Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/21/24 16:00	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.a	-80,879	25.07	-3,226	-9	32,183	I
11/20/24 20:34	11/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-1,750	35.00	-50	-5	962	D
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		S.d	-756	81.43	-9	-2	452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	S	-1,195	113.82	-11	-4	266	I
11/20/24 16:14	11/18/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	S.m	-1,147	116.60	-10	-10	89	D
11/20/24 16:12	11/19/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	40.50	0	-17	1	I
11/19/24 18:13	11/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-720	80.03	-9	0	2,168	I
11/18/24 16:15	11/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-221	81.68	-3	-5	55	M
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	S	-1,143	11.43	-100	-10	948	D
11/15/24 16:10	11/13/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	S.m	-890	116.17	-8	-7	98	D
11/14/24 21:32	11/13/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		S	-236	78.65	-3	-10	26	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S	-2,905	116.18	-25	-14	160	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	S.m	-13,503	270.07	-50	-8	564	D
11/13/24 16:12	11/12/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	40.14	0	-14	1	I
11/13/24 16:06	11/11/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-2,997	602.41	-5	-4	106	I
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		S	-11,899	594.96	-20	-10	177	M
11/12/24 18:46	11/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-193	77.02	-3	-4	55	M
11/12/24 13:41	11/7/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-11,007	80.28	-137	-2	7,362	D
11/8/24 18:28	11/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S.m	-97,242	30.21	-3,218	-11	26,322	I
11/8/24 17:53	11/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-1,500	30.00	-50	-5	1,012	D
11/8/24 16:07	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-3,826	596.36	-6	-5	111	D
11/8/24 16:05	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	S	-1,768	594.51	-3	-26	8	D
11/8/24 16:05	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S	-3,351	335.13	-10	-6	150	D
11/8/24 16:04	11/6/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-7,667	593.03	-13	-39	21	D
11/8/24 16:03	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-512	341.33	-2	-10	14	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		S.d	-398	79.64	-5	0	1,578	D
11/8/24 12:22	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	X1	O	EVP	S.d	-791	79.14	-10	-61	7	D
11/7/24 20:03	11/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	24.92	-109	-98	3	I
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	S	-150	15.00	-10	-4	257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-28,393	72.17	-393	-8	4,759	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-28,902	72.26	-400	-2	16,365	D
11/6/24 18:39	11/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-6,053	24.21	-250	-97	7	D
11/5/24 19:02	11/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-2,946	23.57	-125	-11	1,062	D
11/4/24 18:47	10/31/24	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	0	0.00	-49,808	-100	0	I
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		S	-2,960	64.07	-46	-32	100	D
10/30/24 21:24	10/30/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-16,125	65.20	-247	-5	5,152	I
10/29/24 16:02	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	S.d	-749	74.90	-10	-6	148	D
10/29/24 16:01	10/25/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP,GC	S.d	-1,865	74.59	-25	-79	7	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		S.d	-573	75.77	-8	-35	14	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	S.d	-797	75.91	-11	-19	44	D
10/22/24 18:20	10/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-1,221	70.90	-17	0	98,661	I
10/21/24 18:21	10/17/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,598	26.40	-98	-98	3	I
10/18/24 16:18	10/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,150	72.16	-30	-1	2,177	I
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-2,124	530.94	-4	-16	21	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		S	-7,150	119.17	-60	-24	190	I
10/17/24 17:18	10/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,521	72.52	-62	0	98,678	M
10/10/24 21:28	10/10/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S	-12,618	63.09	-200	-4	5,399	I
10/10/24 18:40	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-5,203	24.98	-208	-38	346	D
10/10/24 16:30	10/8/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		S	-80,879	25.07	-3,226	-10	29,540	I
10/8/24 18:36	10/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,720	22.88	-250	-97	7	D
10/7/24 17:59	10/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-280	22.37	-13	-1	1,058	D
10/2/24 18:34	10/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S.d	-546	23.42	-23	-2	1,070	D
9/20/24 18:04	9/19/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-8	38.71	0	-13	1	I
9/20/24 17:24	9/17/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-576	64.05	-9	0	2,206	I
9/11/24 18:30	9/9/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,735	19.55	-140	-100	0	I
9/9/24 16:15	9/6/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-259	259.39	-1	-2	54	D
9/6/24 17:13	9/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,814	19.26	-250	-97	7	D
9/5/24 17:20	9/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-242	19.33	-13	-1	1,045	D
8/30/24 18:15	8/30/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-10,800	900.00	-12	-65	6	D
8/30/24 18:13	8/29/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	S.d	-12,445	888.92	-14	-9	144	D
8/30/24 09:23	8/29/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S	-383	67.50	-6	0	7,499	D
8/28/24 18:14	8/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-524	20.96	-25	-2	1,077	D
8/28/24 17:08	8/27/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-6,794	67.18	-101	-1	7,504	D
8/27/24 10:12	8/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-4,833	67.52	-72	-1	7,605	D
8/21/24 16:51	8/21/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		S	-473	263.92	-2	-9	18	D
8/21/24 16:01	8/19/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	CEO - Pr	S	-85	84.93	-1	-1	73	D
8/19/24 19:45	8/15/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.m	-1,389	65.16	-21	-1	2,215	I
8/19/24 16:32	8/15/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	CEO - Pr	S.m	-542	85.33	-6	-8	74	D
8/19/24 16:18	8/19/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		S	-38	50.78	-1	-15	4	D
8/16/24 18:26	8/14/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,695	18.73	-144	-100	0	I
8/16/24 17:30	8/15/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-10,500	875.04	-12	-65	6	D
8/16/24 16:36	8/15/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	S.d	-2,128	266.03	-8	-10	75	D
8/16/24 16:15	8/14/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-408	241.13	-2	-2	68	D
8/16/24 16:04	8/15/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,002	500.29	-6	-4	141	D
8/14/24 20:44	8/12/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.dm	-10,233	852.72	-12	-65	6	D
8/14/24 16:38	8/13/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		S	-658	254.90	-3	-11	20	D
8/14/24 16:15	8/13/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-216	240.01	-1	-9	9	D
8/14/24 16:03	8/12/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-10	34.33	0	-16	2	I
8/13/24 17:06	8/12/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	CEO,P -	S	-3,429	109.64	-31	-42	43	D
8/12/24 16:46	8/9/24	STRT	Strattec Security Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		S	-17	28.40	-1	-24	2	I
8/9/24 16:36	8/9/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-459	256.73	-2	-11	15	D
8/9/24 16:15	8/8/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-143	231.63	-1	-8	7	D
8/8/24 17:50	8/6/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-24,834	843.25	-29	-8	344	D
8/7/24 21:00	8/5/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		S.d	-147	27.30	-5	-18	24	D
8/7/24 20:10	8/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,011	16.05	-250	-97	7	D
8/6/24 18:50	8/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daley Pamela	NY	D		S	-1,289	842.08	-2	-21	6	D
8/6/24 16:30	8/5/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	S	-3,004	236.63	-13	-7	160	D
8/2/24 18:31	8/1/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	S	-75	65.20	-1	-1	96	I
8/2/24 17:58	7/31/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.d	-4,388	65.11	-67	0	98,678	M
8/2/24 08:17	7/31/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	EVP-RJA	S	-1,997	115.00	-17	-18	77	D
8/1/24 09:42	7/31/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	S	-308	51.28	-6	-22	21	D
7/26/24 16:10	7/26/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	S	-368	105.25	-4	-7	43	D
7/23/24 21:17	7/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-558	61.96	-9	0	2,237	I
7/19/24 16:31	7/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	S	-798	106.37	-8	-8	87	D
7/19/24 16:30	7/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	S	-1,617	104.00	-16	-13	109	I
7/19/24 16:29	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		S	-107	106.62	-1	-1	96	D
7/19/24 16:28	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	S	-4,262	106.54	-40	-8	444	D
7/19/24 16:26	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-21,012	105.06	-200	-26	568	I
7/18/24 18:48	7/16/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-22,529	834.42	-27	-81	6	D
7/18/24 16:08	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		S	-5,050	505.04	-10	-5	197	I
7/18/24 16:07	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,512	502.43	-5	-1	809	D
7/18/24 16:05	7/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	S	-2,530	506.01	-5	-17	25	M
7/16/24 19:01	7/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,670	22.20	-120	-100	0	I
7/15/24 16:48	7/11/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	S.d	-59	75.00	-1	-1	55	M
7/9/24 19:21	7/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,625	22.50	-250	-97	7	D
7/8/24 18:32	7/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-285	22.80	-13	-1	956	D
6/25/24 06:56	6/24/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		S	-335	67.04	-5	-1	656	D
6/24/24 18:30	6/20/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,623	21.63	-121	-100	0	I
6/24/24 18:15	6/20/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-652	72.49	-9	0	2,246	I
6/17/24 20:51	6/13/24	STGW	Stagwell Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		S	-25,360	6.34	-4,000	-24	12,981	I
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	S.d	-612	75.00	-8	-6	126	M
6/11/24 16:15	6/7/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-100	199.48	-1	-1	55	D
6/10/24 16:30	6/7/24	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	S	-116	11.64	-10	-15	59	D
6/6/24 18:25	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-5,258	21.03	-250	-97	7	D
6/6/24 18:23	6/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-263	21.05	-13	-1	944	D
6/5/24 18:36	6/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-106	21.25	-5	0	1,066	D
6/3/24 18:38	5/30/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-8,658	21.28	-407	-98	7	D
6/3/24 18:38	5/30/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,570	22.02	-117	-100	0	I
5/31/24 18:31	5/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-961	21.11	-46	-87	7	D
5/30/24 20:44	5/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	S.d	-5,493	70.94	-77	-38	126	M
5/23/24 18:49	5/21/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-1,005	21.12	-48	-87	7	D
5/23/24 06:03	5/20/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,008	807.29	-31	-7	383	D
5/22/24 18:35	5/20/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-706	78.41	-9	0	2,253	I
5/21/24 16:44	5/17/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-1,062	212.49	-5	-8	55	I
5/20/24 16:06	5/16/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	S	-6,898	466.25	-15	-15	81	M
5/17/24 19:07	5/15/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-304	18.27	-17	-100	0	I
5/16/24 21:04	5/14/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	CHRO	S	-693	99.61	-7	-13	46	D
5/16/24 20:24	5/14/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-9,559	77.45	-123	0	98,742	I
5/14/24 21:26	5/13/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	S.m	-12,974	46.27	-280	-5	5,649	M
5/14/24 18:38	5/10/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,547	16.63	-153	-100	0	I
5/14/24 18:02	5/10/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	S.d	-7,155	795.00	-9	-58	6	D
5/14/24 16:03	5/10/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	S	-3,018	457.32	-7	-4	147	D
5/14/24 12:08	5/13/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-3,301	68.09	-48	-1	7,677	D
5/13/24 21:23	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.a	-1,002	76.38	-13	-1	2,288	I
5/13/24 20:44	5/9/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-2,003	76.13	-26	-1	2,262	I
5/13/24 10:18	5/9/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	S.m	-9,605	68.61	-140	-2	7,725	D
5/10/24 16:12	5/10/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		S	-180	43.65	-4	-46	5	D
5/8/24 19:44	5/6/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,482	17.93	-250	-97	7	D
5/8/24 18:10	5/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-1,002	76.38	-13	-1	2,282	I
5/8/24 17:49	5/3/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-10,027	75.95	-132	0	98,966	I
5/7/24 19:11	5/3/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-223	17.83	-13	-1	855	D
5/7/24 16:34	5/6/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	S	-331	211.14	-2	-9	17	D
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	S	-160	16.00	-10	-2	405	D
5/6/24 16:42	5/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P-GlobEq	S	-1,381	124.44	-11	-18	49	D
5/3/24 19:19	5/2/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-427	17.04	-25	-39	39	D
5/3/24 19:14	5/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S	-84	16.72	-5	0	997	D
5/3/24 16:40	5/2/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		S	-1,039	79.90	-13	-41	19	I
5/1/24 16:24	4/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		S	-2,161	432.25	-5	-1	819	D
4/30/24 19:28	4/26/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-8,970	74.87	-120	0	99,098	I
4/29/24 14:41	4/26/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	P,CEO RJ	S	-505	121.01	-4	-7	54	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.d	-414	75.51	-5	-8	61	M
4/25/24 18:46	4/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-2,715	17.61	-154	-81	36	I
4/24/24 21:32	4/24/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	S	-65,251	43.50	-1,500	-8	16,707	D
4/24/24 18:43	4/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S	-6,661	74.62	-89	0	99,217	I
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		S.d	-1,080	73.21	-15	-11	116	M
4/22/24 21:33	4/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S.dm	-1,208	73.30	-16	-1	2,301	M
4/22/24 18:42	4/18/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		S.d	-286	17.16	-17	-32	36	I
4/19/24 16:06	4/18/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	S	-9,021	90.21	-100	-12	767	D
4/19/24 16:05	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles Aubrey III	NY	O	Chief Ri	S	-1,009	90.09	-11	-8	131	D
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		S	-503	70.86	-7	-21	27	I
4/18/24 21:29	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		S.d	-356	71.11	-5	-16	26	M
4/18/24 21:13	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-724	72.40	-10	-12	73	D
4/18/24 21:10	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S.dm	-837	72.17	-12	-16	61	M
4/18/24 21:08	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	S	-1,771	72.23	-25	-99	0	D
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	S	-3,046	70.83	-43	-12	302	I
4/8/24 18:40	4/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,669	18.67	-250	-97	7	D
4/2/24 18:45	4/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-98	19.59	-5	0	1,002	D
4/1/24 09:26	3/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-1,397	72.14	-19	0	7,865	D
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.a	-1,141	72.64	-16	-26	45	D
3/28/24 12:45	3/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DOT	Exec CB	S	-10,613	70.75	-150	-2	7,885	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	S.d	-140	69.80	-2	-5	35	D
3/26/24 19:51	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		S.d	-1,141	72.64	-16	-26	44	D
3/25/24 21:13	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-638	70.87	-9	0	2,310	I
3/25/24 21:05	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S.d	-907	70.03	-13	-13	83	D
3/25/24 19:28	3/21/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S.d	-348	70.01	-5	-100	0	M
3/21/24 19:23	3/19/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-286	17.17	-17	-32	36	I
3/15/24 19:44	3/8/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-313	11.95	-26	-2	1,328	I
3/15/24 19:40	3/6/24	STHO	Star Holdings	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		S.m	-177	11.82	-15	-1	1,328	I
3/15/24 16:49	3/13/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	S.m	-1,553	74.68	-21	-10	185	D
3/14/24 18:50	3/12/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-2,580	16.41	-157	-81	36	I
3/12/24 17:00	3/11/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Michaud Thomas B.	NY	O	SVP	S.d	-1,888	74.26	-25	-22	90	D
3/8/24 21:09	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	S	-2,033	67.80	-30	-26	83	D
3/8/24 20:12	3/6/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	Please s	S	-3,305	67.80	-49	-100	0	I
3/7/24 18:33	3/5/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	S	-199	15.90	-13	-2	814	D
3/6/24 18:50	3/4/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-4,190	16.76	-250	-97	7	D
3/6/24 16:01	3/6/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	S	-226	75.43	-3	-25	9	D
3/5/24 18:09	3/1/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	S.d	-82	16.47	-5	-1	971	D
3/4/24 19:38	2/29/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-269	16.17	-17	-32	36	I
3/4/24 18:31	2/29/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-953	190.69	-5	-8	60	D
3/1/24 21:29	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		S	-588	65.29	-9	0	2,319	I
3/1/24 21:01	2/28/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	S	-361	65.71	-6	-19	24	I
3/1/24 18:53	2/28/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	S	-25,090	809.92	-31	-7	414	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	S.d	-7,560	15.12	-500	-99	7	D
2/28/24 18:30	2/26/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	DO	Chief Cr	S.d	-7,287	15.10	-483	-93	36	I
2/28/24 16:49	2/26/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	S.m	-748	184.76	-4	-6	65	D
2/27/24 18:38	2/23/24	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	S	-879	14.43	-61	-15	351	D
2/26/24 17:05	2/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	S.m	-7,565	64.66	-117	0	99,282	I
2/26/24 16:09	2/22/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Berlinski Philip R.	NY	O	Global T	S	-4,551	390.64	-12	-31	25	D
2/26/24 16:07	2/23/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	S	-5,001	394.43	-13	-27	34	D
2/26/24 11:54	2/23/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	S.d	-202	67.31	-3	-70	1	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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oSt

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