PTY - Pimco Corporate & Income Opportunity Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	6	29	0	1	-2	-2	-5	1	-1
S	%wins				72	59	72	69	79	72	71

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/18/19 20:05	12/16/19	PTY	Fund	CEF	Closed-End Funds	Dawson Craig A	CA	D		S	0	18.51	0	0	-1	0	D
4/24/15 17:29	2/27/15	PTY	Fund	CEF	Closed-End Funds	Brigade Leveraged Capital Structures Fund Ltd.	E9	T		S.a	0	0.00	3	-2	-100	0	D	-1	-3	-3	-3	-1	-1	1	0	0	1	-3	-6	-7	-2
2/20/15 16:55	1/29/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-430	16.75	3	-26	-1	3,310	D	5	1	-3	-3	1	0	-1	0	-1	-3	-6	-6	-11	-15
2/18/15 18:47	1/30/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-832	16.63	3	-50	-2	3,260	D	6	-1	-4	-4	2	-2	-2	-2	1	0	-5	-5	-10	-13
2/12/15 18:22	1/16/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,138	16.20	4	-70	-2	3,335	I	5	1	-1	-1	2	2	0	0	0	0	-2	-5	-11	-18
2/12/15 17:59	1/15/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,118	15.91	4	-70	-2	3,405	I	5	1	-1	-1	2	2	0	0	0	0	-2	-5	-11	-18
2/6/15 17:41	1/14/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,125	16.02	4	-70	-2	3,476	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:49	1/13/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,135	16.16	4	-70	-2	3,546	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:37	1/12/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S.a	-1,142	16.26	4	-70	-2	3,616	I	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/6/15 16:22	2/4/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-112	16.75	4	-7	0	3,196	D	7	3	1	0	-4	6	0	0	0	-1	-2	-3	-11	-14
2/5/15 19:20	2/3/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-838	16.76	4	-50	-2	3,203	D	8	3	0	0	-5	4	0	-1	0	0	-2	-3	-12	-13
2/4/15 20:22	2/2/15	PTY	Fund	CEF	Closed-End Funds	Gross William H	CO	H	SEE REMA	S	-111	16.78	4	-7	0	3,253	D	11	5	0	2	-5	4	1	0	1	1	-1	-2	-9	-12
7/10/13 15:03	7/8/13	PTY	Fund	CEF	Closed-End Funds	Maney John C	NY	D		S	-26	18.25	11	-1	-100	0	D	4	4	-5	-13	-4	-9	-8	-3	-1	1	-1	0	13	24
5/21/13 16:54	5/17/13	PTY	Fund	CEF	Closed-End Funds	Gross William H	CA	H	See Rema	S	-1,656	20.96	5	-79	-2	3,313	I	19	27	13	-3	-3	-6	-7	-6	1	-4	-1	-12	-5	12
1/3/12 11:10	12/8/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-9	17.17	4	-1	-100	0	I	47	10	-13	7	5	-1	-1	-6	-1	2	10	10	13	25
10/28/11 15:25	10/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	0	17.16	5	0	-100	0	I	60	10	-11	-9	1	4	1	1	3	5	-5	10	9	28
7/11/11 17:34	5/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-62	20.01	7	-3	-100	0	I	136	36	29	8	5	3	2	1	-1	-3	-13	-20	-11	1
5/13/11 12:55	4/5/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-24	19.91	4	-1	-100	0	I	171	43	21	9	-2	3	1	1	0	-1	0	-5	-8	-3
5/3/11 16:17	3/24/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-48	20.96	8	-2	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:14	3/10/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-189	20.31	8	-9	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:12	1/28/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-146	19.19	8	-8	-46	9	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
5/3/11 16:09	1/6/11	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-234	17.69	8	-13	-100	0	I	184	39	24	9	-1	11	3	1	0	0	2	0	-8	-3
3/21/11 12:22	12/23/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-126	14.82	7	-8	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:19	12/15/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-14	16.02	7	-1	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:16	3/3/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-327	15.95	7	-20	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
3/21/11 12:13	2/8/10	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-295	16.15	7	-18	-100	0	I	273	42	28	29	9	1	0	1	1	5	-5	1	-13	-3
2/12/10 15:06	2/11/10	PTY	Fund	CEF	Closed-End Funds	Hodge Douglas M	CA	H	Executiv	S	-112	16.04	6	-7	-100	0	D	39	66	32	23	12	9	1	0	-2	2	3	2	13	33
2/11/10 19:31	2/10/10	PTY	Fund	CEF	Closed-End Funds	Hodge Douglas M	CA	H	Executiv	S	-49	16.17	6	-3	-30	7	D	42	74	34	24	11	9	6	2	-2	1	4	2	14	34
9/2/09 11:42	8/27/09	PTY	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-255	12.77	3	-20	-100	0	I	12	8	92	19	10	-2	-1	0	0	2	9	12	41	53
5/29/07 12:25	5/22/07	PTY	Financ	InvAdv	Investment Advice	Allianz Global Investors of America L P	CA	H	Affiliat	S	-1	16.53	2	0	-100	0	D	20	5	2	0	-1	-3	-2	-1	0	0	-9	-11	-12	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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