-5	56	D
5/5/26 07:32	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-2,268	47.25	-48	-11	397	D
5/5/26 07:31	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-266	47.29	-6	-4	142	D
5/5/26 07:30	5/4/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,323	47.26	-28	-3	844	D
5/1/26 19:06	4/29/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-15,411	91.33	-169	0	95,542	I
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	S.d	-365	91.16	-4	-81	1	D
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		S.d	-228	90.60	-3	-1	239	M
4/29/26 18:52	4/28/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-35,614	1,050.6	-34	-13	231	D
4/29/26 16:30	4/27/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-490	83.92	-6	-32	12	D
4/29/26 16:01	4/28/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		S	-2,000	76.93	-26	-13	173	D
4/28/26 19:23	4/27/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kapito Robert	NY	DO	P	S	-9,234	1,056.6	-9	-4	210	D
4/27/26 19:59	4/23/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-6,579	90.25	-73	0	95,711	I
4/24/26 16:03	4/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-1,045	936.18	-1	-30	3	D
4/24/26 13:32	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S.a	-5	0.5100	-10	-57	7	I
4/24/26 13:13	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	S	-1,377	91.82	-15	-21	58	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	S.d	-2,253	90.12	-25	-37	42	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-900	90.00	-10	-33	21	D
4/22/26 20:07	4/20/26	QVCGP	Qvc Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-5	0.5100	-10	-49	10	I
4/21/26 16:03	4/17/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-1,025	919.19	-1	-23	4	D
4/20/26 18:07	4/16/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,946	86.38	-57	-95	3	I
4/20/26 16:23	4/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S	-2,121	190.75	-11	-6	169	D
4/17/26 17:00	4/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-725	84.93	-9	-14	53	D
4/17/26 17:00	4/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-467	85.86	-5	-9	53	D
4/17/26 16:41	4/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-2,780	189.24	-15	-4	368	D
4/17/26 16:38	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-9,744	188.60	-52	-15	282	D
4/17/26 16:36	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	S	-3,036	188.22	-16	-21	61	D
4/17/26 16:17	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	S.d	-9,730	43.43	-224	-9	2,209	M
4/17/26 16:15	4/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	S.d	-1,295	43.64	-30	-3	844	D
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.dm	-1,572	99.00	-16	-19	66	M
4/15/26 20:09	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-2,153	99.00	-22	-100	0	M
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-4,089	99.00	-41	-41	60	D
4/13/26 10:17	4/10/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-35	0.8800	-39	-91	4	D
4/10/26 16:15	4/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-17	171.96	0	-1	12	D
4/9/26 16:20	4/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.d	-692	42.08	-16	-5	325	D
4/9/26 16:15	4/7/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	S.dm	-518	42.01	-12	-10	116	D
4/9/26 16:13	4/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.adm	-135	41.52	-3	-1	325	D
4/9/26 12:04	4/6/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-6	0.9900	-6	-13	42	D
4/8/26 16:42	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-26,188	69.83	-375	-98	7	D
4/8/26 16:42	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-408	69.85	-6	-24	18	D
4/8/26 16:41	4/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-698	69.85	-10	-2	443	D
4/8/26 16:19	4/6/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S.m	-135	41.52	-3	-1	324	D
4/3/26 08:48	4/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-108	40.00	-3	-4	59	D
3/26/26 16:32	3/25/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		S	-12	40.00	0	0	62	D
3/24/26 17:28	3/23/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	S	-1,020	39.33	-26	-8	299	D
3/24/26 16:32	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-416	71.36	-6	-20	24	D
3/24/26 16:31	3/20/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,809	71.32	-67	-97	2	I
3/23/26 12:31	3/20/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		S	-10	1.05	-9	-40	14	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S.m	-116	16.99	-7	-9	69	D
3/20/26 16:48	3/19/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		S.d	-1,479	39.00	-38	-21	142	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	S	-4,206	142.34	-30	-35	55	D
3/18/26 16:53	3/16/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-408	75.00	-5	-9	58	D
3/18/26 16:23	3/17/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	S.d	-1,908	39.74	-48	-11	397	D
3/12/26 10:13	3/10/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	S.m	-5,003	80.12	-62	-1	6,876	D
3/10/26 16:15	3/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-18	184.93	0	-1	12	D
3/9/26 16:31	3/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-470	80.50	-6	-16	30	D
3/6/26 16:12	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		S.ad	-2,192	40.92	-54	-1	4,619	I
3/5/26 17:59	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-681	94.61	-7	-11	60	D
3/5/26 17:56	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S	-1,370	94.60	-14	-100	0	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S	-956	94.60	-10	-49	10	D
3/5/26 16:38	3/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-755	75.49	-10	-2	453	D
3/4/26 15:22	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		S.d	-4,954	40.92	-121	-3	4,689	I
3/3/26 21:49	3/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S.dm	-2,090	94.97	-22	-25	66	M
3/3/26 18:09	2/27/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S	-193	95.30	-2	-4	53	I
3/3/26 17:44	2/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S	-1,036	96.57	-11	-11	88	I
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		S	-24	48.20	-1	0	131	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	S	-424	90.67	-5	-19	20	D
2/27/26 17:47	2/25/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	S.d	-2,651	95.02	-28	-73	10	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S	-2,584	1,083.4	-2	-2	141	M
2/26/26 18:01	11/28/25	BACQ	Inflection Point Acquisition Corp. IV	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S.m	-53	10.82	-5	0	3,251	I
2/26/26 16:24	2/25/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-505	16.84	-30	-3	1,140	D
2/26/26 11:59	2/25/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-327	81.74	-4	-81	1	D
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-241	1,069.6	0	-4	6	D
2/25/26 16:32	2/23/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-4,750	72.30	-66	-97	2	I
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	S.d	-7,776	38.88	-200	-38	327	D
2/19/26 16:44	2/17/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	S	-411	75.13	-5	-10	52	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.d	-1,105	38.94	-28	-20	116	D
2/17/26 16:14	2/12/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew	1P	D		S	-48	119.39	0	-53	0	D
2/13/26 17:25	2/11/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.dm	-2,729	38.09	-72	-33	145	D
2/13/26 17:18	2/11/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	S	-2,340	1,073.9	-2	-25	7	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.d	-1,839	351.00	-5	-8	59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-15,211	959.37	-16	-15	87	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	S.dm	-64,659	1,087.0	-59	-52	56	D
2/11/26 21:18	2/9/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-16,869	106.35	-159	0	95,760	I
2/11/26 16:31	2/9/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	S	-10,636	85.09	-125	-24	402	D
2/11/26 16:05	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-10,944	941.57	-12	-26	34	D
2/11/26 16:03	2/9/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	S	-2,143	935.01	-2	-32	5	M
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.d	-7,038	104.25	-68	-11	543	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		S.d	-1,236	104.55	-12	-3	453	I
2/10/26 16:15	2/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-17	171.91	0	-1	10	D
2/6/26 16:11	2/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-111	37.50	-3	-11	24	D
2/5/26 21:24	2/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-17,080	103.77	-165	0	95,979	I
2/5/26 19:18	2/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	S.dm	-26,778	104.03	-257	-32	543	I
2/5/26 16:31	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-871	87.07	-10	-2	394	D
2/5/26 16:30	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-4,613	87.81	-53	-66	28	D
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	S	-767	170.46	-5	-14	27	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	S	-50	124.31	0	-29	1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S.d	-793	104.38	-8	-92	1	D
2/3/26 19:48	1/31/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	S.dm	0	0.00	-44	-18	199	D
2/2/26 20:40	1/29/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-15,026	103.17	-146	0	96,143	I
2/2/26 18:22	1/29/26	SHCO	Soho House & Co Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-15,000	9.00	-1,667	-11	13,860	I
2/2/26 18:18	1/29/26	SHCO	Soho House & Co Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-15,000	9.00	-1,667	-11	13,860	I
2/2/26 16:26	1/29/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	S.d	-1	123.90	0	0	1,161	M
2/2/26 11:52	1/29/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	S.d	-6,989	87.36	-80	-27	212	D
1/30/26 16:34	1/30/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-6,020	182.61	-33	-8	359	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	S	-2,639	927.17	-3	-59	2	D
1/29/26 16:09	1/29/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-255	938.92	0	0	142	D
1/28/26 21:09	1/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.dm	-21,279	103.13	-206	0	96,289	M
1/28/26 16:33	1/26/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-630	107.48	-6	-39	9	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-11,756	75.84	-155	-26	452	I
1/27/26 16:12	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	S	-8,894	927.51	-10	-34	19	D
1/27/26 16:08	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-4,492	923.75	-5	-32	10	D
1/27/26 16:02	1/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	S.d	-1,618	920.62	-2	-27	5	D
1/26/26 20:11	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-4,509	105.19	-43	-2	1,845	I
1/26/26 17:00	1/22/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	S.m	-18,970	77.43	-245	-29	607	I
1/23/26 20:53	1/22/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-210	105.00	-2	-3	55	M
1/23/26 18:54	1/21/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-22,500	1,125.0	-20	-12	141	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-2,942	185.77	-16	-10	135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	S	-1,548	182.08	-9	-6	125	D
1/22/26 16:15	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	S	-5,569	183.62	-30	-10	280	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	S	-3,691	184.55	-20	-14	128	D
1/22/26 16:13	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	S	-3,966	184.00	-22	-11	169	D
1/22/26 16:12	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	S	-1,442	183.45	-8	-10	69	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	S.d	-31,676	1,171.1	-27	-72	11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-3,292	971.13	-3	-2	173	I
1/21/26 16:41	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S.d	-62,528	965.00	-65	-9	653	M
1/12/26 16:15	1/12/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-17	168.63	0	-1	10	D
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-45,610	121.63	-375	-98	7	D
1/7/26 16:31	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-713	121.59	-6	-28	15	D
1/7/26 16:30	1/5/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,216	121.58	-10	-2	404	D
12/29/25 18:01	12/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-204	102.01	-2	-3	55	M
12/23/25 16:41	12/22/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-718	122.39	-6	-22	21	D
12/23/25 11:15	12/22/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		S	-587	83.85	-7	-1	624	D
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	S.d	-21,321	163.15	-131	-33	263	D
12/12/25 16:15	12/12/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-18	177.85	0	-1	10	D
12/10/25 07:56	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	S	-173	3.85	-45	-24	146	D
12/9/25 16:30	12/5/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-776	132.26	-6	-18	27	D
12/8/25 16:20	12/4/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	S.d	-973	81.11	-12	-16	65	D
12/5/25 20:56	12/3/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	S.m	-871	3.96	-220	-54	191	D
12/5/25 17:57	12/3/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.d	-2,003	80.87	-25	0	6,943	D
12/5/25 16:31	12/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-15,855	132.13	-120	-22	414	D
12/5/25 16:30	12/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-6,550	131.15	-50	-48	54	D
12/3/25 16:36	12/1/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	S	-1,313	1,043.4	-1	-17	6	D
12/3/25 16:32	12/2/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	S	-76	11.13	-7	-4	152	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.dm	-2,494	337.04	-7	-8	90	D
12/1/25 16:38	11/26/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-6,067	121.33	-50	-9	481	D
11/26/25 16:34	11/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-1,130	112.98	-10	-2	531	D
11/25/25 17:02	11/25/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-138	11.01	-13	-1	999	D
11/21/25 16:44	11/21/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clune Katherine Patricia	MN	O	CFO	S	-444	324.69	-1	-12	10	D
11/19/25 16:31	11/17/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-48,762	116.56	-418	-100	1	I
11/19/25 16:21	11/18/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		S	-190	317.05	-1	-3	19	D
11/14/25 19:05	11/12/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-301	98.00	-3	-5	55	M
11/14/25 06:23	11/12/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	S	-294	11.77	-25	-2	1,011	D
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-39,842	132.81	-300	-39	464	D
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		S	-5,612	132.26	-42	-22	147	I
11/13/25 14:21	11/12/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	S.d	-2,105	84.21	-25	-65	14	D
11/12/25 11:20	11/11/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		S.d	-420	84.01	-5	0	1,574	D
11/10/25 21:17	11/7/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	S.d	-3,355	95.35	-35	-100	0	M
11/10/25 18:30	11/7/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-170,863	128.47	-1,330	-100	1	I
11/7/25 16:38	11/4/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-134	34.57	-4	-13	27	D
11/6/25 17:01	11/4/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-6,799	140.61	-48	-41	70	D
11/5/25 18:22	11/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-3,649	145.95	-25	-4	541	D
11/5/25 17:06	11/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.d	-826	330.33	-3	-4	59	D
10/31/25 16:47	10/29/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		S	-735	69.00	-11	-5	199	D
10/31/25 16:42	10/31/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward	NY	DO	CB,CEO	S	-16,434	164.34	-100	-12	761	D
10/30/25 21:39	10/28/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-10,284	94.22	-109	0	96,368	I
10/29/25 16:31	10/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	S	-861	146.91	-6	-49	6	D
10/29/25 16:05	10/27/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		S.m	-997	69.45	-14	-6	209	D
10/27/25 16:02	10/23/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		S.m	-2,036	67.86	-30	-12	224	D
10/23/25 16:36	10/21/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-55,683	133.11	-418	-100	1	I
10/22/25 18:42	10/20/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	S	-13,981	1,165.0	-12	-62	7	D
10/14/25 16:39	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	S.d	-108,000	36.00	-3,000	-90	349	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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